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WP 5 -- Intervention Analysis

Identification and Implementation of
 High-Impact Interventions—Use of
            modeling tools
Outline

          WP5—Yellow River Basin
          Tools to support WP5 type analyses
            • Global water and food projection tools
            • Basin models




INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
WORK PACKAGES
                       WP5: Intervention Analysis

          Research Activities:
            • Literature review on previous, current, and
              proposed interventions in the YRB
            • Identification and assessment of high potential
              interventions for increasing water productivity
              and alleviating poverty
            • Stakeholder insights from upper, middle, and
              lower basin
          WP5 Leaders: Xue Yunpeng and Claudia
          Ringler with support from everyone else

INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Yellow River Basin WP5
              Implementation Process

WP0 Phase I
• Data/Project/Models Review/Basin Tour




                                                                       -Alternative interventions, impacts, and CBA -
                                                                       -Alternative interventions, impacts, and CBA -
• Project Design
• Conceptual Framework
• Development of Tools & Methods




                                                STAKEHOLDER DIALOGUE




                                                                                WP5 SCENARIO ANALYSIS
                                                                                WP5 SCENARIO ANALYSIS
     WP1 Water                                                                                                           Ranking of
                      WP2 Water                                                                                          alternative
      Poverty         Availability
     Mapping &                                                                                                            Scenario
                      and Access                                                                                        outcomes to
      Analysis
                                                                                                                         determine
                                     Phase II
       WP3 Water Productivity                                                                                           High Potential
       Analysis – Basin Model                                                                                           Interventions


      WP4 Institutional Analysis



WP6 Knowledge Base & Evaluation
           Platform                       SHARED VISION MODELING
What is a Shared Vision Model?


          A “Shared Vision” model is a
          collective view of a water resources
          system jointly developed by
          modelers, managers and
          stakeholders. It is used to facilitate
          plan development, implementation
          and maintenance

INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Perceived Advantages of
                  Shared Vision Models

        Shared Vision Models
            Improve analysis
            Are more flexible
            Communicate more effectively
            Cost less to develop than traditional
            approaches



INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Modeling Philosophy

      Shared Vision Models should
        Be developed with wide support
        Improve communication among
        managers and stakeholders
        Disseminate information equally
        Improve planning and
        management         of water
        resources
        Serve as a basis for effective
        negotiation
INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Overview of
Model Development Process
     Define Objectives

     Structure
     Modeling Process

     Conceptualize System


       Construct Model

     Test &Validate Model
                            Enhance/Modify Model
      Gain Stakeholder
      Endorsement
      Establish Ongoing
      Role For Model
MODELING TOOLS IN SUPPORT
OF INTERVENTION ANALYSIS
Per Capita Meat Consumption, 2000-
                   2050




INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE   Page 10
Calorie availability, key riparian countries
                 (calories per capita per day)

                                2000      2000-2050
4000
3500
3000
2500
2000
1500
1000
 500
   0
-500




              Ecuador
       Laos_Cambodia
            Botswana




                Egypt
                 Togo




         Burkina_Faso




                China
                 Nepal
               Uganda
          Mozambique




           Bangladesh




             Colombia
              Ethiopia




                Sudan




              Vietnam
                  India




             Myanmar
          South_Africa
                  Peru
                Ghana
              Thailand
                   Mali
            Zimbabwe




  INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Increasing Irrigation Water
                     Scarcity
            Irrigation water supply reliability is declining
   1.00
   0.90
   0.80
   0.70
   0.60
                                                                      2000
   0.50
                                                                      2050
   0.40
   0.30
   0.20
   0.10
   0.00




                                                               g

                                                              ed
            a




                                                               A
                  P




                                     A


                                               C
                          a

                              SA




                                                             in
                        di
         in




                                                             N
                EA




                                   SS


                                          LA




                                                           op
                                                          op
                      In




