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Publishing models for open access
monographs
Roxanne Missingham and Judy Stokker
2
• The Scholarly Monograph
• Knowledge Unlatched Enabling Open
Access for Scholarly Books - Dr Lucy
Montgomery
• Discussion and questions
The scholarly monograph
• For this invention will produce
forgetfulness in the minds of those who
learn to use it, because they will not
practice their memory. Their trust in
writing, produced by external characters
which are no part of themselves, will
discourage the use of their own memory
within them. (Plato)
3
Open access monographs in the
humanities and social sciences
• Monograph sales now average of 200, as
opposed to 2000 in 1980 (Willinsky, J. (2009) “Toward the Design of an
Open Monograph”, JEP 12 (1) http://quod.lib.umich.edu/j/jep/3336451.0012.103?rgn=main;view=fulltext)
• Libraries are buying less monographs –
and budgets since the GFC have seen
real decline
• A time for discussion/reflection/new
directions (JISC conference
http://www.researchinformation.info/news/news_story.php?news_id=1306)
4
Monograph remains important
• Academic rewards – tenure and
promotion
• Impact assessment
• Success in grants
• Distribution of research funds.
5
AAUP survey
• 16% of presses have a strategy that
included Online course content/MOOCs
• 88% provided access through at least one
aggregator or vendor
• Revenue from ebooks is significant
http://www.aaupnet.org/images/stories/data/2013digitalsurveyreport.pdf
6
AAUP survey (2)
• Free content/access
7
New titles
8
open/paid
access
Funded by
university/ins
titution
Research
grant
funded
Funded
by
individual
Funded
by
Libraries
Crowd
sourced
Models
Type Relationship to strategy Ownership/initiation
Crowd sourced Increases engagement with
community of researchers
Potentially taps into new
sources of funding a builds
relationships with Alumni and
new funders
Builds strong relationship with
funders
May result in free print copies
to libraries
Institution independent,
although some have
institutional support for
participation.
May be open access of fund
production of a print
publication available to
funders and to purchasers.
Examples
Open Book Publishing
Kickstarter (a platform for
crowdsourcing – largest fund
raising so far over $US580k for
Ryan North To be or not to be)
Others such as petriedisk will
fund research that will result
in open access publications
Funded by
university/institution
Perhaps the most recognisable
model of scholarly publishing.
University presses within their
institution are funded in a
range of ways, some have a
direct subsidy (ANU), some
cross subsidised from more
commercial publications
(University of Cork), others are
more straight commercial.
Many are a mix of models.
Press is often a separate entity
or managed separately for
financial reporting purposes.
Open access university presses
are less common that more
commercial (is charged for)
products.
University presses.
9
Type Relationship to strategy Ownership/initiation
Funded by libraries May focus on first copy costs,
or seek subscriptions
Knowledge unlatched
Open Library of the
Humanities
Funded by research grant Grant applications to the ARC,
NHMRC and other bodies
generally enable dissemination
costs to be included – whether
a papers, monograph or for
Gold access to commercial
publications.
Policy decision of funding
body. Individual researchers
decide on funds sought.
Many journal articles.
Funded by individual Researchers may be
committed to their field of
study and self fund publication
10
Retrospective titles
11
Online -
older
material
Copyright
exception
(200AB)
Out of
copyright
and
digitised
fair use -
Hathi
Trust
Commu
nity
pays
Models
Type Relationship to strategy Ownership/initiation
Community pays Increases engagement with
community
Potentially taps into new
sources of funding a builds
relationships with Alumni and
new funders
Results in open access
Institution independent
open access
Examples
https://unglue.it/ Proposes
“Own DRM-free ebooks,
legally? Read free ebooks, and
know their creators had been
fairly paid?”
Out of copyright Perhaps the most recognisable
model.
Project Guttenberg
Australian newspapers
(TROVE)
Fair use US digitisation Hathi Trust
Copyright Act 21968 200AB Libraries – 3 step text. Painful
but possible.
Mixed models Partnerships/collaborations
can result in some open access
and some dark archives.
