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OQNHE
Regional Conference on Quality Management &
   Enhancement in Higher Education2012

   20-21 February, InterContinental Hotel, Muscat, Oman


   Using Internationally Recognised
    Business Improvement Quality
        Standards to Improve
         Teaching & Learning

                   Sue Tappin

        International Quality Solutions
          Muscat, Sultanate of Oman
HOW CAN WE …………………




                 HELP OUR
                LEADERS &
                MANAGERS
               BECOME MORE
                EFFECTIVE?




      IMPROVE THE
     QUALITY OF OUR
   TEACHING & ENSURE
       EFFECTIVE
       LEARNING?
The Importance of ‘People’ in the work place

Introduce ‘Investors in People’ - the international business
improvement quality Standard that can help to improve
teaching & learning

Provide an overview of the OAAA Institutional Accreditation
Stage 1 Quality Audit Topics

Present an Analyses of 3 Case Studies of UK Universities to
illustrate how the implementation of the IiP Standard may
be aligned with those Audit Topics and can demonstrably
improve core business processes to enhance academic
quality
THE IMPORTANCE OF PEOPLE
A nation’s ‘people’ resource is central to the
advancement of the economy and society………………..
‘People’ are the most valuable asset of any
organisation.................



   “ ….a competitor can come along and
     duplicate (that) technology
     immediately. However, they can’t
     duplicate people. People are our
     competitive advantage and we need to
     focus on people every minute of the
     day.”
          Ms. Laurette Koellner, Chief People &
     Administration Officer, Boeing (2002)
“Knowledge is only transferred on two
legs.”

Professor Chris Viljoen, Stellenbosch
University, SA
WHAT IS ‘INVESTORS IN PEOPLE’?
The Investors in People Standard
.




         the framework for private and public
         organisations to improve the skills,
         knowledge and behaviours of their
         employees and in return improve their
         productivity and efficiency and
         competitiveness, in domestic and
         international markets



         an international benchmark of human
         resource development best practice,
         and business improvement allowing
         comparison with the best in the world
All Large, Small, Public & Private Organisations
         Need to Develop Employees…



                 COMPETENCE


                KNOWLEDGE
                 ATTITUDE


               KNOWLEDGE
                 SKILLS


              KNOWLEDGE
A Powerful Business Development / Change Tool



                  I
                  M
                  P
Investors
in People         A
                  C             PROFIT
   CUSTOMER
                  T
   SERVICE
                  S
THE IiP STANDARD
Plan, Do, Review – Continually Improve

                         A non-prescriptive framework of 10
                         indicators of good practice
                         comprising 39 evidence requirements
                         Based on a continuous cycle of:
                            Developing strategies to
                            improve performance of the
                            organisation (plan)
                            Taking action to make those
                            improvements (act)
                            Measuring the impact on
                            organisational performance
                            (review)

                         Focus on outcomes not processes

                         Successful external assessment
                         of all 10 indicators = IiP
                         recognition is awarded - this is
                         subject to a review within 3 years
Valued by Public and Private Sector
Organisations

“Employers with Investors in People recognition
believe that it:

  Produces a competitive edge (72%)
  Is recognition of commitment to employees (97%)
  It leads to improved staff commitment and
  motivation (82%)
  Helps to attract new customers (65%)
  Is a prestigious world class Standard (75%)
  Being an Investor in People is something to be proud
  of (82%)

     Ipsos MORI Performance Tracking Study (2008)
AND IT INVOLVES …… EVERYONE IN THE WORK PLACE




          EVERYONE
OAAA QUALITY AUDIT MANUAL
INSTITUTIONAL ACCREDITATION:
STAGE 1 AUDIT SCOPE
Quality Audit – the First Stage of Provider
Accreditation

  This involves:
  A Quality Audit - the emphasis being on evaluating the
  effectiveness of an institution’s quality assurance and quality
  enhancement processes against its stated goals and
  objectives, to determine the HEI’s capacity and capability to
  achieve its aspirations and to improve continually

  The HEI conducts a Self Study of its activities, resulting in a
  Quality Audit Portfolio. External verification of that Portfolio is
  carried out by an external Audit Panel convened by the OAAA

