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Confidentiality Training
          December 3,2012
              MHA 690



Tina Welch,BS,RDMS,RVT,RCS,RT, ( R)
Objectives

• Discuss compliance regulations relating to patient privacy and
  confidentiality
• Identify HIPAA violations and disciplinary actions
• Identify ways to prevent HIPAA violations
• HIPAA is a broad law dealing with the privacy and security of health
  information:

• The Privacy Rule tells hospitals and physicians when and how patient
  health information can be used or disclosed

• The Security Rule tells hospitals and physicians how to protect health
  information from being inappropriately accessed, edited, or destroyed.




                                                                           3
                                                            11/9/2009          3
HIPAA is the conscious effort by all Healthcare workers to
keep private all concerning
   Patients
   Customers
   Families
   Employees




 See how many violations you spot on this you tube
 http://www.youtube.com/watch?v=4N5dvGpVUGE&feature=shar
  e&list=UL4N5dvGpVUGE
Confidentiality includes ?



•   The person’s identity
•   Physical condition
•   Psychological condition
•   Emotional status
•   Financial situation
•   Confidential business information
•   Any other personal or private information
Who are HIPAA officers?

• HIPAA security officer

   – Risk Manager-Tina Welch
   – Ext.1234

   *Always check with your supervisor if confidentiality
   questions arise
Need to Know




• If you do not need to know confidential information to provide
  care (clinical or financial)
   – You are not permitted to access it
   – This includes your own information
Disciplinary Actions for Violations of HIPAA Policies

• Disciplinary action depends on the violation and previous
  violations
• Examples
   – Not signing off computer with Protected Health Information (PHI)
     when leaving a work area.
   – Inadvertent disclosure of PHI to the wrong patient
   – Failure to follow appropriate guidelines for the use of fax, mailing, E-
     mail, computer or other transmission of patient information causing a
     disclosure to an unintended recipient.
Disciplinary Actions for Violations of HIPAA Policies




• Examples
   – Sharing your password with a co-workers
   – Unauthorized access of information on a patient you have no job-
     related responsibility for
       • This includes friends, family, co-workers, celebrities, and your information
Types of Risk




• Nosy!
   –   A co-worker accesses information
• The only reason was for curiosity regarding:
   –   Co-worker who is a patient
   –   Physician who is a patient
   –   Neighbor who is a patient
   –   Celebrity who is a patient
    There is a “zero tolerance” for workers who
     access patient information without
     authorization!
Actions that could cause a
                 HIPAA violation

• Taking pictures of any patient’s image, body part or X-ray with
  personal cell phone cameras

• Unauthorized access of sensitive health information
    –   example: (HIV, Abuse)


• Sharing or stealing password for the computer systems

• Not verifying who you disclose patient information to (financial or
  clinical) and not confirming that the person requesting the
  information is authorized to receive it



                                                                        11
                                                         11/9/2009           11
You can protect patient privacy


• Respect the patient’s information and condition the
  same way you would expect others to respect and care for yours
• Close treatment room doors or use privacy curtains when
  discussing the care of a patient.
• Ensure that medical records are not left where others can see or
  gain access to them
• Keep laboratory, radiology and other test results private
• Keep computer screens containing PHI away from individuals not
  involved in direct care


                                                               12
                                                   11/9/2009         12
Destruction of paper containing
                patient information


• Shred all patient information when it is to be discarded
Do not place anything with a patient’s name or identifiers in
the regular trash.
        Patient name bands
        Telemetry strips
• What about IV bags with med labels?
        If you can, peel off label.
• Label must be shredded or blacked-out with a marker


                                                                13
                                                                     13
Identification




•   All employees should question visitors or other persons who are
    in restricted areas.
•   Vendors and contractors will be wearing their company ID in
    addition to hospital identification noting that they have
    permission to be in the building
•   All employees, volunteers, students and other workforce
    members must wear their identification badges

                                                                14
                                                    11/9/2009         14
Monitoring Controls

• Audit trails will document who was where in our systems and
  will document what the associate was accessing
• Performed by our HIPAA Officers
• Your User ID will link to every item opened, read or printed
• Types of information that you are not permitted to
  access, acquire, use or disclose without authorization
  from the patient include:
   – Medical information
   – Name, address, phone number
   – Social Security Number, date of birth
   – Photo of any part of the patient’s body, including X-ray images,
     whether or not they contain the patient’s name
   – Any information or data that could be used to identify the
     patient


