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Steps of an Outbreak
Investigation
By
MRS. J.ANUSHA
ASSISTANT
PROFESSOR,
NARAYANA
COLLEEGE OF
NURSING,
NELLORE
10 steps are there
in an Out break
investigation
Step 1: Prepare for
field work
The preparations can be grouped
into two broad categories:
(a) scientific and investigative
issues
(b) management and operational
issues
a) scientific and investigative issues
1. investigator must have
appropriate scientific
knowledge about the disease
and about field investigation
2. Investigator should have a plan
of action, necessary supplies
and equipment, the proper
laboratory material and should
know the proper collection,
storage, and transportation
techniques for collected
b) management and operational
issues
An investigator must be a
good manager also, because
most investigations are
conducted by a team rather
than just one individual. The
team members must be
selected before departure and
they should know their
expected roles and
responsibilities in the field.
Step 2: Establish the
existence of an outbreak
To establish the existence of an outbreak, the observed
number of cases is compared with the expected number
for a certain place or time period.
Even if the current number of reported cases exceeds
the expected number, the excess may not necessarily
indicate an outbreak. Therefore, look for the various
factors that may increase the number of cases such as:
Seasonal variation, Notification variation, Sudden change
in population size , Diagnostic variation.
Step 3: Verify the diagnosis/ ensure
proper diagnosis of reported cases
For verification of diagnosis:
Investigator should talk to health workers first, then review the
clinical findings and laboratory results.
If laboratory diagnosis in not made or there is any doubt in diagnosis,
team member may collect a sufficient number of appropriate specimens
for further confirmation of disease.
It is useful to visit one or more patients with the disease, talking
directly with some patients can give a better understanding of the
clinical feature.
Summarize the clinical findings with frequency distribution (number
of cases).
Step 4: Define and identify
cases
A case definition is constructed for the identification of
cases. It is a standard set of criteria for deciding whether
an individual should be classified as having the health
condition of interest.
A case definition includes clinical criteria (signs and
symptoms) and restrictions by time, place, and person.
The criteria must be applied consistently to all persons
under investigation.
A case classified as probable usually has typical clinical
features of the disease without laboratory confirmation.
Step 5: Perform descriptive
epidemiology
In an outbreak situation, cases that prompt the concern are
often only a small and do not represent the total number of
cases.
All the cases should be counted as reported by either
passive surveillance or reported by active surveillance.
The details of the patient includes:
Identifying information
Demographic information
Clinical information includes signs and symptoms.
Risk factor information.
 Reporter information
The next step after identifying and gathering basic
information about the persons with the disease is to
systematically describe some of the key
characteristics of those persons in terms of time,
place, and person. This is called descriptive
epidemiology.
Step 6: Develop hypotheses
The descriptive epidemiology may provide useful clues
that can be turned into hypotheses. In an outbreak
context, hypotheses are generated in a variety of ways.
First, consider what is known about the disease itself:
What is the agent's usual reservoir? How is it usually
transmitted? What vehicles are commonly implicated?
What are the known risk factors?
Step 7: Evaluate
hypotheses
After a hypothesis that might explain an
outbreak has been developed, the next step is to
evaluate the plausibility of that hypothesis.
Typically, hypotheses in a field investigation are
evaluated using a combination of
environmental evidence, laboratory science,
and epidemiology. From an epidemiologic point
of view, hypothesis is evaluated in one of two
ways: either by comparing the hypotheses with
the established facts or by using analytic
epidemiology to quantify relationships and
assess the role of chance.
Step8. Communicate
findings
The final task is to summarize the
investigation, its findings, and its outcome
in a report, and to communicate this
report in an effective manner. An oral
briefing for local authorities and a written
report that follows the usual scientific
format of introduction, background,
methods, results, discussion, and
recommendations should be send to
concerned authority.
Step 9: Implement control and
prevention measures
In most outbreak
investigations, the primary
goal is control of the
outbreak and prevention of
additional cases. In practice
control and prevention
activities are implemented
as early as possible.
Step10: Follow up
recommendations/
maintain surveillance
Once control and prevention measures have
been implemented, outbreak situation
should be monitored. Active surveillance
should be continued as it is essential for:
Deciding if outbreak is over and for this
surveillance may be continued for at least
two incubation periods of concerned disease
following onset in the last case
Documenting effectiveness of control
measures
Disease surveillance, outbreak investigation and
response in India
Integrated Disease Surveillance Programme, National Centre
for Disease Control working under Directorate General of
Health Services, Ministry of Health and Family Welfare
(MoHFW), Government of India (GOI) is implementing and
monitoring the disease surveillance in the country by
establishing a decentralized state based surveillance
system (laboratory based and IT enabled) for epidemic
prone diseases to detect the early warning signals, so that
timely and effective public health actions can be initiated in
response to health challenges in the country at the districts,
state and national level.
The Integrated Health Information Platform
(IHIP), a web-enabled near-real-time
electronic information system is also
incorporated for disease surveillance and for
managing disease outbreaks since November
2018 in selected districts of 7 States
(Karnataka, Andhra Pradesh, Himachal
Pradesh, Odisha, Uttar Pradesh, Telangana &
Kerala) in its first phase.
