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Increasing Water Savings
 while Raising Rice Yields
  with the System of Rice
    Intensification (SRI)
Panel on WATER PRODUCTIVITY AND REUSE
       2nd International Rice Congress
        New Delhi, October 9-13, 2006

       Norman Uphoff, CIIFAD
       Cornell University, USA
The System of Rice Intensification (SRI)
 is ‘a work in progress’ – not finished
SRI methods usually enable rice farmers to:
1. Raise rice production by 50% or more
2. While making reductions in their:
  – Seed requirements -- by 80-90%
  – Irrigation water -- by 25-50%
  – Dependence on agrochemicals
  – Costs of production -- by 10-25%
  -- No need for new varieties of seeds
3. Raise net income/ha by 50-100% or more
4. Have favorable environmental impacts
The Origins of SRI
SRI was developed in Madagascar 20+ years ago
by Fr. Henri de Laulanié, S.J., who spent 34 years
working with farmers, observing, experimenting,
and having also some serendipity (Laulanié, 1993)

SRI methods were first validated outside of
Madagascar in 1999-2000 by:
• Nanjing Agricultural University in China
• Agency for Agric. Research & Dev. in Indonesia
•Taken up by NGOs in Cambodia, Philippines, Sri
Lanka, Bangladesh, Sierra Leone, Cuba, etc.

SRI has now been demonstrated in 24 countries,
and it is spreading there and to other countries
Fr. de Laulanié
making field visit
Sebastien Rafaralahy and
Justin Rabenandrasana,
 Association Tefy Saina
Summary of results from SRI vs. BMP evaluations
    in China and India (t ha-1), 2003 or 2004
                     No. of on-farm        BMP          SRI           SRI
                    comparison trials    ave. yield   ave. yield   advantage
Province/state           (area)                                    (% incr.)

                     (16.8 ha of SRI
Zhejiang                                   8.8*        11.9*         3.1*
                   rice with 2 hybrid
(CNRRI)                                                            (35.2%)
                        varieties)
                         8 trials
Sichuan                                   8.13*       11.44*        3.31*
                      (0.2 ha each)
(SAAS)                                                             (40.7%)
                       1,525 trials
A. Pradesh                                 6.31         8.73         2.42
                    (average 0.4 ha;
(ANGRAU)                                                           (33.8%)
                    range 0.1-1.6 ha)
                   100 trials (SRI and
Tamil Nadu                                 5.66         7.23         1.57
                       BMP trials
(TNAU)                                                             (27.7%)
                      each 0.1 ha)
 * Note that Chinese comparisons were made using hybrid rice varieties.
SRI gets MORE from LESS by
mobilizing biological processes
SRI requirements include:
• More labor while learning the method
  -- but SRI can also become labor-saving
• Water control needed for best results
• Access to biomass for compost to
  get best results – but can use fertilizer
• Skill and motivation from farmers
• Crop protection in some cases
Evaluation      Yield     Water-       Cost    Increase in Comments
Country
              done           Increase   Saving     Reduction Net Income
              by/for:
                                                                             On-farm
              BRAC/SAFE
BANGLA                                                                       evaluations
              BRRI/Syng-                  NC
DESH                                                                         funded by IRRI
                              24%                      7%           59%
              enta BD Ltd                                                    PETRRA project
IRRI-funded
                                                                   (32-82%) (N=1,073)
              (Hossain,
evaluation
              2004)
                                                                             Survey of SRI
                                        Flooding
CAM-          GTZ                                                            and non-SRI
                                         at TP
              (Anthofer et
BODIA                                                                        users randomly
                              41%                    56%            74%      sampled in 5
              al., 2004)                reduced
National                                                                     provinces
                                        96.3%→                               (N=500); SRI
Survey
                                          2.5%                               use has grown to
                                                                             >50,000 farmers
                                                                             in 5 years
                                                                             Farmers who had
Long-term CEDAC              105%        50%         44%            89%      used SRI for 3
          (Tech, 2004)
Users                                                                        years (N=120)

