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Herman Aguinis, University of Colorado at Denver2–1
Performance Management Process:Performance Management Process:
OverviewOverview
Prerequisites
Performance Planning
Performance Execution
Performance Assessment
Performance Review
Performance Renewal and Recontracting
Herman Aguinis, University of Colorado at Denver2–2
Performance Management ProcessPerformance Management Process
Performance
Review
Performance
Renewal and
Recontracting
Performance
Assessment
Performance
Execution
Performance
Planning
Prerequisites
Herman Aguinis, University of Colorado at Denver2–3
PrerequisitesPrerequisites
A. Knowledge of the organization’s
mission and strategic goals
B. Knowledge of the job in question
Herman Aguinis, University of Colorado at Denver2–4
A.A. Knowledge of missionKnowledge of mission
and strategic goalsand strategic goals
• Strategic planning
– Purpose or reason for organization’s
existence
– Where organization is going
– Organizational goals
– Strategies for attaining goals
Herman Aguinis, University of Colorado at Denver2–5
Mission and GoalsMission and Goals
Cascade effect throughout organization
Organization Unit Employee
Herman Aguinis, University of Colorado at Denver2–6
B.B. Knowledge of the jobKnowledge of the job
• Job analysis of key components
– Activities, tasks, products, services, processes
• KSAs required to do the job
– Knowledge
– Skills
– Abilities
Herman Aguinis, University of Colorado at Denver2–7
Job DescriptionJob Description
• Job duties
• KSAs
• Working conditions
Herman Aguinis, University of Colorado at Denver2–8
Generic Job DescriptionsGeneric Job Descriptions
Occupational Informational Network (O*Net)
http://online.onetcenter.org/
Herman Aguinis, University of Colorado at Denver2–9
Job analysisJob analysis
• Use a variety of tools
– Interviews
– Observation
– Questionnaires (available on Internet)
Herman Aguinis, University of Colorado at Denver
2–
10
Job analysis follow-upJob analysis follow-up
• All incumbents should
– review information and
– provide feedback
re:
– Task
• Frequency
• Criticality
Herman Aguinis, University of Colorado at Denver
2–
11
Performance Planning:Performance Planning:
ResultsResults
Key accountabilities
Specific objectives
Performance standards
Herman Aguinis, University of Colorado at Denver
2–
12
Key AccountabilitiesKey Accountabilities
Broad areas of a job
for which
the employee is responsible
for producing results
Herman Aguinis, University of Colorado at Denver
2–
13
Specific ObjectivesSpecific Objectives
Statements of outcomes
 Important
 Measurable
Herman Aguinis, University of Colorado at Denver
2–
14
Performance StandardsPerformance Standards
• “Yardstick” to evaluate how well employees
have achieved each objective
• Information on acceptable and unacceptable
performance, such as
quality
quantity
cost
time
Herman Aguinis, University of Colorado at Denver
2–
15
Performance Planning:Performance Planning:
BehaviorsBehaviors
How a job is done
Herman Aguinis, University of Colorado at Denver
2–
16
Performance Planning:Performance Planning:
CompetenciesCompetencies
• Measurable clusters of KSAs
• Critical in determining how results will be
achieved
Herman Aguinis, University of Colorado at Denver
2–
17
Performance Planning:Performance Planning:
Development PlanDevelopment Plan
 Areas for improvement
 Goals to be achieved in each area of
improvement
Herman Aguinis, University of Colorado at Denver
2–
18
Performance Execution:Performance Execution:
Employee ResponsibilitiesEmployee Responsibilities
 Commitment to goal achievement
 Ongoing requests for feedback and coaching
 Communication with supervisor
 Collecting and sharing performance data
 Preparing for performance reviews
Herman Aguinis, University of Colorado at Denver
2–
19
Performance Execution:Performance Execution:
Manager ResponsibilitiesManager Responsibilities
• Observation and documentation
• Updates
• Feedback
• Resources
• Reinforcement
Herman Aguinis, University of Colorado at Denver
2–
20
Performance AssessmentPerformance Assessment
• Manager assessment
• Self-assessment
• Other sources (e.g., peers, customers, etc.)
