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Is it possible to promote
experimental culture top-down?
– Finland’s quest to become an
experimentalist society
Annukka Berg (D.Soc.Sc.)
SYKE, Environmental Policy Centre
Sustainability experimentation: interplay between grassroots and
institutions, 14th October 2015
The structure of the
presentation
2
● A short history of Finland’s quest to
become an experimentalist society
● The first steps taken
● Reflections: How to implement
experimental culture? Is it possible
top-down?
Disclaimer: This is not a piece of
academic research – but rather some
personal notes about a process that is
currently taking place
Stockholm’s Congestion Charge
Experiment – A love story
3
● PhD on national sustainable
consumption and production
programmes (2006-2012)
○ Frustration
○ What if all the limited resources
would have been directed to
action?
● Stockholm’s congestion charge
experiment (2005-2006, 6 months)
○ Well evaluated
○ Communal referendum
● Idea developed 2007-
○ NGO project: Visions on
sustainable development
4
A short history of Finland’s
quest to become an
experimentalist society
● The Foresight Reports of the Prime Minister’s Office
○ On energy and climate policy (2009)
○ On sustainable growth and well-being (2013)
● In the legislature 2011 - 2015, Juha Sipilä the vice-chair of
the Parliament’s Committee for the Future
○ Hearing on experimental culture
5
Foresight Reports &
Parliament’s Committee for the
Future
● Ideas on experimental culture met with enthusiasm across
political party lines
○ A way to shift from (mere) planning to action
○ Combatting extensive “normative burden”
○ Regaining respect for doing (vs. knowing?)
○ Supporting democratic development
6
Hearings in Parliament’s
Committee for the Future 2012
“Time to Experiment!” - A report
7
● A follow-up project: “Time to
experiment! – Finland on its
way to become an
experimentalist society”(Berg,
2013)
● Based on interviews with 14
Finnish experts from e.g.
Tekes, Sitra, Aalto University +
14 case studies
○ An environmental focus
● Presented in a press
conference chaired by Juha
Sipilä in the spring 2013
”Time to Experiment!” – Key
recommendations
8
● An office/ombudsman for
experimentation and
innovation
● High profile
experimentation hubs
● Seed money
● Councelling services
● A program
● Sitra: Various experiments and the quest to promote
experimental culture
● Tekes: experimentation a key theme in the innovation
research call of 2013
● Ministry of the Environment & Ministry of Transport and
Communications: Sustainable consumption and
production experiments & Traffic Lab
● Valo: the idea to use experimentation as a way to make the
whole nation exercise by 2017
-> On international level, e.g. increasing urban experiments,
living labs and transition experiments + literature on the topic 9
Other pioneering work in
Finland (examples)
“A culture of experimentation will be introduced
Experimentation will aim at innovative solutions, improvements
in services, the promotion of individual initiative and
entrepreneurship, and the strengthening of regional and
local decision-making and cooperation. Experiments will
make use of citizen-driven operating practices…”
10
Programme of Prime Minister
Sipilä's Government (Chapter 8, p. 28)
● An experimentation programme, including extensive trials
and several smaller experiments, will be implemented.
● Systematic experimentation will be introduced and a legal
basis will be created to make the arrangement of
experiments easier.
● Experimentation will reduce response times and improve
anticipation during the process of solving social problems,
and the Government’s strategic aims will be promoted.
11
Programme of Prime Minister Sipilä's
Government (Chapter 8, p. 28)
12
The potential and risks
of experimenting
The first steps taken
13
The triangle model of
experiments
Governments strategic
experiments:
- Relatively few
- Aim at developing
governments policies
- Well designed and
evaluated (legitimacy)
Experimentation hubs:
- For various purposes:
research, technological
and service innovation,
governance modes and
practices
- Require special resources
- Design and evaluation as
pragmatic for the actors
Grassroots experimentation:
- Everywhere: workplaces, NGOs,
individual citizens…
- Need for small seed money?
- Aim at developing their own
operations and the society around
(grassroots innovations!)
