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Transport KTN’s Guide
               to
   Technology Strategy Board’s
      Competition process
                             Tessa Darley
                            Transport KTN

           Transport Knowledge Transfer Network
enquires@transportktn.org         www.transportktn.org
Applicants’ Journey
                              Timeline of a Technology Strategy Board Competition

         Competition                     EOI        Full            Competition           Applicants
             Opens                   Deadline     Stage                Closes              informed




                       Expression of            Review                                                  Project
  Launch                                        Period      Full stage            Assessment
                         Interest                                                                      initiation


Minimum 4 weeks            6 weeks              2 weeks         7 weeks             4 weeks

                                                     19 weeks
                  Today’s Presentation




  enquires@transportktn.org                     www.transportktn.org
The Launch
               Competition                     EOI        Full        Competition          Applicants
                   Opens                   Deadline     Stage            Closes             informed




                             Expression               Review                                             Project
          Launch                                      Period     Full stage         Assessment
                             of Interest                                                                initiation

       Minimum 4 weeks           6 weeks              2 weeks      7 weeks            4 weeks



                    14th Jan 2013
      Transport KTN
     information and
    Consortia Building


•    Technology Strategy Board formal announcement
•    Competition Scope released
•    Transport KTN Supporting activities
•    Vessel efficiency interest group
•    Think of projects – talk to existing contacts, network


     enquires@transportktn.org                        www.transportktn.org
Fast Track

• Single stage application
• Fast-Track to account for up to 10% of the budget
• Projects will last 6 to 12 months
• Total costs for each project will be between £200K to
  £500K
• Each project to include a small or micro business
• Business led consortia of at least two partners
• Applicants submit a full-stage application form at EOI
  stage



enquires@transportktn.org   www.transportktn.org
Collaborative R&D
•   Two stage application
•   Projects expected to last between 12 and 36 months
•   Project costs typically range from £250K to £3m
•   Business-led consortia of at least two partners
•   Funding levels
      – Small and micro business can expect to be 60% funded
      – Large companies expected at 50%
      – At least 70% of the total eligible project costs to be
        commercial organisations, max 30% to research participants
      – No one partner to receive more than 70% of the eligible costs
• Evidence of effective collaboration

enquires@transportktn.org   www.transportktn.org
The Expression of Interest
            Competition                     EOI        Full          Competition          Applicants
                Opens                   Deadline     Stage              Closes             informed




                          Expression               Review                                               Project
        Launch                                     Period      Full stage          Assessment
                          of Interest                                                                  initiation

     Minimum 4 weeks          6 weeks              2 weeks         7 weeks           4 weeks




                  Register   Information     Optional
 14th Jan 2013      your         Day        EOI review        27th Feb 2013 noon
                  interest                   deadline


• Short 6 week period
• Applicants need to register their interest by 20th Feb noon
    –   On the TSB competition page for this competition
    –   To enable the downloading of the application form
    –   To upload completed EOI form
    –   Download the full guidance to applicants – definitive guide
• Technology Strategy Board information day 22nd January
• Decide if fast track or full stage project submission – form to complete
 enquires@transportktn.org                         www.transportktn.org
The Review Period
          Competition                     EOI        Full        Competition          Applicants
              Opens                   Deadline     Stage            Closes             informed




                        Expression               Review                                             Project
     Launch                                      Period     Full stage         Assessment
                        of Interest                                                                initiation

   Minimum 4 weeks          6 weeks                2          7 weeks            4 weeks
                                                 weeks



• Independent reviewers
      – The Technology Strategy Board preserves reviewers
        anonymity, and the Transport KTN do not know who the
        reviews are.
• Reviewers sign confidentiality agreements
• Gateway Question - If the review panel consider that the
    answer to this question is not adequate
     – then your application will not pass the EOI stage.


enquires@transportktn.org                        www.transportktn.org
Competition              EOI    Full        Competition        Applicants
                          Opens            Deadline Stage            Closes           informed


                                    Expression     Review                                          Project
                   Launch                          Period    Full stage         Assessment
                                    of Interest                                                   initiation
                   Minimum 4          6 weeks        2         7 weeks            4 weeks
                     weeks                         weeks


