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Techniques from History
              Thomas Haigh
             @ThomasHaigh
       www.tomandmaria.com/tom
Associate Professor of Information Studies,
       U. of Wisconsin--Milwaukee
                                              1
About Me
• Diverse disciplinary identities
   – B.Sc. & M.Eng in Computer Science (Manchester)
   – Ph.D. in History & Sociology of Science (Penn)
   – School of Information Studies, U. of Wisconsin—
     Milwaukee
• Main research area is social/business/labour history of
  corporate IT work & institutions
   – Also history of data base systems, word processing,
     software industry, web search, web browsers, personal
     computer, science fiction, open source software and (non-
     historical) obsessive frequent fliers.
   – Chair of SHOT SIGCIS
   – Biographies editor of IEEE Annals of the History of
     Computing
                                                                 2
Structure of Session
Presentation (45 minutes)
1. What Is History?
   –   Core historical questions & perspectives
   –   Relevant historical areas & approaches
2. History & Information Science
   –   “Information History” and its constituents
   –   Internalist vs. externalist approaches
3. Integrating History into Information Science Research
   –   Challenges & Opportunities
   –   Exercise to start thinking about this for your own research

Workshop task (15 minutes)
   Start the task in this session, complete in lunch break, feedback at
        15:00 in afternoon tea break
                                                                          3
1: WHAT IS HISTORY?


                      4
The Historical Approach

• Definition: History is the study of change
  over time.
  – What changes?
  – What doesn’t?
  – Why?
  – How?
  – For Whom?


                                               5
We Are Made of Stories
Why am I me, and why not you?
Why am I here, and why not there?
…..
How can it be that I, who I am,
didn’t exist before I came to be,
and that, someday, I, who I am,
will no longer be who I am?


Song of Childhood
By Peter Handke, from Wings of Desire




                                        6
History is Integrative and
             Interdisciplinary
• History explains why things are as they are,
  and not otherwise
• Disciplines tend to fragment perspectives
  (within & without)
  – History can integrate perspectives
• Bad history is everywhere
  – Historical claims as “straw man” for new approach
  – Usually they’re gratuitously ill-informed
  – This leads to some dumb decisions

                                                    7
Historians Like
• Writing books
   – Book is primary unit of scholarship
   – Dissertation is a draft book. 2 for tenure.
• Telling stories
   – Emphasis on craft, not science
   – Method is for footnotes, “historiography” article, or
     not at all
   – No literature review, research question, or method
     sections at start of papers
      • This is either implicit or in footnotes


                                                             8
How Historians are Different
• Don’t claim/pretend to be scientific
  – Talk of “craft” rather than method
  – Quantitative approaches our of fashion
• Archival work is favored.
  – Every statement must be supported.
• The 1950s are unusually recent.
• Work as individuals, set own agendas
  – grants & collaboration rare

                                             9
Presentism (a bad thing)
• Past viewed through lens of present
   – aka Whig History
• Reconstruction of past actions in light of current
  paradigm
   – Implies that what people thought they were doing is
     not what they were really doing, thus
   – devalues and ignores ideas that did not take hold.
• Professional historians hate this!
   – They prefer to ground in earlier events, not later;
   – also to tie to broader social/intellectual developments,
     and
   – explore the “paths not taken”.
                                                                10
Relevant Historical Subfields
• Each with own journals, conferences, specialized
  graduate programs, etc.
• Science, Technology and Society
   – History of Technology
   – History of Science
• General Historical Specialties
   – Social/Labor History
   – Business History (overlaps with business school)
   – Economic History (overlaps with economics)
• Museums & Public History
                                                        11
Different Historical Approaches
• Intellectual history
   – E.g. history of “faceted classification” concept
• Social history
   – E.g. role of libraries within working class “mechanics
     institutes”
• Cultural history
   – Changing depictions of libraries in popular culture
• Institutional history
   – E.g. history of the British Library or ASIS&T
• History of practice/labour
   – E.g. history of how cataloging was actually done


                                                              12
Different kinds of sources
• Institutional archives
   – E.g. records of Association for Computing Machinery or IBM
• Census or survey records
   – E.g. “Current Population Survey” statics on IT workers
• Newspaper, magazine & newsletter reports
   – E.g. New York Times, Business Week
• Diaries & personal papers
   – E.g. John von Neumann papers at Library of Congress
• Technical documents
   – E.g. journal articles, technical reports, patents
• Oral history interviews
   – E.g. with Charles W. Bachman, conducted for the ACM.

