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DAGU IMPLEMENTATION SCIENCE
WORKSHOP
HAWASSA UNIVERSITY, AUGUST 21-25, 2017
E-MAIL: ANNA.BERGSTROM@KBH.UU.SE
PURPOSE OF THE WORKSHOP
To become familiar with concepts and methods within
the area of implementation science and to individually
develop and defend an implementation science
project within the Dagu PhD plans.
TODAY
 INTRODUCTION TO IMPLEMENTATION
SCIENCE
 WHAT IS EVIDENCE-BASED PRACTICES?
 COURSE OUTLINE
 Schedule
 Assignment
INTRODUCTION TO
IMPLEMENTATION SCIENCE
KNOWLEDGE TRANSLATION
Knowledge Practice
KNOWLEDGE TRANSLATION CONT.
“The synthesis, exchange and application of
knowledge by relevant stakeholders to accelerate the
benefits of global and local innovation in
strengthening health systems and improving people’s
health”
WHO, 2005
KNOWLEDGE TRANSLATION CONT.
Three key elements :
 Knowledge synthesis: contextualization and
integration of research findings from individual
studies within the larger body of knowledge on the
topic
 Knowledge exchange: interaction between
knowledge-users and the knowledge producers
that result in mutual learning and knowledge use
 Knowledge application: iterative process by which
knowledge is actually considered, adapted and
put into practice.
KNOWLEDGE TRANSLATION APPLICATION
 What should be transferred?
 To whom should research knowledge be
transferred?
 By whom should research knowledge be
transferred?
 How should research knowledge be transferred?
Grimshaw et al, 2012
8
THE KNOW-DO GAP
Knowledge Practice
Or Evidence or Innovation
THE KNOW-DO GAP CONT.
Knowledge
Practice
The gap
between
knowledg
e
/practice
The “black
box” of
implementatio
n
Implementation science is needed for us to
move from “what works” to “what works where
and why”.
AN EXAMPLE….
Mandala et al., 2009
IMPLEMENTATION SCIENCE DEFINITION
“Implementation science is the scientific study of methods to promote the
systematic uptake of research findings and other evidence-based practices
into routine practice, and, hence, to improve the quality and effectiveness
of health care”
Eccles and Mittman, Impl Sci 2006
IMPLEMENTATION SCIENCE DEFINITION CONT.
A science creating generalizable knowledge that can answer central
questions such as:
 Why do established programs lose effectiveness over time?
 Why do tested programs exhibit unintended effects when transferred to
a new setting?
 How can multiple interventions be effectively packaged to capture cost
efficiencies and to reduce the splintering of health systems into
disease-specific programs?”
Malaria Free Future
CONCEPTS
Evidence/Knowledge/Innovation
 New treatment for patients
 New service delivery model (team based,
triage etc)
Implementation strategy
 Help clients and providers to use what is
new
 Enable organizations to change their
service delivery model
 Enable what is new to reach policy
CONCEPTS CONT.
Implementation/implementation strategy
 Actions and supports provided to enable people or
organizations to change
E.g. new wound care project team,
training, providing feedback.
Implemented
 Establish a change in practice, or to a
service, or to a patient or population.
E.g. routine wound-care procedure
CONCEPTS CONT.
Sustainability
 Will it last? Can the change or results be
maintained?
Spread or scale-up
 Copying something found effective + the
implementation strategy in another place
or with more patients
CONCEPTS CONT.
The change being implemented ≠
implementation/implementation strategy
 Antibiotic prophylaxis 1 hr before surgery
 Actions to achieve this change: training,
reminders, performance data collection
and feedback
Efficacy * Implementation (in context) = Effectiveness
SOCIAL OR SYSTEM INTERVENTIONS FOR
PERINATAL SURVIVAL
Definitely reduce perinatal mortality at population level
 Education for women
 Birth preparedness on the part of women & their families
 Skilled care at delivery (‘skilled birth attendance’)
 Institutional delivery where basic emergency obstetric care is
available and comprehensive care is available through a
transfer system
 Home visits after delivery by community health workers
 Community mobilisation initiatives to build awareness of
perinatal health and link families and health facilities
18
Osrin and Prost. Arch Dis Child. 2010
SOCIAL OR SYSTEM INTERVENTIONS FOR
PERINATAL SURVIVAL CONT.