EOI Review stage
 • Submissions assessed by several reviewers
      – The business proposition
      – Project details
      – Funding and added value
 • Independent panel meeting held to
      – Discuss all EOI applications
      – Agree Ranked list for Fast Track and EOI submissions




 enquires@transportktn.org                 www.transportktn.org
EOI Decision
              Competition                   EOI        Full
                  Opens                 Deadline     Stage
                                                                        Fast Track
                            Expression             Review
         Launch                                    Period             Invitation to full stage
                            of Interest

       Minimum 4 weeks        6 weeks                2                 Unsuccessful
                                                   weeks




• Fast track
   – The TSB will allocate their fast track funding to the highest
     ranked project, then the next project, and so on.
   – This process is continued until all of the funding is allocated to
     projects.
   – Once the funding is allocated, subsequent projects will not be
     funded.



  enquires@transportktn.org                    www.transportktn.org
EOI Decision
              Competition                   EOI        Full
                  Opens                 Deadline     Stage
                                                                        Fast Tract

                            Expression             Review
         Launch                                    Period             Invitation to full stage
                            of Interest

       Minimum 4 weeks        6 weeks                2                 Unsuccessful
                                                   weeks




• Invitation to Full stage
   – TSB will invite the highest ranking applications to submit a full
     stage application, in strict order.
   – Usually this would be in the region of 200% of the indicative
     funding allocation.
• Unsuccessful applications
   – Once indicative 200% is reached, subsequent projects will inform
     the project that the submission has not been successful.
   – Contact the Transport KTN
  enquires@transportktn.org                    www.transportktn.org
Full Stage
              Competition                    EOI        Full         Competition          Applicants
                  Opens                  Deadline     Stage             Closes             informed




                            Expression              Review                                              Project
         Launch                                     Period      Full stage         Assessment
                            of Interest                                                                initiation

       Minimum 4 weeks         6 weeks              2 weeks       7 weeks            4 weeks




                            14th Jan 2013                                                1st May 2013
                                                     Register      Compulsory
                                                       your        information
                                                     interest          Day

• Consortia invited back to submit a full submission
• TSB will run a compulsory briefing day, to which at least one delegate
  from the consortia must attend
• Applications can only be on the forms provided online
• Annexes can be submitted & Illustrations and graphics can be included
• Submitted before the deadline, normally noon


   enquires@transportktn.org                        www.transportktn.org
Fundamentals
•   Read the ‘Competition scope‟.
•   Read the ‘Guidance for applicants‟.
•   Read the questions and understand them!
•   Answer the question!
      – Each question has a purpose – providing the same information in response to
        several questions does not help the assessor assess your proposal!
• Put yourself in the assessor‟s position.
• Each field has only a certain space allocated to it
      – Use wisely, but as comprehensive as possible
• If the question has “Quantify” – the answer is a number.

• If in doubt, contact the competition hotline.



enquires@transportktn.org       www.transportktn.org
Consider
• The importance of the gateway question

     Need to show that a clear majority of the project‟s objectives and activities are
     aligned with the specific competition.

      – If the review panel consider that the answer is not adequate then your
        application will not pass the EOI stage.


• What is innovative about your project ?
  – both commercially and scientifically?

• Commercialisation and exploitation at the end of the grant.




enquires@transportktn.org         www.transportktn.org
The business proposition

• Clearly state from the outset "WHAT DO YOU INTEND TO DO!”
• Don't think the idea is so commercially confidential that the idea
  can't be discussed in detail.
  • Market is clearly understood and the ROI is clearly stated,
     quantified and realistic.
  • Evidence and quantification – solid data sources.
  • Sufficient resolution to be relevant to the project.
  • Route to market & the funding gap to commercialisation
     explained.
• Be clear on what is being delivered.
• Arguably „route to market‟ is the most important aspect of all the
  questions – without one how will the innovation bear fruit.


enquires@transportktn.org   www.transportktn.org
Important questions - Risk

• All questions are important because they all present an
  opportunity for you to distinguish your proposals from the rest.
  However, thinking of the risk question:
  • Innovation is about risk – not the avoidance of risk.
  • Projects need to understand the risks and how they will be
      mitigated. Strong risk management strategies need to be
      shown.
  • This understanding of risk needs to be conveyed to the
      assessor through your proposal.
  • Technical, Commercial, Environmental, Managerial – make
      sure all are addressed.




