SlideShare uma empresa Scribd logo
1 de 11
SEBI and Investor Protection - B.V.Raghunandan,  SVS College, Bantwal,Mangalore, Karnataka National Conference on Merchant Banking, NSS College, Manjeri, Calicut, Kerala
The Road Taken ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Qualified Institutional Buyers ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
IPOs and Adequate Disclosure ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Free Pricing of IPOs ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Financial Reporting ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Insider Trading ,[object Object],[object Object],[object Object],[object Object]
Derivatives ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Rating of IPOs of Equity Shares ,[object Object],[object Object],[object Object],[object Object],[object Object]
“ The financial markets that we have constructed are now so complex, and the speed of transactions so fast, that apparently isolated actions and even minor events can have catastrophic consequences”   -Richard Bookstabar in    ‘A Demon of our Own Design’
THANK YOU

Mais conteúdo relacionado

Mais procurados

Mais procurados (20)

Presentation On Mutual funds and its types
Presentation On Mutual funds and its typesPresentation On Mutual funds and its types
Presentation On Mutual funds and its types
 
Sebi guidelines for merchant bankers
Sebi guidelines for merchant bankersSebi guidelines for merchant bankers
Sebi guidelines for merchant bankers
 
New issue market
New issue marketNew issue market
New issue market
 
Merchant banking
Merchant banking Merchant banking
Merchant banking
 
Venture capital power point presentation
Venture capital power point presentationVenture capital power point presentation
Venture capital power point presentation
 
Venture capital
Venture capitalVenture capital
Venture capital
 
Financial services
Financial services Financial services
Financial services
 
Depository system
Depository systemDepository system
Depository system
 
The initial public offering (ipo)
The initial public offering (ipo)The initial public offering (ipo)
The initial public offering (ipo)
 
PRIMARY MARKET PPT
PRIMARY MARKET PPTPRIMARY MARKET PPT
PRIMARY MARKET PPT
 
New Issue Market
New Issue MarketNew Issue Market
New Issue Market
 
Merchant banking and financial services unit i notes for mba
Merchant banking and financial services unit i notes for mbaMerchant banking and financial services unit i notes for mba
Merchant banking and financial services unit i notes for mba
 
BSE and NSE Stock Exchange
BSE and NSE Stock ExchangeBSE and NSE Stock Exchange
BSE and NSE Stock Exchange
 
Entrpreneurship development institute of india(edii)
Entrpreneurship development institute of india(edii)Entrpreneurship development institute of india(edii)
Entrpreneurship development institute of india(edii)
 
Sebi and regulations
Sebi and regulationsSebi and regulations
Sebi and regulations
 
SEBI Presentation
SEBI PresentationSEBI Presentation
SEBI Presentation
 
Types of Capital Market
Types of Capital MarketTypes of Capital Market
Types of Capital Market
 
Capital Markets
Capital Markets   Capital Markets
Capital Markets
 
Financial derivatives ppt
Financial derivatives pptFinancial derivatives ppt
Financial derivatives ppt
 
Sebi & Mutual Funds
Sebi & Mutual FundsSebi & Mutual Funds
Sebi & Mutual Funds
 

Semelhante a SEBI and Investor Protection-B.V.Raghunandan

Financial Services Marketing-B.V.Raghunandan
Financial Services Marketing-B.V.RaghunandanFinancial Services Marketing-B.V.Raghunandan
Financial Services Marketing-B.V.RaghunandanSVS College
 
Banks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanBanks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanSVS College
 
Banks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanBanks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanSVS College
 
Longterm Profitability of Banks -B.V.Raghunandan
Longterm Profitability of Banks -B.V.RaghunandanLongterm Profitability of Banks -B.V.Raghunandan
Longterm Profitability of Banks -B.V.RaghunandanSVS College
 
New generation banks nepal 2017
New generation banks nepal 2017New generation banks nepal 2017
New generation banks nepal 2017CA Sanju Adhikari
 
Commercial Banker Certification
Commercial Banker CertificationCommercial Banker Certification
Commercial Banker CertificationVskills
 
Track 2 b mor-icici microfinance bank
Track 2 b mor-icici microfinance bankTrack 2 b mor-icici microfinance bank
Track 2 b mor-icici microfinance banksnb9899
 
Payments and transaction processing systems - Global and Indian Overview
Payments and transaction processing systems - Global and Indian OverviewPayments and transaction processing systems - Global and Indian Overview
Payments and transaction processing systems - Global and Indian OverviewAkshay Kaul
 
