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Brazilian Benzene Seminar
                                          Brasilia, Brazil
                                       December 6, 2012


Low Dose Extrapolation for
Carcinogens – U.S. EPA Perspective

Rita Schoeny, Ph.D.
Senior Science Advisor,
Office of Science Policy, Office of Research and Development
U.S. EPA
                                                               1
Disclaimer
   The views expressed in this presentation
    are those do the author and do not
    represent the policy of the U.S. EPA.

         I am still a Federal employee




                        2
Cancer Guidelines: What’s Different
from 1986?
 Analyze data before invoking default options.
 Mode of action is key in decisions
 Weight-of-evidence narrative replaces the
  previous “A-B-C-D-E” classification scheme.
 Two step dose response assessment
        Model in observed range
        Extrapolate from point of departure
 Consider linear and non-linear extrapolation
 Address differential risks to children



12/10/12                                          3
High dose data – what do they
tell us?
  Response




               Dose



                  4
Possibilities
Response




                   Dose

                Interspecies



                               5
Two Step Approach
                                                                                                                                                                        Model data in
                                                                                                                                                                         the observed
                                                                                                                                                                         range – to a
                                                                                                                                                                         point of
 Response (Tumor or Nontumor Data)




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                                              of Interest                                                    Co
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                                                                                                                                                     Observation         departure
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                                                                                                                                                                         Extrapolate
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                                                                                      x
                                                                                                                  x                                                  
                                                                                                                                                                         below the POD
                                     10%

                                                        ault                                                                                         Range of
                                                ar   Def
                                           Line                                                                                                      Extrapolation
                                       x                                   x
                                     0%
                                                                     LED10        ED10

                                                            UF                                                                                      x NOAEL
                                                       Nonlinear Default
                                                                               Dose                                                                 x LOAEL




                                                                                                                                                                                         6
Extend the Observed Range Using
Precursor Data
   Objective of choosing POD is to set it as
    close to environmental levels as
    Supported by data
    Appropriate to model
 Cancer Guidelines say precursor data
  are useful for this
 Must have MOA


                                         Section
                                          3.2.2


                                                   7
Mode of Action: Bladder Tumors, Key Events
   Cytotoxicity and Regenerative Hyperplasia

              DMAIII                          Measurable Key
             Metabolite                       Events in Target
                                SEM               Tissue

             Urothelial
              Toxicity
                                                BrdU
Sustained                     BrdU Labeling
                                                Labeling

            Regenerative
            Proliferation



             Hyperplasia    Tumor
Cacodylic Acid: BMDs and BMDLs
                                           Feeding                                                    Drinking water

                                  10%                     1%                                    10%                        1%
Endpoint       Duration                                                    Duration

                            BMD        BMDL         BMD         BMDL                      BMD         BMDL          BMD           BMDL
                          (mg/kg/d)   (mg/kg/d)   (mg/kg/d)    (mg/kg/d)                (mg/kg/d)    (mg/kg/d)    (mg/kg/d)      (mg/kg/d)

                 104                                                         104
Tumor           weeks      7.74         5.96       6.80         2.22        weeks        1.92          1.21         0.88          0.14

                 10
                weeks      1.36         1.04       0.42         0.32
                                                                             104
Hyperplasia                                                                 weeks        1.63          1.04         0.74          0.14
                 104
                weeks      1.97         1.61       0.93         0.66

BrdU           10 weeks    0.65         0.29       0.54         0.07        Not determined. Available data not suitable for modeling.
labeling

                 3
                weeks      0.68         0.18       0.31         0.02
Cytotoxicity                                                                          No reliable dose-response data available
               10 weeks    0.02       0.008       0.002        0.0007


                                                                                                                                       9
What Else Could Be Used?
 Pre-neoplastic lesions (e.g. altered
  enzyme foci)
 Mutations?
 Chromosomal changes?
 DNA damage?
So Many Models!
    Response (Tumor or Nontumor Data)




                                                                                                                                                 )
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                                        10%
                                                         ult
                                                     efa                                                                                              Range of
                                                 earD
                                              Lin                                                                                                     Extrapolation
                                          x                                x
                                        0%
                                                                     LED10        ED10

                                                            UF                                                                                       x NOAEL
                                                       Nonlinear Default
                                                                               Dose                                                                  x LOAEL
Linear or Non-linear?
                                                       Two Step Dose Response Process
   Response (Tumor or Nontumor Data)