Lack strong evidence of effect on perinatal mortality
at a population level, but are unequivocally beneficial
for other reasons
 Institutional perinatal care audit
 Elimination or reduction of user fees
 Counting perinatal deaths: strengthening systems
to report stillbirths and neonatal deaths
19
Osrin and Prost. Arch Dis Child. 2010
SOCIAL OR SYSTEM INTERVENTIONS FOR
PERINATAL SURVIVAL CONT.
Reduce perinatal mortality in principle, but lack
evidence of effect at a population level
 Task shifting providers of obstetric care
 Transport systems for access and emergency
transfer
 Maternity waiting homes
 Conditional cash transfers or voucher systems for
maternity care
 Training health workers in essential newborn care
 Training and support for traditional birth attendants
20
Osrin and Prost. Arch Dis Child. 2010
SOME OTHER EXAMPLES…
 Studies in the USA and the Netherlands suggest that
about 30-40% of patients do not receive care according to
present scientific evidence
 20-25% of care provided is not needed or potential
harmful
Grol & Grimshaw, Lancet 2003
 Up to 3/4 of patients do not get the information they need
for decision making
 Up to 1/2 of physicians do not get the evidence they need
for decision making
CIHR
BRIDGING THE GAP
Bridging the know-do gap is
one of the most important
challenges for public health
in this century. It also poses
the greatest opportunity for
strengthening health
systems and ultimately
achieving equity in global
health.
WHO, Bridging the “Know–Do” Gap,
2006
YET…
 97% of research grants for improved child health in
“developing” countries focus on developing new
technologies compared to researching how
available technologies should be delivered/utilized
Leroy et al. Am journal of public health 2007
IMPLEMENTATION SCIENCE
IMPLEMENTATION: WHEN?
Perceived
problem in
healthcare
New knowledge
or shared
viewpoint
Is there
“evidence” on
best practice?
Is this knowledge
applied in
practice?
Yes
No
No
Implement
change
Experimentation
Yes Prevent relapse
TYPES OF IMPLEMENTATION RESEARCH
1. Quantify gap between routine and potential care
with proven or promising interventions,
2. Barrier analyses to understand hinders for
change to occur
3. Describe what they do to implement a change
4. Enable successful adaptation and implementation
of interventions
5. Assess implementation and outcomes
6. Understand sustainability of changes
CHALLENGES
How to …
 Measure implementation in healthcare
(knowledge/skills/practice)
 Tailor implementation strategies
 Include context in the planning and evaluation
 Measure fidelity of planned interventions
 Achieve sustainable improvement
EVIDENCE-BASED PRACTICES
THE ROLE OF EVIDENCE
If you are poor, actually you need
more evidence before you invest [in
health], rather than if you are rich.
Dr Hassan Mshinda
Director General of Tanzania Commission for Science and
Technology
HISTORY
‘‘…before the subject [scurvy] could be set in a clear
and proper light, it was necessary to remove a great
deal of rubbish’’
Lind, 1753
‘‘…is scattered through a great number of volumes,
many of which are so expensive, that they can be
purchased for the libraries of public societies only, or
of very wealthy individuals’’
Duncan, 1773
‘‘critical summary, by specialty or subspecialty,
adapted periodically, of all relevant randomized
controlled trials’’
Cochrane, 1979
 2 million articles published in medical journals/year
Mulrow, BMJ 1994
 1966 -1995, > 76 000 journal articles were published from randomized
controlled trials (registered in MEDLINE).
o 1966-1970: < 1%
o 1990-1995: > than the previous 25 years combined.