Marketing of Financial Services-B.V.Raaghunandan
Marketing of Financial Services-B.V.RaaghunandanMarketing of Financial Services-B.V.Raaghunandan
Marketing of Financial Services-B.V.RaaghunandanSVS College
 
Re-imaging The Way Investors Look At Equity Investments
Re-imaging The Way Investors Look At Equity Investments Re-imaging The Way Investors Look At Equity Investments
Re-imaging The Way Investors Look At Equity Investments Research & Ranking
 
MFI Analysis: Cashpor
MFI Analysis: CashporMFI Analysis: Cashpor
MFI Analysis: Cashpordwueger
 
Busienss intelligence in banking sector
Busienss intelligence in banking sectorBusienss intelligence in banking sector
Busienss intelligence in banking sectorCSC
 
Busienss intelligence in banking sector
Busienss intelligence in banking sectorBusienss intelligence in banking sector
Busienss intelligence in banking sectorCSC
 
Retail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanRetail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanSVS College
 
Retail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanRetail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanSVS College
 
Revised version of retail investment in corporate securities b.v.raghunandan
Revised version of retail investment in corporate securities b.v.raghunandanRevised version of retail investment in corporate securities b.v.raghunandan
Revised version of retail investment in corporate securities b.v.raghunandanSVS College
 

Semelhante a SEBI and Investor Protection-B.V.Raghunandan (20)

Financial Services Marketing-B.V.Raghunandan
Financial Services Marketing-B.V.RaghunandanFinancial Services Marketing-B.V.Raghunandan
Financial Services Marketing-B.V.Raghunandan
 
Banks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanBanks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.Raghunandan
 
Banks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanBanks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.Raghunandan
 
Longterm Profitability of Banks -B.V.Raghunandan
Longterm Profitability of Banks -B.V.RaghunandanLongterm Profitability of Banks -B.V.Raghunandan
Longterm Profitability of Banks -B.V.Raghunandan
 
Presentation
Presentation Presentation
Presentation
 
New generation banks nepal 2017
New generation banks nepal 2017New generation banks nepal 2017
New generation banks nepal 2017
 
Commercial Banker Certification
Commercial Banker CertificationCommercial Banker Certification
Commercial Banker Certification
 
Track 2 b mor-icici microfinance bank
Track 2 b mor-icici microfinance bankTrack 2 b mor-icici microfinance bank
Track 2 b mor-icici microfinance bank
 
Final Banking[1]
Final Banking[1]Final Banking[1]
Final Banking[1]
 
Payments and transaction processing systems - Global and Indian Overview
Payments and transaction processing systems - Global and Indian OverviewPayments and transaction processing systems - Global and Indian Overview
Payments and transaction processing systems - Global and Indian Overview
 
Marketing of Financial Services-B.V.Raaghunandan
Marketing of Financial Services-B.V.RaaghunandanMarketing of Financial Services-B.V.Raaghunandan
Marketing of Financial Services-B.V.Raaghunandan
 
Re-imaging The Way Investors Look At Equity Investments
Re-imaging The Way Investors Look At Equity Investments Re-imaging The Way Investors Look At Equity Investments
Re-imaging The Way Investors Look At Equity Investments
 
PwC_Review.pdf
PwC_Review.pdfPwC_Review.pdf
PwC_Review.pdf
 
M&A Valuation and challenges
M&A Valuation and challengesM&A Valuation and challenges
M&A Valuation and challenges
 
MFI Analysis: Cashpor
MFI Analysis: CashporMFI Analysis: Cashpor
MFI Analysis: Cashpor
 
Busienss intelligence in banking sector
Busienss intelligence in banking sectorBusienss intelligence in banking sector
Busienss intelligence in banking sector
 
Busienss intelligence in banking sector
Busienss intelligence in banking sectorBusienss intelligence in banking sector
Busienss intelligence in banking sector
 
Retail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanRetail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandan
 
Retail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanRetail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandan
 
Revised version of retail investment in corporate securities b.v.raghunandan
Revised version of retail investment in corporate securities b.v.raghunandanRevised version of retail investment in corporate securities b.v.raghunandan
Revised version of retail investment in corporate securities b.v.raghunandan
 

Mais de SVS College

Entrepreneurship b.v.raghunandan
Entrepreneurship b.v.raghunandanEntrepreneurship b.v.raghunandan
Entrepreneurship b.v.raghunandanSVS College
 
Case study for Class Room Teaching- B.V.Raghunandan
Case study for Class Room Teaching- B.V.Raghunandan Case study for Class Room Teaching- B.V.Raghunandan
Case study for Class Room Teaching- B.V.Raghunandan SVS College
 
