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Climate Policy Integration and
Organisational Implications:
ACase Study of Indonesian
Forestry Sector
Yogi Suwarno
PGR Seminar, June 6th,2013
Outline
□Introduction
□ Climate change
□ Policy on climate change
□Literature Review
□ Policy integration
□ Policy Making
□ Climate Policy Integration
□Background
□ Indonesia
□ Forest-related actors
Introduction
□ Climate change
□ Main causes
□ Natural processes
□ Human-induced
□ Main impacts
□ Water shortages, food production
□ Sea level increase, flooding
□ Increased rate of death from water-related diseases
□ Biodiversity loss, drought, fire
□ From realm of scientific research and environmental advocacy
to mainstream political and economic policy discussion (Held,
2011)
□ Main strategies
□ Mitigation
□ Adaptation
Policy Integration
□Coherence policy making (OECD, 1996) cross-
cutting policy making (Cabinet office, 2000), policy
coordination (Challis et.al., 1988; Alter and Hage,
1993; Peters, 1998), concerted decision-making
(Warren et.al, 1974), holistic government, joined-up
policy (Wilkinson and Appelbee, 1999), joined-up
government (Ling, 2002)
□In organisational theories, refers to inter-
organisational co-ordination (Rogers and Whetten,
1982), inter-organisational collaboration (Alter and
Hage, 1993), inter-governmental management
(Agranoff, 1986), network management (Kickert,
1997)
Policy Integration
□ It refers to a policy where the
constituent elements are brought
together and made subjects to a
single, unifying conception
(Underdal, 1980: 159)
□ It concerns the management of
cross-cutting issues in policy
making, transcend boundaries,
not correspond to the institutional
responsibilities of individual
departments (Meijers, 2004)
□ Generally it can be simply
synonymised with policy
incorporation or policy integration
(UNDP, 2004; Dalal-Clayton,
2009; Gupta, 2010: 67; Nunan, et.
al., 2012)
Integrated
policy-making
Coordination
Co-operation
National Level
Regional Level
Local Level
Ministry Ministry Ministry
Agencies
Council
Council
Agencies
Agencies
Vertical
integration
Horisontal integration
Policy field:
Forestry
Policy field:
Health
Policy field:
Education
Policy Integration in Practice
□International / regional level
□ 1992: UN Framework Convention on Climate Change:
□ 1997: Kyoto Protocol
□ 2012: Doha Amendment to the Kyoto Protocol
□OECD
□ Communicative, organisational, and procedural instruments
□EU
□ The 1997 Amsterdam treaty, article 6: “environmental protection
requirements must be integrated into the definition and the
implementation of …community policies…”
□Implications to sectoral policy
□Organisational structures and processes challenges
Indicators of successful policy integration
□UNDP-UNEP PEI (2009)
□ the inclusion of poverty-environment linkages,
□ the strengthening of ministerial capacity,
□ widening stakeholders,
□ increasing budget allocation and improving livelihood and
□ access to environment and natural resources for the poor
□Dalal-Clayton and Bass (2009)
□ EM can be considered successful when ministries or agencies
could recognise and address issues routinely into their policy and
decision-making.
EPI, CPI and the context
Sustainable
Development
EPI
CPI
Policy Process
□Frameworks
□ Stages heuristic
□ Institutional rational choice
□ Multiple streams
□ Punctuated-equilibrium framework
□ The advocacy coalition framework
□ Policy diffusion framework
□Responses to cross-cutting issues
□Organisational arrangements challenges to policy
integration
Policy Network
(Adapted from Marsh,1998)
Literature Form Members Characteristics Remark
American Sub-government / iron
triangle
Interests groups,
bureaucratic
agencies,
government
Private interests control
rather than respond to
Jordan,
Peter,
McFarland
British Policy network / sub-
system
Government
agencies,
pressure groups
Close relation between
particular interests and
different sections of
government
Richardson
and Jordan
Inter-organisational
relations
Political
institutions
Structural (rather than
individual) relationship
between political institutions
Rhodes
European Governance (German) Policy networks as a mode of
governance
Mayntz,
Scharf ,
Schneider
The rational central
rule model (Dutch)
Government as a key actor Kickert
Democratic model
(Dutch)
Government no longer
superior, directive, role
Policy Network and Policy Outcomes
□As a structure (Marsh and Rhodes)
□ Downplay the important of agents
□ Structural links between interests involved
□ Structure of network affects policy outcome
□ Factors exogenous lead to change in policy network and outcomes
□As a resource exchange pattern
□ Pattern of interaction and resource exchange between agents
□ Bargaining between actors within the network affects policy
outcomes
□ Emphasise the factors endogenous that lead to change
The Burke-Litwin Model of Organisational Performance and Change
(Burke,2011)
Indonesia
Background
Facts
o 4th biggest population
o 3rd biggest rainforest
• High forest cover country
• High deforestation rate
• 3rd biggest carbon emitter
• Deforestation and land conversion
are the largest source of emission
• Emission from energy sector is
small but growing rapidly
• One of the most vulnerable
countries affected by climate
change (World Bank, 2011;
Measey, 2010)
Carbon emission sources
(MoE, 2009)
2660
580
850
160150
1650
0
500
1000
1500
2000
2500
3000
Peat
Waste
Forestry
Agriculture
Industry
Energy
2000
2005
2020
Total by
2020
Actors, climate-related institutions
□Nation-wide
□ Ministry of Forestry
□ Ministry of Environment
□ Ministry of Agriculture
□ Ministry of National Development Planning
□ Cross-Ministerial Committee on Forestry
□ National Council for Climate Change (DNPI)
□ REDD+ Task Force
□ National Council on Forest (DKN)
□Stakeholders
□ Private organisations, NGOs
□ Indigenous people
□International institutions: UN, Embassies
Research Questions
□What does policy integration mean within a sector?