  The Panel produces a Quality Audit Report containing,
  amongst other things, Commendations, Affirmations and
  Recommendations
Stage 1 Audit Topics



  4.1 Governance & Management
  4.2 Student Learning by Coursework Programmes
  4.3 Student Learning by Research Programmes
  4.4 Staff Research & Consultancy
  4.5 Industry & Community Engagement
  4.6 Academic Support Services
  4.7 Students & Student Support Services
  4.8 Staff & Staff Support Services
  4.9 General Support Services & Facilities
Analyses of University Case Studies
IiP Themes & OAAA Audit Scope Topics
Liverpool John Moores University, 1000+
Staff, 26,000+ Students


    As a business improvement framework,
    Investors in People helped LJMU to
    embed a culture of continuous review
    and improvement. The Vice-Chancellor,
    saw a great synergy between IiP and
    the Business Excellence model. By
    working with IiP the University would
    comprehensively be able to evidence
    how it was striving for excellence.
OAAA Audit
                Benefits                               IiP Theme                 ScopeTopic


Leadership and management capabilities have         Improved Leadership &    4.1 Governance and
been enhanced. 72% of staff agreed with the         Management               Management
statement “my line manager leads by example”
Increase in attaining external contracts due to
its commitment to continuous professional           Improved Business
development                                         Performance
Staff satisfaction is high and has increased from   Increased Productivity
78% in 2003 to 91% in 2009.
Employees willing to recommend working at the       Increased attraction     4.8 Staff and Staff
University to a friend has increased from 50% in    and retention of high    Support Services
2003 to 82% in 2009.                                quality employees
25% improvement in the use of the University’s
suggestion scheme, reflecting an increase in the    Employee Engagement
level of staff engagement.
Induction processes provides all staff with a       Learning &
comprehensive and effective introduction to the     Development
University.
Investors in People has made a significant          Increased Quality
contribution to success in gaining other external   Provision                4.2 Student Learning
recognition the UK Excellence Award.                                         by Coursework
The University has a reputation for the                                      Programs
outstanding quality of teaching in several
academic units.
Oxford Brookes, 2767 Staff, 19000+ Students


  Investors in People is the framework
  used to develop consistent and good
  practice across the University.

     Rosemary Botcherby, Staff Development

  The University considered IiP to be a good human
  resource and management benchmark for the
  University to use alongside the benchmarks that
  were being set by the Higher Education Funding
  Council for England.
OAAA Audit
                 Benefits                               IiP Theme              Scope Topic


The standard has impacted positively on the          Business Planning      4.1 Governance and
learning and development plans of all schools                               Management
and directorates; these now link to University
and directorate objectives.
Significant impact on the Personal Development       Performance            4.8 Staff and Staff
Review (PDR) system. In 2005 56% of staff            Management             Support Services
agreed objectives as part of the performance
process, in 2007 this increased to 89%.
More integrated work environment and
improved staff motivation, communication and         Staff Engagement
involvement.
All learning and development plans include a
clear evaluation of the impact of all learning and   Learning &
development at individual and team level.            Development
The University has a reputation for the
outstanding quality of teaching, which has
been externally assessed by the Quality              Increased Quality of   4.2 Student Learning
Assurance Agency as excellent in more subjects       Provision              by Coursework
(24) than any other modern university.                                      Programs
University of Teesside, 1800 Staff, 20,500
Students

  "We see the Standard as a framework of
  best practice in people development which
  ultimately makes things better for everyone
  who works here by providing the support
  people need to do their jobs effectively and
  develop as individuals. There is also
  evidence from new staff that they were
  attracted to our University because it has
  Investors in People recognition."

