SlideShare uma empresa Scribd logo
1 de 11
SEBI and Investor Protection - B.V.Raghunandan,  SVS College, Bantwal,Mangalore, Karnataka National Conference on Merchant Banking, NSS College, Manjeri, Calicut, Kerala
The Road Taken ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Qualified Institutional Buyers ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
IPOs and Adequate Disclosure ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Free Pricing of IPOs ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Financial Reporting ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Insider Trading ,[object Object],[object Object],[object Object],[object Object]
Derivatives ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Rating of IPOs of Equity Shares ,[object Object],[object Object],[object Object],[object Object],[object Object]
“ The financial markets that we have constructed are now so complex, and the speed of transactions so fast, that apparently isolated actions and even minor events can have catastrophic consequences”   -Richard Bookstabar in    ‘A Demon of our Own Design’
THANK YOU

Mais conteúdo relacionado

Mais procurados

Portfolio analysis selection; portfolio theory, return portfolio risk, effici...
Portfolio analysis selection; portfolio theory, return portfolio risk, effici...Portfolio analysis selection; portfolio theory, return portfolio risk, effici...
Portfolio analysis selection; portfolio theory, return portfolio risk, effici...Ravi kumar
 
Clearance and settlement procedure
Clearance and settlement procedureClearance and settlement procedure
Clearance and settlement procedureChennu Vinodh Reddy
 
Presentation On Mutual funds and its types
Presentation On Mutual funds and its typesPresentation On Mutual funds and its types
Presentation On Mutual funds and its typesGurmeet Virk
 
Venture capital power point presentation
Venture capital power point presentationVenture capital power point presentation
Venture capital power point presentationKarthik S Raj
 
Brief Introduction on Indian financial markets
Brief Introduction on Indian financial marketsBrief Introduction on Indian financial markets
Brief Introduction on Indian financial marketsChennu Vinodh Reddy
 
IPO's and Investment Banking
IPO's and Investment BankingIPO's and Investment Banking
IPO's and Investment Bankingbradhapa
 
Venture capital
Venture capitalVenture capital
Venture capitalarathy V
 
Regulation of Merchant banking
Regulation of Merchant bankingRegulation of Merchant banking
Regulation of Merchant bankingmahesh patil
 
Financial Systems and Markets; Concept, Nature and Scope of Financial Service...
Financial Systems and Markets; Concept, Nature and Scope of Financial Service...Financial Systems and Markets; Concept, Nature and Scope of Financial Service...
Financial Systems and Markets; Concept, Nature and Scope of Financial Service...Ashish Hande
 
25786437 questionnaire-on-mutual-fund-invetment
25786437 questionnaire-on-mutual-fund-invetment25786437 questionnaire-on-mutual-fund-invetment
25786437 questionnaire-on-mutual-fund-invetment9015207039
 
Questionnaire on Investment Preferences
Questionnaire on Investment PreferencesQuestionnaire on Investment Preferences
Questionnaire on Investment PreferencesMonika Kadam
 

Mais procurados (20)

Leverage buyout
Leverage buyoutLeverage buyout
Leverage buyout
 
Portfolio analysis selection; portfolio theory, return portfolio risk, effici...
Portfolio analysis selection; portfolio theory, return portfolio risk, effici...Portfolio analysis selection; portfolio theory, return portfolio risk, effici...
Portfolio analysis selection; portfolio theory, return portfolio risk, effici...
 
Clearance and settlement procedure
Clearance and settlement procedureClearance and settlement procedure
Clearance and settlement procedure
 
Presentation On Mutual funds and its types
Presentation On Mutual funds and its typesPresentation On Mutual funds and its types
Presentation On Mutual funds and its types
 
Venture capital power point presentation
Venture capital power point presentationVenture capital power point presentation
Venture capital power point presentation
 
Brief Introduction on Indian financial markets
Brief Introduction on Indian financial marketsBrief Introduction on Indian financial markets
Brief Introduction on Indian financial markets
 
IPO's and Investment Banking
IPO's and Investment BankingIPO's and Investment Banking
IPO's and Investment Banking
 
Stock broker
Stock brokerStock broker
Stock broker
 
Venture capital
Venture capitalVenture capital
Venture capital
 
Regulation of Merchant banking
Regulation of Merchant bankingRegulation of Merchant banking
Regulation of Merchant banking
 
Financial Systems and Markets; Concept, Nature and Scope of Financial Service...
Financial Systems and Markets; Concept, Nature and Scope of Financial Service...Financial Systems and Markets; Concept, Nature and Scope of Financial Service...
Financial Systems and Markets; Concept, Nature and Scope of Financial Service...
 
equity-shares-ppt
equity-shares-pptequity-shares-ppt
equity-shares-ppt
 
secondary market ppt.
secondary market ppt.secondary market ppt.
secondary market ppt.
 