enquires@transportktn.org   www.transportktn.org
Important questions - Impact

• All questions are important because they all present an
  opportunity for you to distinguish your proposals from the rest.
  However, thinking of the impact question (environmental, social
  and economic):
  • Usually the worst answered.
  • Possibly why some borderline projects missed funding – a
      more detailed response would have lifted them into the
      funding zone.
  • Simple things like cradle to grave impacts, end of life/reuse,
      direct and indirect job creation, security of supply, social
      impact on third world economies.
  • In other words – show that at least some time has been spent
      thinking about the wider, longer term consequences of the
      technology development.
enquires@transportktn.org   www.transportktn.org
Important questions - Funding

• All questions are important because they all present an
  opportunity for you to distinguish your proposals from the rest.
  However, on the subject of funding and added value:
  • Demonstrate that the project costs are entirely appropriate.
  • Demonstrate that the project will significantly increase the
      industrial partners‟ R&D spend during the project and
      afterwards.
  • Accuracy is important.




enquires@transportktn.org   www.transportktn.org
Language

• Most industries use their own jargon which is impenetrable to
  those from outside it.
• There will be multiple assessors for each proposal – mainly from
  within the sector but also from outside it.
• Don‟t assume prior detailed knowledge for the assessor and avoid
  industry specific ACRONYMS, especially where there is significant
  innovation.
• If you must use them, define ACRONYMS – it‟s very difficult to
  read and understand sentences where the majority of the words
  are not words!




enquires@transportktn.org   www.transportktn.org
Get the TRL right!

• Vessel Efficiency is looking
  for a range of projects
  focusing on TRL 4 to 6, but
  extending TRL 3 to 7 if
  justified.
• Your proposal needs to sit
  within the right range for
  this competition.




enquires@transportktn.org   www.transportktn.org
Attention to Detail

• The assessors need to understand what the consortium is doing.
• The only way they can do that is through the answers you give to
  the questions.
• Be clear in your answers.
• Bad grammar and spelling does not present a professional image
  and diverts the assessor‟s attention away from your key
  messages.
• Check your submission thoroughly. Once complete – get
  somebody else to read it...preferably somebody outside the
  business and listen to their comments.
• Make sure the correct document is uploaded...in the past
  someone submitted a mother‟s letter to the school excusing her
  daughter‟s absence!

enquires@transportktn.org   www.transportktn.org
Other pointers on content

• Number your answers so the assessors can see where one
  questions ends and the next begins.
• Use all of the main sheet, don‟t leave big blank spaces – the
  impression is that you don‟t know too much about the subject.
• Use diagrams, pictures and charts in the annexes – lots of plain
  text is depressing; make it clear, easy to read and interesting.
• Reference the annexes at the appropriate point in the main
  application document – don‟t leave the assessor to search for info
  in the attachments.
• Reference sources including the publishing date.




enquires@transportktn.org   www.transportktn.org
Submission of application
• Submitted before the deadline, normally noon
   – 12:01 submission will automatically be rejected without exception
   – We strongly advise to submit your EOI before the EOI deadline
• At Expression of Interest stage
    – A missing consortia partner – still submit an EOI !




  enquires@transportktn.org       www.transportktn.org
Finally

• Attending events like these will help.
• Check out the official group on _Connect.
• Even if consortia didn‟t get funding though AIR, it got their
  innovation on the radar and, in some cases, doors were opened.




enquires@transportktn.org   www.transportktn.org
In conclusion...
• Read the question & the supporting information
  available.
• Your answers to the questions are the only way of
  distinguishing your proposal from the rest of the
  field.
• Attention to detail.
• Participate – it‟s get your innovation on the radar.
• Address specific requirements of the competition



 enquires@transportktn.org   www.transportktn.org
Transport KTN – here to assist

              http://bit.ly/VesselEfficiency link




enquires@transportktn.org   www.transportktn.org

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Ktn guide to tsb competitions tessa