  Beverly Hadfield, Assistant Director of Staff
  Development
OAAA Audit
                 Benefits                                IiP Theme              Scope Topic



The University of Teesside has adopted a more         Business Planning      4.1 Governance and
consistent and focused approach to staff              Learning &             Management
development that is in line with the business         Development
needs of the University.                              Planning
"We now come together for common areas such           Cost Effectiveness
as IT training or conflict management, not only
is this a more effective use of resources, it
allows cross-fertilisation between departments"
Being able to demonstrate its commitment to
people development has boosted the                    Improved Recruitment   4.8 Staff and Staff
University's success in recruiting new staff. Staff                          Support Services
communication has improved
We see it as framework of best practice which         Improved               4.9 General Support
applies to our manual and administrative staff        Communication          Services and
and technicians just as much as it does to our                               Facilities
academic staff.
The University has a reputation for the
outstanding quality of teaching in some               Increased Quality of   4.2 Student Learning
academic units. Teesside University was               Provision              by Coursework
named the Times Higher Education Awards                                      Programs
University of the Year 2009.
OAAA Audit Topics that can benefit from
implementing the IiP Standard relate to:
           IiP THEME                     OAAA Audit Topics
Strategic Business Planning        4.1 Governance and Management
Business Performance
Leadership & Management

Performance Management             4.8 Staff and Staff Support
Learning & Development                 Services
Attraction and retention of high
quality employees
Employee Engagement
Productivity
Internal Communication             4.9 General Support Services and
                                       Facilities

Quality of Provision               4.2 Student Learning by
Effectiveness of teaching and          Coursework Programs
learning and student outcomes
Remaining OAAA Audit Topics


The selected case studies did not provide any direct
evidence that the IiP Standard had a demonstrably
positive impact on:


4.3 Student Learning by Research Programmes
4.4 Staff Research & Consultancy
4.5 Industry & Community Engagement
4.6 Academic Support Services
4.7 Students & Student Support Services
Conclusion


  However, if we concur with Professor Chris
  Viljoen, from Stellenbosch University, SA that
  “Knowledge is only transferred on two legs”, and
  that “HEI’s are the main source of new
  knowledge”
  then we can observe and conclude that by
  involving, engaging, developing, valuing and
  effectively managing our people – then the
  knowledge, innovation and commitment benefits
  are transferred to all areas of the University both
  academic and organisational.
When Implementing the IiP Standards….

  HEIs will be able to demonstrate they meet the
  primary purpose of the OAAA Quality Audit ie:

  “The emphasis of Quality Audit is on evaluating
  the effectiveness of an institution’s quality
  assurance and quality enhancement processes
  against its stated goals and objectives. This is
  useful for determining the HEI’s capacity and
  capability to achieve its aspirations and to
  continually improve.”

          Oman Accreditation Council (OAC) (2008) (p10)
By Implementing the IiP Standards….



   “Organisations that have Investors in
     People recognition are more likely to
     achieve organisational goals and meet
     their strategic objectives.”

       Mike Bourne, Monica Franco-Santos,
       Lucianetti Pavlov, Maura Martinez (2008)
SO CAN WE? …………………




                 HELP OUR
                LEADERS &
                MANAGERS
               BECOME MORE
                EFFECTIVE




      IMPROVE THE
     QUALITY OF OUR
   TEACHING & ENSURE
       EFFECTIVE
       LEARNING
QUESTIONS
 PLEASE?
REFERENCES

 1 Bourne, Mike, Franco-Santos, Monica (2010) Investors in People, Managerial Capabilities
    and Performance, Cranfield University School of Management, UK, Accessed 28/01/12
2 Bourne, Mike, Franco-Santos, Monica, Pavlov, Lucianetti, Martinez, Maura (2008). Impact
    of Investors in People on People Management Practices and Firm Performance. Centre for
    Business Performance, Cranfield School of Management, UK
http://www.investorsinpeople.co.uk/Documents/Research/Investors%20in%20People,%20Manager
    ial%20Capabilities%20and%20Performance%20Jan%202010.pdf
3 Investors in People UK (2003), Benefits of Being an Investor in People, London, IIP UK
4 Investors in People UK Case Studies, Accessed 28/01/12
    Liverpool John Moores University
    http://www.investorsinpeople.co.uk/Documents/CaseStudies_2010/LJMU%20pdf.pdf
    Oxford Brookes University
    http://www.investorsinpeople.co.uk/Documents/Oxford%20Brookes%20University%20pdf.pdf
    University of Teesside
    http://www.investorsinpeople.co.uk/Documents/Case%20Studies/University%20of%20Teessid
    e%20bw.pdf
5 Investors in People UK Commissioned Independent Research, Accessed 28/01/12
http://www.investorsinpeople.co.uk/MediaResearch/Research/Pages/ResearchDirectory.aspx
6 Ipsos MORI (Oct 2008), Performance Tracking Study, IiP UK
7 Koellner, Laurette (2002), The Importance of People, Boeing Global Enterprise Employee
    Involvement Team, Seattle, WA (Speech 30 July) Accessed 28/01/12
http://www.boeing.com/news/speeches/2002/koellner_020730.html
THANK YOU
        Sue Tappin
     ++968 99469353
     ++968 24667767
       www.i-qs.info




www.investorsinpeople.co.uk

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Quality Network HE 2012 presentation