                                                                   16
                                                    11/9/2009           16
HIPAA enforcement actions


• If you are found to be responsible for any type of a
  HIPAA violation the State Attorney General believes
  has threatened or in some way harmed a patient and is
  a resident of your State, you can be held responsible
  for your actions
• The State Attorney General can bring a civil action in
  federal court
• Federal Law imposes a maximum fine of $10,000 for
  each offense of breaching confidentiality


                                                           17
                                            11/9/2009           17
Reporting HIPAA violations

• We expect all employees to adhere to the HIPAA policies
• Report violations to your Privacy Officer
   – Tina Welch, ext 1234
   – You may report anonymously, if you wish
   – Compliance Helpline: 1-888-462-0380
• You will not be retaliated against if you report a privacy
  violation
• It is your job to report instances where you suspect policies
  are being broken




                                                                  18
                                                    11/9/2009          18
Notification to Patients


• Federal law now requires us to tell patients if someone
  has obtained their protected information
• We must also notify patients any time their protected
  health information was inappropriately disclosed outside
  of the facility
• We are required to notify the patient in writing and
  report all breaches of to the Federal Government.




                                                        19
                                            11/9/2009        19
HIPAA
• Never discuss Protected Health Information where others
  can hear you such as hallways, lunch rooms, or elevators
• You are obligated to protect patient/customer privacy and
  any other confidential information when you see or hear a
  breach occurring by reporting this to someone who can
  advocate for the patient/customer
• This includes unauthorized use, duplication, disclosure, or
  dissemination of Protected Health Information.
• Your responsibility doesn’t end on your shift
• Don’t divulge patient/customer or employee information at
  your church, school, college, home, the shopping mall, or in
  other social settings
There is an exception for every rule

• Certain situations allow disclosure without prior written consent.
   – For example…
      • Medical emergencies
      • Reporting communicable disease information to the health department
      • Reporting child or elderly/vulnerable adult abuse
      • For litigation activities
• Always check with your supervisor if you’re not sure
Confidentiality Agreement


• I understand that confidential information specifically
  includes, but is not limited to, patient and proprietary business
  information, whether written or verbal, or computerized
  (including password (s)
• I also acknowledge and agree that any disclosure of,
  unauthorized use of, or access to confidential information will
  cause irreparable harm and loss to the Health System. As a
  result, I expressly agree to treat all confidential information in
  strict confidence and to undertake the following obligations
  with respect to confidential information
• Date________________ Name___________________
HIPAA Song
• http://youtu.be/6wRDorQ73Ng

