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Tropical Medicine and International Health

volume 7 no 12 pp 1001–1002 december 2002




Editorial: The AIDS crisis, cost-effectiveness and academic
activism
Marleen Boelaert1, Wim Van Damme1,2, Bruno Meessen1 and Patrick Van der Stuyft1

1 Department of Public Health, Institute of Tropical Medicine, Antwerpen, Belgium
2 Me´decins Sans Frontie
                       `res, Phnom Penh, Cambodia



                       keywords AIDS, HIV, policy-making, cost-effectiveness analysis, sub-Saharan Africa, HAART

                       correspondence M. Boelaert, Department of Public Health, Institute of Tropical Medicine,
                       Nationalestraat 155, 2000 Antwerpen, Belgium. Fax: +32-3-247 6258; E-mail: boelaert@itg.be



Recent articles by Marseille et al. (2002) and Creese et al.       (1) the economic data on which the CEA studies are based
(2002), published shortly before the International AIDS            are weak or incomplete; (2) the authors used CEA to
Conference in Barcelona (7–12 July 2002), provoked an              answer the wrong question; and (3) they took an unac-
outcry in the AIDS community. Cost-effectiveness analysis          ceptable shortcut from CEA to policy making.
(CEA) of HIV/AIDS interventions in sub-Saharan Africa led             The empirical data used in the CEA studies are limited
the authors to conclude that Ôprevention is considerably           and some premises are indeed dubious. One could dismiss
more cost-effective than Highly Active Anti-Retroviral             them as Ôtoo flimsy economic dataÕ (Goemaere et al. 2002),
Therapy (HAARTÕ); and consequently, that Ôthe relatively           or stress that important externalities were ignored (Piot
meagre resources of the Global Fund, some US$ 2 billion,           et al. 2002), or insist that HAART will have a positive effect
should be used for HIV prevention rather than for HAARTÕ.          on prevention. However, most arguments along these lines
AIDS activists and field practitioners wondered how                 were quite systematically discussed in the original articles.
academics could coldly argue, solely on the basis of cost-         Using sensitivity analysis, Marseille and Creese demonstrate
effectiveness data, that the better option is not to treat the     – rather convincingly – the robustness of their conclusion:
many people living with AIDS in low-income countries,              ÔAIDS prevention is more cost-effective than HAART, for
while HAART so radically changed the lives of AIDS                 spending the US$ 2 billion of the Global FundÕ.
patients in more affluent nations – especially when concer-            More fundamental criticism addresses the way CEA is
ted activism had brought down the price of first-line anti-         being used by them. Their question ÔHow to maximize
retroviral drugs from some US$ 10 000 to 350 per patient           health benefit, as measured by DALYs gained per dollar,
per year (Perez-Casas et al. 2001).                                for the next incremental contribution of donor money to
            ´
   Soon the heavyweights joined the chorus. Peter Piot             tackle AIDS in Africa?Õ misses some key points. First,
(UNAIDS) stressed that we should invest simultaneously in          prevention and care concern different people. To target all
prevention and care (Piot et al. 2002). At the Barcelona           AIDS resources to those who are not yet affected by the
conference, Richard Feachem (Global Fund), Gro Harlem              problem would be rather lopsided. Also, why not include
Brundtland (WHO) and Jeffrey Sachs voiced their disag-             in the CEA comparison DALYs to be gained by interven-
reement with the conclusions of the CEA studies. All took          tions against other diseases? Results would be very
unequivocal positions, stating, e.g. that ÔThe Global Fund         different indeed. Secondly, CEA should not be limited to
will never hire such economistsÕ, Ôprevention and treatment        ranking different interventions, but should help decision-
must go hand in handÕ, and Ôit is wrong to accept that we          makers to understand the resources required to achieve
have to choose between prevention or care, doing both is           desired outcomes (Kumaranayake & Walker 2002).
easily affordableÕ. All echoed the call of the activists:          Thirdly, Marseille and Creese implicitly accept that the
Ô10 billion dollars for the Global Fund, now!Õ and got the         currently inadequate resources for HIV/AIDS in sub-
blessing of the international health establishment.                Saharan Africa (Ôa tiny lifeboatÕ, according to Sachs) will
   Nevertheless, while the arguments against the policy            remain so in the future. Their CEA calculation thus leads
recommendations of Marseille and Creese are compelling,            them to accept a different value for life in rich and poor
they are open to criticism as not all are equally strong:          countries. Gaining an African year of life for US$ 350


