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PM Notebook
Summarizing Project Management Concepts for the PMP
Exam
Mohammad Elsheimy Road to PMP
PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | PHASES
DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION
GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY
OF THE AUTHOR.
1
DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS
BASED ON DATA/INFORMATION GATHERED FROM VARIOUS
RELIABLE SOURCES. NONE OF THIS DATA/INFORMATION IS A
PROPERTY OF THE AUTHOR. NONE IS INTENDED TO MAKE A
PROFIT IN ANY WAY. THIS IS FOR PERSONAL USE ONLY.
PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | PHASES
DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION
GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY
OF THE AUTHOR.
2
No great man ever complains of want of opportunity.
Ralph Waldo Emerson
PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | PHASES
DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION
GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY
OF THE AUTHOR.
3
Table of Contents
Chapter 3 – The Process Framework .................................................................................................................... 4
Phases..................................................................................................................................................................... 4
Phase-to-Phase Relationship.......................................................................................................................... 4
Process Groups ..................................................................................................................................................... 4
Knowledge Areas................................................................................................................................................. 5
Project Management Plans ............................................................................................................................... 5
Work Performance ............................................................................................................................................... 6
Additional Terms ................................................................................................................................................... 6
PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | PHASES
DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION
GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY
OF THE AUTHOR.
4
Phases
Projects that are big, or complex, or simply need to be done in stages because of external
constraints can be divided into phases. Each phase must go through the five process groups and
must have its own project charter.
Phase-to-Phase Relationship
Strongly influences how requirements are managed.
Sequential Relationship – Each phases starts when the previous is 100% complete.
Overlapping Relationship –
 When multiple teams need to work independently on different parts of the project.
 Next phase may begin before the end of the previous phase.
 Introduces risk due to potential rework.
Iterative Relationship –
 When a single team starts planning for the next phase occurs while executing the previous
phase.
 Very common in agile software development.
Process Groups
The process groups help you organize the processes by the kind of work you do.
1. Initiating – Figure out project’s high level goals. Create and define a preliminary version of
your project’s scope.
2. Planning
3. Executing
4. Monitoring and Controlling –
 Monitoring – means collecting, measuring, assessing measurements and trends, and
identifying areas that require special attention.
 Controlling – means determining corrective and preventive actions, re-planning,
following up action plans, and confirming actions have improved performance issues.
5. Closing
PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | KNOWLEDGE AREAS
DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION
GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY
OF THE AUTHOR.
5
Knowledge Areas
The knowledge areas help you organize processes by the subject matter you are dealing with.
1. Integration – Keeping everybody working towards the same goals and dealing with
changes.
2. Scope – What will and will not be done on project.
3. Time
4. Cost
5. Quality – The right product, the most efficient way.
6. Risk – Things that could happen (positive or negative).
7. Procurement – Contracts.
8. Communication – Keeping everybody in the loop.
9. Resources
10. Stakeholder
Project Management Plans
Knowledge Areas Management Plans
Benefits Management Plan –
 Created by the project sponsor and the PM.
 It is an economic feasibility study used to establish the validity of benefits.
 Documents the owner of the benefits.
 Defines what benefits the project will create, when the benefits will be realized, and how
the benefits will be measured.
 Assumptions and risks considered in determining the benefit.
Change Management Plan – How change requests will be authorized and incorporated.
Configuration Management Plan – For managing changes to the deliverables and processes and
the resulting documentation.
Process Improvement Plan –
 How processes that are used on the project to complete the work or perform project
management activities will be evaluated and improved.
 Captures the details of activities he would be doing to enhance the value of the
process, including their inputs, outputs, and interfaces with other processes.
Requirements Management Plan – How requirements will be gathered, analyzed, documented,
and managed.
PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | WORK PERFORMANCE
DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION
GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY
OF THE AUTHOR.
6
Work Performance
Work Performance Data (WPD) – The raw observations/data of the project’s status before any
analysis. It is the current status of various parameters. E.g. how much work is completed, how
much time has elapsed, compliance of requirements, activities started/finished, etc.
Work Performance Information (WPI) – Performance data after analysis and processing. It is the
data collected from various controlling processes, analyzed in context and integrated. E.g. status
of deliverables, forecasted estimated to complete, etc.
Work Performance Report – A compilation of work performance info for consumption for some
purpose (e.g. decision-making.)
 Progress Report – describes what has been accomplished.
 Status Report – describes where the project currently stands regarding performance
measurement baseline. It is for generating decisions, actions, and awareness.
 Forecast Report – predicts future project status and performance.
 Exception Report – When there are variances.
 Trends Report – examines project results over time to see if performance is improving or
deteriorating.
 Earned Value Report – integrates scope, cost, and schedule measures to assess project
performance.