Finance sector reforms development finance-b.v.raghunandan
Finance sector reforms development finance-b.v.raghunandanFinance sector reforms development finance-b.v.raghunandan
Finance sector reforms development finance-b.v.raghunandanSVS College
 
Financial leverage as the balance sheet polluter b.v.raghunandan
Financial leverage as the balance sheet polluter b.v.raghunandanFinancial leverage as the balance sheet polluter b.v.raghunandan
Financial leverage as the balance sheet polluter b.v.raghunandanSVS College
 
Indian banking and financial inclusion b.v.raghunandan
Indian banking and financial inclusion b.v.raghunandanIndian banking and financial inclusion b.v.raghunandan
Indian banking and financial inclusion b.v.raghunandanSVS College
 
Professional ethics b.v.raghunandan
Professional ethics b.v.raghunandanProfessional ethics b.v.raghunandan
Professional ethics b.v.raghunandanSVS College
 
Ugc choice based common curriculum b.v.raghunandan-ugc
Ugc choice based common curriculum b.v.raghunandan-ugcUgc choice based common curriculum b.v.raghunandan-ugc
Ugc choice based common curriculum b.v.raghunandan-ugcSVS College
 
Budget 2015 16 and fundamentals of union budget-b.v.raghunandan
Budget 2015 16 and fundamentals of union budget-b.v.raghunandanBudget 2015 16 and fundamentals of union budget-b.v.raghunandan
Budget 2015 16 and fundamentals of union budget-b.v.raghunandanSVS College
 
Capital structure b.v.raghunandan
Capital structure b.v.raghunandanCapital structure b.v.raghunandan
Capital structure b.v.raghunandanSVS College
 
Entrepreneurship in the it era b.v.raghunandan
Entrepreneurship in the it era b.v.raghunandanEntrepreneurship in the it era b.v.raghunandan
Entrepreneurship in the it era b.v.raghunandanSVS College
 
Analysis of society vis a vis advertising-b.v.raghunandan
Analysis of society vis a vis advertising-b.v.raghunandanAnalysis of society vis a vis advertising-b.v.raghunandan
Analysis of society vis a vis advertising-b.v.raghunandanSVS College
 
Cyer crimes and cyber laws b.v.raghunandan
Cyer crimes and cyber laws b.v.raghunandanCyer crimes and cyber laws b.v.raghunandan
Cyer crimes and cyber laws b.v.raghunandanSVS College
 
Training hr for rural marketing copy
Training hr for rural marketing   copyTraining hr for rural marketing   copy
Training hr for rural marketing copySVS College
 
Campus agenda for career plannning mba- b.v.raghunandan
Campus agenda for career plannning  mba- b.v.raghunandanCampus agenda for career plannning  mba- b.v.raghunandan
Campus agenda for career plannning mba- b.v.raghunandanSVS College
 
Mentoring b.v.raghunandan
Mentoring b.v.raghunandanMentoring b.v.raghunandan
Mentoring b.v.raghunandanSVS College
 
Student empowerment through mentoring and reverese mentoring b.v.raghunandan
Student empowerment through mentoring and reverese mentoring b.v.raghunandanStudent empowerment through mentoring and reverese mentoring b.v.raghunandan
Student empowerment through mentoring and reverese mentoring b.v.raghunandanSVS College
 
Fdi in retail business b.v.raghunandan
Fdi in  retail business  b.v.raghunandanFdi in  retail business  b.v.raghunandan
Fdi in retail business b.v.raghunandanSVS College
 
Book building-b.v.raghunandan
Book building-b.v.raghunandanBook building-b.v.raghunandan
Book building-b.v.raghunandanSVS College
 
Ipo and retail investors b.v.raghunandan
Ipo and retail investors b.v.raghunandanIpo and retail investors b.v.raghunandan
Ipo and retail investors b.v.raghunandanSVS College
 
Leverage as a financial perversion b.v.raghunandan
Leverage as a financial perversion b.v.raghunandanLeverage as a financial perversion b.v.raghunandan
Leverage as a financial perversion b.v.raghunandanSVS College
 

Mais de SVS College (20)

Entrepreneurship b.v.raghunandan
Entrepreneurship b.v.raghunandanEntrepreneurship b.v.raghunandan
Entrepreneurship b.v.raghunandan
 
Case study for Class Room Teaching- B.V.Raghunandan
Case study for Class Room Teaching- B.V.Raghunandan Case study for Class Room Teaching- B.V.Raghunandan
Case study for Class Room Teaching- B.V.Raghunandan
 