                                                                                                                                                      e)
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                                                     De                                                                                                     Range of
                                                e ar
                                             Lin                                                                                                            Extrapolation
                                         x                                 x
                                       0%
                                                                     LED10            ED10

                                                               UF                                                                                          x NOAEL
                                                       Nonlinear Default
                                                                               Dose                                                                        x LOAEL


                                                                                 12
Is There Something Better?

   Analyze the available data




    Is there too much uncertainty or is
                                                Invoke a
        critical information lacking?     Y   default option*


                     N




         Conduct risk assessment
                                 13
Source



                      Exposure
                                 PBPK
                            Tissue dose

  BBDR
                                     Mode of action

Biologically Based
Dose Response
Model
                                               Response
                                                      14
BBDR – Based on Knowledge of Key
Events

 dosimetry        Key event B1

                                 Key event B2
   Key event A1    Mode of
                    Action           Assessment
                                     endpoint
    Key event A2

                      Key event A3
                                            15
Applied
                        M ul
Dose of Phenobarbital      tipl
                               ed
                          and     ose
          (PBPK)
                               tim -resp
                                  e-c       ons
                                      our
                                          ses es




                                 16
Reality check (I)
   There are always data gaps
    Arsenic
    Formaldehyde
    TCDD
    phenobarbital


   A BBDR model is a description of biological
    structure with embedded empirical linkages
    that cover the parts of the overall exposure-
    dose-response linkage for which data are
    missing.
                                              17
Reality check (II)
   As research improves our understanding of
    the overall exposure-dose-response linkage,
    the sophistication of the description of the
    mode of action increases.
   Corresponding iteration of the BBDR model
    leads to more accurate predictions of dose-
    response and time-course behaviors.
   Will always be some degree of residual
    uncertainty.
   But is the default more uncertain?


                                              18
And if no BBDR?
                                                        Two Step Dose Response Process
   Response (Tumor or Nontumor Data)




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                                                                                                                                                     os
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                                             Linear or Non-linear
                                                                                                                                  ce
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                                       10%
                                                               lt
                                                        fa u
                                                      De                                                                                                     Range of
                                                 e ar
                                              Lin                                                                                                            Extrapolation
                                         x                                  x
                                       0%
                                                                      LED10            ED10

                                                                UF                                                                                          x NOAEL
                                                        Nonlinear Default
                                                                                Dose                                                                        x LOAEL


                                                                                  19
Mutagenesis Paradigm
 Mutagens/Spontaneous


 DNA              Damaged DNA
                        Damage Sensing

              Cellular Response
   DNA Repair            Incorrect            No repair
                         Repair/Replication

Repaired DNA      Mutant DNA             Dead Cell
    Demarini 70
                                                          20
Threshold?
   Demonstrated               Based on MOA
    By inspection of the       Mutagenic MOA
     dose response               has been linear
     curve                     But should consider
    Fitting models and          biology of mutation
     checking goodness
     of fit
    Statistical tests for
     one model or
     another
                   Does mutagenic MOA
                   mean low dose linear?
                   BBDR should be first
                   choice                              21
In vitro Mutation Dose-Response: MMS & MNU
                                                    Doak et al., 2007

    HPRT MF

      MMS
       MMS
    NOEL = 1 µg/ml




     MNU
       MNU
    No NOEL




                2011 EMS Annual Meeting Pottenger                       22
In vitro Mutation Dose-Response:
 ENU                     Johnson et al., 2009




                       HPRT MF




ENU threshold dose-response (Lutz & Lutz model)
                          Slide from Pottenger    23
RfV = POD / UF

   UFs       Health     IPCS         RIVM   ATSDR   EPA
             Canada
Interhuman     10          10         10     10     1-10
                      (3.16 X 3.16
Animal to      10         10          10     10     1-10
human                  (2.5 X 4)
Subchronic                            10     NA     1-10
to chronic    1-100     1- 100
LOAEL to                              10     10     1-10
NOAEL
Incomplete                            NA     NA     1-10
database                                            24
   Example: Inhalation, RfCs – use RfC methodology
    guidance (U.S. EPA 1994) in determining
    interspecies UF. (Generally use UF = 3 when
    dosimetric adjustment of animal data).
   Example: Methylmercury PK UF of 3 (based on
    analyses of interindividual variability) and default PD
    UF of 3
   U.S. EPA Risk Assessment Forum working on
    Guidance for Data-derived Extrapolation Factors.
     Divides UFA into toxicokinetic and toxicodynamic
       components
     Same for UFH


