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Semantic  Integration  of  
Patient  Data  and  Quality  
   Indicators  based  on  
  openEHR  Archetypes	
   Kathrin Dentler, Annette ten Teije, Ronald
       Cornet and Nicolette de Keizer




                                                1  /  25
Patient  Data  	

valuable,  but  semantic  gaps	
	
                                   meaning-based integration
                                   required
                                   => archetypes!




                                                        2  /  25
Quality  Indicators	
                 •  Should be
                    well-formalised:
                    executable,
                    sharable &
                    comparable
                    results
                 •  CLIF
                 •  Research
                    question:
                    archetypes?




                           3  /  25
Outline	

1)    CLIF
2)    Archetypes
3)    Formalisation of indicator
4)    “Archetyped” patient data
5)    Case study & Lessons learned
6)    Conclusions & Future work




                                     4  /  25
Background:  CLIF  –  Clinical  
Indicator  Formalisation  Method	
                  •  Formalised indicator =
                     query / queries
                  •  Required: standard
                     terminology for patient
                     data




                                   5  /  25
8  Steps  of  CLIF	


1)  Encode relevant concepts in terms of a
    terminology
2)  Define the information model <= standard
3)  Formalise temporal constraints
4)  Formalise numeric constraints
5)  Formalise Boolean constraints
6)  Group constraints by Boolean connectors
7)  Formalise in- and exclusion criteria
8)  Construct the denominator

                                               6  /  25
2-­‐‑level  Methodology:  Reference  
        Model  and  Archetypes	




                                 7  /  25
Diagnosis  Archetype	




                         8  /  25
Procedure  Archetype	




                         9  /  25
Tumour-­‐‑Lymph  node  metastases  
            Archetype	




                              10  /  25
Datatypes	




              11  /  25
Introducing  Archetypes	

•  Computable specifications of clinical concepts.
•  Constraints (e.g. occurrence, cardinality) &
   ontological definitions.
•  Used to record, exchange and integrate patient
   data.
•  openEHR archetypes: enthusiastic expert
   community; publicly available.




                                                12  /  25
Advantages  of  Archetypes    
     with  respect  to  Indicators	
1)  Sharable, defined queries
2)  Knowledge-level
3)  Reality check




                                  13  /  25
Sample  Quality  Indicator	

Numerator: Number of
patients who had 10 or
more lymph nodes
examined after resection
of a primary colon
carcinoma.

Denominator: Number of
patients who had lymph
nodes examined after
resection of a primary
colon carcinoma.

- Exclusion criteria: Previous   Reasons  for  this  indicator:  Evidence-­‐‑based  
radiotherapy and recurrent       (correct  staging  leads  to  beYer  outcome),  
colon carcinomas                 requires  data  from  several  sources	

                                                                       14  /  25
Modelling  Quality  Indicators  in  
terms  of  openEHR  Archetypes  	
1)  Terminology <=> information model binding:
    diagnosis codes <=> node “Diagnosis” of the
    archetype “Diagnosis”
    procedure codes <=> node “Procedure” of the
    archetype “Procedure undertaken”
2)  Inter-archetype relations between bound
    concepts.
=> Bindings and relations are the backbone of
indicators (concept-level); used to build queries.


                                                15  /  25
Sample  Query	

Patients with “Primary malignant neoplasm of colon”:

SELECT DISTINCT ?patient WHERE {
  ?patient a patient:at0000.1_Patient .
  ?patient schemarm:links ?diagnosis .
  ?diagnosis a diagnosis:at0000.1_Diagnosis .
  ?diagnosis schemarm:value_element ?diagcode.
  ?diagcode a diagnosis:at0002.1_Diagnosis .
  ?diagcode a sct:SCT_93761005 .
} ORDER BY ?patient



                                               16  /  25
Patient  Data	
DWH  	
       Entities	
 Codes	
                            Mapped  To	
Patient	
     1,672,104	
Diagnosis	
 2,925,156	
 ICD-­‐‑9-­‐‑CM  	
                  SNOMED  CT  	
                        (ca.  50%)	
                        (via  crossmap)	
Operation	
 144,860	
       Dutch                           SNOMED  CT  
                            classification  	
               (manually,  subset)	
Admission	
259,005	
Pathology   92,870	
        -­‐‑  (Dutch  free  text)  	
Reports	

•  DSCA  dataset:  e.g.  radiotherapy  &  number  of  examined  lymph  
   nodes.  	
•  Matched  based  on  based  on  sex,  year  of  birth,  operation,  
   discharge  date  and  procedures  =>  192/229  patients.  	