  • 1. OQNHE Regional Conference on Quality Management & Enhancement in Higher Education2012 20-21 February, InterContinental Hotel, Muscat, Oman Using Internationally Recognised Business Improvement Quality Standards to Improve Teaching & Learning Sue Tappin International Quality Solutions Muscat, Sultanate of Oman
  • 2. HOW CAN WE ………………… HELP OUR LEADERS & MANAGERS BECOME MORE EFFECTIVE? IMPROVE THE QUALITY OF OUR TEACHING & ENSURE EFFECTIVE LEARNING?
  • 3. The Importance of ‘People’ in the work place Introduce ‘Investors in People’ - the international business improvement quality Standard that can help to improve teaching & learning Provide an overview of the OAAA Institutional Accreditation Stage 1 Quality Audit Topics Present an Analyses of 3 Case Studies of UK Universities to illustrate how the implementation of the IiP Standard may be aligned with those Audit Topics and can demonstrably improve core business processes to enhance academic quality
  • 5. A nation’s ‘people’ resource is central to the advancement of the economy and society………………..
  • 6. ‘People’ are the most valuable asset of any organisation................. “ ….a competitor can come along and duplicate (that) technology immediately. However, they can’t duplicate people. People are our competitive advantage and we need to focus on people every minute of the day.” Ms. Laurette Koellner, Chief People & Administration Officer, Boeing (2002)
  • 7. “Knowledge is only transferred on two legs.” Professor Chris Viljoen, Stellenbosch University, SA
  • 8. WHAT IS ‘INVESTORS IN PEOPLE’?
  • 9. The Investors in People Standard . the framework for private and public organisations to improve the skills, knowledge and behaviours of their employees and in return improve their productivity and efficiency and competitiveness, in domestic and international markets an international benchmark of human resource development best practice, and business improvement allowing comparison with the best in the world
  • 10. All Large, Small, Public & Private Organisations Need to Develop Employees… COMPETENCE KNOWLEDGE ATTITUDE KNOWLEDGE SKILLS KNOWLEDGE
  • 11. A Powerful Business Development / Change Tool I M P Investors in People A C PROFIT CUSTOMER T SERVICE S
  • 13. Plan, Do, Review – Continually Improve A non-prescriptive framework of 10 indicators of good practice comprising 39 evidence requirements Based on a continuous cycle of: Developing strategies to improve performance of the organisation (plan) Taking action to make those improvements (act) Measuring the impact on organisational performance (review) Focus on outcomes not processes Successful external assessment of all 10 indicators = IiP recognition is awarded - this is subject to a review within 3 years
  • 14. Valued by Public and Private Sector Organisations “Employers with Investors in People recognition believe that it: Produces a competitive edge (72%) Is recognition of commitment to employees (97%) It leads to improved staff commitment and motivation (82%) Helps to attract new customers (65%) Is a prestigious world class Standard (75%) Being an Investor in People is something to be proud of (82%) Ipsos MORI Performance Tracking Study (2008)
  • 15. AND IT INVOLVES …… EVERYONE IN THE WORK PLACE EVERYONE
  • 16. OAAA QUALITY AUDIT MANUAL INSTITUTIONAL ACCREDITATION: STAGE 1 AUDIT SCOPE
  • 17. Quality Audit – the First Stage of Provider Accreditation This involves: A Quality Audit - the emphasis being on evaluating the effectiveness of an institution’s quality assurance and quality enhancement processes against its stated goals and objectives, to determine the HEI’s capacity and capability to achieve its aspirations and to improve continually The HEI conducts a Self Study of its activities, resulting in a Quality Audit Portfolio. External verification of that Portfolio is carried out by an external Audit Panel convened by the OAAA The Panel produces a Quality Audit Report containing, amongst other things, Commendations, Affirmations and Recommendations
  • 18. Stage 1 Audit Topics 4.1 Governance & Management 4.2 Student Learning by Coursework Programmes 4.3 Student Learning by Research Programmes 4.4 Staff Research & Consultancy 4.5 Industry & Community Engagement 4.6 Academic Support Services 4.7 Students & Student Support Services 4.8 Staff & Staff Support Services 4.9 General Support Services & Facilities
