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By Dr. Serena Carpenter
 Problematization is an “endeavor to 
know how and to what extent it might 
be possible to think differently, 
instead of what is already known,” 
according to Foucault.
 Read to identify and challenge assumptions 
underlying a specific literature domain 
 Read intellectual leaders 
 Search across intellectual camps to see 
whether they have anything in common or 
see what they are not addressing (specifically) 
 Talk and listen to academics and practitioners
 Bryant & Miron (2004) 
◦ Merely referenced (45%), 
◦ Using it as a framework (23%), 
◦ Constructing it (18%), 
◦ Critiquing it (14%) 
 Potter and Riddle (2007) 
◦ Not guided by theory (65%)
 “I’m puzzled as to what exactly you are trying to accomplish 
here.” 
 “I had to read several pages into the manuscript to get a hint 
about what you are trying to achieve.” 
 “What exactly is this paper about? After reading it twice, I’m still 
not sure.” 
 “I am simply tired of reading passages of manuscripts two and 
three times just to figure out what the authors might be trying to 
say.” 
 “The authors may have a brilliant idea, but if they can't articulate 
that idea logically and coherently, we can't evaluate it.”
 What is a concept? 
 What is a construct? 
 What is a hypothesis? 
 What is theory? 
 What is a model? 
 What is science?
 Concept 
◦ Term that represents an idea that you wish to 
study 
 Conceptual abstractions of phenomena that 
cannot be directly observed – MacCorquodale & Meehl, 1948 
◦ Adopted for scientific purpose 
◦ We refer to concepts as constructs to recognize 
their social construction
 Females read a large number of magazines 
each month.
 Females read more magazines than males do.
 Causal variable - IV 
 Criterion variable - DV 
Source Message Effects
“What science at its best amounts to; its 
manner of imposing coherence on a 
chaos is much closer to the spirit of 
poetry than it is to the logical patterns in 
which philosophers put their trust” 
(McMullin, 1974, p. 665)
 “Description of concepts and specification of 
the relationships between or among these 
concepts.” -Baldwin, Perry, & Mofffitt – 2004 
 “Sets of hypotheses, which are tested by 
logically deriving observable consequences 
from them.” –Rosenberg – 2001 
 “’Good theory’ refers to theory of a kind that 
produces valid scientific knowledge 
(understanding, prediction). – Miner, 2003
 Theory: Organized explanation of some 
recurrent phenomena of interest 
 Theory: A collection of statements asserting 
a relationships between two or more 
concepts
 What does “making a theoretical contribution” 
mean?
 What does “making a theoretical contribution” 
mean? 
 As authors, what are some challenges we face 
when writing theory?
 What does “making a theoretical contribution” 
mean? 
 As authors, what are some challenges we face 
when writing theory? 
 As a reader, what makes a theoretical 
contribution “a keeper?”
 “Scientific knowledge is a collection of 
abstract theoretical statements.” – Reynolds, 1971 
 The origin of hypotheses is irrelevant 
 Test beliefs through the scientific method 
◦ Test under various conditions
 Describe 
 Explain 
 Predict 
 Control
 Abstractness 
 Empirical relevance 
 Intersubjectivity
 Inductive (research-then-theory) 
◦ Numerous observations of X under a variety of 
conditions 
◦ Construct development 
◦ Theory building 
 Deductive (theory-then-research) theory 
building 
◦ Precision 
◦ Theory testing
 The process or cycle by which a description 
or explanation of a phenomena are 
generated, tested, and refined (Gioloa & Pitre, p.587) 
 “Ongoing process of producing, confirming 
applying, and adapting theory” (Lynham, 2000)
 Simple concepts: 
◦ Can be measured with single items 
◦ E.g., gender, age 
 Complex concepts have many dimensions 
◦ Necessitating multiple items 
◦ Items get combined in indexes or scales 
◦ E.g., SES, Racism
 Empirical evidence 
◦ Theories produce empirical predictions about how 
change in a causal variable will affect an outcome 
variable 
◦ These predictions are called hypotheses
 Test the theory 
 “The predictions about the values of the units 
of a theory in which empirical indicators are 
employed for the named units in each 
proposition.” Dubin, 1978
 New areas of research where little is known 
about the relationship among variables
 Willing to modify and suggest to people how 
to improve your research
1. Goodness of fit — does it accurately 
describe, and predict, phenomena? 