                                                                            17  /  25
Mapping  between  local  Data  
     Structure  and  Archetypes  	
Table	
       Column	
              Archetype	
                 Node	
Patient	
     Identifier  	
         Patient  	
                 Name  	
Admission  	
 Admission  Date  	
   Patient  Admission  	
      Admission  Date  	
              Discharge  Date  	
                               Discharge  Date	
Diagnosis  	
 Code	
                Diagnosis  	
               Diagnosis  	
Operation  	
 Code	
                Procedure  undertaken  	
   Procedure  	
DSCA	
        Radiotherapy  	
      Procedure  undertaken  	
   Procedure:  	
                                                                fixed  SCT  code	
              Multidisciplinary     Procedure  undertaken  	
   Procedure:  	
              meeting  	
                                       fixed  SCT  code	
              Pathology	
           Procedure  undertaken  	
   Procedure:  	
                                                                fixed  SCT  code	
              Number  of  exam.     Tumour-­‐‑  Lymph  node     Number  of  nodes  
              lymph  nodes	
        metastases  	
              examined  	
                                    	

                                                                           18  /  25
Archetypes  &    
       Patient  Data  in  OWL  2	
•  Re-used archetype ontologizer.
•  Transformed patient data into OWL based on
   mapping.
•  Loaded closure of SNOMED CT, archetypes &
   patient data into OWLIM-SE 5.0




                                                19  /  25
Sample  Patient  Graph	

   ihtsdo:SCT_50774009                                         procedure:at0002_Procedure                                            ihtsdo:SCT_284427004
            type                              type                            exactly_1                         type                              type

    data:SCT_50774009                                     procedure:at0000_Procedure_undertaken                                          data:SCT_284427004

                                                                       rm:DV_DATE_TIME
        value_element                         type                                                              type                         value_element
                                                                       type                 type
                                      data:procedureTime_132_50774009                     data:examinationTime_132
                                   time                                                                                      time
data:procedure_132_50774009                                hasTime                                 hasTime                       data:lymphnodeexamination_132
                                                  2010_05_26T00:00:00
                                                                                            2010_05_27T00:00:00
                                          links
                                                                                                                         links                    links
                                                  links
                                                                     data:patient132
                                                                                                                 links
data:diagnosis_132_93761005
                                                                                type               12                                    data:metastases_132
            type        value_element
                                                                     patient:at0000.1_Patient            hasNumber               items
diagnosis:at0000.1_Diagnosis
                                    data:SCT_93761005                                              data:nodeNumber_132
                                                                                                                                           type
                                                                                                        type
                                                  type
          exactly_1         type                               ln_metastases:at0001_Number_of_nodes_examined
                                   ihtsdo:SCT_93761005                                                         max_1

diagnosis:at0002.1_Diagnosis                                                                  ln_metastases:at0000_Tumour-_Lymph_node_metastases




                                                                                                                                                          20  /  25
Proof  of  Concept:    
         Calculating  the  Indicators	
Indicator  /       Our  Result  	
       DSCA  	
              Publicly  Reported  	
Results  	
Lymph  nodes  	
85,71%  (42/49)  	
      80,00%  (43/54)  	
 -­‐‑	
Meeting  	
        91,66%  (22/24)  	
   100%  (21/21)  	
     -­‐‑	
Re-­‐‑operation  	
 1,66%  (1/60)  	
    9%  (7/75)  	
        8,33%  (20/240)  	

One  of  the  problems  (meeting  indicator):  	
DSCA:  Colon  sigmoideum  <=>  DWH:  “Malignant  neoplasm  of  
rectosigmoid  junction”  mapped  to  both  colon  and  rectum  via  
crossmap…  	



                                                                           21  /  25
Lessons  Learned  from  Case  Study	

•  High coverage of Clinical Knowledge Manager;
   extending an archetype straightforward
•  Intuitive mapping/modelling at knowledge-level
•  Archetype Ontologizer useful, OWL easy to work
   with
•  Minor difficulties with datatypes; inter-archetype
   relationships?
•  High data quality required for re-use; problem-
   oriented patient model
•  UMLS mapping better


                                                   22  /  25
Conclusions	

•  Archetypes are suitable to bridge the gap between
   clinical quality indicators and patient data.




