Mais conteúdo relacionado
U.S. Exchanges Clearing & Settlement
- 1. !"#"$%&'()*+,-$
%./01,-$23,)40*+$)*5$#,63,7,*8$
94,:)4,5$;<$$
=033)45$>?(*$@(?7)-$A--?'0)8,-$
BAC$DEFE$
=033$B,'(,7$
GF$HIH$JKI$EJLM$
7,'(,7NOP8'):08)3"'?7$
F$ =033)45$>?(*$@(?7)-$A--?'0)8,-$
- 2. 2?*8,*8$
•! Q*84?5/'1?*$
•! !"#"$%&'()*+,-$
•! @4)5,$R3?O$S0)+4)7$
•! 23,)40*+$T$#,63,7,*8$
•! U#22$
•! %&'()*+,-$V$U#22$
•! 94?8?'?3-$
•! W,X,4,*',-$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ D$
- 3. A;?/8$=>@$
!"##$%&'()*+',*)-$.'/..)0"$12.'3%)4"&2.'0)+.5#6+7'
.2%4"02.'7#)8$##9'1)':+$+0"$#'$+&'120*+)#)79'0#"2+1.;'
"+0#5&"+7'"+42.1)%.'$+&'<5+&'-$+$72%.'"+'*"7*'
<%2=52+09'$+&'=5$+61$642'*2&72'<5+&.;'$+&'0$3"1$#'
-$%>21.'120*+)#)79'3%)4"&2%.?'
Y/4$X?'/-$0-$?*$'4,)1*+$?::?48/*01,-$0*$U?48($
A7,40')Z$[)1*$A7,40')$)*5$A-0)"$Y',-$0*$U,O$C?4]Z$
#)*1)+?Z$U,O$S,3(0$)*5$#()*+()0$+0^,$/-$+3?;)3$4,)'($
)*5$3?')3$0*-0+(8"$
Y/4$-,4^0',-$0*'3/5,_$
–! !*'?^,40*+$0*^,-87,*8$?::?48/*01,-$O08($,-8);30-(,5$
)*5$,7,4+0*+$X/*5$7)*)+,4-$)*5$84)50*+$8,)7-$
–! `3?;)3$7,4+,4-$)*5$)'./0-01?*-$4,-,)4'($)*5$
0*84?5/'1?*-$
–! 24,)1*+$4,3)1?*-(0:-$)7?*+$3,)5,4-$0*$'):08)3$7)4],8-$
8,'(*?3?+<$
–! a/0350*+$O0**0*+$8,)7-$
R?4$7?4,$0*X?47)1?*$?*$-:,'0b'$:4?+4)7-Z$:3,)-,$
^0-08$/-$)8$(6:_VVOP8'):08)3"'?7$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ c$
- 4. Q*84?5/'1?*$
@(0-$:):,4$0-$5,-0+*,5$8?$:4?^05,$
)$(0+($3,^,3$?^,4^0,O$?X$8(,$
'3,)40*+$)*5$-,63,7,*8$:4?',--$
X?4$5?7,-1'$!"#"$,./01,-$?*$!"#"$
,&'()*+,-"$
SQ#2[AQB%W$
A33$0*X?47)1?*$'?*8)0*,5$(,4,0*$0-$;,30,^,5$8?$;,$)''/4)8,$
(?O,^,4Z$=033)45$>?(*$@(?7)-$A--?'0)8,-$5?,-$*?8$
4,:4,-,*8$?4$O)44)*8$8(,$)''/4)'<$?X$8(,$0*X?47)1?*$*?4$08-$
-/08);0308<$X?4$)*<$:/4:?-,$O()8-?,^,4"$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ I$
- 5. !"#"$%&'()*+,-$
•! UC#%$%/4?*,&8$dUC#%e$
•! UA#SAf$
•! aA@#$
•! U)1?*)3$#8?']$%&'()*+,$dU#ge$
•! #?/4',_$(6:_VV,*"O0]0:,50)"?4+VO0]0V2)8,+?4<_#8?']h,&'()*+,-h0*h8(,h!*08,5h#8)8,-$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ M$