- Potentially light to implement
14
www.kokeilevasuomi.fi
A participative process
15
● Minister Anu Vehviläinen
leads the process together
with the Minister group on
public reforms
● Two expert workshops
including officials from
different ministries
● The Parliament of Finland
informed and consulted in a
special hearing
○ Parliamentary
Adivisory Council
The next steps
16
● Plans to establish an “office” to
promote experimentation
○ Part of the Prime Minister’s
Office
● A project to find out whether
there should be a special fund
for experiments, and if so, what
kind of design it should have
○ SYKE takes part
● The design process started on
the basic income experiment
Reflections
17
● Genuine enthusiasm and will involved in the process
○ “Getting things done”
○ Citizen empowerment
○ Removing barriers for action (regulations)
● Possibilities for the experiments to meet the expectations?
○ Risk for hype
○ Risk for scattered actions that are not able to
challenge governance structures, company operating
systems or long-term practices of individuals and
organizations
○ Yet, evidence that learning by doing can be an
effective, efficient and democratic way to change
things
18
Reflections on the process
Open questions
19
● What kind of approaches
and tools could/should be
used to support the
flourishing of experimental
culture on different levels?
○ Promotion: educational
programmes?
○ Implementation:
financing (seed money!)?
○ Evaluation: criteria
(stringent vs. loose)?
Open questions
20
● What could/should be
governments role?
○ To what extent is it
possible to promote
experimental culture
top-down?
○ Addressing fears
related to action and
failure a big question
21
Thanks!
Questions? Ideas?
annukka.berg@ymparisto.fi
● Implementation criticised
○ E.g. local climate programmes, Finland’s programmes
on sustainable development and sustainable
consumption and production…
○ A gap between the great challenge/vision and the few
actions taken
● The key question: How to proceed when…
○ (structural) change would be needed BUT
○ there is little political will and resources?
● Strategic experimenting an alternative to vague
programme work
22
Disappointments caused by
broad policy programmes
● Local experiments on low-carbon solutions widely applied
● Definition: 1) making something new and concrete that is
2) restricted in terms of time, space, scope and/or actors
but that 3) has the potential of having wider societal
relevance through various up-scaling mechanisms
● Some experimentalist localities (e.g. HINKU communities)
have managed to make impressive cuts of CO2
emissions
● Need for their in-depth analysis
○ Capacity to contribute to systemic change?
23
Strategic experiments
● Governance experimentation
○ E.g. trials of laws or novel ways to govern
● Socio-technical experimentation as part of sustainability
transitions
○ Development of innovations within protected niches
○ E.g. promotion of novel solar panels by special R&D
support and public procurement arrangements
○ Also “grassroots innovations”, e.g. sahkoautot.com
● Living laboratories taking place at local level
○ E.g. the testing of a new intelligent heating system in an
interested neighbourhood
24
Strategic experiments can
refer to…
Hypothesis 1:
Because acting is a powerful tool for
individual change
25
• actions -> attitudes vs. attitudes -> actions
• The meaning of different sensations and feelings
(vs. reading and thinking): personal experiencing a
profoundly human way to gain information, learn
and comprehend
• The power of practices and non-reflexive behaviour
Hypothesis 2:
Because leading by example is a way to
say you are serious about change
26
• Strong communicative function
• But also a way to gain personal experience
Hypothesis 3:
Because making something new together
can have broader consequences
27
• Learning, networking, the birth of new practices and
symbolic embodiments of alternatives
• Sparking grist and finding common ground
• Up-scaling and broadening the influence
28
strategic experiments as
a governance approach
- a research agenda
● The role of action for personal change in low-carbon
transition processes
○ Does personal experience make difference? If so,
how?
● The power of example in climate leadership on different
levels and in varying contexts
○ The different pathways of personal example to bring
about change
● Focus on experimenting as a broader societal/governance
phenomenon
○ How strategic experiments materialize and challenge
existing systems?
29
Possibilities of experiments
● Risk to bring about scattered and piecemeal results with
little power for structural change.
○ Effectiveness of experimenting?
● Experimenting may require new skills and capacities that
have not been required in traditional policy development
○ Are the people holding e.g. key public sector positions
able to adapt? Will the adoption of this new tool require
too much resources? How (cost-)efficient is it?
● What are legitimate, fair and equitable ways to govern the
experiments themselves?
○ How to make experiments socially sustainable?