                                                                                                                            1001
ª 2002 Blackwell Science Ltd
Tropical Medicine and International Health                                        volume 7 no 12 pp 1001–1002 december 2002

M. Boelaert et al. The AIDS crisis and academic activism



                                                                  moral argument, or divert from core values. Academics
would be deemed too expensive, while in USA, interven-
                                                                  should expose, not accept, the unacceptable. The key
tions up to US$ 50 000 per life year gained are widely
                                                                  question we must ask is not whether but how: How do we
considered worthwhile (Kahn & Marseille 2000; Freedberg
                                                                  scale up HAART to reach those who need it? How can we
et al. 2001).
                                                                  organize HIV/AIDS care and prevention in such a way that
   Last but not the least, strong reservations are in order
                                                                  it strengthens health care systems? How can we ensure that
when Marseille and Creese jump from their technical
                                                                  HAART, which indeed is not a magic bullet (Razum &
conclusion ÔHIV prevention is more cost-effective than
                                                                  Okoye 2001), enhances prevention? How do we convince
HAARTÕ to the policy recommendation ÔHIV prevention
                                                                  the OECD countries to contribute US$ 10 billion, <0.01%
before HAART in sub-Saharan AfricaÕ. The link between
                                                                  of their collective wealth, to tackle one of the worst
CEA – concerned with efficient use of resources – and
                                                                  epidemics in the history of mankind? How can we bring
policy making, which is a far more complex process, is not
                                                                  down even further the cost of HAART for people living
so simple or straightforward. In OECD countries, HAART
                                                                  with AIDS (Perez-Casas et al. 2001)? How can we make
was not introduced on the grounds of being cost-effective,                       ´
                                                                  the world a more humane place despite the AIDS crisis?
but because it prolongs the lives of people living with AIDS
                                                                  And: How can we contribute to all this through academic
by several years, years with a relatively good quality of life.
                                                                  activism based on sound research?
Effective health care for the sick is a basic human need. Ill
people need to be treated because it is their right, not
because it is cost-effective to do so. Health professionals
                                                                  References
have a duty to assist individuals and populations in
distress. It is one of their strongest ethical imperatives, not   Conference on ÔHealth Care for AllÕ (2001) Meeting and Declar-
                                                                     ation on Health Care for All. Antwerp, Belgium, 25–26 October
a question of economics.
                                                                     2001 (http://www.itg.be/hca/).
   CEA is but one element in policy and priority-setting
                                                                  Creese A, Floyd K, Alban A & Guinness L (2002) Cost-effective-
processes (Kumaranayake & Walker 2002). It can give
                                                                     ness of HIV/AIDS interventions in Africa: a systematic review of
useful information on efficiency, but utilitarian principles