                                                                             SRI use in village
              China Agric.
CHINA                                                7.4%                    had gone from 7
              University                                                     in 2003, to 398 in
                                                   [ext. service
                              29%        44%                        64%
              (Li et al.,                                                    2004; farmers
                                                    promoting                considered labor-
              2005)
                                                   fertilizer &              saving main
                                                                             benefit (N=82)
                                                    new seeds]
Evaluation       Yield     Water-      Cost    Increase in Comments
Country
          done            Increase   Saving    Reduction Net Income
          by/for:
                                                                    On-farm
          Tamil Nadu
INDIA                                                               comparisons in
          Agr. Univ.                                                Tamiraparani
Tamil                                 40-
                           28%                  11%       112%
          (Thiyagaraja                                              Basin, supervised
Nadu                                 50%                            by TNAU and
          n et al.,
                                                                    extension service
          2004)
                                                                    (N=100)
                                                                    On-farm trials
          Andhra
Andhra                                                              supervised by
          Pradesh
Pradesh                                          NA         NA      ANGRAU and
                           38%       40%
          Agr. Univ.                                                State extens.
                                                                    service
          (Satyanara-
                                                                    (N=1,535)
          yana, 2005)
                                                                    SRI use in
          IWMI-India                 Rainfed
West                                                                villages had gone
          (Sinha and                 version
Bengal                                                              from 4 farmers to
                           32%                  35%        67%
          Talati, 2005)              of SRI                         150 in 3 seasons
                                                                    (N=108)
                                                                    3 years of
          Nippon Koei
INDO-                                                               evaluation in E.
          (Sato, 2006)                                              Indonesia;trials
NESIA                      84%       40%        24%       412%      conducted on
                                                                    1,363 ha
                                                                    (N=1,849)
Evaluation     Yield     Water-     Cost    Increase in   Commen
Country
          done          Increase   Saving   Reduction Net Income      ts
          by/for:
                                                                    Morang district
          Morang
NEPAL                                        2.2%                   users from 1 in
          District                                                  2003 to >1,400
                                            [but rotary
                         82%       43%                    163%
          Agric. Dev.
                                             hoes not               in 2005
          Office
                                                                    (N=412)
                                              widely
          (Uprety,
                                            available]
          2005)
                                                                    Survey of SRI
          IWMI
SRI                                                                 users and non-
          (Namara et
                                              11.9-       90-117%   users,
LANKA                    44%       24%
          al., 2004)                                                randomly
                                             13.3%                  sampled in 2
                                                                    districts
                                                                    (N=120)
                                                                    Record-
          National
VIET-                                                               keeping by
          IPM                                                       Farmer Field
NAM                      21%       60%       24%           65%
          Program                                                   School alumni
                                                                    on SRI results
          (Dông Trù
          village)

AVER-                   52% 44% 25% 128%
AGE
Basic SRI Practices:
• Start with young seedlings – 8-12 days
  old ( <15 days) to preserve their potential
  for profuse growth of tillers and roots
• Use single seedlings widely spaced –
  planted in square pattern, quickly, gently
• Apply minimum water – enough to keep
  soil moist, no standing water in fields
• Weed with a ‘rotating hoe’ to aerate soil
  while returning weeds to the soil
• Provide organic matter -- as much as
  possible for soil organisms and plants
Two Different Paradigms of Production
• GREEN REVOLUTION strategy:
  (a) Changes the genetic potential of plants, and
  (b) Increases the use of external inputs --
  apply more water, fertilizer, insecticides, etc.

• SRI instead changes the ways that plants, soil,
  water and nutrients are managed:
  (a) To promote the growth of root systems and
  (b) To increase the abundance and diversity of
    soil organisms to better realize their benefits
These changes → better PHENOTYPES
Ms. Im Sarim, Cambodia,
 with rice plant grown
  from a single seed,
  using SRI methods
 and traditional variety
   -- yield of 6.72 t/ha
Morang District,
 Nepal - 2005
Eastern
Indonesia ---
Nippon Koei
  Irrigation
   Project
     2004
Mahto Oraon, Malai village, Gumla district, Jharkhand state, India --
Khandagiri, 110-day variety with 65 tillers, grown as ‘rainfed’ SRI rice
Farmer in Burkina Faso with SRI plant – summer 2006
Roots of a single rice plant (MTU 1071) grown at Maruteru
  Agricultural Research Station, AP, India, kharif 2003
Cuba – Two plants the same age
(52 DAP) and same variety (VN 2084)
Madagascar SRI field, traditional variety, 2003
First SRI Trial in Zambia
 Planted by Esek Farmers’ Cooperative Society, Solwezi, Northwest Province, 12/15/05
  and harvested 6/30/06. Area was 12.5x12.5 m2, and the dried paddy harvest of 96 kg
was equivalent to a yield of 6.144 t/ha. No fertilizer was used, only organic matter for soil
  fertilization. Production was basically rainfed, but a small catchment dam built by the
     farmers themselves provided some supplemental irrigation later in the season.
SRI crop in
 Sri Lanka
300                                                        Yellow
                                          SRI                     CK                  leaf and
                                                                                      sheath
                           250
Organ dry weight(g/hill)