- 6. @4)5,$R3?O$
#?/4',_$(6:_VVOOO"58''"'?7V5?O*3?)5-V);?/8VR?33?O0*+kDE)kDE@4)5,":5X$$
F"$Q*^,-8?4$Q*^,-8?4-$-,*5$
?45,4-$8?$;4?],4V
5,)3,4-$8?$;/<$?4$-,33$
-,'/401,-"$$
D"$@(,$;4?],4V5,)3,4-$
-,*5$8(,$?45,4$X?4$
,&,'/1?*$8?$)*$
,&'()*+,$?4$
7)4],8:3)',"$
c"$@(,$84)5,$0-$
7)5,$O08($
)*?8(,4$;4?],4V
5,)3,4$?4$ I"$@4)5,$
-:,'0)30-8$?*$)*$ 0*X?47)1?*$$
,&'()*+,$?4$ 0-$-,*8$;<$8(,$$
7)4],8:3)',$ ,&'()*+,$?4$$
7)4],8:3)',$8?$$
U#22$X?4$:?-8i$$
84)5,$:4?',--0*+"$
M$U#22$:4?',--,-$)*5$$
4,'?45-$84)5,-Z)*5$0--/,-$$ H"U#22$-,*5-$$
8?$;4?],4V5,)3,4-$)$-/77)4<$$ 0*-84/'1?*-$8?$S@2$$
?X$)33$'?7:)4,5$?4$4,'?45,5$$ O08($*,8$-,'/401,-$$
84)5,-Z0*'3/50*+$0*X?47)1?*$$ :?-01?*-$8?$;,$-,63,5"$$
?*$*,8$-,'/401,-$:?-01?*-$$ A-$5,30^,40,-$)4,$$
)*5$*,8$7?*,<$8?$;,$-,63,5"$$ :4?',--,5Z$*,8$7?*,<$$
8?$;,$-,63,5$0-$:?-8,5$$
J"S@2$84)*-X,4-$?O*,4-(0:$?X$$ 8?$U#22j-$-,63,7,*8$$
-,'/401,-$,3,'84?*0')33<Z$7?^0*+$$ -<-8,7"$$
*,8$-,'/401,-$:?-01?*-$X4?7$$
8(,$-,330*+$;4?],4j-$)''?/*8$$ K"$a4?],4V5,)3,4-j$-,630*+$$
8?$U#22j-$)''?/*8Z)*5$$ ;)*]-$-,*5$?4$4,',0^,$$
8(,*$X4?7$U#22j-$)''?/*8$$ X/*5-$8?VX4?7$S@2$d)-$$
8?$8(,$;/<0*+$;4?],4j-$$ U#22j-$)+,*8e$8?$'?7:3,8,$$
)''?/*8"$$ -,63,7,*8Z)8$O(0'($17,$$
)33$-,'/401,-$7?^,7,*8-$$
;,'?7,$b*)3"$$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ H$
- 7. 23,)40*+$T$#,63,7,*8$
•! S,:?-08?4<$@4/-8$T$23,)40*+$2?4:?4)1?*$
–! @(,$S,:?-08?4<$@4/-8$T$23,)40*+$2?4:?4)1?*$dS@22eZ$;)-,5$:407)403<$)8$MM$
=)8,4$#84,,8$0*$U,O$C?4]$208<Z$0-$8(,$O?435j-$3)4+,-8$:?-8i84)5,$b*)*'0)3$
-,4^0',-$'?7:)*<"$Q8$O)-$-,8$/:$8?$:4?^05,$)*$,'0,*8$)*5$-)X,$O)<$X?4$;/<,4-$
)*5$-,33,4-$?X$-,'/401,-$8?$7)],$8(,04$,&'()*+,Z$)*5$8(/-$l'3,)4$)*5$-,63,l$
84)*-)'1?*-"$Q8$)3-?$:4?^05,-$'/-8?5<$?X$-,'/401,-"$
–! ,*2'@23)."1)%9',%5.1'A)-3$+9'B@,AC'D',*2')%"7"+$#'.205%"62.'&23)."1)%9$
•! %-8);30-(,5$0*$FLJcZ$08$O)-$'4,)8,5$8?$4,5/',$'?-8-$)*5$:4?^05,$,'0,*'0,-$;<$
077?;030m0*+$-,'/401,-$)*5$7)]0*+$l;??]i,*84<l$'()*+,-$8?$-(?O$?O*,4-(0:$?X$8(,$