25786437 questionnaire-on-mutual-fund-invetment
25786437 questionnaire-on-mutual-fund-invetment25786437 questionnaire-on-mutual-fund-invetment
25786437 questionnaire-on-mutual-fund-invetment
 
Venture capital
Venture capitalVenture capital
Venture capital
 
LISTING OF SECURITIES
LISTING OF SECURITIESLISTING OF SECURITIES
LISTING OF SECURITIES
 
Issue management
Issue managementIssue management
Issue management
 
Sebi
SebiSebi
Sebi
 
Questionnaire on Investment Preferences
Questionnaire on Investment PreferencesQuestionnaire on Investment Preferences
Questionnaire on Investment Preferences
 
New issue market
New issue marketNew issue market
New issue market
 

Destaque

Merchant banking guidelines
Merchant banking guidelinesMerchant banking guidelines
Merchant banking guidelinesTaher Ahmed
 
Sebi guidelines for merchant bankers
Sebi guidelines for merchant bankersSebi guidelines for merchant bankers
Sebi guidelines for merchant bankersSHAMEEM ET
 
Initial public offering – the process & stock
Initial public offering – the process & stockInitial public offering – the process & stock
Initial public offering – the process & stockshivani13
 
Merchant banking
Merchant bankingMerchant banking
Merchant bankingDharmik
 
SEBI Presentation
SEBI PresentationSEBI Presentation
SEBI PresentationDivya Kalra
 

Destaque (7)

Merchant banking guidelines
Merchant banking guidelinesMerchant banking guidelines
Merchant banking guidelines
 
Sebi guidelines for merchant bankers
Sebi guidelines for merchant bankersSebi guidelines for merchant bankers
Sebi guidelines for merchant bankers
 
Sebi guidelines
Sebi guidelinesSebi guidelines
Sebi guidelines
 
Initial public offering – the process & stock
Initial public offering – the process & stockInitial public offering – the process & stock
Initial public offering – the process & stock
 
Ipo process
Ipo processIpo process
Ipo process
 
Merchant banking
Merchant bankingMerchant banking
Merchant banking
 
SEBI Presentation
SEBI PresentationSEBI Presentation
SEBI Presentation
 

Semelhante a SEBI and Investor Protection-B.V.Raghunandan

Financial Services Marketing-B.V.Raghunandan
Financial Services Marketing-B.V.RaghunandanFinancial Services Marketing-B.V.Raghunandan
Financial Services Marketing-B.V.RaghunandanSVS College
 
Banks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanBanks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanSVS College
 
Banks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanBanks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanSVS College
 
Longterm Profitability of Banks -B.V.Raghunandan
Longterm Profitability of Banks -B.V.RaghunandanLongterm Profitability of Banks -B.V.Raghunandan
Longterm Profitability of Banks -B.V.RaghunandanSVS College
 
New generation banks nepal 2017
New generation banks nepal 2017New generation banks nepal 2017
New generation banks nepal 2017CA Sanju Adhikari
 
Commercial Banker Certification
Commercial Banker CertificationCommercial Banker Certification
Commercial Banker CertificationVskills
 
Track 2 b mor-icici microfinance bank
Track 2 b mor-icici microfinance bankTrack 2 b mor-icici microfinance bank
Track 2 b mor-icici microfinance banksnb9899
 
Payments and transaction processing systems - Global and Indian Overview
Payments and transaction processing systems - Global and Indian OverviewPayments and transaction processing systems - Global and Indian Overview
Payments and transaction processing systems - Global and Indian OverviewAkshay Kaul
 
Marketing of Financial Services-B.V.Raaghunandan
Marketing of Financial Services-B.V.RaaghunandanMarketing of Financial Services-B.V.Raaghunandan
Marketing of Financial Services-B.V.RaaghunandanSVS College
 
Re-imaging The Way Investors Look At Equity Investments
Re-imaging The Way Investors Look At Equity Investments Re-imaging The Way Investors Look At Equity Investments
Re-imaging The Way Investors Look At Equity Investments Research & Ranking
 