                                                                  13
Archival Research
• Relies on documents having already been
  collected, processed & made available by an
  archive
• Historians generally travel in person
   – Request appropriate boxes with paper slips
   – Sit and read them in a reading room
• Fairly low tech
   – Finding aids are increasingly available online
   – Visits shortening now digital photography permitted
     in archival reading rooms
   – Significant online archival collections are starting to
     appear
                                                               14
Oral History
• Interviews with people involved in topic
  – Traditionally a way to preserve ordinary people’s
    experience
  – Can be used with “elite” figures as a supplement to
    traditional historical sources
• Conversation may be transcribed and added to
  archive/online repository
• Scope and format varies widely
  – Full career interviews tend to be 5 to 8 hours of tape

                                                             15
2. HISTORY AND INFORMATION
SCIENCE

                             16
Balkanization of Identities
• History of Information Science
   – ASIS&T SIGHFIS
• Library History (institutional focus)
   –   Library History Roundtable
   –   Library History -> Library & Information History
   –   Libraries & Culture -> Libraries & the Cultural Record
   –   Professional historians absent in field (Black, 2006)
• Communications History
• History of the Book
• History of Computing/History of IT
   – SHOT SIGCIS (www.sigcis.org)
   – IEEE Annals of the History of Computing

                                                                17
Information History – A New Identity?
• Alastair Black – apparent coiner
   – Nice 2006 ARIST article
   – Recent books by Toni Weller
• Includes
   –   History of libraries books, reading, publishing
   –   History of “Information Disciplines”
   –   History of Information Society
   –   History of MIS, etc. etc. etc.
• More a perspective than a topic
   – Daunting scope, but can “place an information spin on
     particular past events or topics” (Black, 2006)
• Follows inevitably from shift to iSchools?
                                                             18
Three Key Questions
1. Who writes Information History?
2. Who do they write it for?
3. Why do they write it?




                                     19
Lessons From Other Fields
• A similar pattern has been followed in
   – History of Science, History of Technology, History of
     Computing, Business History, History of Medicine
• This is
   – Pioneers have avocational historical interest
   – Early work targeted within community
   – Gradual shift to younger scholars with Ph.D. training within
     a historical discipline
   – Gradual shift in questions, methods, audience, journals
• Will information history remain an exception?
   – Alasdair Black called it “History without historians” in
     ARIST.

                                                                20
Internalism vs. Externalism
• Important categories in history of science into
  1980s
  – Externalism began in the 1930s as a Marxist
    critique of the idea of science as operating outside
    societal influence
  – Now rather quaint, but useful in this context
• I have a chart….


                                                       21
To Simplify Somewhat
Internalist                                 Externalist
Intellectual and technical history          Social and cultural history
Framed with concepts from technical         Framed with concepts from historical
discipline                                  fields
Narrative of logical progress               Narrative of historical contingency
Author from inside discipline               Author from outside discipline
Deep understanding of technical material    Variable understanding of technical
                                            material
Intended to be read within the discipline   Intended to be read by historical
                                            specialists
(Old School)                                Science Studies or
History and Philosophy of Science           History & Sociology of Science
Celebrates heritage & pioneers              Questions and problematizes received
                                            assumptions
                                                                                   22
Ex 1: Social & Political
         Influences on Innovation
• “Mutual shaping” of science/technology and
  society
  – Key question in science studies
• Are cultural values built into technological
  artifacts and systems?
  – Do these favor some social groups over others?
• Concepts/vocabulary such as
  – Technological closure
  – Social construction of technological systems

                                                     23
Ex 2: History of Users and Use
• Trend toward looking at USERS not just INVENTORS and
  PRODUCERS of technology
   – Since 1980s in history of technology and science studies
   – Parallel to studies of information use?
• Key insights
   – Use is how technology has an influence
   – Users make their own meanings
      • Rarely those anticipated by inventors
   – Users select which innovations are successful
• Issue for history of information science
   – Scope of practices vs. recognition

                                                                24
Ex 3: The Cold War and US Science
• Unique political environment of the late-1940s and
  1950s gave rise to
   – Rhetoric of “pure” and “applied” research and the pipeline
     from science to technology
   – Expectation of constantly expanding government funding
     for pure science
   – Rapid development of computer technology
• Similar driving force behind establishment of
  “information science”
   – Some work by Colin Burke on intelligence aspects of Cold
     War
   – Less on Cold War as structural framework behind the
     entire scientific and economic infrastructure