-,'/401,-"$S@2$:4?^05,-$-,'/401,-$7?^,7,*8-$X?4$U#22n-$*,8$-,63,7,*8-Z$)*5$
-,63,7,*8$X?4$0*-18/1?*)3$84)5,-$dO(0'($8<:0')33<$0*^?3^,$7?*,<$)*5$-,'/401,-$
84)*-X,4-$;,8O,,*$'/-8?50)*$;)*]-$)*5$;4?],4i5,)3,4-eZ$)-$O,33$)-$7?*,<$7)4],8$
0*-84/7,*8-"$Q*$DEEJZ$S@2$-,63,5$84)*-)'1?*-$O?48($oMFc$840330?*Z$)*5$:4?',--,5$cDM$
70330?*$;??]i,*84<$5,30^,40,-"$Q*$)5501?*$8?$-,63,7,*8$-,4^0',-Z$S@2$4,8)0*-$'/-8?5<$
?X$c"M$70330?*$-,'/401,-$0--/,-Z$O?48($);?/8$oIE$840330?*Z$0*'3/50*+$-,'/401,-$0--/,5$0*$
8(,$!#$)*5$7?4,$8()*$FFE$?8(,4$'?/*840,-"$S@2$0-$)$7,7;,4$?X$8(,$!"#"$R,5,4)3$
W,-,4^,$#<-8,7Z$)*5$)$4,+0-8,4,5$'3,)40*+$)+,*'<$O08($8(,$#,'/401,-$)*5$%&'()*+,$
2?770--0?*"$
–! E$6)+$#'F205%"62.'A#2$%"+7'A)%3)%$6)+'BEFAAC'G'@(,$?40+0*)3$'3,)40*+$
'?4:?4)1?*Z$08$:4?^05,-$'3,)40*+$)*5$-,4^,-$)-$8(,$',*84)3$'?/*8,4:)48<$X?4$
84)5,-$0*$8(,$!#$-,'/401,-$7)4],8-"$
•! %-8);30-(,5$0*$FLJHZ$08$:4?^05,-$'3,)40*+Z$-,63,7,*8Z$40-]$7)*)+,7,*8Z$',*84)3$
'?/*8,4:)48<$-,4^0',-Z$)*5$)$+/)4)*8,,$?X$'?7:3,1?*$X?4$',48)0*$84)*-)'1?*-$X?4$
^048/)33<$)33$;4?],4i8?i;4?],4$84)5,-$0*^?3^0*+$,./01,-Z$'?4:?4)8,$)*5$7/*0'0:)3$5,;8Z$
A7,40')*$5,:?-08)4<$4,',0:8-Z$,&'()*+,i84)5,5$X/*5-Z$)*5$/*08$0*^,-87,*8$84/-8-"$
U#22$)3-?$*,8-$84)5,-$)*5$:)<7,*8-$)7?*+$08-$:)41'0:)*8-Z$4,5/'0*+$8(,$^)3/,$?X$
-,'/401,-$)*5$:)<7,*8-$8()8$*,,5$8?$;,$,&'()*+,5$;<$)*$)^,4)+,$?X$LKk$,)'($5)<"$
U#22$+,*,4)33<$'3,)4-$)*5$-,63,-$84)5,-$?*$)$l@Gcl$;)-0-"$U#22$()-$4?/+(3<$IZEEE$
:)41'0:)*8-ZpDJq$)*5$0-$4,+/3)8,5$;<$8(,$!"#"$#,'/401,-$)*5$%&'()*+,$2?770--0?*$
d#%2e"$
–! H"I2&'J+0)-2'A#2$%"+7'A)%3)%$6)+'BHJAAC'r$94?^05,-$'3,)40*+$X?4$b&,5$0*'?7,$
-,'/401,-Z$0*'3/50*+$84,)-/4<$-,'/401,-$)*5$7?48+)+,$;)'],5$-,'/401,-"$
–! #?/4',-_$$
•! (6:_VV,*"O0]0:,50)"?4+VO0]0VS,:?-08?4<h@4/-8hkDHh23,)40*+h2?4:?4)1?*$
•! (6:_VVOOO"58''"'?7V5?O*3?)5-V);?/8VQ*84?5/'1?*h8?hS@22":5X$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ J$
- 8. U#22$
•! S@22n-$-/;-050)4<Z$U)1?*)3$#,'/401,-$23,)40*+$2?4:?4)1?*$