                                  47.9%                         34.7%
                                                                                      Panicle
                           200

                                                                                      Leaf
                           150


                           100                                                        Sheath

                           50
                                                                                      Stem
                            0
Stage IH                          H   FH MR W R YR
                                                 IH         H   FH      MR WR   YR
                            “Non-Flooding Rice Farming Technology in Irrigated Paddy Field”
                             Dr. Tao Longxing, China National Rice Research Institute, 2004
Resistance to Abiotic
    and Biotic Stresses:
• Drought tolerance/resistance
• Resistance to lodging to better
  tolerate wind, rain and storm damage
• Cold tolerance – has been seen
• Salinity tolerance? – no evidence yet
• Cope better with climate change?
• Widespread reports of resistance to
  pests and diseases – trophobiosis?
Rice fields in Sri Lanka: same variety, same irrigation system,
 and same drought : conventional methods (left), SRI (right)
Rice in Tamil Nadu, India: normal crop is seen in
foreground; SRI crop, behind it, resists lodging
Rice in Dông Trù, Vietnam: normal methods on right; SRI with
   close spacing in middle; SRI with wider spacing on left
COSTS OF CULTIVATION PER HECTARE – TNAU STUDY
                                                    Men’s Labour   Women’s Labour
                                      Bullock
                    Tractor hours
                                                                                     Cost (Rs.)
                                       pair @        @ Rs. 40 /      @ Rs. 40 /
                    @ Rs. 150 / hr
    Practices                        Rs. 200 / hr     man-day        man-day

                                                                                    Conv.     SRI
                    Conv.     SRI    Con    SRI     Conv   SRI     Conv.    SRI

   Nursery            1         -     -       -      6      3       0.5     5.5      2,110    681
   Preparation
   Main Field        7.5       7.5    2      2       12     12       -       -       2,005    2,005
   Preparation
   Manures &           -        -     -       -      7      7       10      10       7,254    7,254
   Fertilizers
 Transplanting         -        -     -       -      5      5       55      75       2,400    3,200

 Weeding               -        -     -       -      -      38      80       -       3,200    1,520


 Irrigation            -        -     -       -     7.5     6        -       -       300      240
 Plant Protection      -        -     -       -      2      2        2       2       660      660

 Harvesting           1         1     -       -     12.5   12.5     75      75       3,500    3,500

       Total         9.5       8.5    2      2       52    85.5    222.5   167.5    21,429   19,060
                                                                                   ( 11 % )
 Cost saving in SRI system over conventional system = Rs. 2,369
Economics of Cultivation (ha-1) –
        TNAU study
                      Conventional     SRI
                       practices     practices
Income from grains
                        US$ 659      US$ 870
(Rs. 5.00 / kg)
Income from straw
                         US$ 49       US$ 63
(Rs. 0.25 / kg)
Gross return            US$ 708      US$ 933
Cost of cultivation     US$ 466      US$ 414
Net return              US$ 242      US$ 519
B : C ratio               1.52         2.25
MORE
LESS CAN PRODUCE
by utilizing biological potentials & processes
• Smaller, younger rice seedlings become
  larger, more productive mature plants
• Fewer rice plants per hill and per m2 give
  higher yield if used with other SRI practices
• Half as much water produces more rice
  because aerobic soil conditions are better
• Greater output is possible with use of
  fewer or even no external/chemical inputs
• Even more output within a shorter time
There is nothing magical about SRI – all can
  be explained in sound scientific terms
For Further Information:
• BANGLADESH:                  • INDONESIA: A. Fagi
  F. H. Abed (BRAC)              (AARD)
• BHUTAN:K . Lhendup           • NEPAL: R. Uprety
  (Sherubutse College)           (DADO)
• CHINA: S. H. Cheng           • PAKISTAN: M. Gill
  and L.X. Tao (CNRRI)           (OFWM)
• INDIA: B. Barah (NCAP)       • PHILIPPINES:
                                 L. Sebastien (PhilRice)
   – AP: M. Kumar (DRR),
     P.V. Satyanarayana (MT)   • THAILAND: A. Mishra
   – TN: M. S. Swaminathan       (AIR)
     (MSSRF)
                               • WEST AFRICA:
   – Tripura: B. Majumdar
                                 K. Nwanza (WARDA)
     (Dept. of Agric.)
THANK YOU
         • Web page:
  http://ciifad.cornell.edu/sri/