                                                    E
      Ch




                             er




                                                   M




                                                        el
             er




                                                        el
                           th




                                                      ev
           th




                                                     ev
                          O
          O




                                                    D
                                                    D
    Note: Irrigation Water Supply Reliability is defined as the ratio of actual
    irrigation water consumption to potential irrigation water consumption.
INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Irrigated and rainfed harvested area,
                Ganges basin (million hectares)


  70
  60
  50
  40
                                                      Rainfed
  30
                                                      Irrigated
  20
  10
    0
              2000               2030          2050

INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Irrigated and rainfed harvested area,
                Mekong basin (million hectares)
18
16
14
12
10
                                                      Rainfed
 8
                                                      Irrigated
 6
 4
 2
 0
            2000               2030            2050


INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Irrigated and rainfed harvested area, Nile
                   basin (million hectares)

    40
    35
    30
    25
    20                                                Rainfed
    15                                                Irrigated
    10
     5
     0
               2000               2030         2050

INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Irrigated and rainfed harvested area, Volta
                    basin (million hectares)

    25

    20

    15
                                                      Rainfed
    10                                                Irrigated

     5

     0
               2000              2030          2050



INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Irrigated and rainfed harvested area,
                Limpopo basin (million hectares)


     4


     3


     2                                                Rainfed
                                                      Irrigated
     1


     0
               2000               2030         2050

INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Sources of Cereal Production
            Growth, Baseline, 2000-2050




   INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Page 18
Net cereal trade (million mt)

  200

  150

  100

    50                                                     2000
                                                           2030
     0                                                     2050
           EAP       SA      SSA      LAC MENA HIC   ECA
   -50

 -100

 -150
INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Changes of Annual Precipitation by 2030 (%)
                        (HadCM3)




INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Changes of Annual Potential ET by 2030 (%)
                        (HadCM3)




INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Changes of Annual Runoff by 2030 (%)
                           (HadCM3)




INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Irrigation Water Supply Reliability
                           IMPACT Model Projections




INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
Selected Insights
Basins span a good range for presented
indicators, including average rainfall, water
availability per capita, population density, and
irrigation development
Urbanization important for all basins, but in
several basins urban centers are outside the
basin area (Andean, Volta, Mekong, Limpopo)
Climate change is a threat in all basins, but is
expected to play out in different ways
Maize is an important crop in all river basins
Non-irrigation water demand increases faster
than irrigation demand
Selected Insights
Under baseline, childhood malnutrition largest in the
Ganges, generally declining in Asian basins, but
increasing in African basins before declining
Yield growth is expected to contribute most to future
productivity growth in river basins; only in African
basins will area expansion still play an important role
as well; in Asian basins, area is expected to slightly
contract
Rainfed production dominates African basins—95% in
the region, 99% in the Volta
Rainfed crop yields in African basins generally lower
compared to Asian basins (because of better rainfall
and better access to other inputs); however, yields are
also low in the Ganges
Selected Insights
Developing countries account for almost all of future
income growth and increase in food demand,
including livestock demand
Coupled with growing resource scarcity on the supply
side [water, land, climate-related, energy], developing
countries and basins will need to increasingly rely on
net food imports
Increasing food prices as a result of scarcity on the
supply side and rapid growth on the demand side
[food, & non-food] reduce access to food and increase
childhood malnutrition among the poorest populations
in many African and selected Asian countries
[particularly those who spend > 50% of income on
food]
MOTIVATION – Increased Competition for Water


                                       CHANGE
GROWTH
                                       - Technologies
- Economy
                                       - Environment
- Population             Agr
- Urbanization

                  Ind   Quantity Dom
                        Quality

                         Env
ENVIRONMENT
- social                               ENVIRONMENT
- legal                                - physical
- political                            - technical
- institutional                        - economic
An Example of a Typical River Basin