dU#22eZ$,-8);30-(,5$0*$FLJHZ$:4?^05,-$'3,)40*+Z$-,63,7,*8Z$
40-]$7)*)+,7,*8Z$',*84)3$'?/*8,4:)48<$-,4^0',-$)*5$)$
+/)4)*8,,$?X$'?7:3,1?*$X?4$',48)0*$84)*-)'1?*-$X?4$^048/)33<$
)33$;4?],4i8?i;4?],4$84)5,-$0*^?3^0*+$,./01,-Z$'?4:?4)8,$)*5$
7/*0'0:)3$5,;8Z$A7,40')*$5,:?-08)4<$4,',0:8-Z$,&'()*+,i
84)5,5$X/*5-Z$)*5$/*08$0*^,-87,*8$84/-8-"$
•! U#22$)3-?$*,8-$84)5,-$)*5$:)<7,*8-$)7?*+$08-$:)41'0:)*8-Z$
4,5/'0*+$8(,$^)3/,$?X$-,'/401,-$)*5$:)<7,*8-$8()8$*,,5$8?$
;,$,&'()*+,5$;<$)*$)^,4)+,$?X$LKk$,)'($5)<"$$
•! U#22$+,*,4)33<$'3,)4-$)*5$-,63,-$84)5,-$?*$)$@Gc$;)-0-"$
•! #,4^0',-$)^)03);3,$0*'3/5,_$
–! A/8?7)8,5$2/-8?7,4$A''?/*8$@4)*-X,4$#,4^0',$dA2A@#e$
–! 2?*1*/?/-$U,8$#,63,7,*8$d2U#e$
–! Q*5,&$#()4,$94?',--0*+$
–! @4)5,$2?7:)40-?*$)*5$W,:?41*+$
–! W,)3i@07,$@4)5,$B)8'(0*+$dX?4$b&,5$0*'?7,$-,'/401,-e$
–! W,'?*b47)1?*$)*5$940'0*+$#,4^0',$
–! #,63,7,*8$#,4^0',-$
–! #8?']$a?44?O$94?+4)7$
•! U#22$0-$4,+/3)8,5$;<$8(,$!"#"$#,'/401,-$)*5$%&'()*+,$
2?770--0?*$d#%2e"$
–! #?/4',_$(6:_VVOOO"58''"'?7V);?/8V-/;-V*-''":(:$
•! U#22$'/44,*83<$()-$?^,4$IIEE$7,7;,4-$
–! #?/4',_$(6:_VVOOO"58''"'?7V'/-8?7,4V504,'8?40,-V*-''":(:$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ K$
- 9. UC#%$V$U#22$
•! @(,$U#22$@4)5,$2):8/4,$)*5$W,:?41*+$#,4^0',$:4?^05,-$X?4$8(,$
:4?',--0*+$?X$,./08<$84)*-)'1?*-$,&,'/8,5$?*$8(,$U,O$C?4]$#8?']$
%&'()*+,$)*5$?*$8(,$UC#%$A7,&$dX?47,43<$8(,$A7,40')*$#8?']$
%&'()*+,e"$
•! As,4$8(,$UC#%$84)5,$5)8)$0-$4,',0^,5Z$08$0-$^)305)8,5$)*5$8(,*$4,:?48,5$8?$
:)41'0:)*8-$?*$'?*84)'8$?/8:/8$b3,-$X?4$4,'?*'030)1?*$:/4:?-,-$0*84)i5)<"$
R?4$-,'/401,-$,30+0;3,$)8$8(,$5,:?-08?4<Z$8(,$84)5,$5)8)$0-$)3-?$X?4O)45,5$
8?$U#22n-$2?*1*/?/-$U,8$#,63,7,*8$d2U#e$-<-8,7$X?4$-,63,7,*8$)-$O,33$
)-$40-]$7)*)+,7,*8$-<-8,7-$X?4$40-]$'?*84?3"$
•! @(,$-,4^0',$:4?^05,-$)$*/7;,4$?X$?:,4)1?*)3$)5^)*8)+,-_$
–! W,)3i17,$5)8)$-/;70--0?*$0*8?$U#22$X4?7$8(,$UC#%$)33?O-$X?4$X)-8$)*5$
,'0,*8$:4?',--0*+"$
–! #/::?48-$0*5/-84<$;/-0*,--$'?*1*/08<$)*5$#84)0+(8i@(4?/+($94?',--0*+$,t?48-"$