30
Challenges of experiments (1/2)

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20151014 finland to become an experimentalist society annukka berg

  • 1. Is it possible to promote experimental culture top-down? – Finland’s quest to become an experimentalist society Annukka Berg (D.Soc.Sc.) SYKE, Environmental Policy Centre Sustainability experimentation: interplay between grassroots and institutions, 14th October 2015
  • 2. The structure of the presentation 2 ● A short history of Finland’s quest to become an experimentalist society ● The first steps taken ● Reflections: How to implement experimental culture? Is it possible top-down? Disclaimer: This is not a piece of academic research – but rather some personal notes about a process that is currently taking place
  • 3. Stockholm’s Congestion Charge Experiment – A love story 3 ● PhD on national sustainable consumption and production programmes (2006-2012) ○ Frustration ○ What if all the limited resources would have been directed to action? ● Stockholm’s congestion charge experiment (2005-2006, 6 months) ○ Well evaluated ○ Communal referendum ● Idea developed 2007- ○ NGO project: Visions on sustainable development
  • 4. 4 A short history of Finland’s quest to become an experimentalist society
  • 5. ● The Foresight Reports of the Prime Minister’s Office ○ On energy and climate policy (2009) ○ On sustainable growth and well-being (2013) ● In the legislature 2011 - 2015, Juha Sipilä the vice-chair of the Parliament’s Committee for the Future ○ Hearing on experimental culture 5 Foresight Reports & Parliament’s Committee for the Future
  • 6. ● Ideas on experimental culture met with enthusiasm across political party lines ○ A way to shift from (mere) planning to action ○ Combatting extensive “normative burden” ○ Regaining respect for doing (vs. knowing?) ○ Supporting democratic development 6 Hearings in Parliament’s Committee for the Future 2012
  • 7. “Time to Experiment!” - A report 7 ● A follow-up project: “Time to experiment! – Finland on its way to become an experimentalist society”(Berg, 2013) ● Based on interviews with 14 Finnish experts from e.g. Tekes, Sitra, Aalto University + 14 case studies ○ An environmental focus ● Presented in a press conference chaired by Juha Sipilä in the spring 2013
  • 8. ”Time to Experiment!” – Key recommendations 8 ● An office/ombudsman for experimentation and innovation ● High profile experimentation hubs ● Seed money ● Councelling services ● A program
  • 9. ● Sitra: Various experiments and the quest to promote experimental culture ● Tekes: experimentation a key theme in the innovation research call of 2013 ● Ministry of the Environment & Ministry of Transport and Communications: Sustainable consumption and production experiments & Traffic Lab ● Valo: the idea to use experimentation as a way to make the whole nation exercise by 2017 -> On international level, e.g. increasing urban experiments, living labs and transition experiments + literature on the topic 9 Other pioneering work in Finland (examples)
  • 10. “A culture of experimentation will be introduced Experimentation will aim at innovative solutions, improvements in services, the promotion of individual initiative and entrepreneurship, and the strengthening of regional and local decision-making and cooperation. Experiments will make use of citizen-driven operating practices…” 10 Programme of Prime Minister Sipilä's Government (Chapter 8, p. 28)
  • 11. ● An experimentation programme, including extensive trials and several smaller experiments, will be implemented. ● Systematic experimentation will be introduced and a legal basis will be created to make the arrangement of experiments easier. ● Experimentation will reduce response times and improve anticipation during the process of solving social problems, and the Government’s strategic aims will be promoted. 11 Programme of Prime Minister Sipilä's Government (Chapter 8, p. 28)
  • 12. 12 The potential and risks of experimenting The first steps taken
  • 13. 13 The triangle model of experiments Governments strategic experiments: - Relatively few - Aim at developing governments policies - Well designed and evaluated (legitimacy) Experimentation hubs: - For various purposes: research, technological and service innovation, governance modes and practices - Require special resources - Design and evaluation as pragmatic for the actors Grassroots experimentation: - Everywhere: workplaces, NGOs, individual citizens… - Need for small seed money? - Aim at developing their own operations and the society around (grassroots innovations!) - Potentially light to implement
  • 15. A participative process 15 ● Minister Anu Vehviläinen leads the process together with the Minister group on public reforms ● Two expert workshops including officials from different ministries ● The Parliament of Finland informed and consulted in a special hearing ○ Parliamentary Adivisory Council
  • 16. The next steps 16 ● Plans to establish an “office” to promote experimentation ○ Part of the Prime Minister’s Office ● A project to find out whether there should be a special fund for experiments, and if so, what kind of design it should have ○ SYKE takes part ● The design process started on the basic income experiment
  • 18. ● Genuine enthusiasm and will involved in the process ○ “Getting things done” ○ Citizen empowerment ○ Removing barriers for action (regulations) ● Possibilities for the experiments to meet the expectations? ○ Risk for hype ○ Risk for scattered actions that are not able to challenge governance structures, company operating systems or long-term practices of individuals and organizations ○ Yet, evidence that learning by doing can be an effective, efficient and democratic way to change things 18 Reflections on the process
  • 19. Open questions 19 ● What kind of approaches and tools could/should be used to support the flourishing of experimental culture on different levels? ○ Promotion: educational programmes? ○ Implementation: financing (seed money!)? ○ Evaluation: criteria (stringent vs. loose)?
