SOLUBILITY ENHANCEMENT TECHNIQUES

1. PRESENTED BY- PRAJAKTA CHAVAN
M.PHARM II nd SEMESTER
MODERN COLLEGE OF PHARMACY(FOR
LADIES),MOSHI ,PUNE
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SOLUBILITY ENHANCEMENT BY
VARIOUS TECHNIQUES

2. CONTENTS-
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INTRODUCTION
IMPORTANCE OF SOLUBILITY
NEED OF IMPROVING SOLUBILITY
TECHNIQUES OF SOLUBILITY
ENHANCEMENT
APPLICATIONS

3. INTRODUCTION
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Solubility :
The term ‘Solubility’ is defined as maximum amount of
solute that can be dissolved in a given amount of solvent to
form a homogenous system at specified temperature.
The solubility of a drug is represented through various
concentration expressions such as parts, percentage,
molarity, molality, volume fraction, mole fraction.

4. Table 1: USP & BP Solubility criteria
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Definition
Parts of solvent required for one part
of solute
Very soluble < 1
Freely soluble 1 - 10
Soluble 10 - 30
Sparingly soluble 30 - 100
Slightly soluble 100 - 1000
Very slightly soluble 1000 - 10,000
Insoluble > 10,000

5. Factors affecting solubilisation
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Particle size.
• Temperature.
• Pressure.
• Molecular size.
• Nature of solute & solvent.
• Polarity.
• Polymorphs.

6. NEED FOR SOLUBILITY ENHANCEMENT
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There are variety of new drugs & their derivatives are available. But
less than 40% of lipophilic drugs candidates fail to reach market due
to poor bioavailability, even though these drugs might exhibit
potential pharmaco-dynamic activities.
The lipophilic drug that reaches market requires a high dose to attain
proper pharmacological action.
The basic aim of the further formulation & development is to make
that drug available at proper site of action within optimum dose.

7. Solubility of drug is largely due to,
1 Polarity of the solvents, that is, to its dipole moment. A polar solvent dissolves
ionic solutes and other polar substances.
2 The ability of solute to form hydrogen bond with solvent.
3 Also depends on the ratio of the polar to non polar groups of the molecule.
As the length of a non-polar chain of an aliphatic alcohol increases, the
solubility of the compound in water decreases.
Straight chain monohydric alcohols, aldehyde, ketones, and acids with more
than four or five carbons cannot enter into the hydrogen bonded structure of water
and hence are only slightly soluble.
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8. Process of solubilisation
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1) The separation of the molecule of the solvent to
provide space in the solvent for solute.
2) The breaking of intermolecular ionic bonds in
the solute.
3) The interaction between the solvent and the
solute molecule or ion.

9. When additional polar groups are present in the molecule, as
found in tartaric acid, propylene glycol, glycerin, water solubility
increases greatly.
Branching of the carbon chain reduces the non-polar effect and
leads to increased water solubility.
Tertiary butyl alcohol is miscible in all proportions with water,
where as n-butyl alcohol is slightly dissolved.
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10. Techniques Of Solubility Enhancement
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1)Particle Size Reduction
 Conventional methods
 Micronization
 Nanosuspension
2)Hydrotropy
3)Cosolvency
4)Solubilization by Surfactants
5)Solid Dispersion
 The fusion (melt) method
 The solvent method
 Dropping method
6)pH adjustment
7)High Pressure Homogenization
8) Supercritical fluid recrystallization(SCF)
9) Sonocrystallisation