–! #,63,7,*8$0-$',*84)30m,5$0*$U#22n-$2U#$-<-8,7$X?4$2U#$,30+0;3,$-,'/401,-"$
–! Q*84)i5)<$?/8:/8$0-$4,:?48,5$8?$:)41'0:)*8-$?*$8(,$IEEi;<8,$/*0^,4-)3$84)5,$
4,'?450*+$7)'(0*,i4,)5);3,$?/8:/8"$S)8)$0-$'/44,*83<$4,:?48,5$8?$:)41'0:)*8-$
,0+(8$17,-$)$5)<"$
•! U#22$)'',:8-$84)5,$5)8)$)-$4,)3i17,$7,--)+,-"$@(,$84)*-)'1?*-$)4,$
84)*-706,5$8?$8(,$'3,)40*+$'?4:?4)1?*$)s,4$8(,<$)4,$7)8'(,5$0*$8(,$
UC#%n-$Y*30*,$2?7:)40-?*$#<-8,7$dY2#e$?4$l3?'],5i0*l$0*$8(,$U,O$C?4]$
@4)50*+$#<-8,7-"$@(,$-,4^0',$8(,*$^)305)8,-$^)40?/-$84)5,$5)8)$,3,7,*8-$
)*5$4,:?48-$8(,$84)5,$5,8)03-$8?$U#22$:)41'0:)*8-$?*$)*$0*84)i5)<$)*5$
,*5i?Xi5)<$;)-0-"$d%*5i?Xi5)<$?/8:/8$0-$?*3<$)^)03);3,$0*$)$:40*8$07)+,$
X?47)8"e$$@(,$0*84)i5)<$?/8:/8$0-$'4,)8,5$0*$)$/*0^,4-)3$X?47)8$-?$8()8$)33$
84)5,$5)8)$0-$4,:?48,5$8?$:)41'0:)*8-$/-0*+$^048/)33<$8(,$-)7,$4,'?45$
3)<?/8$)'4?--$)33$5?7,-1'$7)4],8:3)',-"$
•! #?/4',_$(6:_VVOOO"58''"'?7V:4?5/'8-V'-V,./01,-h'3,)4)*',V
8'4h*<-,":(:$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ L$
- 10. UA#SAf$V$U#22$
•!@(,$U#22@4)5,$2):8/4,$)*5$W,:?41*+$#,4^0',$:4?^05,-$X?4$8(,$:4?',--0*+$?X$5?7,-1'$)*5$
X?4,0+*$,./08<$84)*-)'1?*-$,&,'/8,5$0*$8(,$U)-5).$#8?']$B)4],8$)*5$;<$f/)30b,5$#,4^0',$
W,:4,-,*8)1^,-$df#W-e"$
•!$A$f#W$7/-8$;,$?*$?*,$-05,$?X$,^,4<$84)*-)'1?*$-/;706,5$8?$U#22$)*5$7/-8$:4,-'40;,$8?$
U#22n-$f#W$4/3,-$)*5$4,+/3)1?*-$$U)-5).$)*5$Y^,4i8(,i2?/*8,4$84)5,$5)8)$0-$^)305)8,5$)*5$
8(,*$4,:?48,5$8?$:)41'0:)*8-$?*$Q*84)i5)<$)*5$,*5i?Xi5)<$'?*84)'8$?/8:/8$X?4$4,'?*'030)1?*$
:/4:?-,-"$
•!R?4$-,'/401,-$,30+0;3,$)8$8(,$5,:?-08?4<Z$84)5,$5)8)$0-$X?4O)45,5$8?$U#22n-$2?*1*/?/-$U,8$
#,63,7,*8$)::30')1?*$X?4$-,63,7,*8$)-$O,33$)-$40-]$7)*)+,7,*8$-<-8,7-$X?4$40-]$'?*84?3"$
•!@(,$-,4^0',$:4?^05,-$)$*/7;,4$?X$?:,4)1?*)3$)5^)*8)+,-_$
–!W,)3i17,$5)8)$-/;70--0?*-$0*8?$U#22$X4?7$U)-5).$)33?O-$X?4$X)-8$)*5$,'0,*8$
:4?',--0*+"$
–!@4)5,$4,'?450*+$0-$)^)03);3,$X?4$)33$Y^,4i8(,i2?/*8,4$-,'/401,-$0*'3/50*+$U)-5).$