Additional Terms
ITTO – Inputs, Tools & Techniques, and Outputs

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PM Notebook - Chapter 3: The Process Framework

  • 1. PM Notebook Summarizing Project Management Concepts for the PMP Exam Mohammad Elsheimy Road to PMP
  • 2. PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | PHASES DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY OF THE AUTHOR. 1 DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA/INFORMATION GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA/INFORMATION IS A PROPERTY OF THE AUTHOR. NONE IS INTENDED TO MAKE A PROFIT IN ANY WAY. THIS IS FOR PERSONAL USE ONLY.
  • 3. PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | PHASES DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY OF THE AUTHOR. 2 No great man ever complains of want of opportunity. Ralph Waldo Emerson
  • 4. PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | PHASES DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY OF THE AUTHOR. 3 Table of Contents Chapter 3 – The Process Framework .................................................................................................................... 4 Phases..................................................................................................................................................................... 4 Phase-to-Phase Relationship.......................................................................................................................... 4 Process Groups ..................................................................................................................................................... 4 Knowledge Areas................................................................................................................................................. 5 Project Management Plans ............................................................................................................................... 5 Work Performance ............................................................................................................................................... 6 Additional Terms ................................................................................................................................................... 6
  • 5. PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | PHASES DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY OF THE AUTHOR. 4 Phases Projects that are big, or complex, or simply need to be done in stages because of external constraints can be divided into phases. Each phase must go through the five process groups and must have its own project charter. Phase-to-Phase Relationship Strongly influences how requirements are managed. Sequential Relationship – Each phases starts when the previous is 100% complete. Overlapping Relationship –  When multiple teams need to work independently on different parts of the project.  Next phase may begin before the end of the previous phase.  Introduces risk due to potential rework. Iterative Relationship –  When a single team starts planning for the next phase occurs while executing the previous phase.  Very common in agile software development. Process Groups The process groups help you organize the processes by the kind of work you do. 1. Initiating – Figure out project’s high level goals. Create and define a preliminary version of your project’s scope. 2. Planning 3. Executing 4. Monitoring and Controlling –  Monitoring – means collecting, measuring, assessing measurements and trends, and identifying areas that require special attention.  Controlling – means determining corrective and preventive actions, re-planning, following up action plans, and confirming actions have improved performance issues. 5. Closing
  • 6. PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | KNOWLEDGE AREAS DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY OF THE AUTHOR. 5 Knowledge Areas The knowledge areas help you organize processes by the subject matter you are dealing with. 1. Integration – Keeping everybody working towards the same goals and dealing with changes. 2. Scope – What will and will not be done on project. 3. Time 4. Cost 5. Quality – The right product, the most efficient way. 6. Risk – Things that could happen (positive or negative). 7. Procurement – Contracts. 8. Communication – Keeping everybody in the loop. 9. Resources 10. Stakeholder Project Management Plans Knowledge Areas Management Plans Benefits Management Plan –  Created by the project sponsor and the PM.  It is an economic feasibility study used to establish the validity of benefits.  Documents the owner of the benefits.  Defines what benefits the project will create, when the benefits will be realized, and how the benefits will be measured.  Assumptions and risks considered in determining the benefit. Change Management Plan – How change requests will be authorized and incorporated. Configuration Management Plan – For managing changes to the deliverables and processes and the resulting documentation. Process Improvement Plan –  How processes that are used on the project to complete the work or perform project management activities will be evaluated and improved.  Captures the details of activities he would be doing to enhance the value of the process, including their inputs, outputs, and interfaces with other processes. Requirements Management Plan – How requirements will be gathered, analyzed, documented, and managed.
  • 7. PM NOTEBOOK CHAPTER 3 – THE PROCESS FRAMEWORK | WORK PERFORMANCE DISCLAIMER: THE MATERIAL INCLUDED IN THIS DOCUMENT IS BASED ON DATA / INFORMATION GATHERED FROM VARIOUS RELIABLE SOURCES. NONE OF THIS DATA / INFORMATION IS A PROPERTY OF THE AUTHOR. 6 Work Performance Work Performance Data (WPD) – The raw observations/data of the project’s status before any analysis. It is the current status of various parameters. E.g. how much work is completed, how much time has elapsed, compliance of requirements, activities started/finished, etc. Work Performance Information (WPI) – Performance data after analysis and processing. It is the data collected from various controlling processes, analyzed in context and integrated. E.g. status of deliverables, forecasted estimated to complete, etc. Work Performance Report – A compilation of work performance info for consumption for some purpose (e.g. decision-making.)  Progress Report – describes what has been accomplished.  Status Report – describes where the project currently stands regarding performance measurement baseline. It is for generating decisions, actions, and awareness.  Forecast Report – predicts future project status and performance.  Exception Report – When there are variances.  Trends Report – examines project results over time to see if performance is improving or deteriorating.  Earned Value Report – integrates scope, cost, and schedule measures to assess project performance. Additional Terms ITTO – Inputs, Tools & Techniques, and Outputs