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You Listening to Me?

People’s Mindsets towards Collecting
Conversations: A Preliminary Study



       Presented by: Stephen D. Rappaport, The ARF
       Presented to: AIMRI, April 27, 2012


   Authors: Stephen D. Rappaport, The ARF; Howard R.
   Moskowitz, MJI; Tom Woodnutt, Conversations
   Strategist
Background

    “Listening” adoption
    Research societies issue
     practice and ethics guidelines

     Question: How concerned
     are people about having
     their conversations
     collected? Which practices
     are ethical?


    Aim: Contribute to industry
     understanding so that
     conversation collection is in
     the best interests of
     companies and people

©2012. ARF and Questioning Institute.
All Rights Reserved
STUDY POPULATION: Adults 18+



                DEVELOPED ELEMENTS FOR VIGNETTES


      Recruited
      through online
      panel
                                                                                                                                                                   IdeaMap               SURVEY
      April 2-3, 2012
      301 completes,
      18+                                                                                                                                                                                       Online Panelists

                                                                                                                                                                   ANALYZED DATA
                MINDSETS                                                                                                                                            INTERESTS/EMOTIONS     SEGMENTATION WIZARD
                                                                                              Total   Seg 1 Self          Seg 2             Seg 3 Seg 4 Personal
                                                                                            Sample Driven Online    Technology/     Collaborative     Touch with
                                                                                                        Banking    High Security   Online Seekers    Technology
                                                                                                        Seekers         Seekers

                                                                               Base Size:     (267)        (105)            (50)            (59)            (53)
                                                                               Constant:         31           34              28              31              26
                 Online Collaborative
                 OC1 Connect online in 'real time' with a customer rep via instant
                       messaging, voice over IP or video conferencing via your                                                                                                                No more paper mail – we will send you copies of statements by secure e-mail
                       computer                                                                  0            2               2                5             -13
                 OC3 Faster loan application process…work in real time online with a
                       loan officer                                                              0            0               -8              12              -8
                 OC4 Our bank's customer service reps will help you browse and use
                       our online banking services                                               -1           0               -6              10             -10                               Securely manage your account by PDA, Internet of automated telephone
                 OC2 Use our online tool to find and schedule at your convenience an
                       online working session with an expert such as investment broker,
                       insurance agent, and/or loan officer                                      -3           1              -11               6             -12
                                                                                                                                                                                              Our banks customer services reps will help browse & use our on-line services
                 Online Other
                 ON3 We will answer all your requests in 'real time' by email, instant or
                       text messaging                                                            1            7              -11               3              -1
                 ON4 We offer 'On demand' status reports for services requests (e.g.,
                       loan application) delivered to you via e-mail, text or instant            1            6               -4              -3              0                               Manage all your banking needs with a state of the art kiosk and be confident
                 ON2 messaging
                       No more paper mail... We will send you statements and images of                                                                                                                          that live help is available if you need it
                       transactions securely by email                                            -2           5              -17              -5              2
                 ON1 We allow you to pay bills securely using your mobile devices (cell
                       phone, PDA, Blackberry, etc.)                                             -4           2              -13              -9              -2

                 In-Branch Recognition
                 BR3 We offer a bank-issued smart card so we can recognize you
                       entering the branch and process your needs faster                         4            2               6               -3             13
                 BR4 Choose a secure eye or finger security scan to identify you
                       immediately in-branch and at ATM                                          4            3              10               -1              3
                 BR2 We have the most secure biometric system that identifies you as
                       you enter the branch so we can process your needs faster                  2            -1              8               -5              6
                 BR1 We will recognize our customer's mobile phone signal when
                       entering a branch so we can recommend appropriate bank
                       products, promotions and special services                                 -4           -3              -6             -11              2




©2012. ARF and Questioning Institute.
All Rights Reserved
Vignette Elements
(Deconstructed from Industry Guidelines and Privacy Statements)




©2012. ARF and Questioning Institute.
All Rights Reserved
Respondent Orientation




©2012. ARF and Questioning Institute.
All Rights Reserved
Stimulus: 48 Vignettes
Rated for: 1) Level of Concern 2) Ethicality




©2012. ARF and Questioning Institute.
All Rights Reserved
Respondents: Socially Active