  • 19. Analyses of University Case Studies IiP Themes & OAAA Audit Scope Topics
  • 20. Liverpool John Moores University, 1000+ Staff, 26,000+ Students As a business improvement framework, Investors in People helped LJMU to embed a culture of continuous review and improvement. The Vice-Chancellor, saw a great synergy between IiP and the Business Excellence model. By working with IiP the University would comprehensively be able to evidence how it was striving for excellence.
  • 21. OAAA Audit Benefits IiP Theme ScopeTopic Leadership and management capabilities have Improved Leadership & 4.1 Governance and been enhanced. 72% of staff agreed with the Management Management statement “my line manager leads by example” Increase in attaining external contracts due to its commitment to continuous professional Improved Business development Performance Staff satisfaction is high and has increased from Increased Productivity 78% in 2003 to 91% in 2009. Employees willing to recommend working at the Increased attraction 4.8 Staff and Staff University to a friend has increased from 50% in and retention of high Support Services 2003 to 82% in 2009. quality employees 25% improvement in the use of the University’s suggestion scheme, reflecting an increase in the Employee Engagement level of staff engagement. Induction processes provides all staff with a Learning & comprehensive and effective introduction to the Development University. Investors in People has made a significant Increased Quality contribution to success in gaining other external Provision 4.2 Student Learning recognition the UK Excellence Award. by Coursework The University has a reputation for the Programs outstanding quality of teaching in several academic units.
  • 22. Oxford Brookes, 2767 Staff, 19000+ Students Investors in People is the framework used to develop consistent and good practice across the University. Rosemary Botcherby, Staff Development The University considered IiP to be a good human resource and management benchmark for the University to use alongside the benchmarks that were being set by the Higher Education Funding Council for England.
  • 23. OAAA Audit Benefits IiP Theme Scope Topic The standard has impacted positively on the Business Planning 4.1 Governance and learning and development plans of all schools Management and directorates; these now link to University and directorate objectives. Significant impact on the Personal Development Performance 4.8 Staff and Staff Review (PDR) system. In 2005 56% of staff Management Support Services agreed objectives as part of the performance process, in 2007 this increased to 89%. More integrated work environment and improved staff motivation, communication and Staff Engagement involvement. All learning and development plans include a clear evaluation of the impact of all learning and Learning & development at individual and team level. Development The University has a reputation for the outstanding quality of teaching, which has been externally assessed by the Quality Increased Quality of 4.2 Student Learning Assurance Agency as excellent in more subjects Provision by Coursework (24) than any other modern university. Programs
  • 24. University of Teesside, 1800 Staff, 20,500 Students "We see the Standard as a framework of best practice in people development which ultimately makes things better for everyone who works here by providing the support people need to do their jobs effectively and develop as individuals. There is also evidence from new staff that they were attracted to our University because it has Investors in People recognition." Beverly Hadfield, Assistant Director of Staff Development
  • 25. OAAA Audit Benefits IiP Theme Scope Topic The University of Teesside has adopted a more Business Planning 4.1 Governance and consistent and focused approach to staff Learning & Management development that is in line with the business Development needs of the University. Planning "We now come together for common areas such Cost Effectiveness as IT training or conflict management, not only is this a more effective use of resources, it allows cross-fertilisation between departments" Being able to demonstrate its commitment to people development has boosted the Improved Recruitment 4.8 Staff and Staff University's success in recruiting new staff. Staff Support Services communication has improved We see it as framework of best practice which Improved 4.9 General Support applies to our manual and administrative staff Communication Services and and technicians just as much as it does to our Facilities academic staff. The University has a reputation for the outstanding quality of teaching in some Increased Quality of 4.2 Student Learning academic units. Teesside University was Provision by Coursework named the Times Higher Education Awards Programs University of the Year 2009.