MFI Analysis: Cashpor
MFI Analysis: CashporMFI Analysis: Cashpor
MFI Analysis: Cashpordwueger
 
Busienss intelligence in banking sector
Busienss intelligence in banking sectorBusienss intelligence in banking sector
Busienss intelligence in banking sectorCSC
 
Busienss intelligence in banking sector
Busienss intelligence in banking sectorBusienss intelligence in banking sector
Busienss intelligence in banking sectorCSC
 
Retail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanRetail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanSVS College
 
Revised version of retail investment in corporate securities b.v.raghunandan
Revised version of retail investment in corporate securities b.v.raghunandanRevised version of retail investment in corporate securities b.v.raghunandan
Revised version of retail investment in corporate securities b.v.raghunandanSVS College
 
Retail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanRetail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanSVS College
 

Semelhante a SEBI and Investor Protection-B.V.Raghunandan (20)

Financial Services Marketing-B.V.Raghunandan
Financial Services Marketing-B.V.RaghunandanFinancial Services Marketing-B.V.Raghunandan
Financial Services Marketing-B.V.Raghunandan
 
Banks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanBanks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.Raghunandan
 
Banks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.RaghunandanBanks as Financial Supermarkets-B.V.Raghunandan
Banks as Financial Supermarkets-B.V.Raghunandan
 
Longterm Profitability of Banks -B.V.Raghunandan
Longterm Profitability of Banks -B.V.RaghunandanLongterm Profitability of Banks -B.V.Raghunandan
Longterm Profitability of Banks -B.V.Raghunandan
 
Presentation
Presentation Presentation
Presentation
 
New generation banks nepal 2017
New generation banks nepal 2017New generation banks nepal 2017
New generation banks nepal 2017
 
Commercial Banker Certification
Commercial Banker CertificationCommercial Banker Certification
Commercial Banker Certification
 
Track 2 b mor-icici microfinance bank
Track 2 b mor-icici microfinance bankTrack 2 b mor-icici microfinance bank
Track 2 b mor-icici microfinance bank
 
Final Banking[1]
Final Banking[1]Final Banking[1]
Final Banking[1]
 
Payments and transaction processing systems - Global and Indian Overview
Payments and transaction processing systems - Global and Indian OverviewPayments and transaction processing systems - Global and Indian Overview
Payments and transaction processing systems - Global and Indian Overview
 
Marketing of Financial Services-B.V.Raaghunandan
Marketing of Financial Services-B.V.RaaghunandanMarketing of Financial Services-B.V.Raaghunandan
Marketing of Financial Services-B.V.Raaghunandan
 
Re-imaging The Way Investors Look At Equity Investments
Re-imaging The Way Investors Look At Equity Investments Re-imaging The Way Investors Look At Equity Investments
Re-imaging The Way Investors Look At Equity Investments
 
PwC_Review.pdf
PwC_Review.pdfPwC_Review.pdf
PwC_Review.pdf
 
M&A Valuation and challenges
M&A Valuation and challengesM&A Valuation and challenges
M&A Valuation and challenges
 
MFI Analysis: Cashpor
MFI Analysis: CashporMFI Analysis: Cashpor
MFI Analysis: Cashpor
 
Busienss intelligence in banking sector
Busienss intelligence in banking sectorBusienss intelligence in banking sector
Busienss intelligence in banking sector
 
Busienss intelligence in banking sector
Busienss intelligence in banking sectorBusienss intelligence in banking sector
Busienss intelligence in banking sector
 
Retail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanRetail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandan
 
Revised version of retail investment in corporate securities b.v.raghunandan
Revised version of retail investment in corporate securities b.v.raghunandanRevised version of retail investment in corporate securities b.v.raghunandan
Revised version of retail investment in corporate securities b.v.raghunandan
 
Retail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandanRetail investment in corporate securities b.v.raghunandan
Retail investment in corporate securities b.v.raghunandan
 

Mais de SVS College

Entrepreneurship b.v.raghunandan
Entrepreneurship b.v.raghunandanEntrepreneurship b.v.raghunandan
Entrepreneurship b.v.raghunandanSVS College
 
Case study for Class Room Teaching- B.V.Raghunandan
Case study for Class Room Teaching- B.V.Raghunandan Case study for Class Room Teaching- B.V.Raghunandan
Case study for Class Room Teaching- B.V.Raghunandan SVS College
 
Finance sector reforms development finance-b.v.raghunandan
Finance sector reforms development finance-b.v.raghunandanFinance sector reforms development finance-b.v.raghunandan
Finance sector reforms development finance-b.v.raghunandanSVS College
 