Chassin, JAMA 1998
 There are now 75 trials, and 11 systematic reviews of trials, published
per day - a plateau has not been reached
Bastian, PLOS Med, 2010
History cont.
EVIDENCE HIERARCHY
Systematic reviews and meta-analysis of
RCTs
RCTs
Cohort studies
Case-control studies
Cross-sectional surveys
Case reports
Uncontrolled data (expert opinions,
perspectives…)
No control groups
People with/without
condition (retrospect)
People with/without
condition (prospect)
KNOWLEDGE CREATION
1. Deriving knowledge from
primary studies (e.g.
RCTs/qual studies)
2. Synthesizing primary studies
to form secondary
knowledge (e.g. systematic
reviews or meta-analyses)
3. Generating third-generation
knowledge (e.g. practice
guidelines)
THE PROMOTING ACTION IN HEALTH
SERVICES (PARIHS) FRAMEWORK
‘sources of knowledge as perceived by multiple
stakeholders’
Four sub-elements constitute the concept of evidence
in the PARIHS framework
1) Research evidence
2) Clinical experience
3) Patient preferences
4) Locally derived data
Rycroft-Malone J et al, J Adv Nurs. 2004
EVIDENCE-BASED MEDICINE 1.0
The conscientious, explicit and judicious use of
current best evidence in making decisions about the
care of the individual patient.
/…/
Because it requires a bottom up approach that
integrates the best external evidence with individual
clinical expertise and patients' choice, it cannot result
in slavish, cookbook approaches to individual patient
care.
Sackett et al, BMJ, 1996
THE PROMOTING ACTION IN HEALTH
SERVICES (PARIHS) FRAMEWORK
‘the process of shared decision-making between
practitioner, patients and others significant to them
based on research evidence, the patient’s experience
and preferences, clinical expertise or know-how, an
other robust sources of information’
Rycroft-Malone J et al, J Adv Nurs. 2004
EVIDENCE-BASED (MEDICINE) PRACTICE 2.0
Clinical state, setting
and circumstances
Patient's
preferences
and actions
Healthcare resources
Research
evidence
Clinical
experience
Di Censo et al, 2005
TO SUMMARIZE
GOOD LUCK!

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Introduction Lecture for Implementation Science

  • 1. DAGU IMPLEMENTATION SCIENCE WORKSHOP HAWASSA UNIVERSITY, AUGUST 21-25, 2017 E-MAIL: ANNA.BERGSTROM@KBH.UU.SE
  • 2. PURPOSE OF THE WORKSHOP To become familiar with concepts and methods within the area of implementation science and to individually develop and defend an implementation science project within the Dagu PhD plans.
  • 3. TODAY  INTRODUCTION TO IMPLEMENTATION SCIENCE  WHAT IS EVIDENCE-BASED PRACTICES?  COURSE OUTLINE  Schedule  Assignment
  • 6. KNOWLEDGE TRANSLATION CONT. “The synthesis, exchange and application of knowledge by relevant stakeholders to accelerate the benefits of global and local innovation in strengthening health systems and improving people’s health” WHO, 2005
  • 7. KNOWLEDGE TRANSLATION CONT. Three key elements :  Knowledge synthesis: contextualization and integration of research findings from individual studies within the larger body of knowledge on the topic  Knowledge exchange: interaction between knowledge-users and the knowledge producers that result in mutual learning and knowledge use  Knowledge application: iterative process by which knowledge is actually considered, adapted and put into practice.
  • 8. KNOWLEDGE TRANSLATION APPLICATION  What should be transferred?  To whom should research knowledge be transferred?  By whom should research knowledge be transferred?  How should research knowledge be transferred? Grimshaw et al, 2012 8
  • 9. THE KNOW-DO GAP Knowledge Practice Or Evidence or Innovation
  • 10. THE KNOW-DO GAP CONT. Knowledge Practice The gap between knowledg e /practice The “black box” of implementatio n Implementation science is needed for us to move from “what works” to “what works where and why”.
