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Opportunities for adoption
and institutional innovation
Per Hillbur
Malmö University, Sweden
Africa RISING East and Southern Africa annual review and planning
meeting, Lilongwe, Malawi, 3-5 September 2013
 Hillbur, Per (2013) The Africa RISING research
sites in Tanzania. Opportunities and challenges to
sustainable intensification and institutional
innovation. Background paper, July 2013.
 Hillbur, Per (2013) Research on institutional
innovation and scaling issues in Africa RISING.
Draft research plan, August 2013
Why does not adoption occur?
What is the potential for sustainable
intensification?
What has actually changed?
Population growth steady
stimulates change
challenges traditional land use patterns
and livelihoods.
 Target: Continue titles and land
certificates process, livestock
integration, ISFM, zero-grazing, etc
Challenge Babati
Farm household level >< Field (plot) level >< Landscape level
Target: Land use plans, landscape scale focus, pigeon pea intercropping
Challenge Kiteto
Climate change, soil fertility, soil
conservation, labor availability
Targets: Land use
plans, titling, landscape analysis,
post-harvest technologies and
mgmt, drought-resistant varieties,
labour intensification, livestock
integration
Challenge Kongwa
 Three functions (Leeuwis and Aarts 2011):
network building
social learning
conflict management
 How do we support ‘socially acceptable
transformation’, e g how can platforms work in a way
that is gender transformative?
R4D platforms
Stakeholders by category
Category of
stakeholders
Kongwa/Kiteto Babati
Farmers MVIWATA
Farmers repr
MVIWATA
Farmer repr
Input suppliers Tanseed
TFA
TOSCA
MeruAgro
Minjingu Fertilizer Co
PANNAR, SATEC
Tanseed, TFA, TOSCA
Output
handling and
market support
agents
Kibaigwa market FaidaMali
Virtus Global Ltd
Financial
institutions
SACCOs SACCOs
VICOBA
Stakeholdersby category, cont.
Category of
stakeholders
Kongwa/Kiteto Babati
Extension agents Kongwa DC, Kiteto DC,
NAFAKA, Orgut
Babati DC
Babati TownC, Orgut
Research
institutions
CGIAR, ARI Hombolo
NARI, Selian ARI,
IRA/UDSM, SUA
Pasture Res. Centre, UDOM
CGIAR
NARI,
NM–AIST,
Selian ARI
Policy makers Kongwa DC, Kiteto DC
MKURABITA
Babati DC
Babati TownC
Others (NGOs,
donors etc)
CORDS, FARM-Africa
Inades-Formation,
INTSORMIL,
LVIA, SULEDO
USAID, World Vision Intl
FARM-Africa, FIDE
RECODA, TAP, TCCIA,
TechnoServe
USAID, World Vision
Intl
“scaling is not simply about copying success; it is also about
enabling high levels of innovation, experimentation, and feedback”
Woodhill, J., Guijt, J., Wegner, L., Sopov, M. (2012). From islands of success to seas of change: a report on scaling inclusive agri-food
markets. Centre for Develop-ment Innovation, Wageningen UR.
Scaling up
Scaling out
Scaling adaptively
“scaling is not simply about copying success; it is also about
enabling high levels of innovation, experimentation, and feedback”
Woodhill, J., Guijt, J., Wegner, L., Sopov, M. (2012). From islands of success to seas of change: a report on scaling inclusive agri-food
markets. Centre for Develop-ment Innovation, Wageningen UR.