 Have Social Account?
 Yes: 93%
 No: 07%




©2012. ARF and Questioning Institute.
All Rights Reserved
Respondents: Savvy About Listening;
Favorable-Neutral to Listening




©2012. ARF and Questioning Institute.
All Rights Reserved
Total Sample: Just 1/5 Concerned;
Passive Identification the Biggest Concern




©2012. ARF and Questioning Institute.
All Rights Reserved
Total Sample (Ethical Concerns)


      Decreases Ethicality:                 Increases Ethicality:
      -Passively collected tech info used
                                            - No element
      to ID consumer




                   Being Watched                 No Guidance

©2012. ARF and Questioning Institute.
All Rights Reserved
Segmentation Revealed 3 Mindsets
Elements show what increases concern and reduces concern




©2012. ARF and Questioning Institute.
All Rights Reserved
Segment 1: “I Want Control”
                                        “Big Brother”

 Increases Concern:                             Decreases Ethicality:
 -TOS allowing conversation                     -TOS allowing conversation
 collection                                     collection
 -Collecting friends-only                       -Collecting friends-only
 conversations consumers agreed                 conversations consumers agreed
 to make available                              to make available
 -Collecting conversations that can             -Collecting conversations that can
 be read by anyone                              be read by anyone
 -Passive collection for ID                     -Passive collection for ID
 -PII used to verify data
 permissions




©2012. ARF and Questioning Institute.
All Rights Reserved
Segment 1: “I Want Control” (Ethics)
                                        Individual Has Control

Decreases Concern:                                       Increases Ethicality:
                                                         -Researchers get permission
- Personal control over data
                                                         before collecting data
collection and use
                                                         -Consumer consent obtained
                                                         before collecting data




©2012. ARF and Questioning Institute.
All Rights Reserved
Segment 2: “Collect with Integrity”
                                        Setting Preferences
Increases Concern:                                  Decreases Ethicality:
-Consent for kid collection                         -Consent for kid collection
-Consumers control data collection                  -Consumers control data collection
and use                                             and use
-Privacy programs for PII                           -Privacy programs for PII
-Opt-out from collection                            -Opt-out from data collection
-Data security                                      -Data security
-Consent for any collection                         -TOS allows data collection
-Data destroyed when not needed                     -Data used only for MR
-Passive collection for ID                          -Protection from intrusions
-Data handling preferences
respected


©2012. ARF and Questioning Institute.
All Rights Reserved
Segment 2: “Collect with Integrity” (Ethics)
                                        Act Honorably
Decreases Concern:                                 Increases Ethicality:
-Prompt complaint handling                         -Prompt complaint handling
-Info not sold to 3rd parties                      -Data use statement
-Posts read by anyone                              -Co’s violating privacy held
                                                   accountable
-Friends-only posts not collected
with or without permission                         -Conversations always made
                                                   anonymous
-PW protected posts not collected
                                                   -Friends-only posts not
-Conversations collected for lawful
                                                   collected
use only
-How we use your data statement
-No harm from collection



©2012. ARF and Questioning Institute.
All Rights Reserved
Segment 3: “Protect My Privacy”
                                Anxiety about Info “Out There”
Increases Concern:                             Decreases Ethicality:
-TOS allows data collection                    -TOS governs collection
-Friends-only posts not collected              -Consent required for collection
w/wo permission
                                               -Confirm what researchers allowed
-Opt-out anytime                               to collect
-Collected data not used to sell               -Researchers get permission before
                                               collection
-Change preferences when
privacy policies change                        -Consumer control data collection
                                               and use
-Posts read by anyone
                                               -Data destroyed when not needed
-How we will use your data
statement                                      -Data not sold to others
-Collected data used for MR                    -Tech info used to ID consumer


©2012. ARF and Questioning Institute.
All Rights Reserved
Segment 3: “Protect My Privacy” (Ethics)
                                        Confidence in Protection
Decreases Concern:                                     Increases Ethicality:
-Privacy programs to protect                           -Privacy programs to protect
PII                                                    PII
-Privacy policies explain PII handing                  -Privacy policies explain PII
                                                       handling
-Data collection reasons not falsely
stated                                                 -Data collection purposes
                                                       not falsely stated
-Data handling preferences always
respected                                              -Data handling preferences
                                                       always respected
-Regulation by research industry
                                                       -Collected info used only for
-Privacy settings always respected
                                                       lawful purposes
-Companies violating privacy held
accountable