                                                              25
Take Home Message
 MOA informs dose response
  assessment
 DNA damage is not mutation
 Mutation is not cancer
 Some genotoxicity endpoints may be
  reasonable biomarkers
    May be useful for extending the lower end of
     dose response curve
    Useful in MOA

                                                    26
27
NRC 2009 Silver Book 1
   Framing questions
    and design step.
   Risk Assessment is
    not an end in itself.
   Characterize
    uncertainty and
    variability
   Default before data?

          These are strictly my own opinions
                                               28
NRC 2009 Silver Book 2
   Dose response
    Additivity to background is a major theme
     ○ How differentiate between exogenous and
       endogenous damage?
     ○ DNA adducts biomarkers, could have major role
     ○ Does this mean linear all the time?
    EPA has expressed preference for BBDR
      ○ Low dose data for adduct formation
      ○ Low dose data for mutation
      ○ Low dose data for other markers


       Again my own opinions
                                                       29
Breaking Down the Dichotomy
       Cancer              Non-Cancer

                           Threshold
  Non-Threshold
                           Reversible
  Irreversible
                           Safety   Value
  Risk   value
                             RfD/RfC
    Slope Factor
                             ADI/TDI
    Unit Risk
                             MRL
    Risk-Specific Dose

                                             30
Postulated Mode Of Action
         ve CYP2E1 etabolism Chloroform
                  M
Ox idati


  Ph o s
           g e ne
                           Sustained Toxicity


                    Regenerative Cell Proliferation
      Key Events


                          Tumor Development
                                                 31
Postulated Mode Of Action
 Metabolism              CP
                 Cyt p 450s




 Phosp
        h
 Acrole oramide m
       in         ustard
                        , PAM
                                DNA damage




Tumor
Development                      Mutations
                                             32
08 rita schoeny