  • 12. IMPLEMENTATION SCIENCE DEFINITION “Implementation science is the scientific study of methods to promote the systematic uptake of research findings and other evidence-based practices into routine practice, and, hence, to improve the quality and effectiveness of health care” Eccles and Mittman, Impl Sci 2006
  • 13. IMPLEMENTATION SCIENCE DEFINITION CONT. A science creating generalizable knowledge that can answer central questions such as:  Why do established programs lose effectiveness over time?  Why do tested programs exhibit unintended effects when transferred to a new setting?  How can multiple interventions be effectively packaged to capture cost efficiencies and to reduce the splintering of health systems into disease-specific programs?” Malaria Free Future
  • 14. CONCEPTS Evidence/Knowledge/Innovation  New treatment for patients  New service delivery model (team based, triage etc) Implementation strategy  Help clients and providers to use what is new  Enable organizations to change their service delivery model  Enable what is new to reach policy
  • 15. CONCEPTS CONT. Implementation/implementation strategy  Actions and supports provided to enable people or organizations to change E.g. new wound care project team, training, providing feedback. Implemented  Establish a change in practice, or to a service, or to a patient or population. E.g. routine wound-care procedure
  • 16. CONCEPTS CONT. Sustainability  Will it last? Can the change or results be maintained? Spread or scale-up  Copying something found effective + the implementation strategy in another place or with more patients
  • 17. CONCEPTS CONT. The change being implemented ≠ implementation/implementation strategy  Antibiotic prophylaxis 1 hr before surgery  Actions to achieve this change: training, reminders, performance data collection and feedback Efficacy * Implementation (in context) = Effectiveness
  • 18. SOCIAL OR SYSTEM INTERVENTIONS FOR PERINATAL SURVIVAL Definitely reduce perinatal mortality at population level  Education for women  Birth preparedness on the part of women & their families  Skilled care at delivery (‘skilled birth attendance’)  Institutional delivery where basic emergency obstetric care is available and comprehensive care is available through a transfer system  Home visits after delivery by community health workers  Community mobilisation initiatives to build awareness of perinatal health and link families and health facilities 18 Osrin and Prost. Arch Dis Child. 2010
  • 19. SOCIAL OR SYSTEM INTERVENTIONS FOR PERINATAL SURVIVAL CONT. Lack strong evidence of effect on perinatal mortality at a population level, but are unequivocally beneficial for other reasons  Institutional perinatal care audit  Elimination or reduction of user fees  Counting perinatal deaths: strengthening systems to report stillbirths and neonatal deaths 19 Osrin and Prost. Arch Dis Child. 2010
  • 20. SOCIAL OR SYSTEM INTERVENTIONS FOR PERINATAL SURVIVAL CONT. Reduce perinatal mortality in principle, but lack evidence of effect at a population level  Task shifting providers of obstetric care  Transport systems for access and emergency transfer  Maternity waiting homes  Conditional cash transfers or voucher systems for maternity care  Training health workers in essential newborn care  Training and support for traditional birth attendants 20 Osrin and Prost. Arch Dis Child. 2010
  • 21. SOME OTHER EXAMPLES…  Studies in the USA and the Netherlands suggest that about 30-40% of patients do not receive care according to present scientific evidence  20-25% of care provided is not needed or potential harmful Grol & Grimshaw, Lancet 2003  Up to 3/4 of patients do not get the information they need for decision making  Up to 1/2 of physicians do not get the evidence they need for decision making CIHR
  • 22. BRIDGING THE GAP Bridging the know-do gap is one of the most important challenges for public health in this century. It also poses the greatest opportunity for strengthening health systems and ultimately achieving equity in global health. WHO, Bridging the “Know–Do” Gap, 2006