Herman Aguinis, University of Colorado at Denver
2–
21
Multiple Assessments Are NecessaryMultiple Assessments Are Necessary
Increase employee ownership
Increase commitment
Provide information
Ensure mutual understanding
Herman Aguinis, University of Colorado at Denver
2–
22
Performance ReviewPerformance Review
Overview of Appraisal MeetingOverview of Appraisal Meeting
• Past
– Behaviors and results
• Present
– Compensation to be received
• Future
– New goals and development plans
Herman Aguinis, University of Colorado at Denver
2–
23
Six Steps for ConductingSix Steps for Conducting
Productive Performance ReviewsProductive Performance Reviews
1. Identify what the employee has done well and
poorly
2. Solicit feedback
3. Discuss the implications of changing behaviors
Herman Aguinis, University of Colorado at Denver
2–
24
Six Steps for ConductingSix Steps for Conducting
Productive Performance ReviewsProductive Performance Reviews
4. Explain how skills used in past
achievements can help overcome any
performance problems
5. Agree on an action plan
6. Set a follow-up meeting and agree on
behaviors, actions, attitudes to be evaluated
Herman Aguinis, University of Colorado at Denver
2–
25
Performance Renewal andPerformance Renewal and
RecontractingRecontracting
• Same as/different from Performance Planning
– Uses insights and information from previous
phases
– Cycle begins again
Herman Aguinis, University of Colorado at Denver
2–
26
Performance Management ProcessPerformance Management Process
Summary: Key PointsSummary: Key Points
Ongoing process
Each component is important
If one is implemented poorly, whole system suffers
Links between components must be clear

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Ch2

  • 1. Herman Aguinis, University of Colorado at Denver2–1 Performance Management Process:Performance Management Process: OverviewOverview Prerequisites Performance Planning Performance Execution Performance Assessment Performance Review Performance Renewal and Recontracting
  • 2. Herman Aguinis, University of Colorado at Denver2–2 Performance Management ProcessPerformance Management Process Performance Review Performance Renewal and Recontracting Performance Assessment Performance Execution Performance Planning Prerequisites
  • 3. Herman Aguinis, University of Colorado at Denver2–3 PrerequisitesPrerequisites A. Knowledge of the organization’s mission and strategic goals B. Knowledge of the job in question
  • 4. Herman Aguinis, University of Colorado at Denver2–4 A.A. Knowledge of missionKnowledge of mission and strategic goalsand strategic goals • Strategic planning – Purpose or reason for organization’s existence – Where organization is going – Organizational goals – Strategies for attaining goals
  • 5. Herman Aguinis, University of Colorado at Denver2–5 Mission and GoalsMission and Goals Cascade effect throughout organization Organization Unit Employee
  • 6. Herman Aguinis, University of Colorado at Denver2–6 B.B. Knowledge of the jobKnowledge of the job • Job analysis of key components – Activities, tasks, products, services, processes • KSAs required to do the job – Knowledge – Skills – Abilities
  • 7. Herman Aguinis, University of Colorado at Denver2–7 Job DescriptionJob Description • Job duties • KSAs • Working conditions
  • 8. Herman Aguinis, University of Colorado at Denver2–8 Generic Job DescriptionsGeneric Job Descriptions Occupational Informational Network (O*Net) http://online.onetcenter.org/
  • 9. Herman Aguinis, University of Colorado at Denver2–9 Job analysisJob analysis • Use a variety of tools – Interviews – Observation – Questionnaires (available on Internet)
  • 10. Herman Aguinis, University of Colorado at Denver 2– 10 Job analysis follow-upJob analysis follow-up • All incumbents should – review information and – provide feedback re: – Task • Frequency • Criticality
  • 11. Herman Aguinis, University of Colorado at Denver 2– 11 Performance Planning:Performance Planning: ResultsResults Key accountabilities Specific objectives Performance standards
  • 12. Herman Aguinis, University of Colorado at Denver 2– 12 Key AccountabilitiesKey Accountabilities Broad areas of a job for which the employee is responsible for producing results
  • 13. Herman Aguinis, University of Colorado at Denver 2– 13 Specific ObjectivesSpecific Objectives Statements of outcomes  Important  Measurable
  • 14. Herman Aguinis, University of Colorado at Denver 2– 14 Performance StandardsPerformance Standards • “Yardstick” to evaluate how well employees have achieved each objective • Information on acceptable and unacceptable performance, such as quality quantity cost time
  • 15. Herman Aguinis, University of Colorado at Denver 2– 15 Performance Planning:Performance Planning: BehaviorsBehaviors How a job is done
  • 16. Herman Aguinis, University of Colorado at Denver 2– 16 Performance Planning:Performance Planning: CompetenciesCompetencies • Measurable clusters of KSAs • Critical in determining how results will be achieved
  • 17. Herman Aguinis, University of Colorado at Denver 2– 17 Performance Planning:Performance Planning: Development PlanDevelopment Plan  Areas for improvement  Goals to be achieved in each area of improvement
  • 18. Herman Aguinis, University of Colorado at Denver 2– 18 Performance Execution:Performance Execution: Employee ResponsibilitiesEmployee Responsibilities  Commitment to goal achievement  Ongoing requests for feedback and coaching  Communication with supervisor  Collecting and sharing performance data  Preparing for performance reviews
  • 19. Herman Aguinis, University of Colorado at Denver 2– 19 Performance Execution:Performance Execution: Manager ResponsibilitiesManager Responsibilities • Observation and documentation • Updates • Feedback • Resources • Reinforcement
  • 20. Herman Aguinis, University of Colorado at Denver 2– 20 Performance AssessmentPerformance Assessment • Manager assessment • Self-assessment • Other sources (e.g., peers, customers, etc.)
  • 21. Herman Aguinis, University of Colorado at Denver 2– 21 Multiple Assessments Are NecessaryMultiple Assessments Are Necessary Increase employee ownership Increase commitment Provide information Ensure mutual understanding
  • 22. Herman Aguinis, University of Colorado at Denver 2– 22 Performance ReviewPerformance Review Overview of Appraisal MeetingOverview of Appraisal Meeting • Past – Behaviors and results • Present – Compensation to be received • Future – New goals and development plans
  • 23. Herman Aguinis, University of Colorado at Denver 2– 23 Six Steps for ConductingSix Steps for Conducting Productive Performance ReviewsProductive Performance Reviews 1. Identify what the employee has done well and poorly 2. Solicit feedback 3. Discuss the implications of changing behaviors
  • 24. Herman Aguinis, University of Colorado at Denver 2– 24 Six Steps for ConductingSix Steps for Conducting Productive Performance ReviewsProductive Performance Reviews 4. Explain how skills used in past achievements can help overcome any performance problems 5. Agree on an action plan 6. Set a follow-up meeting and agree on behaviors, actions, attitudes to be evaluated
  • 25. Herman Aguinis, University of Colorado at Denver 2– 25 Performance Renewal andPerformance Renewal and RecontractingRecontracting • Same as/different from Performance Planning – Uses insights and information from previous phases – Cycle begins again
  • 26. Herman Aguinis, University of Colorado at Denver 2– 26 Performance Management ProcessPerformance Management Process Summary: Key PointsSummary: Key Points Ongoing process Each component is important If one is implemented poorly, whole system suffers Links between components must be clear