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08 rita schoeny

  • 1. Brazilian Benzene Seminar Brasilia, Brazil December 6, 2012 Low Dose Extrapolation for Carcinogens – U.S. EPA Perspective Rita Schoeny, Ph.D. Senior Science Advisor, Office of Science Policy, Office of Research and Development U.S. EPA 1
  • 2. Disclaimer  The views expressed in this presentation are those do the author and do not represent the policy of the U.S. EPA. I am still a Federal employee 2
  • 3. Cancer Guidelines: What’s Different from 1986?  Analyze data before invoking default options.  Mode of action is key in decisions  Weight-of-evidence narrative replaces the previous “A-B-C-D-E” classification scheme.  Two step dose response assessment  Model in observed range  Extrapolate from point of departure  Consider linear and non-linear extrapolation  Address differential risks to children 12/10/12 3
  • 4. High dose data – what do they tell us? Response Dose 4
  • 5. Possibilities Response Dose Interspecies 5
  • 6. Two Step Approach  Model data in the observed range – to a point of Response (Tumor or Nontumor Data) e) os nD i to e Lim x Environmental nc Empirical Exposure Levels of Interest Co nf ide ma te) Range of Observation departure sti % 95 E st al e tr ow en (L Extrapolate (C x x  below the POD 10% ault Range of ar Def Line Extrapolation x x 0% LED10 ED10 UF x NOAEL Nonlinear Default Dose x LOAEL 6
  • 7. Extend the Observed Range Using Precursor Data  Objective of choosing POD is to set it as close to environmental levels as Supported by data Appropriate to model  Cancer Guidelines say precursor data are useful for this  Must have MOA Section 3.2.2 7
  • 8. Mode of Action: Bladder Tumors, Key Events Cytotoxicity and Regenerative Hyperplasia DMAIII Measurable Key Metabolite Events in Target SEM Tissue Urothelial Toxicity BrdU Sustained BrdU Labeling Labeling Regenerative Proliferation Hyperplasia Tumor
  • 9. Cacodylic Acid: BMDs and BMDLs Feeding Drinking water 10% 1% 10% 1% Endpoint Duration Duration BMD BMDL BMD BMDL BMD BMDL BMD BMDL (mg/kg/d) (mg/kg/d) (mg/kg/d) (mg/kg/d) (mg/kg/d) (mg/kg/d) (mg/kg/d) (mg/kg/d) 104 104 Tumor weeks 7.74 5.96 6.80 2.22 weeks 1.92 1.21 0.88 0.14 10 weeks 1.36 1.04 0.42 0.32 104 Hyperplasia weeks 1.63 1.04 0.74 0.14 104 weeks 1.97 1.61 0.93 0.66 BrdU 10 weeks 0.65 0.29 0.54 0.07 Not determined. Available data not suitable for modeling. labeling 3 weeks 0.68 0.18 0.31 0.02 Cytotoxicity No reliable dose-response data available 10 weeks 0.02 0.008 0.002 0.0007 9
  • 10. What Else Could Be Used?  Pre-neoplastic lesions (e.g. altered enzyme foci)  Mutations?  Chromosomal changes?  DNA damage?
  • 11. So Many Models! Response (Tumor or Nontumor Data) ) se Do o n it m Li en ce x Environmental Empirical e) id nf at Exposure Levels Co Range of m sti of Interest % Observation 95 lE st ra e nt ow e (L (C x x 10% ult efa Range of earD Lin Extrapolation x x 0% LED10 ED10 UF x NOAEL Nonlinear Default Dose x LOAEL
  • 12. Linear or Non-linear? Two Step Dose Response Process Response (Tumor or Nontumor Data) e) os D on it Another Question First m Li ce en x e) Environmental fid Empirical at on im Exposure Levels C Range of st % 95 lE of Interest Observation st ra e nt o w e (L (C x x 10% lt fa u De Range of e ar Lin Extrapolation x x 0% LED10 ED10 UF x NOAEL Nonlinear Default Dose x LOAEL 12
  • 13. Is There Something Better? Analyze the available data Is there too much uncertainty or is Invoke a critical information lacking? Y default option* N Conduct risk assessment 13
  • 14. Source Exposure PBPK Tissue dose BBDR Mode of action Biologically Based Dose Response Model Response 14
  • 15. BBDR – Based on Knowledge of Key Events dosimetry Key event B1 Key event B2 Key event A1 Mode of Action Assessment endpoint Key event A2 Key event A3 15
  • 16. Applied M ul Dose of Phenobarbital tipl ed and ose (PBPK) tim -resp e-c ons our ses es 16
  • 17. Reality check (I)  There are always data gaps Arsenic Formaldehyde TCDD phenobarbital  A BBDR model is a description of biological structure with embedded empirical linkages that cover the parts of the overall exposure- dose-response linkage for which data are missing. 17
  • 18. Reality check (II)  As research improves our understanding of the overall exposure-dose-response linkage, the sophistication of the description of the mode of action increases.  Corresponding iteration of the BBDR model leads to more accurate predictions of dose- response and time-course behaviors.  Will always be some degree of residual uncertainty.  But is the default more uncertain? 18
  • 19. And if no BBDR? Two Step Dose Response Process Response (Tumor or Nontumor Data) e) os D on it m Li Linear or Non-linear ce en x e) Environmental fid Empirical at on im Exposure Levels C Range of st % 95 lE of Interest Observation st ra e nt o w e (L (C x x 10% lt fa u De Range of e ar Lin Extrapolation x x 0% LED10 ED10 UF x NOAEL Nonlinear Default Dose x LOAEL 19
  • 20. Mutagenesis Paradigm Mutagens/Spontaneous DNA Damaged DNA Damage Sensing Cellular Response DNA Repair Incorrect No repair Repair/Replication Repaired DNA Mutant DNA Dead Cell Demarini 70 20
  • 21. Threshold?  Demonstrated  Based on MOA By inspection of the Mutagenic MOA dose response has been linear curve But should consider Fitting models and biology of mutation checking goodness of fit Statistical tests for one model or another Does mutagenic MOA mean low dose linear? BBDR should be first choice 21
  • 22. In vitro Mutation Dose-Response: MMS & MNU Doak et al., 2007 HPRT MF MMS MMS NOEL = 1 µg/ml MNU MNU No NOEL 2011 EMS Annual Meeting Pottenger 22
  • 23. In vitro Mutation Dose-Response: ENU Johnson et al., 2009 HPRT MF ENU threshold dose-response (Lutz & Lutz model) Slide from Pottenger 23
  • 24. RfV = POD / UF UFs Health IPCS RIVM ATSDR EPA Canada Interhuman 10 10 10 10 1-10 (3.16 X 3.16 Animal to 10 10 10 10 1-10 human (2.5 X 4) Subchronic 10 NA 1-10 to chronic 1-100 1- 100 LOAEL to 10 10 1-10 NOAEL Incomplete NA NA 1-10 database 24
  • 25. Example: Inhalation, RfCs – use RfC methodology guidance (U.S. EPA 1994) in determining interspecies UF. (Generally use UF = 3 when dosimetric adjustment of animal data).  Example: Methylmercury PK UF of 3 (based on analyses of interindividual variability) and default PD UF of 3  U.S. EPA Risk Assessment Forum working on Guidance for Data-derived Extrapolation Factors. Divides UFA into toxicokinetic and toxicodynamic components Same for UFH 25
  • 26. Take Home Message  MOA informs dose response assessment  DNA damage is not mutation  Mutation is not cancer  Some genotoxicity endpoints may be reasonable biomarkers May be useful for extending the lower end of dose response curve Useful in MOA 26
  • 27. 27
  • 28. NRC 2009 Silver Book 1  Framing questions and design step.  Risk Assessment is not an end in itself.  Characterize uncertainty and variability  Default before data? These are strictly my own opinions 28
  • 29. NRC 2009 Silver Book 2  Dose response Additivity to background is a major theme ○ How differentiate between exogenous and endogenous damage? ○ DNA adducts biomarkers, could have major role ○ Does this mean linear all the time? EPA has expressed preference for BBDR ○ Low dose data for adduct formation ○ Low dose data for mutation ○ Low dose data for other markers Again my own opinions 29
  • 30. Breaking Down the Dichotomy Cancer Non-Cancer  Threshold  Non-Threshold  Reversible  Irreversible  Safety Value  Risk value  RfD/RfC  Slope Factor  ADI/TDI  Unit Risk  MRL  Risk-Specific Dose 30
  • 31. Postulated Mode Of Action ve CYP2E1 etabolism Chloroform M Ox idati Ph o s g e ne Sustained Toxicity Regenerative Cell Proliferation Key Events Tumor Development 31
  • 32. Postulated Mode Of Action Metabolism CP Cyt p 450s Phosp h Acrole oramide m in ustard , PAM DNA damage Tumor Development Mutations 32