Financial leverage as the balance sheet polluter b.v.raghunandan
Financial leverage as the balance sheet polluter b.v.raghunandanFinancial leverage as the balance sheet polluter b.v.raghunandan
Financial leverage as the balance sheet polluter b.v.raghunandanSVS College
 
Indian banking and financial inclusion b.v.raghunandan
Indian banking and financial inclusion b.v.raghunandanIndian banking and financial inclusion b.v.raghunandan
Indian banking and financial inclusion b.v.raghunandanSVS College
 
Professional ethics b.v.raghunandan
Professional ethics b.v.raghunandanProfessional ethics b.v.raghunandan
Professional ethics b.v.raghunandanSVS College
 
Ugc choice based common curriculum b.v.raghunandan-ugc
Ugc choice based common curriculum b.v.raghunandan-ugcUgc choice based common curriculum b.v.raghunandan-ugc
Ugc choice based common curriculum b.v.raghunandan-ugcSVS College
 
Budget 2015 16 and fundamentals of union budget-b.v.raghunandan
Budget 2015 16 and fundamentals of union budget-b.v.raghunandanBudget 2015 16 and fundamentals of union budget-b.v.raghunandan
Budget 2015 16 and fundamentals of union budget-b.v.raghunandanSVS College
 
Capital structure b.v.raghunandan
Capital structure b.v.raghunandanCapital structure b.v.raghunandan
Capital structure b.v.raghunandanSVS College
 
Entrepreneurship in the it era b.v.raghunandan
Entrepreneurship in the it era b.v.raghunandanEntrepreneurship in the it era b.v.raghunandan
Entrepreneurship in the it era b.v.raghunandanSVS College
 
Analysis of society vis a vis advertising-b.v.raghunandan
Analysis of society vis a vis advertising-b.v.raghunandanAnalysis of society vis a vis advertising-b.v.raghunandan
Analysis of society vis a vis advertising-b.v.raghunandanSVS College
 
Cyer crimes and cyber laws b.v.raghunandan
Cyer crimes and cyber laws b.v.raghunandanCyer crimes and cyber laws b.v.raghunandan
Cyer crimes and cyber laws b.v.raghunandanSVS College
 
Training hr for rural marketing copy
Training hr for rural marketing   copyTraining hr for rural marketing   copy
Training hr for rural marketing copySVS College
 
Campus agenda for career plannning mba- b.v.raghunandan
Campus agenda for career plannning  mba- b.v.raghunandanCampus agenda for career plannning  mba- b.v.raghunandan
Campus agenda for career plannning mba- b.v.raghunandanSVS College
 
Mentoring b.v.raghunandan
Mentoring b.v.raghunandanMentoring b.v.raghunandan
Mentoring b.v.raghunandanSVS College
 
Student empowerment through mentoring and reverese mentoring b.v.raghunandan
Student empowerment through mentoring and reverese mentoring b.v.raghunandanStudent empowerment through mentoring and reverese mentoring b.v.raghunandan
Student empowerment through mentoring and reverese mentoring b.v.raghunandanSVS College
 
Fdi in retail business b.v.raghunandan
Fdi in  retail business  b.v.raghunandanFdi in  retail business  b.v.raghunandan
Fdi in retail business b.v.raghunandanSVS College
 
Book building-b.v.raghunandan
Book building-b.v.raghunandanBook building-b.v.raghunandan
Book building-b.v.raghunandanSVS College
 
Ipo and retail investors b.v.raghunandan
Ipo and retail investors b.v.raghunandanIpo and retail investors b.v.raghunandan
Ipo and retail investors b.v.raghunandanSVS College
 
Leverage as a financial perversion b.v.raghunandan
Leverage as a financial perversion b.v.raghunandanLeverage as a financial perversion b.v.raghunandan
Leverage as a financial perversion b.v.raghunandanSVS College
 

Mais de SVS College (20)

Entrepreneurship b.v.raghunandan
Entrepreneurship b.v.raghunandanEntrepreneurship b.v.raghunandan
Entrepreneurship b.v.raghunandan
 
Case study for Class Room Teaching- B.V.Raghunandan
Case study for Class Room Teaching- B.V.Raghunandan Case study for Class Room Teaching- B.V.Raghunandan
Case study for Class Room Teaching- B.V.Raghunandan
 