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Hipaa 2012

  • 1. Confidentiality Training December 3,2012 MHA 690 Tina Welch,BS,RDMS,RVT,RCS,RT, ( R)
  • 2. Objectives • Discuss compliance regulations relating to patient privacy and confidentiality • Identify HIPAA violations and disciplinary actions • Identify ways to prevent HIPAA violations
  • 3. • HIPAA is a broad law dealing with the privacy and security of health information: • The Privacy Rule tells hospitals and physicians when and how patient health information can be used or disclosed • The Security Rule tells hospitals and physicians how to protect health information from being inappropriately accessed, edited, or destroyed. 3 11/9/2009 3
  • 4. HIPAA is the conscious effort by all Healthcare workers to keep private all concerning  Patients  Customers  Families  Employees  See how many violations you spot on this you tube  http://www.youtube.com/watch?v=4N5dvGpVUGE&feature=shar e&list=UL4N5dvGpVUGE
  • 5. Confidentiality includes ? • The person’s identity • Physical condition • Psychological condition • Emotional status • Financial situation • Confidential business information • Any other personal or private information
  • 6. Who are HIPAA officers? • HIPAA security officer – Risk Manager-Tina Welch – Ext.1234 *Always check with your supervisor if confidentiality questions arise
  • 7. Need to Know • If you do not need to know confidential information to provide care (clinical or financial) – You are not permitted to access it – This includes your own information
  • 8. Disciplinary Actions for Violations of HIPAA Policies • Disciplinary action depends on the violation and previous violations • Examples – Not signing off computer with Protected Health Information (PHI) when leaving a work area. – Inadvertent disclosure of PHI to the wrong patient – Failure to follow appropriate guidelines for the use of fax, mailing, E- mail, computer or other transmission of patient information causing a disclosure to an unintended recipient.
  • 9. Disciplinary Actions for Violations of HIPAA Policies • Examples – Sharing your password with a co-workers – Unauthorized access of information on a patient you have no job- related responsibility for • This includes friends, family, co-workers, celebrities, and your information
  • 10. Types of Risk • Nosy! – A co-worker accesses information • The only reason was for curiosity regarding: – Co-worker who is a patient – Physician who is a patient – Neighbor who is a patient – Celebrity who is a patient There is a “zero tolerance” for workers who access patient information without authorization!
  • 11. Actions that could cause a HIPAA violation • Taking pictures of any patient’s image, body part or X-ray with personal cell phone cameras • Unauthorized access of sensitive health information – example: (HIV, Abuse) • Sharing or stealing password for the computer systems • Not verifying who you disclose patient information to (financial or clinical) and not confirming that the person requesting the information is authorized to receive it 11 11/9/2009 11
  • 12. You can protect patient privacy • Respect the patient’s information and condition the same way you would expect others to respect and care for yours • Close treatment room doors or use privacy curtains when discussing the care of a patient. • Ensure that medical records are not left where others can see or gain access to them • Keep laboratory, radiology and other test results private • Keep computer screens containing PHI away from individuals not involved in direct care 12 11/9/2009 12
  • 13. Destruction of paper containing patient information • Shred all patient information when it is to be discarded Do not place anything with a patient’s name or identifiers in the regular trash. Patient name bands Telemetry strips • What about IV bags with med labels? If you can, peel off label. • Label must be shredded or blacked-out with a marker 13 13
  • 14. Identification • All employees should question visitors or other persons who are in restricted areas. • Vendors and contractors will be wearing their company ID in addition to hospital identification noting that they have permission to be in the building • All employees, volunteers, students and other workforce members must wear their identification badges 14 11/9/2009 14
  • 15. Monitoring Controls • Audit trails will document who was where in our systems and will document what the associate was accessing • Performed by our HIPAA Officers • Your User ID will link to every item opened, read or printed
  • 16. • Types of information that you are not permitted to access, acquire, use or disclose without authorization from the patient include: – Medical information – Name, address, phone number – Social Security Number, date of birth – Photo of any part of the patient’s body, including X-ray images, whether or not they contain the patient’s name – Any information or data that could be used to identify the patient 16 11/9/2009 16
  • 17. HIPAA enforcement actions • If you are found to be responsible for any type of a HIPAA violation the State Attorney General believes has threatened or in some way harmed a patient and is a resident of your State, you can be held responsible for your actions • The State Attorney General can bring a civil action in federal court • Federal Law imposes a maximum fine of $10,000 for each offense of breaching confidentiality 17 11/9/2009 17
  • 18. Reporting HIPAA violations • We expect all employees to adhere to the HIPAA policies • Report violations to your Privacy Officer – Tina Welch, ext 1234 – You may report anonymously, if you wish – Compliance Helpline: 1-888-462-0380 • You will not be retaliated against if you report a privacy violation • It is your job to report instances where you suspect policies are being broken 18 11/9/2009 18
  • 19. Notification to Patients • Federal law now requires us to tell patients if someone has obtained their protected information • We must also notify patients any time their protected health information was inappropriately disclosed outside of the facility • We are required to notify the patient in writing and report all breaches of to the Federal Government. 19 11/9/2009 19
  • 20. HIPAA • Never discuss Protected Health Information where others can hear you such as hallways, lunch rooms, or elevators • You are obligated to protect patient/customer privacy and any other confidential information when you see or hear a breach occurring by reporting this to someone who can advocate for the patient/customer • This includes unauthorized use, duplication, disclosure, or dissemination of Protected Health Information.
  • 21. • Your responsibility doesn’t end on your shift • Don’t divulge patient/customer or employee information at your church, school, college, home, the shopping mall, or in other social settings
  • 22. There is an exception for every rule • Certain situations allow disclosure without prior written consent. – For example… • Medical emergencies • Reporting communicable disease information to the health department • Reporting child or elderly/vulnerable adult abuse • For litigation activities • Always check with your supervisor if you’re not sure
  • 23. Confidentiality Agreement • I understand that confidential information specifically includes, but is not limited to, patient and proprietary business information, whether written or verbal, or computerized (including password (s) • I also acknowledge and agree that any disclosure of, unauthorized use of, or access to confidential information will cause irreparable harm and loss to the Health System. As a result, I expressly agree to treat all confidential information in strict confidence and to undertake the following obligations with respect to confidential information • Date________________ Name___________________