©2012. ARF and Questioning Institute.
All Rights Reserved
Emotional Responses to Data Collection
Not very strong overall




          INDIFFERENCE: Most commonly expressed emotion: 35%
                    ANGER, DISGUST, FEAR, SADNESS: 5%-29%
      HAPPINESS, SURPRISE, EMPOWERMENT, OPTIMISM: 1%-16%



©2012. ARF and Questioning Institute.
All Rights Reserved
Demographic/Activity Differences are Slight
Don’t explain mindset differences




©2012. ARF and Questioning Institute.
All Rights Reserved
Implications: Research Industry

    “One-size fits all” social listening collection policies do
     not capture the range of mindsets
    Although “natural level” of concern is low in segments,
     they’re extremely sensitive …
                   concern can flip in an instant


                      Consumers can have a “panic attack” at any
                                     moment




©2012. ARF and Questioning Institute.
All Rights Reserved
Implications: Collection Practice

    Tailor collection policies that:
        lessen concern
        increase the perception of ethicality, and
        Satisfy the emotions of each mindset


          Collection practices can be universal, what differs is their
                          presentation to consumers




©2012. ARF and Questioning Institute.
All Rights Reserved
Approaches to Mindset-based Data Collection

    “I Want Control”
        Provide tools or preference settings that give consumers control
         in advance over collection and use
    “Collect with Integrity”
        Spell out what will and won’t be collected
        Detail complaint handling, accountability
        Emphasize anonymity of own and friend’s data
    “Protect My Privacy”
        Explain how PII and data is protected and handled
        Accurately state purposes for data collection
        Assure that collected info is used lawfully



©2012. ARF and Questioning Institute.
All Rights Reserved
Implementation Steps

    Assign each person to a mindset using a segmentation
     wizard (http://goo.gl/fWkuL)




    Do this during registration or reviews of terms of service
    Provide collection policy geared to each person’s
     mindset

©2012. ARF and Questioning Institute.
All Rights Reserved
Conclusions and Next Steps

    Mindset-based collection approaches allows researchers
     to tailor listening collection practices to consumers

    Replicate study semi-annually to trend mindsets, identify
     changes and update collection practices to stay in sync
     with consumers

    Expand mindset research to additional areas to create
     scientifically-based research practices that include the
     views of consumers and professionals



©2012. ARF and Questioning Institute.
All Rights Reserved
Thank You!

    For further information about this study:
        Stephen D. Rappaport, The ARF
              Phone: 646-465-5738
              Email: srappaport@thearf.org
              Twitter: @steverappaport




©2012. ARF and Questioning Institute.
All Rights Reserved

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Social media ethics and concerns