Scaling up
Scaling out
Scaling
adaptively
Three categories of output:
PRODUCTION, INCOME and NUTRITION (The Montpellier Panel 2013)
Support to interventions that target women as beneficiaries, is a
support to higher productivity, improved health and nutrition
status, and good governance
Impact
Research/implementation process The case of Africa RISING
Focus Aspect(s) of sustainable intensification
Definition of area Projects sites, field sites, study units
Background Baseline studies, history of area, previous interventions
Trends Which are the current trends (poverty, environmental
degradation, market conditions, etc.) – potential for sustainable
intensification
Stakeholders/actors Include all relevant stakeholders at relevant level to secure
future information flows (R4D platform)
Indirect stakeholders Media, nature, etc
Validation of stakeholders Contribution and benefit patterns
M & E : preliminary level for IDOs, impact
Vision for the area Impact at regional level (ESA) Preliminary formulation of entry
points
Strategy Research logistics, time frame
M & E: internal monitoring of program resources
Work plan Entry points (innovation + target area/group)
Formalizing/signing agreements local – intermediate – (national)
Sida strategy for 2013-2019
Swedish International Development Authority. (2012). Bedömningsunderlag för ny samarbetsstrategi med Tanzania 2012-2016. Sida:
Stockholm.
Results Indicators 2012 situation
Improved tenure
security for
smallholders and
large-scale
investors
Number of rural
villages with a local
Land Use Plan
About 10%
Number of rural
households with
certified land rights
About 160 000
out of
8 000 000 (2 %)
Africa Research in Sustainable Intensification for the Next Generation
africa-rising.net

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Opportunities for adoption and institutional innovation

  • 1. Opportunities for adoption and institutional innovation Per Hillbur Malmö University, Sweden Africa RISING East and Southern Africa annual review and planning meeting, Lilongwe, Malawi, 3-5 September 2013
  • 2.  Hillbur, Per (2013) The Africa RISING research sites in Tanzania. Opportunities and challenges to sustainable intensification and institutional innovation. Background paper, July 2013.  Hillbur, Per (2013) Research on institutional innovation and scaling issues in Africa RISING. Draft research plan, August 2013
  • 3. Why does not adoption occur?
  • 4. What is the potential for sustainable intensification?
  • 5. What has actually changed?
  • 6. Population growth steady stimulates change challenges traditional land use patterns and livelihoods.  Target: Continue titles and land certificates process, livestock integration, ISFM, zero-grazing, etc Challenge Babati
  • 7. Farm household level >< Field (plot) level >< Landscape level Target: Land use plans, landscape scale focus, pigeon pea intercropping Challenge Kiteto
  • 8. Climate change, soil fertility, soil conservation, labor availability Targets: Land use plans, titling, landscape analysis, post-harvest technologies and mgmt, drought-resistant varieties, labour intensification, livestock integration Challenge Kongwa
  • 9.  Three functions (Leeuwis and Aarts 2011): network building social learning conflict management  How do we support ‘socially acceptable transformation’, e g how can platforms work in a way that is gender transformative? R4D platforms
  • 10. Stakeholders by category Category of stakeholders Kongwa/Kiteto Babati Farmers MVIWATA Farmers repr MVIWATA Farmer repr Input suppliers Tanseed TFA TOSCA MeruAgro Minjingu Fertilizer Co PANNAR, SATEC Tanseed, TFA, TOSCA Output handling and market support agents Kibaigwa market FaidaMali Virtus Global Ltd Financial institutions SACCOs SACCOs VICOBA
  • 11. Stakeholdersby category, cont. Category of stakeholders Kongwa/Kiteto Babati Extension agents Kongwa DC, Kiteto DC, NAFAKA, Orgut Babati DC Babati TownC, Orgut Research institutions CGIAR, ARI Hombolo NARI, Selian ARI, IRA/UDSM, SUA Pasture Res. Centre, UDOM CGIAR NARI, NM–AIST, Selian ARI Policy makers Kongwa DC, Kiteto DC MKURABITA Babati DC Babati TownC Others (NGOs, donors etc) CORDS, FARM-Africa Inades-Formation, INTSORMIL, LVIA, SULEDO USAID, World Vision Intl FARM-Africa, FIDE RECODA, TAP, TCCIA, TechnoServe USAID, World Vision Intl
  • 12. “scaling is not simply about copying success; it is also about enabling high levels of innovation, experimentation, and feedback” Woodhill, J., Guijt, J., Wegner, L., Sopov, M. (2012). From islands of success to seas of change: a report on scaling inclusive agri-food markets. Centre for Develop-ment Innovation, Wageningen UR. Scaling up Scaling out Scaling adaptively