  • 1. Transport KTN’s Guide to Technology Strategy Board’s Competition process Tessa Darley Transport KTN Transport Knowledge Transfer Network enquires@transportktn.org www.transportktn.org
  • 2. Applicants’ Journey Timeline of a Technology Strategy Board Competition Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression of Review Project Launch Period Full stage Assessment Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks 19 weeks Today’s Presentation enquires@transportktn.org www.transportktn.org
  • 3. The Launch Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks 14th Jan 2013 Transport KTN information and Consortia Building • Technology Strategy Board formal announcement • Competition Scope released • Transport KTN Supporting activities • Vessel efficiency interest group • Think of projects – talk to existing contacts, network enquires@transportktn.org www.transportktn.org
  • 4. Fast Track • Single stage application • Fast-Track to account for up to 10% of the budget • Projects will last 6 to 12 months • Total costs for each project will be between £200K to £500K • Each project to include a small or micro business • Business led consortia of at least two partners • Applicants submit a full-stage application form at EOI stage enquires@transportktn.org www.transportktn.org
  • 5. Collaborative R&D • Two stage application • Projects expected to last between 12 and 36 months • Project costs typically range from £250K to £3m • Business-led consortia of at least two partners • Funding levels – Small and micro business can expect to be 60% funded – Large companies expected at 50% – At least 70% of the total eligible project costs to be commercial organisations, max 30% to research participants – No one partner to receive more than 70% of the eligible costs • Evidence of effective collaboration enquires@transportktn.org www.transportktn.org
  • 6. The Expression of Interest Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks Register Information Optional 14th Jan 2013 your Day EOI review 27th Feb 2013 noon interest deadline • Short 6 week period • Applicants need to register their interest by 20th Feb noon – On the TSB competition page for this competition – To enable the downloading of the application form – To upload completed EOI form – Download the full guidance to applicants – definitive guide • Technology Strategy Board information day 22nd January • Decide if fast track or full stage project submission – form to complete enquires@transportktn.org www.transportktn.org
  • 7. The Review Period Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 7 weeks 4 weeks weeks • Independent reviewers – The Technology Strategy Board preserves reviewers anonymity, and the Transport KTN do not know who the reviews are. • Reviewers sign confidentiality agreements • Gateway Question - If the review panel consider that the answer to this question is not adequate – then your application will not pass the EOI stage. enquires@transportktn.org www.transportktn.org
  • 8. Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 6 weeks 2 7 weeks 4 weeks weeks weeks EOI Review stage • Submissions assessed by several reviewers – The business proposition – Project details – Funding and added value • Independent panel meeting held to – Discuss all EOI applications – Agree Ranked list for Fast Track and EOI submissions enquires@transportktn.org www.transportktn.org
  • 9. EOI Decision Competition EOI Full Opens Deadline Stage Fast Track Expression Review Launch Period Invitation to full stage of Interest Minimum 4 weeks 6 weeks 2 Unsuccessful weeks • Fast track – The TSB will allocate their fast track funding to the highest ranked project, then the next project, and so on. – This process is continued until all of the funding is allocated to projects. – Once the funding is allocated, subsequent projects will not be funded. enquires@transportktn.org www.transportktn.org
  • 10. EOI Decision Competition EOI Full Opens Deadline Stage Fast Tract Expression Review Launch Period Invitation to full stage of Interest Minimum 4 weeks 6 weeks 2 Unsuccessful weeks • Invitation to Full stage – TSB will invite the highest ranking applications to submit a full stage application, in strict order. – Usually this would be in the region of 200% of the indicative funding allocation. • Unsuccessful applications – Once indicative 200% is reached, subsequent projects will inform the project that the submission has not been successful. – Contact the Transport KTN enquires@transportktn.org www.transportktn.org
  • 11. Full Stage Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks 14th Jan 2013 1st May 2013 Register Compulsory your information interest Day • Consortia invited back to submit a full submission • TSB will run a compulsory briefing day, to which at least one delegate from the consortia must attend • Applications can only be on the forms provided online • Annexes can be submitted & Illustrations and graphics can be included • Submitted before the deadline, normally noon enquires@transportktn.org www.transportktn.org
  • 12. Fundamentals • Read the ‘Competition scope‟. • Read the ‘Guidance for applicants‟. • Read the questions and understand them! • Answer the question! – Each question has a purpose – providing the same information in response to several questions does not help the assessor assess your proposal! • Put yourself in the assessor‟s position. • Each field has only a certain space allocated to it – Use wisely, but as comprehensive as possible • If the question has “Quantify” – the answer is a number. • If in doubt, contact the competition hotline. enquires@transportktn.org www.transportktn.org
  • 13. Consider • The importance of the gateway question Need to show that a clear majority of the project‟s objectives and activities are aligned with the specific competition. – If the review panel consider that the answer is not adequate then your application will not pass the EOI stage. • What is innovative about your project ? – both commercially and scientifically? • Commercialisation and exploitation at the end of the grant. enquires@transportktn.org www.transportktn.org