  • 1. You Listening to Me? People’s Mindsets towards Collecting Conversations: A Preliminary Study Presented by: Stephen D. Rappaport, The ARF Presented to: AIMRI, April 27, 2012 Authors: Stephen D. Rappaport, The ARF; Howard R. Moskowitz, MJI; Tom Woodnutt, Conversations Strategist
  • 2. Background  “Listening” adoption  Research societies issue practice and ethics guidelines  Question: How concerned are people about having their conversations collected? Which practices are ethical?  Aim: Contribute to industry understanding so that conversation collection is in the best interests of companies and people ©2012. ARF and Questioning Institute. All Rights Reserved
  • 3. STUDY POPULATION: Adults 18+ DEVELOPED ELEMENTS FOR VIGNETTES Recruited through online panel IdeaMap SURVEY April 2-3, 2012 301 completes, 18+ Online Panelists ANALYZED DATA MINDSETS INTERESTS/EMOTIONS SEGMENTATION WIZARD Total Seg 1 Self Seg 2 Seg 3 Seg 4 Personal Sample Driven Online Technology/ Collaborative Touch with Banking High Security Online Seekers Technology Seekers Seekers Base Size: (267) (105) (50) (59) (53) Constant: 31 34 28 31 26 Online Collaborative OC1 Connect online in 'real time' with a customer rep via instant messaging, voice over IP or video conferencing via your No more paper mail – we will send you copies of statements by secure e-mail computer 0 2 2 5 -13 OC3 Faster loan application process…work in real time online with a loan officer 0 0 -8 12 -8 OC4 Our bank's customer service reps will help you browse and use our online banking services -1 0 -6 10 -10 Securely manage your account by PDA, Internet of automated telephone OC2 Use our online tool to find and schedule at your convenience an online working session with an expert such as investment broker, insurance agent, and/or loan officer -3 1 -11 6 -12 Our banks customer services reps will help browse & use our on-line services Online Other ON3 We will answer all your requests in 'real time' by email, instant or text messaging 1 7 -11 3 -1 ON4 We offer 'On demand' status reports for services requests (e.g., loan application) delivered to you via e-mail, text or instant 1 6 -4 -3 0 Manage all your banking needs with a state of the art kiosk and be confident ON2 messaging No more paper mail... We will send you statements and images of that live help is available if you need it transactions securely by email -2 5 -17 -5 2 ON1 We allow you to pay bills securely using your mobile devices (cell phone, PDA, Blackberry, etc.) -4 2 -13 -9 -2 In-Branch Recognition BR3 We offer a bank-issued smart card so we can recognize you entering the branch and process your needs faster 4 2 6 -3 13 BR4 Choose a secure eye or finger security scan to identify you immediately in-branch and at ATM 4 3 10 -1 3 BR2 We have the most secure biometric system that identifies you as you enter the branch so we can process your needs faster 2 -1 8 -5 6 BR1 We will recognize our customer's mobile phone signal when entering a branch so we can recommend appropriate bank products, promotions and special services -4 -3 -6 -11 2 ©2012. ARF and Questioning Institute. All Rights Reserved
  • 4. Vignette Elements (Deconstructed from Industry Guidelines and Privacy Statements) ©2012. ARF and Questioning Institute. All Rights Reserved
  • 5. Respondent Orientation ©2012. ARF and Questioning Institute. All Rights Reserved
  • 6. Stimulus: 48 Vignettes Rated for: 1) Level of Concern 2) Ethicality ©2012. ARF and Questioning Institute. All Rights Reserved
  • 7. Respondents: Socially Active Have Social Account? Yes: 93% No: 07% ©2012. ARF and Questioning Institute. All Rights Reserved
  • 8. Respondents: Savvy About Listening; Favorable-Neutral to Listening ©2012. ARF and Questioning Institute. All Rights Reserved
  • 9. Total Sample: Just 1/5 Concerned; Passive Identification the Biggest Concern ©2012. ARF and Questioning Institute. All Rights Reserved
  • 10. Total Sample (Ethical Concerns) Decreases Ethicality: Increases Ethicality: -Passively collected tech info used - No element to ID consumer Being Watched No Guidance ©2012. ARF and Questioning Institute. All Rights Reserved
  • 11. Segmentation Revealed 3 Mindsets Elements show what increases concern and reduces concern ©2012. ARF and Questioning Institute. All Rights Reserved
  • 12. Segment 1: “I Want Control” “Big Brother” Increases Concern: Decreases Ethicality: -TOS allowing conversation -TOS allowing conversation collection collection -Collecting friends-only -Collecting friends-only conversations consumers agreed conversations consumers agreed to make available to make available -Collecting conversations that can -Collecting conversations that can be read by anyone be read by anyone -Passive collection for ID -Passive collection for ID -PII used to verify data permissions ©2012. ARF and Questioning Institute. All Rights Reserved
  • 13. Segment 1: “I Want Control” (Ethics) Individual Has Control Decreases Concern: Increases Ethicality: -Researchers get permission - Personal control over data before collecting data collection and use -Consumer consent obtained before collecting data ©2012. ARF and Questioning Institute. All Rights Reserved
