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Electronic	
  solu-ons	
  to	
  clinical	
  problems?	
  
An	
  integrated	
  approach	
  to	
  clinical	
  data	
  collec0on	
  and	
  analysis	
  
Alexis Joannides
Michael Gifford
Email:	
  aj238@cam.ac.uk	
  
The	
  challenge	
  of	
  clinical	
  data	
  flow	
  
Clinical	
  
audit	
  
Service	
  
evalua-on	
  
Registry	
  
submission	
  
Transfer	
  
documenta-on	
  
Research	
  
study	
  
Data	
  capture	
  
Service devolution
across multiple sites
across multiple specialties
Data duplication
operational service
audit and evaluation
academic research
Technical challenges
system compatibility
data compatibility
cost
Commissioning	
  
Cost	
  
Inaccuracy	
  
Healthcare	
  
records	
  
Audit	
  and	
  research	
  data	
  
X	
  X	
  
1/4/11 – 1/4/12
n = 5099
Real-­‐-me	
  monitoring	
  of	
  neurosurgical	
  emergency	
  prac-ce	
  from	
  opera-onal	
  
data	
  
0%	
  
25%	
  
50%	
  
75%	
  
100%	
  
Other	
  
No	
  involvement	
  
Follow-­‐up	
  
Transfer	
  
0	
  
600	
  
1200	
  
1800	
  
Approaches	
  to	
  mul--­‐site	
  healthcare	
  data	
  collec-on	
  
User	
  familiarity	
  
Single	
  point	
  of	
  data	
  capture	
  
	
  
Limited	
  by	
  quality	
  of	
  local	
  data	
  
Individual	
  interfacing	
  requirements	
  
	
  
Control	
  over	
  data	
  quality	
  
Rapidly	
  scalable	
  and	
  adaptable	
  
	
  
User	
  training	
  
Local	
  unit	
  engagement	
  
Factors to consider
Scalability
Portability
Cost-effectiveness
Adaptability
User involvement
Outcome	
  Registry,	
  Interven-on	
  and	
  Opera-on	
  Network	
  (ORION)	
  
a	
  na-onal	
  plaTorm	
  for	
  integra-ng	
  clinical	
  data	
  collec-on	
  for	
  mul-ple	
  uses	
  
Data	
  input	
  
Longitudinal	
  	
  
analysis	
  
Cross-­‐sec-onal	
  	
  
analysis	
  
Interfacing	
  
Cloud	
  repository	
  
Print output
Electronic records
Trial protocol
Disease registry!
Care pathway!
Clinical review!
Desktop	
  and	
  tablet	
  interface	
  
No	
  local	
  so8ware	
  requirement	
  
Two-­‐factor	
  authen0ca0on	
  
Pa0ent-­‐facing	
  interface	
  
	
  
	
  
	
  
	
  
Data	
  valida0on	
  
Controlled	
  modular	
  access	
  
Single	
  common	
  dataset	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
PDF,	
  CSV,	
  graph	
  output	
  
	
  
Key	
  features	
  
•  Cloud-­‐based	
  applicaCon	
  allowing	
  secure	
  and	
  controlled	
  access	
  to	
  structured	
  healthcare	
  
informaCon	
  across	
  mul-ple	
  sites	
  
	
  
•  Custom	
  applicaCon	
  modules	
  u-lising	
  common	
  dataset	
  
•  Flexible	
  paCent	
  idenCficaCon	
  via	
  mulCple	
  unique	
  idenCfiers	
  
•  In-­‐built	
  record	
  duplicaCon	
  safeguards	
  
•  OpCmisCc	
  and/or	
  pessimisCc	
  concurrency	
  checks	
  to	
  enable	
  collaboraCve	
  work	
  
	
  	
  
•  Email	
  communicaCon	
  to	
  paCents	
  /	
  users	
  
•  AutomaCc	
  PDF	
  generaCon	
  for	
  output	
  to	
  other	
  systems	
  /	
  prinCng	
  
•  Temporary	
  local	
  storage	
  and	
  synchronisaCon	
  for	
  offline	
  data	
  capture	
  
–  Prepared	
  entries	
  via	
  token	
  code	
  or	
  pre-­‐loading	
  
–  DraQ	
  mode	
  for	
  later	
  online	
  reconciliaCon	
  
•  Custom	
  filters	
  for	
  real-­‐Cme	
  analysis	
  and	
  CSV	
  export	
  for	
  external	
  analysis	
  