                                                                25
Ex 4: Information as Actor’s Category
• Historians are wary of concepts such as
   – Freedom, progress, efficiency, etc
   – Claimed by different groups, change over time, so “actors
     categories” rather than analytical ones
   – Look at their histories
• Information clearly fills a similar role
   – Rhetoric of “information age” etc.
   – Word adopted since 1950s by different groups, implicitly
     defined in different ways to further their own interests
   – Terms like “information technology,” “information system”
     are thus embedded in particular historical perspectives
• What does the social history of information look like?

                                                                 26
3: INTEGRATING HISTORY INTO
INFORMATION SCIENCE RESEARCH

                               27
Can History go Mainstream?
• This was the topic of a panel organized at the
  2011 ASIS&T meeting by Jenna Hartel, U. of
  Toronto
• Discussion inconclusive then
  – This workshop offers a great chance to address




                                                     28
Hartel’s Key Propositions
1. History has long been marginal within
   information science
2. Information science is taking a social & cultural
   turn
   – At least within Information seeking behavior/use
     research
3. Therefore there has been a “recent
   breakthrough” of history into the mainstream of
   information science research
   – Part of broader research projects
   – Undertaken by people without history Ph.D.s

                                                        29
Open Questions (1)
• How widespread is the social turn?
   – Is this the same as social informatics?
   – LIS vs iSchool
• Can history compete with more explicitly
  theoretical disciplines in legitimating a social
  turn?
   – Craft practice, aversion to explicit presentation of
     theory and method
   – No claims to scientific status
   – Less highbrow than philosophy
   – Less professional-sounding than ethics

                                                            30
Open Questions (2)
• How does this map onto the
  internalist/externalist divide?
  – Socially oriented history written within the
    discipline by untrained historians
• What place do historians have in iSchools?
  – Loss of traditional place of library history within
    librarianship
  – Will a new kind of history find a new place?


                                                          31
4: WORKSHOP TASK


                   32
Application of techniques
            from history
1. Join 3 or 4 others in the workshop to create a group of 4
   or 5 delegates.
2. Identify a member of the group who is actively engaged in
   a research project that could make use of one of the
   historical approaches outlined on slide 12.
3. Identify a research question of relevance to the project
   that might be answered through the deployment of (an)
   historical technique(s).
4. Suggest possible sources that might support this research.
5. Fill the details in on the task form and pass this to Thomas
   by the end of the lunch break at 13:45.
6. Thomas will provide feedback on the ideas in the
   afternoon tea break at 15:00.

                                                              33
34

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Thomas Haigh: Techniques from History

