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IT’S A PROCESS

EARLY CONSULTATION     AND     REGULATORY CLARITY




            Eric Voigt, Senior Program Manager
BUSINESS DECISION TO
PROCEED
  PROJECT COMMITMENT

  CORPORATE PERSONNEL

 CORPORATE RESOURCES

  CONSULTANTS
  REGULATORY STAFF
PROJECT PRIORITIES:
      SCHEDULE



     SCHEDULE


    SCHEDULE
THE TWO-FOLD PATH

      ROUTING




     PERMITTING
CONSULTATION AND COMPLIANCE



Wetlands Delineation and Jurisdictional Wetlands

Cultural Resources and Section 106

Threatened and Endangered Species

NEPA
DETERMINE THE FEDERAL
         NEXUS
Federal or Tribal Lands

Corps Permit

Federal License
FEDERAL LANDS –
 NATIONAL PARK SERVICE
 REBUILD ON EXISTING ROW
 Construction Permit

  NEPA - EA
  Section 106 = Undertaking
  Under 36CFR800

NPS Must Initiate the Section 106 Consultation
FEDERAL PERMIT - JPA
404 Permit from USACE

Federal Undertaking
according to 36CFR 800

Permit Cannot Be Issued Until
Section 106 Consultation is
Complete


The USACE Must Initiate Section 106 Consultation
AREA OF POTENTIAL
 EFFECTS
The Federal lead Agency determines the APE
in consultation with SHPO/THPO - Section 36CFR 800.4(a)

The USACE determines that the APE includes only
those areas over which it has jurisdiction
– not the entire project

Surveys and evaluations are complete =
No Effects Historic Properties within the APE!!!

Unless there are state requirements under state law and/or regulations,
you may have spent several hundred thousand dollars for no reason!!
STATE PROCESS AND
MITIGATION
No Effects to Historic Properties Within the APE!!!

But under state law and
regulations, there are impacts
to historic properties……


But resolution of impacts
involves consultation with SHPO
And stakeholders outside the
Section 106 process
CONSULTLING PARTIES AND
PUBLIC INVOLVEMENT
36CFR 800.2(c)
• Representatives of local governments;
• Additional consulting parties (individuals and organizations with a
  demonstrated interest; and
• The public (property owners and others identified through NEPA

It is critical that you can demonstrate that consulting parties and
the public have been “appropriately” engaged throughout the
Section 106 Process

         This will be a focus of the SHPO, the ACHP,
         and – which is often the case - a Judge
CONCLUSION – START AT THE
BEGINNING
Start At the Onset of the Business Decision and Prior to Routing Study

Identify the Federal Involvement

Identify the Possible Limits of Federal Jurisdiction

Identify Consulting Parties

Initiate Consultation


WORK FOR STANDARDIZATION OF GUIDELINES
            FOR SHPO REVIEW

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It's A Process: Early Consultation and Regulatory Clarity

  • 1. IT’S A PROCESS EARLY CONSULTATION AND REGULATORY CLARITY Eric Voigt, Senior Program Manager
  • 2. BUSINESS DECISION TO PROCEED PROJECT COMMITMENT CORPORATE PERSONNEL CORPORATE RESOURCES CONSULTANTS REGULATORY STAFF
  • 3. PROJECT PRIORITIES: SCHEDULE SCHEDULE SCHEDULE
  • 4. THE TWO-FOLD PATH ROUTING PERMITTING
  • 5. CONSULTATION AND COMPLIANCE Wetlands Delineation and Jurisdictional Wetlands Cultural Resources and Section 106 Threatened and Endangered Species NEPA
  • 6. DETERMINE THE FEDERAL NEXUS Federal or Tribal Lands Corps Permit Federal License
  • 7. FEDERAL LANDS – NATIONAL PARK SERVICE REBUILD ON EXISTING ROW Construction Permit NEPA - EA Section 106 = Undertaking Under 36CFR800 NPS Must Initiate the Section 106 Consultation
  • 8. FEDERAL PERMIT - JPA 404 Permit from USACE Federal Undertaking according to 36CFR 800 Permit Cannot Be Issued Until Section 106 Consultation is Complete The USACE Must Initiate Section 106 Consultation
  • 9. AREA OF POTENTIAL EFFECTS The Federal lead Agency determines the APE in consultation with SHPO/THPO - Section 36CFR 800.4(a) The USACE determines that the APE includes only those areas over which it has jurisdiction – not the entire project Surveys and evaluations are complete = No Effects Historic Properties within the APE!!! Unless there are state requirements under state law and/or regulations, you may have spent several hundred thousand dollars for no reason!!
  • 10. STATE PROCESS AND MITIGATION No Effects to Historic Properties Within the APE!!! But under state law and regulations, there are impacts to historic properties…… But resolution of impacts involves consultation with SHPO And stakeholders outside the Section 106 process
  • 11. CONSULTLING PARTIES AND PUBLIC INVOLVEMENT 36CFR 800.2(c) • Representatives of local governments; • Additional consulting parties (individuals and organizations with a demonstrated interest; and • The public (property owners and others identified through NEPA It is critical that you can demonstrate that consulting parties and the public have been “appropriately” engaged throughout the Section 106 Process This will be a focus of the SHPO, the ACHP, and – which is often the case - a Judge
  • 12. CONCLUSION – START AT THE BEGINNING Start At the Onset of the Business Decision and Prior to Routing Study Identify the Federal Involvement Identify the Possible Limits of Federal Jurisdiction Identify Consulting Parties Initiate Consultation WORK FOR STANDARDIZATION OF GUIDELINES FOR SHPO REVIEW