	
  
Reconciling	
  data	
  protec-on	
  and	
  analysis	
  
WebapplicationDatabaseUsers
Data
input
On-screen
view
Document
generation
Data
export
Validation
Metadata
specification
Decryption
Identifier
encryption
StorageBackup
ServiceAdmin Analysis
Regulatory	
  framework	
  
Steering	
  
CommiVee	
  
SoWware	
  
Development	
  
Team	
  
Network	
  
Administra-on	
  
Team	
  
Outcome	
  
Research	
  
Consor-um	
  
Applica-on	
  
support	
  
Log	
  and	
  backup	
  
monitoring	
  
Module	
  
development	
  
Record	
  
administra-on	
  
Pilots	
  and	
  module	
  
rollout	
  
User	
  
administra-on	
  Grants	
  
Publica-ons	
  
Annual	
  reports	
  
Engagement	
  and	
  
publicity	
  
Data	
  Monitoring	
  
and	
  Oversight	
  
CommiVee	
  
Policies	
  and	
  procedures	
  
Technical	
  and	
  Security	
  SpecificaCon	
  
SubscripCon	
  Terms	
  and	
  CondiCons	
  
OperaConal	
  Policy	
  
System	
  Access	
  and	
  Data	
  Policy	
  
	
  
Annual	
  IG	
  toolkit	
  submissions	
  
Society of British Neurological Surgeons
British Neurotrauma Group
British Skullbase Society
Current	
  work	
  
	
  
•  Network	
  referral	
  system	
  –	
  neurosurgery	
  and	
  neurology	
  (regional)	
  
•  VesCbular	
  schwannoma	
  registry	
  (naConal)	
  
•  Major	
  trauma	
  rehabilitaCon	
  (regional)	
  
•  SBNS/BNTRC	
  chronic	
  subdural	
  haematoma	
  audit	
  (naConal)	
  
•  UK	
  shunt	
  registry	
  (naConal)	
  
	
  
•  Childrens	
  Epilepsy	
  Surgery	
  Service	
  (naConal)	
  
•  NF2	
  outcome	
  and	
  QoL	
  registry	
  (regional)	
  
•  Integrated	
  neuro-­‐oncology	
  care	
  pathway	
  (regional)	
  
•  Impaired	
  consciousness	
  clinical	
  database	
  (local)	
  
	
  
•  Pituitary	
  surgery	
  outcome	
  registry	
  (naConal)	
  
•  UK	
  cranial	
  reconstrucCon	
  registry	
  (naConal)	
  
•  UK	
  TSHoma	
  database	
  (local)	
  
•  PSA	
  community	
  monitoring	
  (local)	
  
	
  
	
  Development	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Pilot	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Live	
  
	
  
0	
  
10	
  
20	
  
30	
  
40	
  
50	
  
60	
  
70	
  
Pa-ents	
  recruited	
  
Speed	
  of	
  deployment	
  
UK	
  na4onal	
  chronic	
  subdural	
  haematoma	
  audit	
  recruitment	
  
Preven-on	
  
Acute	
  care	
  
Prognosis	
  
Recovery	
  
Long-­‐term	
  care	
  
ABI	
  
EducaCon	
  
Risk	
  straCficaCon	
  
	
  
	
  
Early	
  detecCon	
  
ResuscitaCon	
  
	
  	
  	
  -­‐	
  Major	
  Trauma	
  Centre	
  
MulCmodality	
  bedside	
  monitoring	
  
FuncConal	
  neuroimaging	
  
	
  
Emergence	
  from	
  coma	
  
States	
  of	
  impaired	
  consciousness	
  
Late	
  sequelae	
  
	
  	
  	
  	
  	
  -­‐	
  hydrocephalus,	
  epilepsy,	
  demenCa	
  
	
  
	
  
RehabilitaCon	
  	
  
	
  	
  	
  	
  	
  -­‐	
  physical,	
  cogniCve,	
  emoConal,	
  behavioural	
  
Community	
  re-­‐integraCon	
  
	
  
	
  
	
  
Ongoing	
  paCent	
  and	
  carer	
  support	
  
AcCve	
  surveillance	
  	
  
	
  	
  	
  	
  	
  	
  -­‐	
  UK	
  shunt	
  registry	
  
	
  	
  	
  	
  	
  	