                                               23  /  25
Future  Work	

•  Effect of data quality on reliability/validity of
   indicator results
•  Sharable queries: Who wants to run these or other
   indicators on his/her archetyped data?
•  New opportunities for automated reasoning at:
   •  patient-data level (infer implicit knowledge; validate data
      based on archetypes; data-driven, bottom-up data entry),
   •  archetype-level (infer subsumption and equivalence
      relationships between archetypes) and on the
   •  boundary between both: detect semantically equivalent
      constructs!
•  And: More bindings required => next presentation!

                                                             24  /  25
Questions?	




k.dentler@vu.nl  -­‐‑  hYp://www.few.vu.nl/  ̃kdr250/archetypes/  	
   25  /  25

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Semantic Integration of Patient Data and Quality Indicators based on openEHR Archetypes

  • 1. Semantic  Integration  of   Patient  Data  and  Quality   Indicators  based  on   openEHR  Archetypes Kathrin Dentler, Annette ten Teije, Ronald Cornet and Nicolette de Keizer 1  /  25
  • 2. Patient  Data   valuable,  but  semantic  gaps meaning-based integration required => archetypes! 2  /  25
  • 3. Quality  Indicators •  Should be well-formalised: executable, sharable & comparable results •  CLIF •  Research question: archetypes? 3  /  25
  • 4. Outline 1)  CLIF 2)  Archetypes 3)  Formalisation of indicator 4)  “Archetyped” patient data 5)  Case study & Lessons learned 6)  Conclusions & Future work 4  /  25
  • 5. Background:  CLIF  –  Clinical   Indicator  Formalisation  Method •  Formalised indicator = query / queries •  Required: standard terminology for patient data 5  /  25
  • 6. 8  Steps  of  CLIF 1)  Encode relevant concepts in terms of a terminology 2)  Define the information model <= standard 3)  Formalise temporal constraints 4)  Formalise numeric constraints 5)  Formalise Boolean constraints 6)  Group constraints by Boolean connectors 7)  Formalise in- and exclusion criteria 8)  Construct the denominator 6  /  25
  • 7. 2-­‐‑level  Methodology:  Reference   Model  and  Archetypes 7  /  25
  • 10. Tumour-­‐‑Lymph  node  metastases   Archetype 10  /  25
  • 11. Datatypes 11  /  25
  • 12. Introducing  Archetypes •  Computable specifications of clinical concepts. •  Constraints (e.g. occurrence, cardinality) & ontological definitions. •  Used to record, exchange and integrate patient data. •  openEHR archetypes: enthusiastic expert community; publicly available. 12  /  25
  • 13. Advantages  of  Archetypes     with  respect  to  Indicators 1)  Sharable, defined queries 2)  Knowledge-level 3)  Reality check 13  /  25
  • 14. Sample  Quality  Indicator Numerator: Number of patients who had 10 or more lymph nodes examined after resection of a primary colon carcinoma. Denominator: Number of patients who had lymph nodes examined after resection of a primary colon carcinoma. - Exclusion criteria: Previous Reasons  for  this  indicator:  Evidence-­‐‑based   radiotherapy and recurrent (correct  staging  leads  to  beYer  outcome),   colon carcinomas requires  data  from  several  sources 14  /  25
  • 15. Modelling  Quality  Indicators  in   terms  of  openEHR  Archetypes   1)  Terminology <=> information model binding: diagnosis codes <=> node “Diagnosis” of the archetype “Diagnosis” procedure codes <=> node “Procedure” of the archetype “Procedure undertaken” 2)  Inter-archetype relations between bound concepts. => Bindings and relations are the backbone of indicators (concept-level); used to build queries. 15  /  25
  • 16. Sample  Query Patients with “Primary malignant neoplasm of colon”: SELECT DISTINCT ?patient WHERE { ?patient a patient:at0000.1_Patient . ?patient schemarm:links ?diagnosis . ?diagnosis a diagnosis:at0000.1_Diagnosis . ?diagnosis schemarm:value_element ?diagcode. ?diagcode a diagnosis:at0002.1_Diagnosis . ?diagcode a sct:SCT_93761005 . } ORDER BY ?patient 16  /  25