□What are the organisational implications of policy
integration
Thank You

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Yogi PGR Seminar 060613

  • 1. Climate Policy Integration and Organisational Implications: ACase Study of Indonesian Forestry Sector Yogi Suwarno PGR Seminar, June 6th,2013
  • 2. Outline □Introduction □ Climate change □ Policy on climate change □Literature Review □ Policy integration □ Policy Making □ Climate Policy Integration □Background □ Indonesia □ Forest-related actors
  • 3. Introduction □ Climate change □ Main causes □ Natural processes □ Human-induced □ Main impacts □ Water shortages, food production □ Sea level increase, flooding □ Increased rate of death from water-related diseases □ Biodiversity loss, drought, fire □ From realm of scientific research and environmental advocacy to mainstream political and economic policy discussion (Held, 2011) □ Main strategies □ Mitigation □ Adaptation
  • 4.
  • 5. Policy Integration □Coherence policy making (OECD, 1996) cross- cutting policy making (Cabinet office, 2000), policy coordination (Challis et.al., 1988; Alter and Hage, 1993; Peters, 1998), concerted decision-making (Warren et.al, 1974), holistic government, joined-up policy (Wilkinson and Appelbee, 1999), joined-up government (Ling, 2002) □In organisational theories, refers to inter- organisational co-ordination (Rogers and Whetten, 1982), inter-organisational collaboration (Alter and Hage, 1993), inter-governmental management (Agranoff, 1986), network management (Kickert, 1997)
  • 6. Policy Integration □ It refers to a policy where the constituent elements are brought together and made subjects to a single, unifying conception (Underdal, 1980: 159) □ It concerns the management of cross-cutting issues in policy making, transcend boundaries, not correspond to the institutional responsibilities of individual departments (Meijers, 2004) □ Generally it can be simply synonymised with policy incorporation or policy integration (UNDP, 2004; Dalal-Clayton, 2009; Gupta, 2010: 67; Nunan, et. al., 2012) Integrated policy-making Coordination Co-operation
  • 7. National Level Regional Level Local Level Ministry Ministry Ministry Agencies Council Council Agencies Agencies Vertical integration Horisontal integration Policy field: Forestry Policy field: Health Policy field: Education
  • 8. Policy Integration in Practice □International / regional level □ 1992: UN Framework Convention on Climate Change: □ 1997: Kyoto Protocol □ 2012: Doha Amendment to the Kyoto Protocol □OECD □ Communicative, organisational, and procedural instruments □EU □ The 1997 Amsterdam treaty, article 6: “environmental protection requirements must be integrated into the definition and the implementation of …community policies…” □Implications to sectoral policy □Organisational structures and processes challenges
  • 9. Indicators of successful policy integration □UNDP-UNEP PEI (2009) □ the inclusion of poverty-environment linkages, □ the strengthening of ministerial capacity, □ widening stakeholders, □ increasing budget allocation and improving livelihood and □ access to environment and natural resources for the poor □Dalal-Clayton and Bass (2009) □ EM can be considered successful when ministries or agencies could recognise and address issues routinely into their policy and decision-making.
  • 10. EPI, CPI and the context Sustainable Development EPI CPI
  • 11. Policy Process □Frameworks □ Stages heuristic □ Institutional rational choice □ Multiple streams □ Punctuated-equilibrium framework □ The advocacy coalition framework □ Policy diffusion framework □Responses to cross-cutting issues □Organisational arrangements challenges to policy integration
  • 12. Policy Network (Adapted from Marsh,1998) Literature Form Members Characteristics Remark American Sub-government / iron triangle Interests groups, bureaucratic agencies, government Private interests control rather than respond to Jordan, Peter, McFarland British Policy network / sub- system Government agencies, pressure groups Close relation between particular interests and different sections of government Richardson and Jordan Inter-organisational relations Political institutions Structural (rather than individual) relationship between political institutions Rhodes European Governance (German) Policy networks as a mode of governance Mayntz, Scharf , Schneider The rational central rule model (Dutch) Government as a key actor Kickert Democratic model (Dutch) Government no longer superior, directive, role
  • 13. Policy Network and Policy Outcomes □As a structure (Marsh and Rhodes) □ Downplay the important of agents □ Structural links between interests involved □ Structure of network affects policy outcome □ Factors exogenous lead to change in policy network and outcomes □As a resource exchange pattern □ Pattern of interaction and resource exchange between agents □ Bargaining between actors within the network affects policy outcomes □ Emphasise the factors endogenous that lead to change
  • 14. The Burke-Litwin Model of Organisational Performance and Change (Burke,2011)
  • 16. Background Facts o 4th biggest population o 3rd biggest rainforest • High forest cover country • High deforestation rate • 3rd biggest carbon emitter • Deforestation and land conversion are the largest source of emission • Emission from energy sector is small but growing rapidly • One of the most vulnerable countries affected by climate change (World Bank, 2011; Measey, 2010) Carbon emission sources (MoE, 2009) 2660 580 850 160150 1650 0 500 1000 1500 2000 2500 3000 Peat Waste Forestry Agriculture Industry Energy 2000 2005 2020 Total by 2020
  • 17. Actors, climate-related institutions □Nation-wide □ Ministry of Forestry □ Ministry of Environment □ Ministry of Agriculture □ Ministry of National Development Planning □ Cross-Ministerial Committee on Forestry □ National Council for Climate Change (DNPI) □ REDD+ Task Force □ National Council on Forest (DKN) □Stakeholders □ Private organisations, NGOs □ Indigenous people □International institutions: UN, Embassies
  • 18. Research Questions □What does policy integration mean within a sector? □What are the organisational implications of policy integration Thank You