  -­‐	
  EHIG	
  head	
  injury	
  database	
  
	
  
DBI	
  
NRS	
  
eRP	
  
CRIC	
  
UKSR	
  
DoS	
  
Data	
  synergy	
  
Piecing	
  together	
  a	
  heterogeneous	
  brain	
  injury	
  pathway	
  
Mobile	
  devices:	
  pa-ent	
  interac-on	
  
Presen4ng	
  symptom	
  pa>erns	
  in	
  neuro-­‐oncology	
  (EORTC	
  QLQ-­‐C30	
  /	
  BN20)	
  
0	
  
20	
  
40	
  
60	
  
80	
  
100	
  0	
  
20	
  
40	
  
60	
  
80	
  
100	
  
0	
  
20	
  
40	
  
60	
  
80	
  
100	
  
n=154	
  
Mobile	
  devices:	
  clinician	
  interac-on	
  
Rehabilita4on	
  complexity	
  following	
  major	
  trauma	
  
!"
#$"
$!"
%$"
&!!"
'
()*+,-"
.,/("
01/2*34"
56(/,78"
9:1*7;
(3<"
!"#$#%&"'$(%)*"+,$-."
/0123"'$(%)*+"
!"
#!"
$!"
%!"
&!"
!'&" (')" #!'#&" #('$("
!"#$%&'()*+,&"-&.$/+'#0&
!"#$%&12345!&06",+&
!"
#"
$!"
$#"
%!"
%#"
&'(" )*+" ,'-" ./-" ,'0" &1(" &120"
!"#$%&#'()*+,-'./0$#'
3415/6*(7"
89*-'/0"
:1-;5(<"
='-*"
,*>5?'2"
n=69	
  
Achieving	
  sufficient	
  resolu-on	
  
Trade-­‐offs	
  in	
  developing	
  complex	
  datasets	
  
•  PracCcality	
  
–  Who	
  and	
  when?	
  
	
  
•  UClity	
  
–  Does	
  it	
  jusCfy	
  the	
  required	
  resources?	
  
–  Can	
  this	
  be	
  useful	
  for	
  mulCple	
  purposes?	
  
	
  
•  Applicability	
  
–  To	
  what	
  proporCon	
  of	
  paCents	
  will	
  this	
  apply?	
  
	
  
•  Accuracy	
  
–  How	
  correct	
  is	
  the	
  data	
  likely	
  to	
  be?	
  
Content	
  
Par--on	
  
Structure	
  
Flow	
  
Collec-ng	
  the	
  right	
  data	
  
Defining	
  a	
  minimum	
  dataset	
  for	
  accurate	
  outcome	
  interpreta4on	
  	
  
Baseline Intervention Outcome
Stratification
Disease stage
Disease subtype
Co-morbidity
Procedure
Complications
Adjuncts
Co-treatment
CROMS
Survival
Imaging
Molecular markers
Biological assays
PROMS
Quality of life
Disease specific
IdenCfy	
  paCent	
  
subsets	
  amenable	
  to	
  
novel	
  intervenCons	
  
Con-nuous	
  evalua-on	
  
of	
  high	
  resolu-on	
  
datasets	
  
Evaluate	
  impact	
  of	
  
newly	
  established	
  
approaches	
  
Monitor	
  intervenCon	
  
effecCveness	
  and	
  
safety	
  
Evidence-­‐based	
  
healthcare	
  policy	
  and	
  
service	
  delivery	
  
Healthcare	
  provision	
   Clinical	
  research	
  
U-lity	
  beyond	
  the	
  UK	
  healthcare	
  se_ng?	
  	
  
	
  
•  PotenCal	
  applicaCons	
  
–  Cost-­‐effecCve	
  approach	
  to	
  capture	
  large-­‐scale	
  observaConal	
  data	
  from	
  rouCne	
  pracCce	
  
–  Outcome	
  reporCng	
  for	
  long-­‐term	
  condiCons	
  
–  Complex	
  datasets	
  for	
  bespoke	
  research	
  studies	
  	
  
	
  
•  	
  Barriers	
  to	
  consider	
  
–  Local	
  infrastructure	
  and	
  setup	
  
–  Route	
  to	
  delivery	
  and	
  implementaCon	
  
–  PaCent	
  idenCficaCon	
  and	
  cross-­‐referencing	
  
–  Funding	
  model	
  and	
  sustainability	
  
	
  