Notas do Editor

  1. Policy for any endpoint.
  2. Examples of setting POD based on precursors. Discussion about DNA adducts.
  3. Can also do a MOE.
  4. Can also do a MOE.
  5. USEPA - max factor 10,000 (RfD), 3000 RfC Health Canada - max factor 10,000 Uses Renwick scheme for apportioning
  6. Gaylor and Kodell (2000) combined unc and var into single dist. – target range 955 – 99% certainly. When only one UF used , default of 10 underprotective by about 3. When 3 or 4, UF of 1000-3000 overprotective by about 3. General UF D is not used for chemicals with clear portal of entry effects – e.g ammonia, HCl, acrolein. Baird and Hattis independently decided that RfDs are about risk = 1/100,000.
  7. Risk assessment should be viewed as a method for evaluating the relative merits of various options for managing risk rather than as an end in itself “ Science and Decisions: Advancing Risk Assessment”
  8. Lots of data for phosgene production, cell death and proliferation In rodent bioassay studies, Chlorofom has been shown to result in liver and kidney tumors. The postulated MOA to explain these tumor responses involves bioactivation through CYP2E1 oxidative metabolism as the rate limiting step in chloroform’s mode of action. Metabolism by this pathway produces cytotoxic metabolite within the target organ, in particular phosgene that injures and kills cells, cytotoxicity is followed by regenerative cell proliferation, and it cytotoxicity/regenerative proliferation is sustained, eventually tumor development. So,these are the key sequence of events that will be considered with respect to chloroform;s included tumorigenesis in the rodent kidney and liver.
  9. Metabolism to phosphoramide mustard (PAM) DNA damage (e.g.,DNA adduct formation) Induction of multiple adverse genetic events (mutation and/or chromosomal aberrations) and/or cytotoxicity Regenerative proliferation (  cell proliferation, organ weight, hyperplasia) Bladder tumors