  • 26. OAAA Audit Topics that can benefit from implementing the IiP Standard relate to: IiP THEME OAAA Audit Topics Strategic Business Planning 4.1 Governance and Management Business Performance Leadership & Management Performance Management 4.8 Staff and Staff Support Learning & Development Services Attraction and retention of high quality employees Employee Engagement Productivity Internal Communication 4.9 General Support Services and Facilities Quality of Provision 4.2 Student Learning by Effectiveness of teaching and Coursework Programs learning and student outcomes
  • 27. Remaining OAAA Audit Topics The selected case studies did not provide any direct evidence that the IiP Standard had a demonstrably positive impact on: 4.3 Student Learning by Research Programmes 4.4 Staff Research & Consultancy 4.5 Industry & Community Engagement 4.6 Academic Support Services 4.7 Students & Student Support Services
  • 28. Conclusion However, if we concur with Professor Chris Viljoen, from Stellenbosch University, SA that “Knowledge is only transferred on two legs”, and that “HEI’s are the main source of new knowledge” then we can observe and conclude that by involving, engaging, developing, valuing and effectively managing our people – then the knowledge, innovation and commitment benefits are transferred to all areas of the University both academic and organisational.
  • 29. When Implementing the IiP Standards…. HEIs will be able to demonstrate they meet the primary purpose of the OAAA Quality Audit ie: “The emphasis of Quality Audit is on evaluating the effectiveness of an institution’s quality assurance and quality enhancement processes against its stated goals and objectives. This is useful for determining the HEI’s capacity and capability to achieve its aspirations and to continually improve.” Oman Accreditation Council (OAC) (2008) (p10)
  • 30. By Implementing the IiP Standards…. “Organisations that have Investors in People recognition are more likely to achieve organisational goals and meet their strategic objectives.” Mike Bourne, Monica Franco-Santos, Lucianetti Pavlov, Maura Martinez (2008)
  • 31. SO CAN WE? ………………… HELP OUR LEADERS & MANAGERS BECOME MORE EFFECTIVE IMPROVE THE QUALITY OF OUR TEACHING & ENSURE EFFECTIVE LEARNING
  • 33. REFERENCES 1 Bourne, Mike, Franco-Santos, Monica (2010) Investors in People, Managerial Capabilities and Performance, Cranfield University School of Management, UK, Accessed 28/01/12 2 Bourne, Mike, Franco-Santos, Monica, Pavlov, Lucianetti, Martinez, Maura (2008). Impact of Investors in People on People Management Practices and Firm Performance. Centre for Business Performance, Cranfield School of Management, UK http://www.investorsinpeople.co.uk/Documents/Research/Investors%20in%20People,%20Manager ial%20Capabilities%20and%20Performance%20Jan%202010.pdf 3 Investors in People UK (2003), Benefits of Being an Investor in People, London, IIP UK 4 Investors in People UK Case Studies, Accessed 28/01/12 Liverpool John Moores University http://www.investorsinpeople.co.uk/Documents/CaseStudies_2010/LJMU%20pdf.pdf Oxford Brookes University http://www.investorsinpeople.co.uk/Documents/Oxford%20Brookes%20University%20pdf.pdf University of Teesside http://www.investorsinpeople.co.uk/Documents/Case%20Studies/University%20of%20Teessid e%20bw.pdf 5 Investors in People UK Commissioned Independent Research, Accessed 28/01/12 http://www.investorsinpeople.co.uk/MediaResearch/Research/Pages/ResearchDirectory.aspx 6 Ipsos MORI (Oct 2008), Performance Tracking Study, IiP UK 7 Koellner, Laurette (2002), The Importance of People, Boeing Global Enterprise Employee Involvement Team, Seattle, WA (Speech 30 July) Accessed 28/01/12 http://www.boeing.com/news/speeches/2002/koellner_020730.html
  • 34. THANK YOU Sue Tappin ++968 99469353 ++968 24667767 www.i-qs.info www.investorsinpeople.co.uk