  • 1. Techniques from History Thomas Haigh @ThomasHaigh www.tomandmaria.com/tom Associate Professor of Information Studies, U. of Wisconsin--Milwaukee 1
  • 2. About Me • Diverse disciplinary identities – B.Sc. & M.Eng in Computer Science (Manchester) – Ph.D. in History & Sociology of Science (Penn) – School of Information Studies, U. of Wisconsin— Milwaukee • Main research area is social/business/labour history of corporate IT work & institutions – Also history of data base systems, word processing, software industry, web search, web browsers, personal computer, science fiction, open source software and (non- historical) obsessive frequent fliers. – Chair of SHOT SIGCIS – Biographies editor of IEEE Annals of the History of Computing 2
  • 3. Structure of Session Presentation (45 minutes) 1. What Is History? – Core historical questions & perspectives – Relevant historical areas & approaches 2. History & Information Science – “Information History” and its constituents – Internalist vs. externalist approaches 3. Integrating History into Information Science Research – Challenges & Opportunities – Exercise to start thinking about this for your own research Workshop task (15 minutes) Start the task in this session, complete in lunch break, feedback at 15:00 in afternoon tea break 3
  • 4. 1: WHAT IS HISTORY? 4
  • 5. The Historical Approach • Definition: History is the study of change over time. – What changes? – What doesn’t? – Why? – How? – For Whom? 5
  • 6. We Are Made of Stories Why am I me, and why not you? Why am I here, and why not there? ….. How can it be that I, who I am, didn’t exist before I came to be, and that, someday, I, who I am, will no longer be who I am? Song of Childhood By Peter Handke, from Wings of Desire 6
  • 7. History is Integrative and Interdisciplinary • History explains why things are as they are, and not otherwise • Disciplines tend to fragment perspectives (within & without) – History can integrate perspectives • Bad history is everywhere – Historical claims as “straw man” for new approach – Usually they’re gratuitously ill-informed – This leads to some dumb decisions 7
  • 8. Historians Like • Writing books – Book is primary unit of scholarship – Dissertation is a draft book. 2 for tenure. • Telling stories – Emphasis on craft, not science – Method is for footnotes, “historiography” article, or not at all – No literature review, research question, or method sections at start of papers • This is either implicit or in footnotes 8
  • 9. How Historians are Different • Don’t claim/pretend to be scientific – Talk of “craft” rather than method – Quantitative approaches our of fashion • Archival work is favored. – Every statement must be supported. • The 1950s are unusually recent. • Work as individuals, set own agendas – grants & collaboration rare 9
  • 10. Presentism (a bad thing) • Past viewed through lens of present – aka Whig History • Reconstruction of past actions in light of current paradigm – Implies that what people thought they were doing is not what they were really doing, thus – devalues and ignores ideas that did not take hold. • Professional historians hate this! – They prefer to ground in earlier events, not later; – also to tie to broader social/intellectual developments, and – explore the “paths not taken”. 10
  • 11. Relevant Historical Subfields • Each with own journals, conferences, specialized graduate programs, etc. • Science, Technology and Society – History of Technology – History of Science • General Historical Specialties – Social/Labor History – Business History (overlaps with business school) – Economic History (overlaps with economics) • Museums & Public History 11
  • 12. Different Historical Approaches • Intellectual history – E.g. history of “faceted classification” concept • Social history – E.g. role of libraries within working class “mechanics institutes” • Cultural history – Changing depictions of libraries in popular culture • Institutional history – E.g. history of the British Library or ASIS&T • History of practice/labour – E.g. history of how cataloging was actually done 12
  • 13. Different kinds of sources • Institutional archives – E.g. records of Association for Computing Machinery or IBM • Census or survey records – E.g. “Current Population Survey” statics on IT workers • Newspaper, magazine & newsletter reports – E.g. New York Times, Business Week • Diaries & personal papers – E.g. John von Neumann papers at Library of Congress • Technical documents – E.g. journal articles, technical reports, patents • Oral history interviews – E.g. with Charles W. Bachman, conducted for the ACM. 13
  • 14. Archival Research • Relies on documents having already been collected, processed & made available by an archive • Historians generally travel in person – Request appropriate boxes with paper slips – Sit and read them in a reading room • Fairly low tech – Finding aids are increasingly available online – Visits shortening now digital photography permitted in archival reading rooms – Significant online archival collections are starting to appear 14
  • 15. Oral History • Interviews with people involved in topic – Traditionally a way to preserve ordinary people’s experience – Can be used with “elite” figures as a supplement to traditional historical sources • Conversation may be transcribed and added to archive/online repository • Scope and format varies widely – Full career interviews tend to be 5 to 8 hours of tape 15
  • 16. 2. HISTORY AND INFORMATION SCIENCE 16
  • 17. Balkanization of Identities • History of Information Science – ASIS&T SIGHFIS • Library History (institutional focus) – Library History Roundtable – Library History -> Library & Information History – Libraries & Culture -> Libraries & the Cultural Record – Professional historians absent in field (Black, 2006) • Communications History • History of the Book • History of Computing/History of IT – SHOT SIGCIS (www.sigcis.org) – IEEE Annals of the History of Computing 17