Finance sector reforms development finance-b.v.raghunandan
Finance sector reforms development finance-b.v.raghunandanFinance sector reforms development finance-b.v.raghunandan
Finance sector reforms development finance-b.v.raghunandan
 
Financial leverage as the balance sheet polluter b.v.raghunandan
Financial leverage as the balance sheet polluter b.v.raghunandanFinancial leverage as the balance sheet polluter b.v.raghunandan
Financial leverage as the balance sheet polluter b.v.raghunandan
 
Indian banking and financial inclusion b.v.raghunandan
Indian banking and financial inclusion b.v.raghunandanIndian banking and financial inclusion b.v.raghunandan
Indian banking and financial inclusion b.v.raghunandan
 
Professional ethics b.v.raghunandan
Professional ethics b.v.raghunandanProfessional ethics b.v.raghunandan
Professional ethics b.v.raghunandan
 
Ugc choice based common curriculum b.v.raghunandan-ugc
Ugc choice based common curriculum b.v.raghunandan-ugcUgc choice based common curriculum b.v.raghunandan-ugc
Ugc choice based common curriculum b.v.raghunandan-ugc
 
Budget 2015 16 and fundamentals of union budget-b.v.raghunandan
Budget 2015 16 and fundamentals of union budget-b.v.raghunandanBudget 2015 16 and fundamentals of union budget-b.v.raghunandan
Budget 2015 16 and fundamentals of union budget-b.v.raghunandan
 
Capital structure b.v.raghunandan
Capital structure b.v.raghunandanCapital structure b.v.raghunandan
Capital structure b.v.raghunandan
 
Entrepreneurship in the it era b.v.raghunandan
Entrepreneurship in the it era b.v.raghunandanEntrepreneurship in the it era b.v.raghunandan
Entrepreneurship in the it era b.v.raghunandan
 
Analysis of society vis a vis advertising-b.v.raghunandan
Analysis of society vis a vis advertising-b.v.raghunandanAnalysis of society vis a vis advertising-b.v.raghunandan
Analysis of society vis a vis advertising-b.v.raghunandan
 
Cyer crimes and cyber laws b.v.raghunandan
Cyer crimes and cyber laws b.v.raghunandanCyer crimes and cyber laws b.v.raghunandan
Cyer crimes and cyber laws b.v.raghunandan
 
Training hr for rural marketing copy
Training hr for rural marketing   copyTraining hr for rural marketing   copy
Training hr for rural marketing copy
 
Campus agenda for career plannning mba- b.v.raghunandan
Campus agenda for career plannning  mba- b.v.raghunandanCampus agenda for career plannning  mba- b.v.raghunandan
Campus agenda for career plannning mba- b.v.raghunandan
 
Mentoring b.v.raghunandan
Mentoring b.v.raghunandanMentoring b.v.raghunandan
Mentoring b.v.raghunandan
 
Student empowerment through mentoring and reverese mentoring b.v.raghunandan
Student empowerment through mentoring and reverese mentoring b.v.raghunandanStudent empowerment through mentoring and reverese mentoring b.v.raghunandan
Student empowerment through mentoring and reverese mentoring b.v.raghunandan
 
Fdi in retail business b.v.raghunandan
Fdi in  retail business  b.v.raghunandanFdi in  retail business  b.v.raghunandan
Fdi in retail business b.v.raghunandan
 
Book building-b.v.raghunandan
Book building-b.v.raghunandanBook building-b.v.raghunandan
Book building-b.v.raghunandan
 
Ipo and retail investors b.v.raghunandan
Ipo and retail investors b.v.raghunandanIpo and retail investors b.v.raghunandan
Ipo and retail investors b.v.raghunandan
 
Leverage as a financial perversion b.v.raghunandan
Leverage as a financial perversion b.v.raghunandanLeverage as a financial perversion b.v.raghunandan
Leverage as a financial perversion b.v.raghunandan
 

SEBI and Investor Protection-B.V.Raghunandan

  • 1. SEBI and Investor Protection - B.V.Raghunandan, SVS College, Bantwal,Mangalore, Karnataka National Conference on Merchant Banking, NSS College, Manjeri, Calicut, Kerala
  • 2.
  • 3.
  • 4.
  • 5.
  • 6.
  • 7.
  • 8.
  • 9.
  • 10. “ The financial markets that we have constructed are now so complex, and the speed of transactions so fast, that apparently isolated actions and even minor events can have catastrophic consequences” -Richard Bookstabar in ‘A Demon of our Own Design’