11. 10) Complexation
 Physical Mixture
 Kneading method
 Co-precipitate method
11) Spray Drying
12)Inclusion Complex Formation-Based Techniques
 Kneading Method
 Lyophilization/Freeze-Drying Technique
 Microwave Irradiation Method
13) Liquisolid technique
14) Micro-emulsion
15) Self-Emulsifying Drug Delivery Systems
16) Neutralization
17)Cryogenic Method
 Spray Freezing onto Cryogenic Fluids
 Spray Freezing into Cryogenic Liquids (SFL)
 Spray Freezing into Vapor over Liquid (SFV/L)
 Ultra-Rapid Freezing (URF)
18)Polymeric Alteration
19) Salt formation
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12. PARTICLE SIZE REDUCTION
The solubility of drug is often intrinsically related to drug particle size as a
particle becomes smaller, the surface area increases,increase in solubility.
TECHNIQUES OF PARTICLE SIZE REDUCTION-
1. Micronization
2. Nanosuspension
Micronization:
Micronization increases the dissolution rate of drugs through increased surface
area; by decreasing particle size, it does not increase equilibrium solubility.
Micronization of drugs is done by milling techniques using jet mill, rotor stator
colloid mills and so forth .
Micronization is not suitable for drugs having a high dose number because it
does not change the saturation solubility of the drug
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13. 2) Nanosuspension:
 This technology is applied to poorly soluble drugs that are insoluble in
both water and oils.
 A pharmaceutical nanosuspension is biphasic systems consisting of nano sized drug
particles stabilized by surfactants for either oral and topical use or parenteral and
pulmonary administration.
The particle size distribution of the solid particles in nanosuspensions is usually less
than one micron with an average particle size ranging between 200 and 600 nm.
3)HYDROTROPY:
 Hydrotropy is a solubilization phenomenon whereby addition of large
amount of a second solute results in an increase in the aqueous solubility of existing
solute.
Concentrated aqueous hydrotropic solutions of sodium benzoate, sodium salicylate,
urea, nicotinamide, sodium citrate, and sodium acetate have been observed to enhance
the aqueous solubilities of many poorly water-soluble drugs.
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14. 4)COSOLVENCY:-
The solubility of poorly soluble drugs in water can be increased by mixing
it with some water miscible solvent in which the drug is readily soluble. This
process is known as cosolvency and the solvent used in combination are known
as cosolvent.
Cosolvent system works by reducing the interfacial tension between the
aqueous solution and hydrophobic solute & it is known as solvent blending.
The cosolvents are having hydrogen acceptor or donor groups with a small
hydrocarbon region. The hydrophobic hydrocarbon region usually interferes with
the hydrogen bonding network of water which consequently reduces the
intermolecular attraction of water while the hydrophilic hydrogen bonds ensures
water solubility.
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15. 5)SOLUBILIZATION BY SURFACTANTS:-
Surfactants are the agents which reduces surface tension and enhance the
dissolution of lipophilic drugs in aqueous medium.
The surfactants are also used to stabilize drug suspensions.
When the concentration of surfactants more than their critical micelle
concentration (CMC, which is in the range of 0.05–0.10% for most
surfactants), micelle formation occurs which entrap the drugs within the
micelles. This is known as micellization and generally results in enhanced
solubility of poorly soluble drugs.
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16. 6)SOLID DISPERSION:
Solid dispersion as group of solid products consisting of at least two
different components, generally, a hydrophilic matrix, and a hydrophobic drug.
Solid dispersion can also be referred as the dispersion of one or more active
ingredients in an inert matrix at solid state prepared by the melting,
solvent, and melting solvent method.
Hydrophilic carriers used for solid dispersions include polyvinyl pyrrolidone,
polyethylene glycols, Plasdone-S630.
Many times surfactants may also used in the formation of solid dispersion.
Surfactants like Tween- 80, Docusate sodium, Myrj-52, Pluronic-F68 and
Sodium Lauryl Sulphate are used
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17. TECHNIQUES OF SOLID DISPERSION
The fusion (melt) method:
Accurately weighed amounts of carrier(s) are placed in an aluminum pan on a
hot plate and liquefy, with constant stirring, at a temperature of about 60°C.
An accurately weighed amount of active drug is incorporated into the melted carrier(s) with stirring to
ensure homogeneity. The mixture is heated until a clear homogeneous melt is obtained.
The pan is then removed from the hot plate and allowed to cool at room temp.
The solvent method:
Accurately weighed amounts of active drug and carrier(s) are dissolved in minimum quantities of
chloroform in a round-bottom flask. The solvent is removed using a rotary evaporator.
The obtained solid dispersion is transferred on to the aluminum pan and
allowed to dry at room temperature.
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18. 7)Dropping method:
A solid dispersion of a melted drug-carrier mixture is pi petted and then
dropped onto a plate, where it solidifies into round particles.
The size and shape of the particles can be influenced by factors such as the
viscosity of the melt and the size of the pipette. Because viscosity is highly
temperature dependent, it is very important to adjust the temperature so that
when the melt is dropped onto the plate it solidifies to a spherical shape.
8)pH ADJUSTMENT:-
To access the solubility of this approach, the buffer capacity and tolerability
of the selected pH are important to consider.
Solubilized excipients that increase environmental pH within the dosage
form to a range higher than pKa of weekly acidic drugs increase the solubility
of that drug, those excipients that act as alkalizing agents may increase the
solubility of weekly basic drugs.
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19. 9)High-pressure homogenization:-
It has been used to prepare nanosuspension of many poorly water soluble
drugs. In this method, the suspension of a drug and surfactant is forced under
pressure through a nanosized aperture valve of a high pressure homogenizer.
The principle of this method is based on cavitation in the aqueous phase. The
cavitations forces within the particles are sufficiently high to convert
the drug microparticles into nanoparticles.
The concern with this method is the need for small sample particles before
loading and the fact that many cycles of homogenization are required.
10)SUPERCRITICAL FLUID RECRYSTALLIZATION(SCF):-
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20. Those fluids are referred to as supercritical fluids which are having temperature and
pressure greater than its critical temperature and critical pressure so as they are acquire
properties of both gas and liquid.e.g-carbon dioxide.
As the drug gets solubilized within SCF they can be recrystallized with reduced particle
size of drug.
11)SONOCRYSTALLISATION:-
The novel approach for particle size reduction on the basis of crystallization by
using ultrasound is Sonocrystallisation.
Sonocrystallisation utilizes ultrasound power characterized by a frequency
range of 20–100 kHz for inducing crystallization.
It’s not only enhances the nucleation rate but also an effective means of size
reduction and controlling size distribution of the active pharmaceutical
ingredients.
Most applications use ultrasound in the range 20 kHz-5 MHz
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21. 12)COMPLEXATION:-
Complexation of drugs with cyclodextrins has been used to enhance
aqueous solubility and drug stability.
Cyclodextrins of pharmaceutical relevance contain 6, 7 or 8 dextrose
molecules (α, β, γ-cyclodextrin) bound in a 1,4-configuration to form rings of
various diameters.
The ring has a hydrophilic exterior and lipophilic core in which
appropriately sized organic molecules can form noncovalent inclusion
complexes resulting in increased aqueous solubility and chemical stability.
Complexation relies on relatively weak forces such as London forces,
hydrogen bonding and hydrophobic interactions.
TECHNIQUE OF COMPLEXATION
1. Physical Mixture:
Active drug with suitable polymer in different ratios mixed in a mortar for
about one hour with constant trituration. The mixture is passed through sieve
no. 80 21 and stored in dessicator over fused calcium chloride.