Finance sector reforms development finance-b.v.raghunandan
Finance sector reforms development finance-b.v.raghunandanFinance sector reforms development finance-b.v.raghunandan
Finance sector reforms development finance-b.v.raghunandan
 
Financial leverage as the balance sheet polluter b.v.raghunandan
Financial leverage as the balance sheet polluter b.v.raghunandanFinancial leverage as the balance sheet polluter b.v.raghunandan
Financial leverage as the balance sheet polluter b.v.raghunandan
 
Indian banking and financial inclusion b.v.raghunandan
Indian banking and financial inclusion b.v.raghunandanIndian banking and financial inclusion b.v.raghunandan
Indian banking and financial inclusion b.v.raghunandan
 
Professional ethics b.v.raghunandan
Professional ethics b.v.raghunandanProfessional ethics b.v.raghunandan
Professional ethics b.v.raghunandan
 
Ugc choice based common curriculum b.v.raghunandan-ugc
Ugc choice based common curriculum b.v.raghunandan-ugcUgc choice based common curriculum b.v.raghunandan-ugc
Ugc choice based common curriculum b.v.raghunandan-ugc
 
Budget 2015 16 and fundamentals of union budget-b.v.raghunandan
Budget 2015 16 and fundamentals of union budget-b.v.raghunandanBudget 2015 16 and fundamentals of union budget-b.v.raghunandan
Budget 2015 16 and fundamentals of union budget-b.v.raghunandan
 
Capital structure b.v.raghunandan
Capital structure b.v.raghunandanCapital structure b.v.raghunandan
Capital structure b.v.raghunandan
 
Entrepreneurship in the it era b.v.raghunandan
Entrepreneurship in the it era b.v.raghunandanEntrepreneurship in the it era b.v.raghunandan
Entrepreneurship in the it era b.v.raghunandan
 
Analysis of society vis a vis advertising-b.v.raghunandan
Analysis of society vis a vis advertising-b.v.raghunandanAnalysis of society vis a vis advertising-b.v.raghunandan
Analysis of society vis a vis advertising-b.v.raghunandan
 
Cyer crimes and cyber laws b.v.raghunandan
Cyer crimes and cyber laws b.v.raghunandanCyer crimes and cyber laws b.v.raghunandan
Cyer crimes and cyber laws b.v.raghunandan
 
Training hr for rural marketing copy
Training hr for rural marketing   copyTraining hr for rural marketing   copy
Training hr for rural marketing copy
 
Campus agenda for career plannning mba- b.v.raghunandan
Campus agenda for career plannning  mba- b.v.raghunandanCampus agenda for career plannning  mba- b.v.raghunandan
Campus agenda for career plannning mba- b.v.raghunandan
 
Mentoring b.v.raghunandan
Mentoring b.v.raghunandanMentoring b.v.raghunandan
Mentoring b.v.raghunandan
 
Student empowerment through mentoring and reverese mentoring b.v.raghunandan
Student empowerment through mentoring and reverese mentoring b.v.raghunandanStudent empowerment through mentoring and reverese mentoring b.v.raghunandan
Student empowerment through mentoring and reverese mentoring b.v.raghunandan
 
Fdi in retail business b.v.raghunandan
Fdi in  retail business  b.v.raghunandanFdi in  retail business  b.v.raghunandan
Fdi in retail business b.v.raghunandan
 
Book building-b.v.raghunandan
Book building-b.v.raghunandanBook building-b.v.raghunandan
Book building-b.v.raghunandan
 
Ipo and retail investors b.v.raghunandan
Ipo and retail investors b.v.raghunandanIpo and retail investors b.v.raghunandan
Ipo and retail investors b.v.raghunandan
 
Leverage as a financial perversion b.v.raghunandan
Leverage as a financial perversion b.v.raghunandanLeverage as a financial perversion b.v.raghunandan
Leverage as a financial perversion b.v.raghunandan
 

SEBI and Investor Protection-B.V.Raghunandan

  • 1. SEBI and Investor Protection - B.V.Raghunandan, SVS College, Bantwal,Mangalore, Karnataka National Conference on Merchant Banking, NSS College, Manjeri, Calicut, Kerala
  • 2.
  • 3.
  • 4.
  • 5.
  • 6.
  • 7.
  • 8.
  • 9.
  • 10. “ The financial markets that we have constructed are now so complex, and the speed of transactions so fast, that apparently isolated actions and even minor events can have catastrophic consequences” -Richard Bookstabar in ‘A Demon of our Own Design’