                                                                                        Precipitation
                                       Fishing
          Ev                                                     Hydropower Forest
            ap
               o   ra
                      tio
                                     Reservoir
                         n
                             /T
                                  ra
                                     ns
                                                                                                      Runoff   River Basin Boundary
                                        p   ira
                                               tio
                                                     n                Industry
                                                                           Rura                 Urba
                                                             Rainfed Agr l                      n
                                                               Return FlowWSS                   WSS
                                                             Irrigation
                                                                     Recreation
  Groundwater Inflow
                                                                                         Community
                                                                                         Use


                                                                                                     Navigation
                                     Infiltration / Recharge


                                                              Base Flow / Pumping
                                                                                                                          Wetlands / Environment
                                                                                    Groundwater Livestock

  there is a need to understand how one                                                                                  Irrigation
use/r affects other uses and users                                                                                  Groundwater Outflow
                                                                                         Figure based on Rao 2005          Ocean
TYPES OF RIVER BASIN MODELS

•   Hydrologic simulation models are important for
    real-time operation of dams & river systems
•   Economic optimization models are important for
    investment calculations
•   Optimization in simulation models is generally of
    limited use for water allocation based on economic
    efficiency purposes
•   Economic models without sufficient hydrologic
    representation are also of limited use
•   Joint hydrologic-economic models can be used for
    strategic decision-making in river basins
Physical        Social
     Geography                 Environment                 Politics
     Geology                                               Economics
     Climatology         Water              Water          Sociology
     Meteorology         Resources          Demand         Law
     Ecology                                               Institutions
         .                                                   ..
                         Hydrology

                Water Resources Management

    Control (Hard) Technology           Adaptive (Soft) Technology

    Water
    Supply
             Flood
             Control
                       Hydro
                       Power
                               ...      Fees
                                        Taxes
                                                Subsi- Water
                                                dies   Rights
                                                                  ...

                                Solutions
Source: Klemes, 1999                                            Feedbacks
POLICY ANALYSIS AT THE BASIN LEVEL
      National or                  National or regional policies on water
      Regional agencies            and economic development
                                   Basin policieson multiple
                                   purposes of water use, water supply,
   Basin (sub-basin) authority     hydropower, environmental
                                   and ecological requirements,
                                   water quality, flooding control,
                                   capacity expansion and O&M
       Administrative units
       (states or provinces,
                                   Inter-regional agreements on
       counties or cities)
                                   water allocation and water trade


                                   Inter-sectoral water allocation,
      Irrigation     Urban areas   water right and markets,
      districts                    water prices and O&M cost,
                                   water use agreements,


        Farms                      On-farm water management
CONCLUSIONS

•   Effects of policies and
    developments in one part of the
    basin for the entire basin can be
    analyzed

•   Impacts of non-water and non-
    irrigation water policies on the
    basin can be examined
MODEL CHALLENGES
Can be data-intensive to adequately model human
behavior
Difficult, but not impossible to link water uses to
poverty outcomes
Focus on productive water uses manipulated by
humans, and less on rainfed water management
[where a lot of poverty persists], but the latter can
be represented if it rainfed agriculture results in
changes in inflows
Difficult but feasible to link to land cover models
Stakeholder input is essential
Long-term models needed to assess dynamics and
cumulative environmental impacts

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Yellow River Basin Focal Project: Intervention Analysis