  • 18. Information History – A New Identity? • Alastair Black – apparent coiner – Nice 2006 ARIST article – Recent books by Toni Weller • Includes – History of libraries books, reading, publishing – History of “Information Disciplines” – History of Information Society – History of MIS, etc. etc. etc. • More a perspective than a topic – Daunting scope, but can “place an information spin on particular past events or topics” (Black, 2006) • Follows inevitably from shift to iSchools? 18
  • 19. Three Key Questions 1. Who writes Information History? 2. Who do they write it for? 3. Why do they write it? 19
  • 20. Lessons From Other Fields • A similar pattern has been followed in – History of Science, History of Technology, History of Computing, Business History, History of Medicine • This is – Pioneers have avocational historical interest – Early work targeted within community – Gradual shift to younger scholars with Ph.D. training within a historical discipline – Gradual shift in questions, methods, audience, journals • Will information history remain an exception? – Alasdair Black called it “History without historians” in ARIST. 20
  • 21. Internalism vs. Externalism • Important categories in history of science into 1980s – Externalism began in the 1930s as a Marxist critique of the idea of science as operating outside societal influence – Now rather quaint, but useful in this context • I have a chart…. 21
  • 22. To Simplify Somewhat Internalist Externalist Intellectual and technical history Social and cultural history Framed with concepts from technical Framed with concepts from historical discipline fields Narrative of logical progress Narrative of historical contingency Author from inside discipline Author from outside discipline Deep understanding of technical material Variable understanding of technical material Intended to be read within the discipline Intended to be read by historical specialists (Old School) Science Studies or History and Philosophy of Science History & Sociology of Science Celebrates heritage & pioneers Questions and problematizes received assumptions 22
  • 23. Ex 1: Social & Political Influences on Innovation • “Mutual shaping” of science/technology and society – Key question in science studies • Are cultural values built into technological artifacts and systems? – Do these favor some social groups over others? • Concepts/vocabulary such as – Technological closure – Social construction of technological systems 23
  • 24. Ex 2: History of Users and Use • Trend toward looking at USERS not just INVENTORS and PRODUCERS of technology – Since 1980s in history of technology and science studies – Parallel to studies of information use? • Key insights – Use is how technology has an influence – Users make their own meanings • Rarely those anticipated by inventors – Users select which innovations are successful • Issue for history of information science – Scope of practices vs. recognition 24
  • 25. Ex 3: The Cold War and US Science • Unique political environment of the late-1940s and 1950s gave rise to – Rhetoric of “pure” and “applied” research and the pipeline from science to technology – Expectation of constantly expanding government funding for pure science – Rapid development of computer technology • Similar driving force behind establishment of “information science” – Some work by Colin Burke on intelligence aspects of Cold War – Less on Cold War as structural framework behind the entire scientific and economic infrastructure 25
  • 26. Ex 4: Information as Actor’s Category • Historians are wary of concepts such as – Freedom, progress, efficiency, etc – Claimed by different groups, change over time, so “actors categories” rather than analytical ones – Look at their histories • Information clearly fills a similar role – Rhetoric of “information age” etc. – Word adopted since 1950s by different groups, implicitly defined in different ways to further their own interests – Terms like “information technology,” “information system” are thus embedded in particular historical perspectives • What does the social history of information look like? 26
  • 27. 3: INTEGRATING HISTORY INTO INFORMATION SCIENCE RESEARCH 27
  • 28. Can History go Mainstream? • This was the topic of a panel organized at the 2011 ASIS&T meeting by Jenna Hartel, U. of Toronto • Discussion inconclusive then – This workshop offers a great chance to address 28
  • 29. Hartel’s Key Propositions 1. History has long been marginal within information science 2. Information science is taking a social & cultural turn – At least within Information seeking behavior/use research 3. Therefore there has been a “recent breakthrough” of history into the mainstream of information science research – Part of broader research projects – Undertaken by people without history Ph.D.s 29
  • 30. Open Questions (1) • How widespread is the social turn? – Is this the same as social informatics? – LIS vs iSchool • Can history compete with more explicitly theoretical disciplines in legitimating a social turn? – Craft practice, aversion to explicit presentation of theory and method – No claims to scientific status – Less highbrow than philosophy – Less professional-sounding than ethics 30
  • 31. Open Questions (2) • How does this map onto the internalist/externalist divide? – Socially oriented history written within the discipline by untrained historians • What place do historians have in iSchools? – Loss of traditional place of library history within librarianship – Will a new kind of history find a new place? 31
  • 33. Application of techniques from history 1. Join 3 or 4 others in the workshop to create a group of 4 or 5 delegates. 2. Identify a member of the group who is actively engaged in a research project that could make use of one of the historical approaches outlined on slide 12. 3. Identify a research question of relevance to the project that might be answered through the deployment of (an) historical technique(s). 4. Suggest possible sources that might support this research. 5. Fill the details in on the task form and pass this to Thomas by the end of the lunch break at 13:45. 6. Thomas will provide feedback on the ideas in the afternoon tea break at 15:00. 33
  • 34. 34