22. Kneading Method:
Active drug with suitable polymer in different ratios is added to the mortar and
triturated with small quantity of ethanol to prepare a slurry
Slowly the drug is incorporated into the slurry with constant trituration.,The
prepared slurry is then air dried at 250C for 24hrs.
The resultant product is pulverized and passed through sieve no. 80 and stored
in dessicator over fused calcium chloride
Co-precipitate
Method:
Active drug is dissolved in ethanol at room temperature and
suitable polymer is dissolved in distilled water.
Different molar ratios of active drug and suitable polymers are mixed
respectively.
The mixture is stirred at room temperature for one hour and the
solvent is evaporated. The resultant mass is pulverized
and passed through 22 sieve no. 80 and stored in a desiccators.

23. SPRAY DRYING:
The solvent evaporation of drug and polymer solution in different
ratio is carried out by using spray dryer.
The solutions are prepared by dissolving drug in methanol and polymer
in distilled water and mix both solutions, which produces a clear
solution.
The solvent evaporated by using evaporator.
The spray dried mixture of drug with polymer is obtained in 20–30 min.
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24. 14)INCLUSION COMPLEX FORMATION-BASED
TECHNIQUES
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Inclusion complexes are formed by the insertion of the
nonpolar molecule or the nonpolar region of one molecule
(known as guest)into the cavity of another molecule or
group of molecules (known as host).EXA- cyclodextrin
The cavity of host must be large enough to accommodate
the guest and small enough to eliminate water, so that the
total contact betweenthe water and the nonpolar regions of
the host and the guest is reduced