• Email: ciifad@cornell.edu or
       ntu1@cornell.edu or
  • tefysaina.tnr@simicro.mg

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System of Rice Intensification

  • 1. Increasing Water Savings while Raising Rice Yields with the System of Rice Intensification (SRI) Panel on WATER PRODUCTIVITY AND REUSE 2nd International Rice Congress New Delhi, October 9-13, 2006 Norman Uphoff, CIIFAD Cornell University, USA
  • 2. The System of Rice Intensification (SRI) is ‘a work in progress’ – not finished SRI methods usually enable rice farmers to: 1. Raise rice production by 50% or more 2. While making reductions in their: – Seed requirements -- by 80-90% – Irrigation water -- by 25-50% – Dependence on agrochemicals – Costs of production -- by 10-25% -- No need for new varieties of seeds 3. Raise net income/ha by 50-100% or more 4. Have favorable environmental impacts
  • 3. The Origins of SRI SRI was developed in Madagascar 20+ years ago by Fr. Henri de Laulanié, S.J., who spent 34 years working with farmers, observing, experimenting, and having also some serendipity (Laulanié, 1993) SRI methods were first validated outside of Madagascar in 1999-2000 by: • Nanjing Agricultural University in China • Agency for Agric. Research & Dev. in Indonesia •Taken up by NGOs in Cambodia, Philippines, Sri Lanka, Bangladesh, Sierra Leone, Cuba, etc. SRI has now been demonstrated in 24 countries, and it is spreading there and to other countries
  • 5. Sebastien Rafaralahy and Justin Rabenandrasana, Association Tefy Saina
  • 6. Summary of results from SRI vs. BMP evaluations in China and India (t ha-1), 2003 or 2004 No. of on-farm BMP SRI SRI comparison trials ave. yield ave. yield advantage Province/state (area) (% incr.) (16.8 ha of SRI Zhejiang 8.8* 11.9* 3.1* rice with 2 hybrid (CNRRI) (35.2%) varieties) 8 trials Sichuan 8.13* 11.44* 3.31* (0.2 ha each) (SAAS) (40.7%) 1,525 trials A. Pradesh 6.31 8.73 2.42 (average 0.4 ha; (ANGRAU) (33.8%) range 0.1-1.6 ha) 100 trials (SRI and Tamil Nadu 5.66 7.23 1.57 BMP trials (TNAU) (27.7%) each 0.1 ha) * Note that Chinese comparisons were made using hybrid rice varieties.
  • 7. SRI gets MORE from LESS by mobilizing biological processes SRI requirements include: • More labor while learning the method -- but SRI can also become labor-saving • Water control needed for best results • Access to biomass for compost to get best results – but can use fertilizer • Skill and motivation from farmers • Crop protection in some cases
  • 8. Evaluation Yield Water- Cost Increase in Comments Country done Increase Saving Reduction Net Income by/for: On-farm BRAC/SAFE BANGLA evaluations BRRI/Syng- NC DESH funded by IRRI 24% 7% 59% enta BD Ltd PETRRA project IRRI-funded (32-82%) (N=1,073) (Hossain, evaluation 2004) Survey of SRI Flooding CAM- GTZ and non-SRI at TP (Anthofer et BODIA users randomly 41% 56% 74% sampled in 5 al., 2004) reduced National provinces 96.3%→ (N=500); SRI Survey 2.5% use has grown to >50,000 farmers in 5 years Farmers who had Long-term CEDAC 105% 50% 44% 89% used SRI for 3 (Tech, 2004) Users years (N=120) SRI use in village China Agric. CHINA 7.4% had gone from 7 University in 2003, to 398 in [ext. service 29% 44% 64% (Li et al., 2004; farmers promoting considered labor- 2005) fertilizer & saving main benefit (N=82) new seeds]