  • 14. The business proposition • Clearly state from the outset "WHAT DO YOU INTEND TO DO!” • Don't think the idea is so commercially confidential that the idea can't be discussed in detail. • Market is clearly understood and the ROI is clearly stated, quantified and realistic. • Evidence and quantification – solid data sources. • Sufficient resolution to be relevant to the project. • Route to market & the funding gap to commercialisation explained. • Be clear on what is being delivered. • Arguably „route to market‟ is the most important aspect of all the questions – without one how will the innovation bear fruit. enquires@transportktn.org www.transportktn.org
  • 15. Important questions - Risk • All questions are important because they all present an opportunity for you to distinguish your proposals from the rest. However, thinking of the risk question: • Innovation is about risk – not the avoidance of risk. • Projects need to understand the risks and how they will be mitigated. Strong risk management strategies need to be shown. • This understanding of risk needs to be conveyed to the assessor through your proposal. • Technical, Commercial, Environmental, Managerial – make sure all are addressed. enquires@transportktn.org www.transportktn.org
  • 16. Important questions - Impact • All questions are important because they all present an opportunity for you to distinguish your proposals from the rest. However, thinking of the impact question (environmental, social and economic): • Usually the worst answered. • Possibly why some borderline projects missed funding – a more detailed response would have lifted them into the funding zone. • Simple things like cradle to grave impacts, end of life/reuse, direct and indirect job creation, security of supply, social impact on third world economies. • In other words – show that at least some time has been spent thinking about the wider, longer term consequences of the technology development. enquires@transportktn.org www.transportktn.org
  • 17. Important questions - Funding • All questions are important because they all present an opportunity for you to distinguish your proposals from the rest. However, on the subject of funding and added value: • Demonstrate that the project costs are entirely appropriate. • Demonstrate that the project will significantly increase the industrial partners‟ R&D spend during the project and afterwards. • Accuracy is important. enquires@transportktn.org www.transportktn.org
  • 18. Language • Most industries use their own jargon which is impenetrable to those from outside it. • There will be multiple assessors for each proposal – mainly from within the sector but also from outside it. • Don‟t assume prior detailed knowledge for the assessor and avoid industry specific ACRONYMS, especially where there is significant innovation. • If you must use them, define ACRONYMS – it‟s very difficult to read and understand sentences where the majority of the words are not words! enquires@transportktn.org www.transportktn.org
  • 19. Get the TRL right! • Vessel Efficiency is looking for a range of projects focusing on TRL 4 to 6, but extending TRL 3 to 7 if justified. • Your proposal needs to sit within the right range for this competition. enquires@transportktn.org www.transportktn.org
  • 20. Attention to Detail • The assessors need to understand what the consortium is doing. • The only way they can do that is through the answers you give to the questions. • Be clear in your answers. • Bad grammar and spelling does not present a professional image and diverts the assessor‟s attention away from your key messages. • Check your submission thoroughly. Once complete – get somebody else to read it...preferably somebody outside the business and listen to their comments. • Make sure the correct document is uploaded...in the past someone submitted a mother‟s letter to the school excusing her daughter‟s absence! enquires@transportktn.org www.transportktn.org
  • 21. Other pointers on content • Number your answers so the assessors can see where one questions ends and the next begins. • Use all of the main sheet, don‟t leave big blank spaces – the impression is that you don‟t know too much about the subject. • Use diagrams, pictures and charts in the annexes – lots of plain text is depressing; make it clear, easy to read and interesting. • Reference the annexes at the appropriate point in the main application document – don‟t leave the assessor to search for info in the attachments. • Reference sources including the publishing date. enquires@transportktn.org www.transportktn.org
  • 22. Submission of application • Submitted before the deadline, normally noon – 12:01 submission will automatically be rejected without exception – We strongly advise to submit your EOI before the EOI deadline • At Expression of Interest stage – A missing consortia partner – still submit an EOI ! enquires@transportktn.org www.transportktn.org
  • 23. Finally • Attending events like these will help. • Check out the official group on _Connect. • Even if consortia didn‟t get funding though AIR, it got their innovation on the radar and, in some cases, doors were opened. enquires@transportktn.org www.transportktn.org
  • 24. In conclusion... • Read the question & the supporting information available. • Your answers to the questions are the only way of distinguishing your proposal from the rest of the field. • Attention to detail. • Participate – it‟s get your innovation on the radar. • Address specific requirements of the competition enquires@transportktn.org www.transportktn.org
  • 25. Transport KTN – here to assist http://bit.ly/VesselEfficiency link enquires@transportktn.org www.transportktn.org