U)1?*)3$B)4],8$dUUBeZ$U)-5).$#7)33$2):$)*5$a/33,1*$a?)45V90*]$#(,,8$0--/,-"$
–!#,63,7,*8$0-$',*84)30m,5$0*$U#22n-$2U#$)::30')1?*$X?4$2U#$,30+0;3,$-,'/401,-"$
–!Q*84)i5)<$?/8:/8$0-$4,:?48,5$8?$:)41'0:)*8-$?*$8(,$IEEi;<8,$/*0^,4-)3$84)5,$
4,'?450*+$7)'(0*,i4,)5);3,$?/8:/8"$S)8)$0-$'/44,*83<$4,:?48,5$8?$:)41'0:)*8-$8,*$
17,-$)$5)<"$
•!U#22$)'',:8-$84)5,$5)8)$0*$4,)3i17,$?4$?*$)$7/31i;)8'($;)-0-"$@(,$-,4^0',$8(,*$^)305)8,-$
^)40?/-$84)5,$5)8)$,3,7,*8-$)*5$4,:?48-$8(,$84)5,$5,8)03-$8?$U#22$:)41'0:)*8-$?*$)*$0*84)i
5)<$)*5$,*5i?Xi5)<$;)-0-"$$
•!#?/4',_$(6:_VVOOO"58''"'?7V:4?5/'8-V'-V,./01,-h'3,)4)*',V8'4h?8'8:":(:$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ FE$
- 11. aA@#$V$U#22$
•! 9/4-/)*8$8?$8(,$)::4?^)3$?X$aA@#$%&'()*+,Z$Q*'"$
d8(,$uaA@#$%&'()*+,ve$)-$)$#,3X$W,+/3)8?4<$
Y4+)*0m)1?*$d#WYeZ$aA@#$%&'()*+,$7?^,5$X4?7$
%2U$8?$%&'()*+,$-8)8/-$?^,4$)$8O?$O,,]$:,40?5$
;,+0**0*+$?*$R405)<Z$Y'8?;,4$DIZ$DEEK"$$
•! Y*$R405)<Z$Y'8?;,4$DIZ$DEEKZ$U)1?*)3$#,'/401,-$
23,)40*+$2?4:?4)1?*$dU#22e$,*()*',5$08-$
W,+0?*)3$Q*8,4X)',$Y/8:/8$dWQYe$0*84)i5)<$
B)'(0*,$W,)5);3,$Y/8:/8$dBWYe$2?*84)'8$#(,,8$
)*5$'?44,-:?*50*+$,*5i?Xi5)<$940*8$Q7)+,$@4)5,$
?/8:/8$8?$0*'3/5,$,./08<$84)5,-$,&,'/8,5$?*$8(,$
aA@#$%&'()*+,"$$$$$$$$$
•! A33$aA@#$%&'()*+,$,./08<$84)5,-$)4,$4,:?48,5$
O08($8(,$2?*84)$23,)40*+$R047$*/7;,4$?X$KHED$
)*5$2?*84)$%&,'/1*+$a4?],4$dB9QSe$uAUYUv$0*$
-/::?48$?X$:?-8$84)5,$)*?*<708<"$Q*$)5501?*Z$
U#22$7?50b,5$08-$2?*-?305)8,5$@4)5,$#/77)4<$
d2@#e$B)'(0*,$W,)5);3,$)*5$940*8$Q7)+,$?/8:/8$
8?$/*0./,3<$05,*1X<$8(,$aA@#$%&'()*+,"$$
•! #?/4',_$(6:_VVOOO"58''"'?7V5?O*3?)5-V3,+)3V
07:h*?1',-VDEEKV*-''V)HHLH":5X$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ FF$
- 12. U#g$V$U#22$
•! Y*',$8O?$?45,4-$7)8'($?*$U#gZ$)$
4,:?48$0-$-,*8$8?$U)1?*)3$
#,'/401,-$23,)4)*',$2?4:"$dU#22e$
X?4$'3,)4)*',$)*5$-,63,7,*8"$A33$
84)5,-$)4,$4,:?48,5$8?$U#22$
)*?*<7?/-3<"$
•! A33$?45,4-$)4,$'3,)4,5$
)*?*<7?/-3<$O08($U#g$#,'/401,-$
[[2$dU#g#e$)-$8(,$'?*84)$-05,$8?$
8(,-,$84)5,-"$
•! #?/4',_$(6:_VVOOO"-,'"+?^V