  • 9. Evaluation Yield Water- Cost Increase in Comments Country done Increase Saving Reduction Net Income by/for: On-farm Tamil Nadu INDIA comparisons in Agr. Univ. Tamiraparani Tamil 40- 28% 11% 112% (Thiyagaraja Basin, supervised Nadu 50% by TNAU and n et al., extension service 2004) (N=100) On-farm trials Andhra Andhra supervised by Pradesh Pradesh NA NA ANGRAU and 38% 40% Agr. Univ. State extens. service (Satyanara- (N=1,535) yana, 2005) SRI use in IWMI-India Rainfed West villages had gone (Sinha and version Bengal from 4 farmers to 32% 35% 67% Talati, 2005) of SRI 150 in 3 seasons (N=108) 3 years of Nippon Koei INDO- evaluation in E. (Sato, 2006) Indonesia;trials NESIA 84% 40% 24% 412% conducted on 1,363 ha (N=1,849)
  • 10. Evaluation Yield Water- Cost Increase in Commen Country done Increase Saving Reduction Net Income ts by/for: Morang district Morang NEPAL 2.2% users from 1 in District 2003 to >1,400 [but rotary 82% 43% 163% Agric. Dev. hoes not in 2005 Office (N=412) widely (Uprety, available] 2005) Survey of SRI IWMI SRI users and non- (Namara et 11.9- 90-117% users, LANKA 44% 24% al., 2004) randomly 13.3% sampled in 2 districts (N=120) Record- National VIET- keeping by IPM Farmer Field NAM 21% 60% 24% 65% Program School alumni on SRI results (Dông Trù village) AVER- 52% 44% 25% 128% AGE
  • 11. Basic SRI Practices: • Start with young seedlings – 8-12 days old ( <15 days) to preserve their potential for profuse growth of tillers and roots • Use single seedlings widely spaced – planted in square pattern, quickly, gently • Apply minimum water – enough to keep soil moist, no standing water in fields • Weed with a ‘rotating hoe’ to aerate soil while returning weeds to the soil • Provide organic matter -- as much as possible for soil organisms and plants
  • 12. Two Different Paradigms of Production • GREEN REVOLUTION strategy: (a) Changes the genetic potential of plants, and (b) Increases the use of external inputs -- apply more water, fertilizer, insecticides, etc. • SRI instead changes the ways that plants, soil, water and nutrients are managed: (a) To promote the growth of root systems and (b) To increase the abundance and diversity of soil organisms to better realize their benefits These changes → better PHENOTYPES
  • 13. Ms. Im Sarim, Cambodia, with rice plant grown from a single seed, using SRI methods and traditional variety -- yield of 6.72 t/ha
  • 15. Eastern Indonesia --- Nippon Koei Irrigation Project 2004
  • 16. Mahto Oraon, Malai village, Gumla district, Jharkhand state, India -- Khandagiri, 110-day variety with 65 tillers, grown as ‘rainfed’ SRI rice
  • 17. Farmer in Burkina Faso with SRI plant – summer 2006
  • 18. Roots of a single rice plant (MTU 1071) grown at Maruteru Agricultural Research Station, AP, India, kharif 2003
  • 19. Cuba – Two plants the same age (52 DAP) and same variety (VN 2084)
  • 20. Madagascar SRI field, traditional variety, 2003
  • 21. First SRI Trial in Zambia Planted by Esek Farmers’ Cooperative Society, Solwezi, Northwest Province, 12/15/05 and harvested 6/30/06. Area was 12.5x12.5 m2, and the dried paddy harvest of 96 kg was equivalent to a yield of 6.144 t/ha. No fertilizer was used, only organic matter for soil fertilization. Production was basically rainfed, but a small catchment dam built by the farmers themselves provided some supplemental irrigation later in the season.