  • 14. Segment 2: “Collect with Integrity” Setting Preferences Increases Concern: Decreases Ethicality: -Consent for kid collection -Consent for kid collection -Consumers control data collection -Consumers control data collection and use and use -Privacy programs for PII -Privacy programs for PII -Opt-out from collection -Opt-out from data collection -Data security -Data security -Consent for any collection -TOS allows data collection -Data destroyed when not needed -Data used only for MR -Passive collection for ID -Protection from intrusions -Data handling preferences respected ©2012. ARF and Questioning Institute. All Rights Reserved
  • 15. Segment 2: “Collect with Integrity” (Ethics) Act Honorably Decreases Concern: Increases Ethicality: -Prompt complaint handling -Prompt complaint handling -Info not sold to 3rd parties -Data use statement -Posts read by anyone -Co’s violating privacy held accountable -Friends-only posts not collected with or without permission -Conversations always made anonymous -PW protected posts not collected -Friends-only posts not -Conversations collected for lawful collected use only -How we use your data statement -No harm from collection ©2012. ARF and Questioning Institute. All Rights Reserved
  • 16. Segment 3: “Protect My Privacy” Anxiety about Info “Out There” Increases Concern: Decreases Ethicality: -TOS allows data collection -TOS governs collection -Friends-only posts not collected -Consent required for collection w/wo permission -Confirm what researchers allowed -Opt-out anytime to collect -Collected data not used to sell -Researchers get permission before collection -Change preferences when privacy policies change -Consumer control data collection and use -Posts read by anyone -Data destroyed when not needed -How we will use your data statement -Data not sold to others -Collected data used for MR -Tech info used to ID consumer ©2012. ARF and Questioning Institute. All Rights Reserved
  • 17. Segment 3: “Protect My Privacy” (Ethics) Confidence in Protection Decreases Concern: Increases Ethicality: -Privacy programs to protect -Privacy programs to protect PII PII -Privacy policies explain PII handing -Privacy policies explain PII handling -Data collection reasons not falsely stated -Data collection purposes not falsely stated -Data handling preferences always respected -Data handling preferences always respected -Regulation by research industry -Collected info used only for -Privacy settings always respected lawful purposes -Companies violating privacy held accountable ©2012. ARF and Questioning Institute. All Rights Reserved
  • 18. Emotional Responses to Data Collection Not very strong overall INDIFFERENCE: Most commonly expressed emotion: 35% ANGER, DISGUST, FEAR, SADNESS: 5%-29% HAPPINESS, SURPRISE, EMPOWERMENT, OPTIMISM: 1%-16% ©2012. ARF and Questioning Institute. All Rights Reserved
  • 19. Demographic/Activity Differences are Slight Don’t explain mindset differences ©2012. ARF and Questioning Institute. All Rights Reserved
  • 20. Implications: Research Industry  “One-size fits all” social listening collection policies do not capture the range of mindsets  Although “natural level” of concern is low in segments, they’re extremely sensitive … concern can flip in an instant Consumers can have a “panic attack” at any moment ©2012. ARF and Questioning Institute. All Rights Reserved
  • 21. Implications: Collection Practice  Tailor collection policies that:  lessen concern  increase the perception of ethicality, and  Satisfy the emotions of each mindset Collection practices can be universal, what differs is their presentation to consumers ©2012. ARF and Questioning Institute. All Rights Reserved
  • 22. Approaches to Mindset-based Data Collection  “I Want Control”  Provide tools or preference settings that give consumers control in advance over collection and use  “Collect with Integrity”  Spell out what will and won’t be collected  Detail complaint handling, accountability  Emphasize anonymity of own and friend’s data  “Protect My Privacy”  Explain how PII and data is protected and handled  Accurately state purposes for data collection  Assure that collected info is used lawfully ©2012. ARF and Questioning Institute. All Rights Reserved
  • 23. Implementation Steps  Assign each person to a mindset using a segmentation wizard (http://goo.gl/fWkuL)  Do this during registration or reviews of terms of service  Provide collection policy geared to each person’s mindset ©2012. ARF and Questioning Institute. All Rights Reserved
  • 24. Conclusions and Next Steps  Mindset-based collection approaches allows researchers to tailor listening collection practices to consumers  Replicate study semi-annually to trend mindsets, identify changes and update collection practices to stay in sync with consumers  Expand mindset research to additional areas to create scientifically-based research practices that include the views of consumers and professionals ©2012. ARF and Questioning Institute. All Rights Reserved
  • 25. Thank You!  For further information about this study:  Stephen D. Rappaport, The ARF  Phone: 646-465-5738  Email: srappaport@thearf.org  Twitter: @steverappaport ©2012. ARF and Questioning Institute. All Rights Reserved

Notas do Editor

  1. CASRO, IAB, EU Safe Harbor, American Consumer Opinion, MarketTools, Harris Interactive, Esomar, MRS,
  2. Differences in activities by age: Gen Y more active in using Status Updates, Direct Messages and writing on Friends ’ FB Walls,