25. TECHNIQUES OF INCLUSION COMPLEX METHOD-Lyophilization/
Freeze-Drying Technique:
In order to get a porous, amorphous powder with high degree of interaction
between drug and CD.
In this technique, the solvent system from the solution is eliminated
through a primary freezing and subsequent drying of the solution containing both
drug and CD at reduced pressure.
Thermolabile substances can be successfully made into complex form by this
method.
limitations –
1. Use of specialized equipment,
2. Time consuming process,
3. Poor flowing powdered product.
Microwave Irradiation Method:
 This technique involves the microwave irradiation reaction between drug and
complexing agent using a microwave oven.
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26. LIQUISOLID TECHNIQUE:-
where a liquid may be transformed into a free flowing, readily
compressible and apparently dry powder by simple physical
blending with selected carrier and coating material.
The liquid portion, which can be a liquid drug, a drug suspension
or a drug solution in suitable non-volatile liquid vehicles, is
incorporated into the porous carrier material.
Once the carrier is saturated with liquid, a liquid layer is formed
on the particle surface which is instantly adsorbed by the fine
coating particles.
Thus, an apparently dry, free flowing, and compressible powder
is obtained.
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27. MICRO-EMULSION:-
A micro emulsion is an optically clear pre-concentrate, isotropic, thermo
dynamically stable transparent (or translucent) system, containing a mixture of
oil, hydrophilic surfactant and hydrophilic solvent which dissolves a poorly
water soluble drug.
Micro-emulsions have been employed to increase the solubility of many
drugs that are practically insoluble in water, along with incorporation of
proteins for oral, parenteral, as well as percutaneous /transdermal use.
SELF-EMULSIFYING DRUG DELIVERY SYSTEMS:
It use the concept of in situ formation of emulsion in the gastrointestinal
tract.
The mixture of oil, surfactant, co-surfactant, one or more hydrophilic
solvents and cosolvent forms a transparent isotropic solution that is known as
the self-emulsifying drug delivery system (SEDDS).
The poorly soluble drug can be dissolved in a mixture of surfactant and oil
27which is widely known as preconcentrate.

28. Self-emulsifying drug delivery systems (SEDDS) and selfmicroemulsifying
drug delivery systems (SMEDDS) are isotropic solutions of oil and surfactant
which form oil-in-water microemulsions on mild agitation in the presence of water.
NEUTRALLIZATION-Drug
is added in alkaline solution like sodium hydroxide, ammonium
hydroxide.
A solution of β- Cyclodextrin is then added to dissolve the joined
drug. The clear solution obtained after few seconds under agitation is
neutralized using HCl solution until reaching the equivalence point.
At this moment, the appearance of a white precipitate could be
appreciated, corresponding to the formation of the inclusion compound.
The precipitate is then filtered and dried
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29. CRYOGENIC METHOD:
It is developed to enhance the dissolution rate of drugs by creating
nanostructured amorphous drug particles with high degree of porosity at very
low-temperature conditions.
Cryogenic inventions can be defined by the type of injection device (capillary,
rotary, pneumatic, and ultrasonic nozzle), location of nozzle (above or under the
liquid level), and the composition of cryogenic liquid (hydrofluoroalkanes, N2,
Ar, O2, and organic solvents).
POLYMERIC ALTERATION:
Different crystalline forms of a drug that may have different properties are
known as Polymorphs.
Polymorphs may differ in physicochemical properties such as physical and
chemical stability, shelf-life, melting point, vapor pressure, intrinsic solubility,
dissolution rate, morphology, density and biological activities as well as
bioavailability.
metastable crystalline polymorphs, metastable forms are associated with
higher energy with increased surface area, subsequently solubility,
29bioavailability and efficacy.

30. SALT FORMATION:
Dissolution rate of particular salt is usually different from that of
parent compound.
Sodium and potassium salt of week acid dissolve more rapidly than that of
pure salt.
Limitation of salt formation-
epigastric distress due to high alkalinity,
reactivity with atmospheric water and carbon dioxide leads to precipitation,
 patientcompliance and commercilation
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31. APPLICATION OF SOLUBILITY
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Solubility is represents a fundamental concept in fields of
research such as chemistry , physics, food science,
pharmaceutical, and biological sciences.
The solubility of a substance becomes specially important in the
pharmaceutical field because it often represents a major factor
that controls the bioavailability of a drug substance
Solubility is commonly used to describe the substance, to
indicate a substance's polarity ,to help to distinguish it from other
substances, and as a guide to applications of the substance.

32. Solubility of a substance is useful when separating mixtures.
Moreover, solubility and solubility-related properties can also provide
important information regarding the structure of drug substances, and in their
range of possible intermolecular interactions.
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