                                                                     the evidence. Lancet 359, 1635–1642.
alone are insufficient. They have to be balanced with other
                                                                  Freedberg KA, Losina E, Weinstein MC et al. (2001) The cost-
values, such as human rights and community preferences
                                                                     effectiveness of combination antiretroviral therapy for HIV
(Roberts & Reich 2002), compassion and solidarity                    disease. New England Journal of Medicine 344, 824–831.
(Robertson et al. 2002). CEA alone ignores equity, focus          Goemaere E, Ford N & Benatar SR (2002) HIV/AIDS prevention
on vulnerable groups, poverty reduction and quality of life          and treatment (Letter). Lancet 360, 86–87.
(Kumaranayake & Walker 2002). Sound and democratic                Kahn JG & Marseille E (2000) Fighting global AIDS: the value of
decision-making is not only grounded on technical                    cost-effectiveness analysis. AIDS 14, 2609–2610.
                                                                  Kumaranayake L & Walker D (2002) Cost-effectiveness analysis
evidence, but also on ethical principles, respect for and fair
                                                                     and priority-setting: global approach without local meaning?
representation of the interests of patients, their families and
                                                                     Health Policy in a Globalising World (eds K Lee, K Buse
communities.
                                                                     & S Fustukian), Cambridge University Press, Cambridge,
   The reactions of decision-makers on the international
                                                                     pp. 140–156.
health scene in general and of the Global Fund in particular
                                                                  Marseille E, Hofmann PB & Kahn JG (2002) HIV prevention
fortunately indicate that allocation of resources for HIV/           before HAART in sub-Saharan Africa. Lancet 359, 1851–1856.
AIDS control will not be based on narrow CEA alone.               Perez-Casas C, Herranz E & Ford N (2001) Pricing of drugs and
                                                                   ´
They seem to understand that their moral duty is to call for         donations: options for sustainable equity pricing. Tropical
more resources, for more financial solidarity, so that AIDS           Medicine and International Health 6, 960–964.
care, including HAART, can be made globally affordable            Piot P, Zewdie D & Turmen T (2002) HIV/AIDS prevention and
                                                                                           ¨
                                                                     treatment (Letter). Lancet 360, 86.
and accessible. How will history judge public health
                                                                  Razum O & Okoye S (2001) Affordable antiretroviral drugs for
academics who in the twenty-first century ponder whether
                                                                     developing countries: dreams of the magic bullet. Tropical
to treat millions of people living with AIDS with HAART,
                                                                     Medicine and International Health 6, 421–422.
an intervention which is feasible and affordable? The AIDS
                                                                  Roberts MJ & Reich MR (2002) Ethical analysis in public health.
crisis should force us all to take an unequivocal stand:
                                                                     Lancet 359, 1055–1059.
health care for all is a fundamental human right (Confer-
                                                                  Robertson D, Bedell R, Lavery J & Upshur R (2002) What kind of
ence on ÔHealth Care for AllÕ 2001) – a right that cannot be         evidence do we need to justify humanitarian medical aid? Lancet
undermined by dual North–South standards. CEA can help               360, 330–333.
to shed light in a complex debate, but should not blur