  • 23. YET…  97% of research grants for improved child health in “developing” countries focus on developing new technologies compared to researching how available technologies should be delivered/utilized Leroy et al. Am journal of public health 2007
  • 25. IMPLEMENTATION: WHEN? Perceived problem in healthcare New knowledge or shared viewpoint Is there “evidence” on best practice? Is this knowledge applied in practice? Yes No No Implement change Experimentation Yes Prevent relapse
  • 26. TYPES OF IMPLEMENTATION RESEARCH 1. Quantify gap between routine and potential care with proven or promising interventions, 2. Barrier analyses to understand hinders for change to occur 3. Describe what they do to implement a change 4. Enable successful adaptation and implementation of interventions 5. Assess implementation and outcomes 6. Understand sustainability of changes
  • 27. CHALLENGES How to …  Measure implementation in healthcare (knowledge/skills/practice)  Tailor implementation strategies  Include context in the planning and evaluation  Measure fidelity of planned interventions  Achieve sustainable improvement
  • 29. THE ROLE OF EVIDENCE If you are poor, actually you need more evidence before you invest [in health], rather than if you are rich. Dr Hassan Mshinda Director General of Tanzania Commission for Science and Technology
  • 30. HISTORY ‘‘…before the subject [scurvy] could be set in a clear and proper light, it was necessary to remove a great deal of rubbish’’ Lind, 1753 ‘‘…is scattered through a great number of volumes, many of which are so expensive, that they can be purchased for the libraries of public societies only, or of very wealthy individuals’’ Duncan, 1773 ‘‘critical summary, by specialty or subspecialty, adapted periodically, of all relevant randomized controlled trials’’ Cochrane, 1979
  • 31.  2 million articles published in medical journals/year Mulrow, BMJ 1994  1966 -1995, > 76 000 journal articles were published from randomized controlled trials (registered in MEDLINE). o 1966-1970: < 1% o 1990-1995: > than the previous 25 years combined. Chassin, JAMA 1998  There are now 75 trials, and 11 systematic reviews of trials, published per day - a plateau has not been reached Bastian, PLOS Med, 2010 History cont.
  • 32. EVIDENCE HIERARCHY Systematic reviews and meta-analysis of RCTs RCTs Cohort studies Case-control studies Cross-sectional surveys Case reports Uncontrolled data (expert opinions, perspectives…) No control groups People with/without condition (retrospect) People with/without condition (prospect)
  • 33. KNOWLEDGE CREATION 1. Deriving knowledge from primary studies (e.g. RCTs/qual studies) 2. Synthesizing primary studies to form secondary knowledge (e.g. systematic reviews or meta-analyses) 3. Generating third-generation knowledge (e.g. practice guidelines)
  • 34. THE PROMOTING ACTION IN HEALTH SERVICES (PARIHS) FRAMEWORK ‘sources of knowledge as perceived by multiple stakeholders’ Four sub-elements constitute the concept of evidence in the PARIHS framework 1) Research evidence 2) Clinical experience 3) Patient preferences 4) Locally derived data Rycroft-Malone J et al, J Adv Nurs. 2004
  • 35. EVIDENCE-BASED MEDICINE 1.0 The conscientious, explicit and judicious use of current best evidence in making decisions about the care of the individual patient. /…/ Because it requires a bottom up approach that integrates the best external evidence with individual clinical expertise and patients' choice, it cannot result in slavish, cookbook approaches to individual patient care. Sackett et al, BMJ, 1996
  • 36. THE PROMOTING ACTION IN HEALTH SERVICES (PARIHS) FRAMEWORK ‘the process of shared decision-making between practitioner, patients and others significant to them based on research evidence, the patient’s experience and preferences, clinical expertise or know-how, an other robust sources of information’ Rycroft-Malone J et al, J Adv Nurs. 2004
  • 37. EVIDENCE-BASED (MEDICINE) PRACTICE 2.0 Clinical state, setting and circumstances Patient's preferences and actions Healthcare resources Research evidence Clinical experience Di Censo et al, 2005