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Archer Eller, MS
         Clinical Trial Manager
                   Pulmonology
353-2060 archer.eller@ucsf.edu
}  1813 Massachusetts Vaccine Act
}  1906 Theodore Roosevelt signed the Pure
    Foods and Drug Act (aka “Wiley Act”)
}  1927 Renamed the Food and Drug
    Administration
}  1938 FDR signed the new Food, Drug, and
    Cosmetic Act
}  1951 Durham-Humphrey Amendment

}  1962 Kefauver-Harris Amendments




                             www.fda.gov, www.wikipedia.com
HHS

          OHRP                                        FDA
          Title 45 CFR                               Title 21 CFR
         Public Welfare                            Food and Drugs



             Part 46                          Interpretation of the Federal
   National Research Act 1974                Food, Drug, and Cosmetic Act



           Title 45
Protection of Human Subjects                  ICH E6                          ICH
                                               GCP
              IRBs
          1978 Belmont
             Report



               Applications: Informed Consent, Assessment of Risks and Benefits,
                                    and Selection of Subjects


                                           www.fda.gov, www.hhs.gov
}    International Conference on Harmonisation of
      Technical Requirements for Registration of
      Pharmaceuticals for Human Use




                           FDA GCP 2011 Reference Guide
}    “An international ethical and scientific quality
      standard for designing, conducting,
      recording, and reporting trials that involve
      the participation of human subjects.”

}    Objective: Provide a unified standard for the
      EU, Japan, and the US to facilitate the mutual
      acceptance of clinical data by the regulatory
      authorities in these jurisdictions



                              FDA GCP 2011 Reference Guide
}    A standard for the design, conduct,
      performance, monitoring, auditing,
      recording, analysis, and reporting of clinical
      trials that provides assurance that the data
      and reported results are credible and
      accurate, and that the rights, integrity, and
      confidentiality of trial subjects are protected




                              FDA GCP 2011 Reference Guide
}    A systematic and Independent examination of
      trial-related activities and documents to
      determine whether the evaluated trial-related
      activities were conducted, the data recorded,
      analyzed, and accurately reported according
      to the protocol, synopsis SOPs, GCP, and the
      applicable regulatory requirements




                            FDA GCP 2011 Reference Guide
}    The investigator/institution should permit
      monitoring and auditing by the sponsor, and
      inspection by the appropriate regulatory
      authority(ies)




                           FDA GCP 2011 Reference Guide
}  To verify:
}  1) The rights and well-being of human
    subjects are protected.
}  2) The reported trial data are accurate,
    complete, and verifiable from source
    documents.
}  3) The conduct of the trial is in compliance
    with the currently approved protocol/
    amendment(s), with GCP, and with applicable
    regulatory requirement(s)

                        FDA GCP 2011 Reference Guide
}  Objectives:
}  1) To protect the rights, safety, and welfare of
    subjects involved in FDA-regulated clinical
    trials;
}  2) To verify the accuracy and reliability of
    clinical trial data submitted to FDA in support
    of research or marketing applications; and
}  3) To assess compliance with FDA’s
    regulations governing the conduct of clinical
    trials.

                             FDA Compliance Program
                            Guidance Manual 12/8/08
}  Review contracts
}  Contact sponsor
}  Record all communications

}  SOP at
    http://hub.ucsf.edu/fda-and-ohrp-
    inspections
}  FDA and monitoring history
}  Guidelines
}  UCSF help

}  Questions

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Regulations That Drive Monitoring Visits and FDA Audits: Preparing for a Clinical Research Monitoring Visit

  • 1. Archer Eller, MS Clinical Trial Manager Pulmonology 353-2060 archer.eller@ucsf.edu
  • 2. }  1813 Massachusetts Vaccine Act }  1906 Theodore Roosevelt signed the Pure Foods and Drug Act (aka “Wiley Act”) }  1927 Renamed the Food and Drug Administration }  1938 FDR signed the new Food, Drug, and Cosmetic Act }  1951 Durham-Humphrey Amendment }  1962 Kefauver-Harris Amendments www.fda.gov, www.wikipedia.com
  • 3. HHS OHRP FDA Title 45 CFR Title 21 CFR Public Welfare Food and Drugs Part 46 Interpretation of the Federal National Research Act 1974 Food, Drug, and Cosmetic Act Title 45 Protection of Human Subjects ICH E6 ICH GCP IRBs 1978 Belmont Report Applications: Informed Consent, Assessment of Risks and Benefits, and Selection of Subjects www.fda.gov, www.hhs.gov
  • 4. }  International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use FDA GCP 2011 Reference Guide
  • 5. }  “An international ethical and scientific quality standard for designing, conducting, recording, and reporting trials that involve the participation of human subjects.” }  Objective: Provide a unified standard for the EU, Japan, and the US to facilitate the mutual acceptance of clinical data by the regulatory authorities in these jurisdictions FDA GCP 2011 Reference Guide
  • 6. }  A standard for the design, conduct, performance, monitoring, auditing, recording, analysis, and reporting of clinical trials that provides assurance that the data and reported results are credible and accurate, and that the rights, integrity, and confidentiality of trial subjects are protected FDA GCP 2011 Reference Guide
  • 7. }  A systematic and Independent examination of trial-related activities and documents to determine whether the evaluated trial-related activities were conducted, the data recorded, analyzed, and accurately reported according to the protocol, synopsis SOPs, GCP, and the applicable regulatory requirements FDA GCP 2011 Reference Guide
  • 8. }  The investigator/institution should permit monitoring and auditing by the sponsor, and inspection by the appropriate regulatory authority(ies) FDA GCP 2011 Reference Guide
  • 9. }  To verify: }  1) The rights and well-being of human subjects are protected. }  2) The reported trial data are accurate, complete, and verifiable from source documents. }  3) The conduct of the trial is in compliance with the currently approved protocol/ amendment(s), with GCP, and with applicable regulatory requirement(s) FDA GCP 2011 Reference Guide
  • 10. }  Objectives: }  1) To protect the rights, safety, and welfare of subjects involved in FDA-regulated clinical trials; }  2) To verify the accuracy and reliability of clinical trial data submitted to FDA in support of research or marketing applications; and }  3) To assess compliance with FDA’s regulations governing the conduct of clinical trials. FDA Compliance Program Guidance Manual 12/8/08
  • 11. }  Review contracts }  Contact sponsor }  Record all communications }  SOP at http://hub.ucsf.edu/fda-and-ohrp- inspections
  • 12. }  FDA and monitoring history }  Guidelines }  UCSF help }  Questions