1002                                                                                                        ª 2002 Blackwell Science Ltd

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2002 Tmih V07 P1001 Editorial On Aids Crisis & Cea

  • 1. Tropical Medicine and International Health volume 7 no 12 pp 1001–1002 december 2002 Editorial: The AIDS crisis, cost-effectiveness and academic activism Marleen Boelaert1, Wim Van Damme1,2, Bruno Meessen1 and Patrick Van der Stuyft1 1 Department of Public Health, Institute of Tropical Medicine, Antwerpen, Belgium 2 Me´decins Sans Frontie `res, Phnom Penh, Cambodia keywords AIDS, HIV, policy-making, cost-effectiveness analysis, sub-Saharan Africa, HAART correspondence M. Boelaert, Department of Public Health, Institute of Tropical Medicine, Nationalestraat 155, 2000 Antwerpen, Belgium. Fax: +32-3-247 6258; E-mail: boelaert@itg.be Recent articles by Marseille et al. (2002) and Creese et al. (1) the economic data on which the CEA studies are based (2002), published shortly before the International AIDS are weak or incomplete; (2) the authors used CEA to Conference in Barcelona (7–12 July 2002), provoked an answer the wrong question; and (3) they took an unac- outcry in the AIDS community. Cost-effectiveness analysis ceptable shortcut from CEA to policy making. (CEA) of HIV/AIDS interventions in sub-Saharan Africa led The empirical data used in the CEA studies are limited the authors to conclude that Ôprevention is considerably and some premises are indeed dubious. One could dismiss more cost-effective than Highly Active Anti-Retroviral them as Ôtoo flimsy economic dataÕ (Goemaere et al. 2002), Therapy (HAARTÕ); and consequently, that Ôthe relatively or stress that important externalities were ignored (Piot meagre resources of the Global Fund, some US$ 2 billion, et al. 2002), or insist that HAART will have a positive effect should be used for HIV prevention rather than for HAARTÕ. on prevention. However, most arguments along these lines AIDS activists and field practitioners wondered how were quite systematically discussed in the original articles. academics could coldly argue, solely on the basis of cost- Using sensitivity analysis, Marseille and Creese demonstrate effectiveness data, that the better option is not to treat the – rather convincingly – the robustness of their conclusion: many people living with AIDS in low-income countries, ÔAIDS prevention is more cost-effective than HAART, for while HAART so radically changed the lives of AIDS spending the US$ 2 billion of the Global FundÕ. patients in more affluent nations – especially when concer- More fundamental criticism addresses the way CEA is ted activism had brought down the price of first-line anti- being used by them. Their question ÔHow to maximize retroviral drugs from some US$ 10 000 to 350 per patient health benefit, as measured by DALYs gained per dollar, per year (Perez-Casas et al. 2001). for the next incremental contribution of donor money to ´ Soon the heavyweights joined the chorus. Peter Piot tackle AIDS in Africa?Õ misses some key points. First, (UNAIDS) stressed that we should invest simultaneously in prevention and care concern different people. To target all prevention and care (Piot et al. 2002). At the Barcelona AIDS resources to those who are not yet affected by the conference, Richard Feachem (Global Fund), Gro Harlem problem would be rather lopsided. Also, why not include Brundtland (WHO) and Jeffrey Sachs voiced their disag- in the CEA comparison DALYs to be gained by interven- reement with the conclusions of the CEA studies. All took tions against other diseases? Results would be very unequivocal positions, stating, e.g. that ÔThe Global Fund different indeed. Secondly, CEA should not be limited to will never hire such economistsÕ, Ôprevention and treatment ranking different interventions, but should help decision- must go hand in handÕ, and Ôit is wrong to accept that we makers to understand the resources required to achieve have to choose between prevention or care, doing both is desired outcomes (Kumaranayake & Walker 2002). easily affordableÕ. All echoed the call of the activists: Thirdly, Marseille and Creese implicitly accept that the Ô10 billion dollars for the Global Fund, now!Õ and got the currently inadequate resources for HIV/AIDS in sub- blessing of the international health establishment. Saharan Africa (Ôa tiny lifeboatÕ, according to Sachs) will Nevertheless, while the arguments against the policy remain so in the future. Their CEA calculation thus leads recommendations of Marseille and Creese are compelling, them to accept a different value for life in rich and poor they are open to criticism as not all are equally strong: countries. Gaining an African year of life for US$ 350 1001 ª 2002 Blackwell Science Ltd
