Introduce to Research Compliance, the Critical Components and how to promote Research Integrity and ensure Research Protection.

1. Responsible Conduct of Research : A Framework for Research Administrators and Organizations

2. Presented by: Contributions from: Denise McCartney, Washington University Geoff Grant, Partners Health System Lynne Chronister, Assistant Vice Provost University of Washington Denver, 2008

3. Conduct of Research Principle: Ensures validity of results/ Maximizes return on public investment Conflict of Interests Research Integrity Conflict of Commitment Data, Resource Sharing, Cyber Security (new) Public Access to Publications (new) Public Policy Requirements Principle: Meets National Social, Economic, Security Interests SEVIS/Visas (new) Export controls (new) Title IX Lobbying Debarment Drug Use Protections/Safeguards Principle: Provides safety/welfare of subjects and environment Human Subjects Animal Welfare HIPAA (new) Environmental Health & Safety Select Agents (new) Cost Policy/Financial Management Principle: Ensures fair and reasonable costs to the Government Reasonable Allocation of Costs Salary Charges/Effort Reporting Indirect Costs Cost Sharing Geoff Grant, May, 2005 Ensuring Research Protections Principles and Responsibilities

9. 1. Culture: How to Promote Research Integrity, or Finding Your Voice, Ensuring Research Protections

13. One Example from Vanderbilt University Division of Sponsored Research Office of Compliance

30. Organization Chart

31. Sample: Stanford Roles and Responsibilities

32. Sample: Common Elements of an Institution-wide Compliance Program

33. UC Davis Gap Analysis Worksheet

36. It is not permitted to the most equitable of men to be a judge in his own cause. Blaise Pascal (1670)