  • 13. “scaling is not simply about copying success; it is also about enabling high levels of innovation, experimentation, and feedback” Woodhill, J., Guijt, J., Wegner, L., Sopov, M. (2012). From islands of success to seas of change: a report on scaling inclusive agri-food markets. Centre for Develop-ment Innovation, Wageningen UR. Scaling up Scaling out Scaling adaptively
  • 14. Three categories of output: PRODUCTION, INCOME and NUTRITION (The Montpellier Panel 2013) Support to interventions that target women as beneficiaries, is a support to higher productivity, improved health and nutrition status, and good governance Impact
  • 15. Research/implementation process The case of Africa RISING Focus Aspect(s) of sustainable intensification Definition of area Projects sites, field sites, study units Background Baseline studies, history of area, previous interventions Trends Which are the current trends (poverty, environmental degradation, market conditions, etc.) – potential for sustainable intensification Stakeholders/actors Include all relevant stakeholders at relevant level to secure future information flows (R4D platform) Indirect stakeholders Media, nature, etc Validation of stakeholders Contribution and benefit patterns M & E : preliminary level for IDOs, impact Vision for the area Impact at regional level (ESA) Preliminary formulation of entry points Strategy Research logistics, time frame M & E: internal monitoring of program resources Work plan Entry points (innovation + target area/group) Formalizing/signing agreements local – intermediate – (national)
  • 16. Sida strategy for 2013-2019 Swedish International Development Authority. (2012). Bedömningsunderlag för ny samarbetsstrategi med Tanzania 2012-2016. Sida: Stockholm. Results Indicators 2012 situation Improved tenure security for smallholders and large-scale investors Number of rural villages with a local Land Use Plan About 10% Number of rural households with certified land rights About 160 000 out of 8 000 000 (2 %)
  • 17. Africa Research in Sustainable Intensification for the Next Generation africa-rising.net

Notas do Editor

  1. Put into a context of Humidtropics
  2. I haveseenseveral examples ofsustainableintensification in this area, and theyhaveonething in common – manyyearsof hard work from dawnto dusk. I canseeonelimitingfactor: not enoughlabour, scalingoftraining
  3. I haveseenseveral examples ofsustainableintensification in this area, and theyhaveonething in common – manyyearsof hard work from dawnto dusk. I canseeonelimitingfactor: not enoughlabour, scalingoftraining
  4. Change, then? – very little change in terms of agricultural research impact – population has doubled &gt; mobile phones &gt; towards market perfection; roads &gt; markets; micro-credits (vicoba) &gt; the role of rural investments“Closing the gap” may include wide adoption of technologies and practices, but this adoption must be preceded by institutional structures (well-functioning input and output markets, access to finance, and ways to manage risks). Important drivers towards intensification include high population densities, good access to markets, and appropriate agroecological conditions
  5. Stillincreasing livestock population
  6. Land is abundant, land use is poorlyregulatedagricultural frontier, abundance of land, low investments in soil and water conservation measures including soil fertilization, pest management. The institutional environment supports large-scale cereal farming, which affects local land use patterns in different ways. As land rights are still to be formalized and documented, a range of practices occur that cannot be seen as beneficial in a long-term perspective.
  7. ‘to create novel social infrastructure to build trust’
  8. In Africa RISING, scaling up and scaling out may be relevant to limited components, but as systems, combinations and institutional change are in focus, ‘scaling adaptively’ is recommended for wider use.(1) scale of benefits for those included; (2) scale of numbers of beneficiaries/actors included; (3) scale of change to the overall system/value chain; (4) scale of new profitable models; or (5) scale of environmental sustainability
  9. In Africa RISING, scaling up and scaling out may be relevant to limited components, but as systems, combinations and institutional change are in focus, ‘scaling adaptively’ is recommended for wider use.(1) scale of benefits for those included; (2) scale of numbers of beneficiaries/actors included; (3) scale of change to the overall system/value chain; (4) scale of new profitable models; or (5) scale of environmental sustainability