  • 20. Open questions 20 ● What could/should be governments role? ○ To what extent is it possible to promote experimental culture top-down? ○ Addressing fears related to action and failure a big question
  • 22. ● Implementation criticised ○ E.g. local climate programmes, Finland’s programmes on sustainable development and sustainable consumption and production… ○ A gap between the great challenge/vision and the few actions taken ● The key question: How to proceed when… ○ (structural) change would be needed BUT ○ there is little political will and resources? ● Strategic experimenting an alternative to vague programme work 22 Disappointments caused by broad policy programmes
  • 23. ● Local experiments on low-carbon solutions widely applied ● Definition: 1) making something new and concrete that is 2) restricted in terms of time, space, scope and/or actors but that 3) has the potential of having wider societal relevance through various up-scaling mechanisms ● Some experimentalist localities (e.g. HINKU communities) have managed to make impressive cuts of CO2 emissions ● Need for their in-depth analysis ○ Capacity to contribute to systemic change? 23 Strategic experiments
  • 24. ● Governance experimentation ○ E.g. trials of laws or novel ways to govern ● Socio-technical experimentation as part of sustainability transitions ○ Development of innovations within protected niches ○ E.g. promotion of novel solar panels by special R&D support and public procurement arrangements ○ Also “grassroots innovations”, e.g. sahkoautot.com ● Living laboratories taking place at local level ○ E.g. the testing of a new intelligent heating system in an interested neighbourhood 24 Strategic experiments can refer to…
  • 25. Hypothesis 1: Because acting is a powerful tool for individual change 25 • actions -> attitudes vs. attitudes -> actions • The meaning of different sensations and feelings (vs. reading and thinking): personal experiencing a profoundly human way to gain information, learn and comprehend • The power of practices and non-reflexive behaviour
  • 26. Hypothesis 2: Because leading by example is a way to say you are serious about change 26 • Strong communicative function • But also a way to gain personal experience
  • 27. Hypothesis 3: Because making something new together can have broader consequences 27 • Learning, networking, the birth of new practices and symbolic embodiments of alternatives • Sparking grist and finding common ground • Up-scaling and broadening the influence
  • 28. 28 strategic experiments as a governance approach - a research agenda
  • 29. ● The role of action for personal change in low-carbon transition processes ○ Does personal experience make difference? If so, how? ● The power of example in climate leadership on different levels and in varying contexts ○ The different pathways of personal example to bring about change ● Focus on experimenting as a broader societal/governance phenomenon ○ How strategic experiments materialize and challenge existing systems? 29 Possibilities of experiments
  • 30. ● Risk to bring about scattered and piecemeal results with little power for structural change. ○ Effectiveness of experimenting? ● Experimenting may require new skills and capacities that have not been required in traditional policy development ○ Are the people holding e.g. key public sector positions able to adapt? Will the adoption of this new tool require too much resources? How (cost-)efficient is it? ● What are legitimate, fair and equitable ways to govern the experiments themselves? ○ How to make experiments socially sustainable? 30 Challenges of experiments (1/2)

Notas do Editor

  1. - Learning is here assumed to include higher order learning (Brown and Vergragt 2008), such as changes in the assumptions, norms and interpretive frames. The new networks and practices are assumed to play significant roles in different levels and contexts also beyond the single experiment. Likewise symbolic embodiments and iconic examples and stories are expected to serve policy processes also in other contexts. Reflexivity in regulation takes many forms. Reflexive elements in legal systems can be found in regulatory goals, structures, methods and processes (Arnold and Gunderson 2013). Finally we assume that various legal factors, like requirements of precision of law, predictability and legal security, limit the adoption of reflexive regulation in its pure form.
  2. - focusing on technological innovations and markets
  3. (e.g. working with different kinds of stakeholders; “getting the hands dirty”)