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Accident Investigation
When does it improve
safety and quality?
Lianne van der Veen
ISPO Conference – Rotterdam – June 22nd 2017
Dutch Safety
Board Multi-
modal
No
blame
Mission
Its main focus is those situations
in which civilians are dependent
on the government, companies
or organisations for their safety.
Indepen-
dent
Impartial
Objective
Dutch Safety Board
Dutch Safety
Board Multi
modal
No
blame
Mission
Its main focus is those situations
in which civilians are dependent
on the government, companies
or organisations for their safety.
Maritime
Maritime obligation (IMO, EU)
Very serious casualty Loss of life
Total loss of the ship
Severe pollution
Serious casualty Fire, explosion, grounding, contact, heavy
weather, hull cracking resulting in:
•Structural damage (unseaworthy)
•Pollution (any quantity)
Obligation to investigate
Assessment
IMO Casualty Investigation Code (Resolution MSC.255(84)) (Marine casualty or incident)
PART 1 General Provisions
Chapter 1 Para 1.2
A Marine Safety Investigation should be separate from, and independent of, any other form of
investigation
What is the main cause of accidents?
Human error…
“The point of an investigation is not to find where people went
wrong – it is to understand why their assessments
and actions made sense at the time” (Sydney Dekker 2002)
Gathering information
S - Software
H - Hardware
E - Environment
L – Liveware
Gathering information
Now you can start to understand the “circumstances”, that possibly have
influenced the central person.
Analysis
What does analysis actually mean?
Van Dale:
the separating of any material or abstract entity into its constituent
elements.
… A systematic approach to solving a problem. Complex issues are
made simpler by dividing them into more understandable elements.
Analysis
What? Chronology
Identify all casualty and accident events
Human Factors
How? Methods (Step, Tripod, Bowtie, HFACS etc)
5 times “Why”
To determine safety issues and deficiencies
Manag’t/Organizational Factors
Operational Factors
Human Error and Other Failure Mechanisms
Accident Events
What?
Why/How?
Why?
Why?
Why?
Equipment Failure Human error
Human error
Lapse
Observation error
Slip
Oxygenation
Omission
Error in intention
Brittle fracture
Interpretation error Wear
Workload
Supervision Noise
Safety Manag’t
Use of Tugs
BRM Weather routing
Fatigue
Familiarisation Training Communications
Planning error Chemical Experience
Health
Cleanliness
Culture
Safety Manag’t Equipment design
Emergency proc’s
SOPs
Circulars
VTS Practices
Safety Policy
Drills
Regulations
Training Policy
Recruitment Policy Scheduling
Maintenance policy
Supply of Tugs Safety AuditsPilots
Food
ContributingFactors
Corrosion
Wave on board
reaction
Vibration
Spares handling
Heat
Stability
Poor maintenance
Monitoring failure
Communication failure
Hazardous Material
effect
Pipe failure
Environmental effect
Position error
Error in action
Casualty Events
Loss of control
Collision
Grounding
Structural failure
Flooding
Fatality
Injury
Capsize
Fire
Human error
Master/Pilot
Navigational Manag’t.
Spares policy
5 times “Why”
Reporting
• Determine your audience
• A report does not have to be long
• Make a distinction between “need to know/nice to know”
• Try to avoid (technical) jargon and make a list of symbols
• Describe facts without premature analysis
• Describe your analysis (maybe also the theories that didn’t work)
• Let the reader draw their own conclusions before they finish the report
And remember, how thorough your investigation might have
been, the message stands (or falls) with the quality of your
report!
When does AI improve safety and quality?
Accident
investigaton
Analyse
Report
Look
inside
SHELL
International Standard for maritime Pilot
Organizations
Thank you!
l.vanderveen@safetyboard.nl
www.safetyboard.nl
ISPO Conference – Rotterdam – June 22nd 2017

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Accident Investigation. When does it improve safety and quality?

  • 1. Accident Investigation When does it improve safety and quality? Lianne van der Veen ISPO Conference – Rotterdam – June 22nd 2017
  • 2. Dutch Safety Board Multi- modal No blame Mission Its main focus is those situations in which civilians are dependent on the government, companies or organisations for their safety. Indepen- dent Impartial Objective
  • 4. Dutch Safety Board Multi modal No blame Mission Its main focus is those situations in which civilians are dependent on the government, companies or organisations for their safety. Maritime
  • 5. Maritime obligation (IMO, EU) Very serious casualty Loss of life Total loss of the ship Severe pollution Serious casualty Fire, explosion, grounding, contact, heavy weather, hull cracking resulting in: •Structural damage (unseaworthy) •Pollution (any quantity) Obligation to investigate Assessment IMO Casualty Investigation Code (Resolution MSC.255(84)) (Marine casualty or incident) PART 1 General Provisions Chapter 1 Para 1.2 A Marine Safety Investigation should be separate from, and independent of, any other form of investigation
  • 6. What is the main cause of accidents? Human error… “The point of an investigation is not to find where people went wrong – it is to understand why their assessments and actions made sense at the time” (Sydney Dekker 2002)
  • 7. Gathering information S - Software H - Hardware E - Environment L – Liveware
  • 8. Gathering information Now you can start to understand the “circumstances”, that possibly have influenced the central person.
  • 9. Analysis What does analysis actually mean? Van Dale: the separating of any material or abstract entity into its constituent elements. … A systematic approach to solving a problem. Complex issues are made simpler by dividing them into more understandable elements.
  • 10. Analysis What? Chronology Identify all casualty and accident events Human Factors How? Methods (Step, Tripod, Bowtie, HFACS etc) 5 times “Why” To determine safety issues and deficiencies
  • 11. Manag’t/Organizational Factors Operational Factors Human Error and Other Failure Mechanisms Accident Events What? Why/How? Why? Why? Why? Equipment Failure Human error Human error Lapse Observation error Slip Oxygenation Omission Error in intention Brittle fracture Interpretation error Wear Workload Supervision Noise Safety Manag’t Use of Tugs BRM Weather routing Fatigue Familiarisation Training Communications Planning error Chemical Experience Health Cleanliness Culture Safety Manag’t Equipment design Emergency proc’s SOPs Circulars VTS Practices Safety Policy Drills Regulations Training Policy Recruitment Policy Scheduling Maintenance policy Supply of Tugs Safety AuditsPilots Food ContributingFactors Corrosion Wave on board reaction Vibration Spares handling Heat Stability Poor maintenance Monitoring failure Communication failure Hazardous Material effect Pipe failure Environmental effect Position error Error in action Casualty Events Loss of control Collision Grounding Structural failure Flooding Fatality Injury Capsize Fire Human error Master/Pilot Navigational Manag’t. Spares policy 5 times “Why”
  • 12.
  • 13. Reporting • Determine your audience • A report does not have to be long • Make a distinction between “need to know/nice to know” • Try to avoid (technical) jargon and make a list of symbols • Describe facts without premature analysis • Describe your analysis (maybe also the theories that didn’t work) • Let the reader draw their own conclusions before they finish the report And remember, how thorough your investigation might have been, the message stands (or falls) with the quality of your report!
  • 14. When does AI improve safety and quality? Accident investigaton Analyse Report Look inside SHELL
  • 15. International Standard for maritime Pilot Organizations

Notas do Editor

  1. Verbeteren van de veiligheid Afhankelijkheid van burgers Voorval gebonden Trekken van lessen