  • 1. WP 5 -- Intervention Analysis Identification and Implementation of High-Impact Interventions—Use of modeling tools
  • 2. Outline WP5—Yellow River Basin Tools to support WP5 type analyses • Global water and food projection tools • Basin models INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 3. WORK PACKAGES WP5: Intervention Analysis Research Activities: • Literature review on previous, current, and proposed interventions in the YRB • Identification and assessment of high potential interventions for increasing water productivity and alleviating poverty • Stakeholder insights from upper, middle, and lower basin WP5 Leaders: Xue Yunpeng and Claudia Ringler with support from everyone else INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 4. Yellow River Basin WP5 Implementation Process WP0 Phase I • Data/Project/Models Review/Basin Tour -Alternative interventions, impacts, and CBA - -Alternative interventions, impacts, and CBA - • Project Design • Conceptual Framework • Development of Tools & Methods STAKEHOLDER DIALOGUE WP5 SCENARIO ANALYSIS WP5 SCENARIO ANALYSIS WP1 Water Ranking of WP2 Water alternative Poverty Availability Mapping & Scenario and Access outcomes to Analysis determine Phase II WP3 Water Productivity High Potential Analysis – Basin Model Interventions WP4 Institutional Analysis WP6 Knowledge Base & Evaluation Platform SHARED VISION MODELING
  • 5. What is a Shared Vision Model? A “Shared Vision” model is a collective view of a water resources system jointly developed by modelers, managers and stakeholders. It is used to facilitate plan development, implementation and maintenance INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 6. Perceived Advantages of Shared Vision Models Shared Vision Models Improve analysis Are more flexible Communicate more effectively Cost less to develop than traditional approaches INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 7. Modeling Philosophy Shared Vision Models should Be developed with wide support Improve communication among managers and stakeholders Disseminate information equally Improve planning and management of water resources Serve as a basis for effective negotiation INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 8. Overview of Model Development Process Define Objectives Structure Modeling Process Conceptualize System Construct Model Test &Validate Model Enhance/Modify Model Gain Stakeholder Endorsement Establish Ongoing Role For Model
  • 9. MODELING TOOLS IN SUPPORT OF INTERVENTION ANALYSIS
  • 10. Per Capita Meat Consumption, 2000- 2050 INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE Page 10
  • 11. Calorie availability, key riparian countries (calories per capita per day) 2000 2000-2050 4000 3500 3000 2500 2000 1500 1000 500 0 -500 Ecuador Laos_Cambodia Botswana Egypt Togo Burkina_Faso China Nepal Uganda Mozambique Bangladesh Colombia Ethiopia Sudan Vietnam India Myanmar South_Africa Peru Ghana Thailand Mali Zimbabwe INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 12. Increasing Irrigation Water Scarcity Irrigation water supply reliability is declining 1.00 0.90 0.80 0.70 0.60 2000 0.50 2050 0.40 0.30 0.20 0.10 0.00 g ed a A P A C a SA in di in N EA SS LA op op In E Ch er M el er el th ev th ev O O D D Note: Irrigation Water Supply Reliability is defined as the ratio of actual irrigation water consumption to potential irrigation water consumption. INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 13. Irrigated and rainfed harvested area, Ganges basin (million hectares) 70 60 50 40 Rainfed 30 Irrigated 20 10 0 2000 2030 2050 INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 14. Irrigated and rainfed harvested area, Mekong basin (million hectares) 18 16 14 12 10 Rainfed 8 Irrigated 6 4 2 0 2000 2030 2050 INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 15. Irrigated and rainfed harvested area, Nile basin (million hectares) 40 35 30 25 20 Rainfed 15 Irrigated 10 5 0 2000 2030 2050 INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 16. Irrigated and rainfed harvested area, Volta basin (million hectares) 25 20 15 Rainfed 10 Irrigated 5 0 2000 2030 2050 INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 17. Irrigated and rainfed harvested area, Limpopo basin (million hectares) 4 3 2 Rainfed Irrigated 1 0 2000 2030 2050 INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 18. Sources of Cereal Production Growth, Baseline, 2000-2050 INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE Page 18
  • 19. Net cereal trade (million mt) 200 150 100 50 2000 2030 0 2050 EAP SA SSA LAC MENA HIC ECA -50 -100 -150 INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 20. Changes of Annual Precipitation by 2030 (%) (HadCM3) INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 21. Changes of Annual Potential ET by 2030 (%) (HadCM3) INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 22. Changes of Annual Runoff by 2030 (%) (HadCM3) INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 23. Irrigation Water Supply Reliability IMPACT Model Projections INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE
  • 24. Selected Insights Basins span a good range for presented indicators, including average rainfall, water availability per capita, population density, and irrigation development Urbanization important for all basins, but in several basins urban centers are outside the basin area (Andean, Volta, Mekong, Limpopo) Climate change is a threat in all basins, but is expected to play out in different ways Maize is an important crop in all river basins Non-irrigation water demand increases faster than irrigation demand
  • 25. Selected Insights Under baseline, childhood malnutrition largest in the Ganges, generally declining in Asian basins, but increasing in African basins before declining Yield growth is expected to contribute most to future productivity growth in river basins; only in African basins will area expansion still play an important role as well; in Asian basins, area is expected to slightly contract Rainfed production dominates African basins—95% in the region, 99% in the Volta Rainfed crop yields in African basins generally lower compared to Asian basins (because of better rainfall and better access to other inputs); however, yields are also low in the Ganges
  • 26. Selected Insights Developing countries account for almost all of future income growth and increase in food demand, including livestock demand Coupled with growing resource scarcity on the supply side [water, land, climate-related, energy], developing countries and basins will need to increasingly rely on net food imports Increasing food prices as a result of scarcity on the supply side and rapid growth on the demand side [food, & non-food] reduce access to food and increase childhood malnutrition among the poorest populations in many African and selected Asian countries [particularly those who spend > 50% of income on food]
  • 27. MOTIVATION – Increased Competition for Water CHANGE GROWTH - Technologies - Economy - Environment - Population Agr - Urbanization Ind Quantity Dom Quality Env ENVIRONMENT - social ENVIRONMENT - legal - physical - political - technical - institutional - economic
  • 28. An Example of a Typical River Basin Precipitation Fishing Ev Hydropower Forest ap o ra tio Reservoir n /T ra ns Runoff River Basin Boundary p ira tio n Industry Rura Urba Rainfed Agr l n Return FlowWSS WSS Irrigation Recreation Groundwater Inflow Community Use Navigation Infiltration / Recharge Base Flow / Pumping Wetlands / Environment Groundwater Livestock there is a need to understand how one Irrigation use/r affects other uses and users Groundwater Outflow Figure based on Rao 2005 Ocean
  • 29. TYPES OF RIVER BASIN MODELS • Hydrologic simulation models are important for real-time operation of dams & river systems • Economic optimization models are important for investment calculations • Optimization in simulation models is generally of limited use for water allocation based on economic efficiency purposes • Economic models without sufficient hydrologic representation are also of limited use • Joint hydrologic-economic models can be used for strategic decision-making in river basins
  • 30. Physical Social Geography Environment Politics Geology Economics Climatology Water Water Sociology Meteorology Resources Demand Law Ecology Institutions . .. Hydrology Water Resources Management Control (Hard) Technology Adaptive (Soft) Technology Water Supply Flood Control Hydro Power ... Fees Taxes Subsi- Water dies Rights ... Solutions Source: Klemes, 1999 Feedbacks
  • 31. POLICY ANALYSIS AT THE BASIN LEVEL National or National or regional policies on water Regional agencies and economic development Basin policieson multiple purposes of water use, water supply, Basin (sub-basin) authority hydropower, environmental and ecological requirements, water quality, flooding control, capacity expansion and O&M Administrative units (states or provinces, Inter-regional agreements on counties or cities) water allocation and water trade Inter-sectoral water allocation, Irrigation Urban areas water right and markets, districts water prices and O&M cost, water use agreements, Farms On-farm water management
  • 32. CONCLUSIONS • Effects of policies and developments in one part of the basin for the entire basin can be analyzed • Impacts of non-water and non- irrigation water policies on the basin can be examined
  • 33. MODEL CHALLENGES Can be data-intensive to adequately model human behavior Difficult, but not impossible to link water uses to poverty outcomes Focus on productive water uses manipulated by humans, and less on rainfed water management [where a lot of poverty persists], but the latter can be represented if it rainfed agriculture results in changes in inflows Difficult but feasible to link to land cover models Stakeholder input is essential Long-term models needed to assess dynamics and cumulative environmental impacts