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Electronic solutions to clinical problems: An integrated approach to clinical data collection and analysis

  • 1. Electronic  solu-ons  to  clinical  problems?   An  integrated  approach  to  clinical  data  collec0on  and  analysis   Alexis Joannides Michael Gifford Email:  aj238@cam.ac.uk  
  • 2. The  challenge  of  clinical  data  flow   Clinical   audit   Service   evalua-on   Registry   submission   Transfer   documenta-on   Research   study   Data  capture   Service devolution across multiple sites across multiple specialties Data duplication operational service audit and evaluation academic research Technical challenges system compatibility data compatibility cost Commissioning   Cost   Inaccuracy   Healthcare   records   Audit  and  research  data   X  X  
  • 3. 1/4/11 – 1/4/12 n = 5099 Real-­‐-me  monitoring  of  neurosurgical  emergency  prac-ce  from  opera-onal   data   0%   25%   50%   75%   100%   Other   No  involvement   Follow-­‐up   Transfer   0   600   1200   1800  
  • 4. Approaches  to  mul--­‐site  healthcare  data  collec-on   User  familiarity   Single  point  of  data  capture     Limited  by  quality  of  local  data   Individual  interfacing  requirements     Control  over  data  quality   Rapidly  scalable  and  adaptable     User  training   Local  unit  engagement   Factors to consider Scalability Portability Cost-effectiveness Adaptability User involvement
  • 5. Outcome  Registry,  Interven-on  and  Opera-on  Network  (ORION)   a  na-onal  plaTorm  for  integra-ng  clinical  data  collec-on  for  mul-ple  uses   Data  input   Longitudinal     analysis   Cross-­‐sec-onal     analysis   Interfacing   Cloud  repository   Print output Electronic records Trial protocol Disease registry! Care pathway! Clinical review! Desktop  and  tablet  interface   No  local  so8ware  requirement   Two-­‐factor  authen0ca0on   Pa0ent-­‐facing  interface           Data  valida0on   Controlled  modular  access   Single  common  dataset                 PDF,  CSV,  graph  output    
  • 6. Key  features   •  Cloud-­‐based  applicaCon  allowing  secure  and  controlled  access  to  structured  healthcare   informaCon  across  mul-ple  sites     •  Custom  applicaCon  modules  u-lising  common  dataset   •  Flexible  paCent  idenCficaCon  via  mulCple  unique  idenCfiers   •  In-­‐built  record  duplicaCon  safeguards   •  OpCmisCc  and/or  pessimisCc  concurrency  checks  to  enable  collaboraCve  work       •  Email  communicaCon  to  paCents  /  users   •  AutomaCc  PDF  generaCon  for  output  to  other  systems  /  prinCng   •  Temporary  local  storage  and  synchronisaCon  for  offline  data  capture   –  Prepared  entries  via  token  code  or  pre-­‐loading   –  DraQ  mode  for  later  online  reconciliaCon   •  Custom  filters  for  real-­‐Cme  analysis  and  CSV  export  for  external  analysis    
  • 7. Reconciling  data  protec-on  and  analysis   WebapplicationDatabaseUsers Data input On-screen view Document generation Data export Validation Metadata specification Decryption Identifier encryption StorageBackup ServiceAdmin Analysis
  • 8. Regulatory  framework   Steering   CommiVee   SoWware   Development   Team   Network   Administra-on   Team   Outcome   Research   Consor-um   Applica-on   support   Log  and  backup   monitoring   Module   development   Record   administra-on   Pilots  and  module   rollout   User   administra-on  Grants   Publica-ons   Annual  reports   Engagement  and   publicity   Data  Monitoring   and  Oversight   CommiVee   Policies  and  procedures   Technical  and  Security  SpecificaCon   SubscripCon  Terms  and  CondiCons   OperaConal  Policy   System  Access  and  Data  Policy     Annual  IG  toolkit  submissions   Society of British Neurological Surgeons British Neurotrauma Group British Skullbase Society