  • 17. Patient  Data DWH   Entities Codes Mapped  To Patient 1,672,104 Diagnosis 2,925,156 ICD-­‐‑9-­‐‑CM   SNOMED  CT   (ca.  50%) (via  crossmap) Operation 144,860 Dutch   SNOMED  CT   classification   (manually,  subset) Admission 259,005 Pathology   92,870 -­‐‑  (Dutch  free  text)   Reports •  DSCA  dataset:  e.g.  radiotherapy  &  number  of  examined  lymph   nodes.   •  Matched  based  on  based  on  sex,  year  of  birth,  operation,   discharge  date  and  procedures  =>  192/229  patients.   17  /  25
  • 18. Mapping  between  local  Data   Structure  and  Archetypes   Table Column Archetype Node Patient Identifier   Patient   Name   Admission   Admission  Date   Patient  Admission   Admission  Date   Discharge  Date   Discharge  Date Diagnosis   Code Diagnosis   Diagnosis   Operation   Code Procedure  undertaken   Procedure   DSCA Radiotherapy   Procedure  undertaken   Procedure:   fixed  SCT  code Multidisciplinary   Procedure  undertaken   Procedure:   meeting   fixed  SCT  code Pathology Procedure  undertaken   Procedure:   fixed  SCT  code Number  of  exam.   Tumour-­‐‑  Lymph  node   Number  of  nodes   lymph  nodes metastases   examined   18  /  25
  • 19. Archetypes  &     Patient  Data  in  OWL  2 •  Re-used archetype ontologizer. •  Transformed patient data into OWL based on mapping. •  Loaded closure of SNOMED CT, archetypes & patient data into OWLIM-SE 5.0 19  /  25
  • 20. Sample  Patient  Graph ihtsdo:SCT_50774009 procedure:at0002_Procedure ihtsdo:SCT_284427004 type type exactly_1 type type data:SCT_50774009 procedure:at0000_Procedure_undertaken data:SCT_284427004 rm:DV_DATE_TIME value_element type type value_element type type data:procedureTime_132_50774009 data:examinationTime_132 time time data:procedure_132_50774009 hasTime hasTime data:lymphnodeexamination_132 2010_05_26T00:00:00 2010_05_27T00:00:00 links links links links data:patient132 links data:diagnosis_132_93761005 type 12 data:metastases_132 type value_element patient:at0000.1_Patient hasNumber items diagnosis:at0000.1_Diagnosis data:SCT_93761005 data:nodeNumber_132 type type type exactly_1 type ln_metastases:at0001_Number_of_nodes_examined ihtsdo:SCT_93761005 max_1 diagnosis:at0002.1_Diagnosis ln_metastases:at0000_Tumour-_Lymph_node_metastases 20  /  25
  • 21. Proof  of  Concept:     Calculating  the  Indicators Indicator  /   Our  Result   DSCA   Publicly  Reported   Results   Lymph  nodes   85,71%  (42/49)   80,00%  (43/54)   -­‐‑ Meeting   91,66%  (22/24)   100%  (21/21)   -­‐‑ Re-­‐‑operation   1,66%  (1/60)   9%  (7/75)   8,33%  (20/240)   One  of  the  problems  (meeting  indicator):   DSCA:  Colon  sigmoideum  <=>  DWH:  “Malignant  neoplasm  of   rectosigmoid  junction”  mapped  to  both  colon  and  rectum  via   crossmap…   21  /  25
  • 22. Lessons  Learned  from  Case  Study •  High coverage of Clinical Knowledge Manager; extending an archetype straightforward •  Intuitive mapping/modelling at knowledge-level •  Archetype Ontologizer useful, OWL easy to work with •  Minor difficulties with datatypes; inter-archetype relationships? •  High data quality required for re-use; problem- oriented patient model •  UMLS mapping better 22  /  25
  • 23. Conclusions •  Archetypes are suitable to bridge the gap between clinical quality indicators and patient data. 23  /  25
  • 24. Future  Work •  Effect of data quality on reliability/validity of indicator results •  Sharable queries: Who wants to run these or other indicators on his/her archetyped data? •  New opportunities for automated reasoning at: •  patient-data level (infer implicit knowledge; validate data based on archetypes; data-driven, bottom-up data entry), •  archetype-level (infer subsumption and equivalence relationships between archetypes) and on the •  boundary between both: detect semantically equivalent constructs! •  And: More bindings required => next presentation! 24  /  25
  • 25. Questions? k.dentler@vu.nl  -­‐‑  hYp://www.few.vu.nl/  ̃kdr250/archetypes/   25  /  25