Eg CLOCKSS ARCHIVE a not-
for-profit joint venture
between the world's leading
scholarly publishers and
research libraries
12
13

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Publishing models for open access monographs

  • 1. Publishing models for open access monographs Roxanne Missingham and Judy Stokker
  • 2. 2 • The Scholarly Monograph • Knowledge Unlatched Enabling Open Access for Scholarly Books - Dr Lucy Montgomery • Discussion and questions
  • 3. The scholarly monograph • For this invention will produce forgetfulness in the minds of those who learn to use it, because they will not practice their memory. Their trust in writing, produced by external characters which are no part of themselves, will discourage the use of their own memory within them. (Plato) 3
  • 4. Open access monographs in the humanities and social sciences • Monograph sales now average of 200, as opposed to 2000 in 1980 (Willinsky, J. (2009) “Toward the Design of an Open Monograph”, JEP 12 (1) http://quod.lib.umich.edu/j/jep/3336451.0012.103?rgn=main;view=fulltext) • Libraries are buying less monographs – and budgets since the GFC have seen real decline • A time for discussion/reflection/new directions (JISC conference http://www.researchinformation.info/news/news_story.php?news_id=1306) 4
  • 5. Monograph remains important • Academic rewards – tenure and promotion • Impact assessment • Success in grants • Distribution of research funds. 5
  • 6. AAUP survey • 16% of presses have a strategy that included Online course content/MOOCs • 88% provided access through at least one aggregator or vendor • Revenue from ebooks is significant http://www.aaupnet.org/images/stories/data/2013digitalsurveyreport.pdf 6
  • 7. AAUP survey (2) • Free content/access 7
  • 9. Models Type Relationship to strategy Ownership/initiation Crowd sourced Increases engagement with community of researchers Potentially taps into new sources of funding a builds relationships with Alumni and new funders Builds strong relationship with funders May result in free print copies to libraries Institution independent, although some have institutional support for participation. May be open access of fund production of a print publication available to funders and to purchasers. Examples Open Book Publishing Kickstarter (a platform for crowdsourcing – largest fund raising so far over $US580k for Ryan North To be or not to be) Others such as petriedisk will fund research that will result in open access publications Funded by university/institution Perhaps the most recognisable model of scholarly publishing. University presses within their institution are funded in a range of ways, some have a direct subsidy (ANU), some cross subsidised from more commercial publications (University of Cork), others are more straight commercial. Many are a mix of models. Press is often a separate entity or managed separately for financial reporting purposes. Open access university presses are less common that more commercial (is charged for) products. University presses. 9
  • 10. Type Relationship to strategy Ownership/initiation Funded by libraries May focus on first copy costs, or seek subscriptions Knowledge unlatched Open Library of the Humanities Funded by research grant Grant applications to the ARC, NHMRC and other bodies generally enable dissemination costs to be included – whether a papers, monograph or for Gold access to commercial publications. Policy decision of funding body. Individual researchers decide on funds sought. Many journal articles. Funded by individual Researchers may be committed to their field of study and self fund publication 10
  • 11. Retrospective titles 11 Online - older material Copyright exception (200AB) Out of copyright and digitised fair use - Hathi Trust Commu nity pays
  • 12. Models Type Relationship to strategy Ownership/initiation Community pays Increases engagement with community Potentially taps into new sources of funding a builds relationships with Alumni and new funders Results in open access Institution independent open access Examples https://unglue.it/ Proposes “Own DRM-free ebooks, legally? Read free ebooks, and know their creators had been fairly paid?” Out of copyright Perhaps the most recognisable model. Project Guttenberg Australian newspapers (TROVE) Fair use US digitisation Hathi Trust Copyright Act 21968 200AB Libraries – 3 step text. Painful but possible. Mixed models Partnerships/collaborations can result in some open access and some dark archives. Eg CLOCKSS ARCHIVE a not- for-profit joint venture between the world's leading scholarly publishers and research libraries 12
  • 13. 13