  • 9. Current  work     •  Network  referral  system  –  neurosurgery  and  neurology  (regional)   •  VesCbular  schwannoma  registry  (naConal)   •  Major  trauma  rehabilitaCon  (regional)   •  SBNS/BNTRC  chronic  subdural  haematoma  audit  (naConal)   •  UK  shunt  registry  (naConal)     •  Childrens  Epilepsy  Surgery  Service  (naConal)   •  NF2  outcome  and  QoL  registry  (regional)   •  Integrated  neuro-­‐oncology  care  pathway  (regional)   •  Impaired  consciousness  clinical  database  (local)     •  Pituitary  surgery  outcome  registry  (naConal)   •  UK  cranial  reconstrucCon  registry  (naConal)   •  UK  TSHoma  database  (local)   •  PSA  community  monitoring  (local)      Development                                Pilot                                                            Live    
  • 10. 0   10   20   30   40   50   60   70   Pa-ents  recruited   Speed  of  deployment   UK  na4onal  chronic  subdural  haematoma  audit  recruitment  
  • 11. Preven-on   Acute  care   Prognosis   Recovery   Long-­‐term  care   ABI   EducaCon   Risk  straCficaCon       Early  detecCon   ResuscitaCon        -­‐  Major  Trauma  Centre   MulCmodality  bedside  monitoring   FuncConal  neuroimaging     Emergence  from  coma   States  of  impaired  consciousness   Late  sequelae            -­‐  hydrocephalus,  epilepsy,  demenCa       RehabilitaCon              -­‐  physical,  cogniCve,  emoConal,  behavioural   Community  re-­‐integraCon         Ongoing  paCent  and  carer  support   AcCve  surveillance                -­‐  UK  shunt  registry              -­‐  EHIG  head  injury  database     DBI   NRS   eRP   CRIC   UKSR   DoS   Data  synergy   Piecing  together  a  heterogeneous  brain  injury  pathway  
  • 12. Mobile  devices:  pa-ent  interac-on   Presen4ng  symptom  pa>erns  in  neuro-­‐oncology  (EORTC  QLQ-­‐C30  /  BN20)   0   20   40   60   80   100  0   20   40   60   80   100   0   20   40   60   80   100   n=154  
  • 13. Mobile  devices:  clinician  interac-on   Rehabilita4on  complexity  following  major  trauma   !" #$" $!" %$" &!!" ' ()*+,-" .,/(" 01/2*34" 56(/,78" 9:1*7; (3<" !"#$#%&"'$(%)*"+,$-." /0123"'$(%)*+" !" #!" $!" %!" &!" !'&" (')" #!'#&" #('$(" !"#$%&'()*+,&"-&.$/+'#0& !"#$%&12345!&06",+& !" #" $!" $#" %!" %#" &'(" )*+" ,'-" ./-" ,'0" &1(" &120" !"#$%&#'()*+,-'./0$#' 3415/6*(7" 89*-'/0" :1-;5(<" ='-*" ,*>5?'2" n=69  
  • 14. Achieving  sufficient  resolu-on   Trade-­‐offs  in  developing  complex  datasets   •  PracCcality   –  Who  and  when?     •  UClity   –  Does  it  jusCfy  the  required  resources?   –  Can  this  be  useful  for  mulCple  purposes?     •  Applicability   –  To  what  proporCon  of  paCents  will  this  apply?     •  Accuracy   –  How  correct  is  the  data  likely  to  be?   Content   Par--on   Structure   Flow  
  • 15. Collec-ng  the  right  data   Defining  a  minimum  dataset  for  accurate  outcome  interpreta4on     Baseline Intervention Outcome Stratification Disease stage Disease subtype Co-morbidity Procedure Complications Adjuncts Co-treatment CROMS Survival Imaging Molecular markers Biological assays PROMS Quality of life Disease specific
  • 16. IdenCfy  paCent   subsets  amenable  to   novel  intervenCons   Con-nuous  evalua-on   of  high  resolu-on   datasets   Evaluate  impact  of   newly  established   approaches   Monitor  intervenCon   effecCveness  and   safety   Evidence-­‐based   healthcare  policy  and   service  delivery   Healthcare  provision   Clinical  research  
  • 17. U-lity  beyond  the  UK  healthcare  se_ng?       •  PotenCal  applicaCons   –  Cost-­‐effecCve  approach  to  capture  large-­‐scale  observaConal  data  from  rouCne  pracCce   –  Outcome  reporCng  for  long-­‐term  condiCons   –  Complex  datasets  for  bespoke  research  studies       •   Barriers  to  consider   –  Local  infrastructure  and  setup   –  Route  to  delivery  and  implementaCon   –  PaCent  idenCficaCon  and  cross-­‐referencing   –  Funding  model  and  sustainability