  • 2. Tropical Medicine and International Health volume 7 no 12 pp 1001–1002 december 2002 M. Boelaert et al. The AIDS crisis and academic activism moral argument, or divert from core values. Academics would be deemed too expensive, while in USA, interven- should expose, not accept, the unacceptable. The key tions up to US$ 50 000 per life year gained are widely question we must ask is not whether but how: How do we considered worthwhile (Kahn & Marseille 2000; Freedberg scale up HAART to reach those who need it? How can we et al. 2001). organize HIV/AIDS care and prevention in such a way that Last but not the least, strong reservations are in order it strengthens health care systems? How can we ensure that when Marseille and Creese jump from their technical HAART, which indeed is not a magic bullet (Razum & conclusion ÔHIV prevention is more cost-effective than Okoye 2001), enhances prevention? How do we convince HAARTÕ to the policy recommendation ÔHIV prevention the OECD countries to contribute US$ 10 billion, <0.01% before HAART in sub-Saharan AfricaÕ. The link between of their collective wealth, to tackle one of the worst CEA – concerned with efficient use of resources – and epidemics in the history of mankind? How can we bring policy making, which is a far more complex process, is not down even further the cost of HAART for people living so simple or straightforward. In OECD countries, HAART with AIDS (Perez-Casas et al. 2001)? How can we make was not introduced on the grounds of being cost-effective, ´ the world a more humane place despite the AIDS crisis? but because it prolongs the lives of people living with AIDS And: How can we contribute to all this through academic by several years, years with a relatively good quality of life. activism based on sound research? Effective health care for the sick is a basic human need. Ill people need to be treated because it is their right, not because it is cost-effective to do so. Health professionals References have a duty to assist individuals and populations in distress. It is one of their strongest ethical imperatives, not Conference on ÔHealth Care for AllÕ (2001) Meeting and Declar- ation on Health Care for All. Antwerp, Belgium, 25–26 October a question of economics. 2001 (http://www.itg.be/hca/). CEA is but one element in policy and priority-setting Creese A, Floyd K, Alban A & Guinness L (2002) Cost-effective- processes (Kumaranayake & Walker 2002). It can give ness of HIV/AIDS interventions in Africa: a systematic review of useful information on efficiency, but utilitarian principles the evidence. Lancet 359, 1635–1642. alone are insufficient. They have to be balanced with other Freedberg KA, Losina E, Weinstein MC et al. (2001) The cost- values, such as human rights and community preferences effectiveness of combination antiretroviral therapy for HIV (Roberts & Reich 2002), compassion and solidarity disease. New England Journal of Medicine 344, 824–831. (Robertson et al. 2002). CEA alone ignores equity, focus Goemaere E, Ford N & Benatar SR (2002) HIV/AIDS prevention on vulnerable groups, poverty reduction and quality of life and treatment (Letter). Lancet 360, 86–87. (Kumaranayake & Walker 2002). Sound and democratic Kahn JG & Marseille E (2000) Fighting global AIDS: the value of decision-making is not only grounded on technical cost-effectiveness analysis. AIDS 14, 2609–2610. Kumaranayake L & Walker D (2002) Cost-effectiveness analysis evidence, but also on ethical principles, respect for and fair and priority-setting: global approach without local meaning? representation of the interests of patients, their families and Health Policy in a Globalising World (eds K Lee, K Buse communities. & S Fustukian), Cambridge University Press, Cambridge, The reactions of decision-makers on the international pp. 140–156. health scene in general and of the Global Fund in particular Marseille E, Hofmann PB & Kahn JG (2002) HIV prevention fortunately indicate that allocation of resources for HIV/ before HAART in sub-Saharan Africa. Lancet 359, 1851–1856. AIDS control will not be based on narrow CEA alone. Perez-Casas C, Herranz E & Ford N (2001) Pricing of drugs and ´ They seem to understand that their moral duty is to call for donations: options for sustainable equity pricing. Tropical more resources, for more financial solidarity, so that AIDS Medicine and International Health 6, 960–964. care, including HAART, can be made globally affordable Piot P, Zewdie D & Turmen T (2002) HIV/AIDS prevention and ¨ treatment (Letter). Lancet 360, 86. and accessible. How will history judge public health Razum O & Okoye S (2001) Affordable antiretroviral drugs for academics who in the twenty-first century ponder whether developing countries: dreams of the magic bullet. Tropical to treat millions of people living with AIDS with HAART, Medicine and International Health 6, 421–422. an intervention which is feasible and affordable? The AIDS Roberts MJ & Reich MR (2002) Ethical analysis in public health. crisis should force us all to take an unequivocal stand: Lancet 359, 1055–1059. health care for all is a fundamental human right (Confer- Robertson D, Bedell R, Lavery J & Upshur R (2002) What kind of ence on ÔHealth Care for AllÕ 2001) – a right that cannot be evidence do we need to justify humanitarian medical aid? Lancet undermined by dual North–South standards. CEA can help 360, 330–333. to shed light in a complex debate, but should not blur 1002 ª 2002 Blackwell Science Ltd