4/3,-V-4?V*-&VcIiMEKLK":5X$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ FD$
- 13. 94?8?'?3-$
•! @(,$7)P?4$*,8O?4]$:4?8?'?3-$/-,5$0*$8(,$'3,)40*+$)*5$
-,63,7,*8$X/*'1?*$0*'3/5,$#=QR@Z$Q#YDEEDDZ$
Q#YFMEDDZ$)*5$RQg$
•! #=QR@$
–! #=QR@$0-$)$7,7;,4i?O*,5$'??:,4)1^,$8()8$:4?^05,-$
8(,$'?77/*0')1?*-$:3)w?47Z$:4?5/'8-$)*5$-,4^0',-$8?$
'?**,'8$?^,4$KZcEE$;)*]0*+$?4+)*0-)1?*-Z$-,'/401,-$
0*-18/1?*-$)*5$'?4:?4)8,$'/-8?7,4-$0*$7?4,$8()*$DEK$
'?/*840,-"$
–! $#=QR@$,*);3,-$08-$/-,4-$8?$,&'()*+,$)/8?7)8,5Z$
-8)*5)450-,5$b*)*'0)3$0*X?47)1?*$-,'/4,3<$)*5$4,30);3<Z$
8(,4,;<$3?O,40*+$'?-8-Z$4,5/'0*+$?:,4)1?*)3$40-]$)*5$
,3070*)1*+$?:,4)1?*)3$0*,'0,*'0,-"$
–! (6:_VVOOO"-O0s"'?7V-?3/1?*-V-8)*5)45-V0*5,&":)+,x
3)*+y,*$
•! Q#Y$
–! (6:_VVOOO"0-?FMEDD"?4+V$
–! (6:_VVOOO"0-?DEEDD"?4+V$
•! RQg$
–! (6:_VVOOO"b&:4?8?'?3"?4+V$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ Fc$
- 14. W,X,4,*',-$
•! !"#"$%&'()*+,-$
–! (6:_VV,*"O0]0:,50)"?4+VO0]0V
2)8,+?4<_#8?']h,&'()*+,-h0*h8(,h!*08,5h#8)8,-$
•! @4)5,$R3?O$
–! (6:_VVOOO"58''"'?7V5?O*3?)5-V);?/8VR?33?O0*+kDE)kDE@4)5,":5X$$
•! S@22$V$U#22$
–! (6:_VV,*"O0]0:,50)"?4+VO0]0VS,:?-08?4<h@4/-8hkDHh23,)40*+h2?4:?4)1?*$
–! (6:_VVOOO"58''"'?7V5?O*3?)5-V);?/8VQ*84?5/'1?*h8?hS@22":5X$
–! (6:_VVOOO"58''"'?7V);?/8V-/;-V*-''":(:$
–! _(6:_VVOOO"58''"'?7V'/-8?7,4V504,'8?40,-V*-''":(:$
•! UC#%$
–! (6:_VVOOO"58''"'?7V:4?5/'8-V'-V,./01,-h'3,)4)*',V8'4h*<-,":(:$
•! UA#SAf$
–! (6:_VVOOO"58''"'?7V:4?5/'8-V'-V,./01,-h'3,)4)*',V8'4h?8'8:":(:$
–! (6:_VVOOO"-0X7)-?5"?4+V)6)'(7,*8-V'?*8,*87)*)+,4-VJDV
#QRBA%S![!U2zkDER,;MDEEK"::8$
•! UA#SAf$U22$
–! (6:_VVOOO"84)5,4-7)+)m0*,"'?7V*,O-VFEDDHciF"(873$
–! (6:_VVOOO")'',--7<30;4)4<"'?7V'?7-DV-/77)4<hEDKHicHIIIFJKhQ@B$
–! (6:_VVOOO"-0X7)-?5"?4+V)6)'(7,*8-V'?*8,*87)*)+,4-VJDV
#QRBA%S![!U2zkDER,;MDEEK"::8$
•! aA@#$
–! (6:_VVOOO"58''"'?7V5?O*3?)5-V3,+)3V07:h*?1',-VDEEKV*-''V)HHLH":5X$
•! U#g$
–! (6:_VVOOO"-,'"+?^V4/3,-V-4?V*-&VcIiMEKLK":5X$
=033)45$>?(*$@(?7)-$A--?'0)8,-$ FI$