  • 22. SRI crop in Sri Lanka
  • 23. 300 Yellow SRI CK leaf and sheath 250 Organ dry weight(g/hill) 47.9% 34.7% Panicle 200 Leaf 150 100 Sheath 50 Stem 0 Stage IH H FH MR W R YR IH H FH MR WR YR “Non-Flooding Rice Farming Technology in Irrigated Paddy Field” Dr. Tao Longxing, China National Rice Research Institute, 2004
  • 24. Resistance to Abiotic and Biotic Stresses: • Drought tolerance/resistance • Resistance to lodging to better tolerate wind, rain and storm damage • Cold tolerance – has been seen • Salinity tolerance? – no evidence yet • Cope better with climate change? • Widespread reports of resistance to pests and diseases – trophobiosis?
  • 25. Rice fields in Sri Lanka: same variety, same irrigation system, and same drought : conventional methods (left), SRI (right)
  • 26. Rice in Tamil Nadu, India: normal crop is seen in foreground; SRI crop, behind it, resists lodging
  • 27. Rice in Dông Trù, Vietnam: normal methods on right; SRI with close spacing in middle; SRI with wider spacing on left
  • 28.
  • 29. COSTS OF CULTIVATION PER HECTARE – TNAU STUDY Men’s Labour Women’s Labour Bullock Tractor hours Cost (Rs.) pair @ @ Rs. 40 / @ Rs. 40 / @ Rs. 150 / hr Practices Rs. 200 / hr man-day man-day Conv. SRI Conv. SRI Con SRI Conv SRI Conv. SRI Nursery 1 - - - 6 3 0.5 5.5 2,110 681 Preparation Main Field 7.5 7.5 2 2 12 12 - - 2,005 2,005 Preparation Manures & - - - - 7 7 10 10 7,254 7,254 Fertilizers Transplanting - - - - 5 5 55 75 2,400 3,200 Weeding - - - - - 38 80 - 3,200 1,520 Irrigation - - - - 7.5 6 - - 300 240 Plant Protection - - - - 2 2 2 2 660 660 Harvesting 1 1 - - 12.5 12.5 75 75 3,500 3,500 Total 9.5 8.5 2 2 52 85.5 222.5 167.5 21,429 19,060 ( 11 % ) Cost saving in SRI system over conventional system = Rs. 2,369
  • 30. Economics of Cultivation (ha-1) – TNAU study Conventional SRI practices practices Income from grains US$ 659 US$ 870 (Rs. 5.00 / kg) Income from straw US$ 49 US$ 63 (Rs. 0.25 / kg) Gross return US$ 708 US$ 933 Cost of cultivation US$ 466 US$ 414 Net return US$ 242 US$ 519 B : C ratio 1.52 2.25
  • 31. MORE LESS CAN PRODUCE by utilizing biological potentials & processes • Smaller, younger rice seedlings become larger, more productive mature plants • Fewer rice plants per hill and per m2 give higher yield if used with other SRI practices • Half as much water produces more rice because aerobic soil conditions are better • Greater output is possible with use of fewer or even no external/chemical inputs • Even more output within a shorter time There is nothing magical about SRI – all can be explained in sound scientific terms
  • 32. For Further Information: • BANGLADESH: • INDONESIA: A. Fagi F. H. Abed (BRAC) (AARD) • BHUTAN:K . Lhendup • NEPAL: R. Uprety (Sherubutse College) (DADO) • CHINA: S. H. Cheng • PAKISTAN: M. Gill and L.X. Tao (CNRRI) (OFWM) • INDIA: B. Barah (NCAP) • PHILIPPINES: L. Sebastien (PhilRice) – AP: M. Kumar (DRR), P.V. Satyanarayana (MT) • THAILAND: A. Mishra – TN: M. S. Swaminathan (AIR) (MSSRF) • WEST AFRICA: – Tripura: B. Majumdar K. Nwanza (WARDA) (Dept. of Agric.)
  • 33. THANK YOU • Web page: http://ciifad.cornell.edu/sri/ • Email: ciifad@cornell.edu or ntu1@cornell.edu or • tefysaina.tnr@simicro.mg