Steps of an outbreak investigation

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Steps of an outbreak investigation

  • 1.
  • 2. Steps of an Outbreak Investigation By MRS. J.ANUSHA ASSISTANT PROFESSOR, NARAYANA COLLEEGE OF NURSING, NELLORE
  • 3. 10 steps are there in an Out break investigation
  • 4. Step 1: Prepare for field work
  • 5. The preparations can be grouped into two broad categories: (a) scientific and investigative issues (b) management and operational issues
  • 6. a) scientific and investigative issues 1. investigator must have appropriate scientific knowledge about the disease and about field investigation 2. Investigator should have a plan of action, necessary supplies and equipment, the proper laboratory material and should know the proper collection, storage, and transportation techniques for collected
  • 7. b) management and operational issues An investigator must be a good manager also, because most investigations are conducted by a team rather than just one individual. The team members must be selected before departure and they should know their expected roles and responsibilities in the field.
  • 8. Step 2: Establish the existence of an outbreak
  • 9. To establish the existence of an outbreak, the observed number of cases is compared with the expected number for a certain place or time period. Even if the current number of reported cases exceeds the expected number, the excess may not necessarily indicate an outbreak. Therefore, look for the various factors that may increase the number of cases such as: Seasonal variation, Notification variation, Sudden change in population size , Diagnostic variation.
  • 10. Step 3: Verify the diagnosis/ ensure proper diagnosis of reported cases
  • 11. For verification of diagnosis: Investigator should talk to health workers first, then review the clinical findings and laboratory results. If laboratory diagnosis in not made or there is any doubt in diagnosis, team member may collect a sufficient number of appropriate specimens for further confirmation of disease. It is useful to visit one or more patients with the disease, talking directly with some patients can give a better understanding of the clinical feature. Summarize the clinical findings with frequency distribution (number of cases).
  • 12. Step 4: Define and identify cases
  • 13. A case definition is constructed for the identification of cases. It is a standard set of criteria for deciding whether an individual should be classified as having the health condition of interest. A case definition includes clinical criteria (signs and symptoms) and restrictions by time, place, and person. The criteria must be applied consistently to all persons under investigation. A case classified as probable usually has typical clinical features of the disease without laboratory confirmation.
  • 14. Step 5: Perform descriptive epidemiology
  • 15. In an outbreak situation, cases that prompt the concern are often only a small and do not represent the total number of cases. All the cases should be counted as reported by either passive surveillance or reported by active surveillance. The details of the patient includes: Identifying information Demographic information Clinical information includes signs and symptoms. Risk factor information.  Reporter information
  • 16. The next step after identifying and gathering basic information about the persons with the disease is to systematically describe some of the key characteristics of those persons in terms of time, place, and person. This is called descriptive epidemiology.
  • 17. Step 6: Develop hypotheses
  • 18. The descriptive epidemiology may provide useful clues that can be turned into hypotheses. In an outbreak context, hypotheses are generated in a variety of ways. First, consider what is known about the disease itself: What is the agent's usual reservoir? How is it usually transmitted? What vehicles are commonly implicated? What are the known risk factors?
  • 20. After a hypothesis that might explain an outbreak has been developed, the next step is to evaluate the plausibility of that hypothesis. Typically, hypotheses in a field investigation are evaluated using a combination of environmental evidence, laboratory science, and epidemiology. From an epidemiologic point of view, hypothesis is evaluated in one of two ways: either by comparing the hypotheses with the established facts or by using analytic epidemiology to quantify relationships and assess the role of chance.
  • 22. The final task is to summarize the investigation, its findings, and its outcome in a report, and to communicate this report in an effective manner. An oral briefing for local authorities and a written report that follows the usual scientific format of introduction, background, methods, results, discussion, and recommendations should be send to concerned authority.
  • 23. Step 9: Implement control and prevention measures
  • 24. In most outbreak investigations, the primary goal is control of the outbreak and prevention of additional cases. In practice control and prevention activities are implemented as early as possible.
  • 26. Once control and prevention measures have been implemented, outbreak situation should be monitored. Active surveillance should be continued as it is essential for: Deciding if outbreak is over and for this surveillance may be continued for at least two incubation periods of concerned disease following onset in the last case Documenting effectiveness of control measures
  • 27. Disease surveillance, outbreak investigation and response in India Integrated Disease Surveillance Programme, National Centre for Disease Control working under Directorate General of Health Services, Ministry of Health and Family Welfare (MoHFW), Government of India (GOI) is implementing and monitoring the disease surveillance in the country by establishing a decentralized state based surveillance system (laboratory based and IT enabled) for epidemic prone diseases to detect the early warning signals, so that timely and effective public health actions can be initiated in response to health challenges in the country at the districts, state and national level.
  • 28. The Integrated Health Information Platform (IHIP), a web-enabled near-real-time electronic information system is also incorporated for disease surveillance and for managing disease outbreaks since November 2018 in selected districts of 7 States (Karnataka, Andhra Pradesh, Himachal Pradesh, Odisha, Uttar Pradesh, Telangana & Kerala) in its first phase.