2. Simplicity/elegance (“Occam’s Razor”) — In 
comparing two models that have the same, 
or nearly the same, goodness of fit, we 
prefer the simpler one 
3. Falsifiability — Does the model predict 
things that should not happen, so that there 
would be a way to show that it was wrong if 
it were?

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Theorybuilding

  • 1. By Dr. Serena Carpenter
  • 2.  Problematization is an “endeavor to know how and to what extent it might be possible to think differently, instead of what is already known,” according to Foucault.
  • 3.  Read to identify and challenge assumptions underlying a specific literature domain  Read intellectual leaders  Search across intellectual camps to see whether they have anything in common or see what they are not addressing (specifically)  Talk and listen to academics and practitioners
  • 4.  Bryant & Miron (2004) ◦ Merely referenced (45%), ◦ Using it as a framework (23%), ◦ Constructing it (18%), ◦ Critiquing it (14%)  Potter and Riddle (2007) ◦ Not guided by theory (65%)
  • 5.  “I’m puzzled as to what exactly you are trying to accomplish here.”  “I had to read several pages into the manuscript to get a hint about what you are trying to achieve.”  “What exactly is this paper about? After reading it twice, I’m still not sure.”  “I am simply tired of reading passages of manuscripts two and three times just to figure out what the authors might be trying to say.”  “The authors may have a brilliant idea, but if they can't articulate that idea logically and coherently, we can't evaluate it.”
  • 6.  What is a concept?  What is a construct?  What is a hypothesis?  What is theory?  What is a model?  What is science?
  • 7.  Concept ◦ Term that represents an idea that you wish to study  Conceptual abstractions of phenomena that cannot be directly observed – MacCorquodale & Meehl, 1948 ◦ Adopted for scientific purpose ◦ We refer to concepts as constructs to recognize their social construction
  • 8.  Females read a large number of magazines each month.
  • 9.  Females read more magazines than males do.
  • 10.  Causal variable - IV  Criterion variable - DV Source Message Effects
  • 11. “What science at its best amounts to; its manner of imposing coherence on a chaos is much closer to the spirit of poetry than it is to the logical patterns in which philosophers put their trust” (McMullin, 1974, p. 665)
  • 12.  “Description of concepts and specification of the relationships between or among these concepts.” -Baldwin, Perry, & Mofffitt – 2004  “Sets of hypotheses, which are tested by logically deriving observable consequences from them.” –Rosenberg – 2001  “’Good theory’ refers to theory of a kind that produces valid scientific knowledge (understanding, prediction). – Miner, 2003
  • 13.  Theory: Organized explanation of some recurrent phenomena of interest  Theory: A collection of statements asserting a relationships between two or more concepts
  • 14.  What does “making a theoretical contribution” mean?
  • 15.  What does “making a theoretical contribution” mean?  As authors, what are some challenges we face when writing theory?
  • 16.  What does “making a theoretical contribution” mean?  As authors, what are some challenges we face when writing theory?  As a reader, what makes a theoretical contribution “a keeper?”
  • 17.  “Scientific knowledge is a collection of abstract theoretical statements.” – Reynolds, 1971  The origin of hypotheses is irrelevant  Test beliefs through the scientific method ◦ Test under various conditions
  • 18.  Describe  Explain  Predict  Control
  • 19.  Abstractness  Empirical relevance  Intersubjectivity
  • 20.  Inductive (research-then-theory) ◦ Numerous observations of X under a variety of conditions ◦ Construct development ◦ Theory building  Deductive (theory-then-research) theory building ◦ Precision ◦ Theory testing
  • 21.
  • 22.
  • 23.  The process or cycle by which a description or explanation of a phenomena are generated, tested, and refined (Gioloa & Pitre, p.587)  “Ongoing process of producing, confirming applying, and adapting theory” (Lynham, 2000)
  • 24.
  • 25.  Simple concepts: ◦ Can be measured with single items ◦ E.g., gender, age  Complex concepts have many dimensions ◦ Necessitating multiple items ◦ Items get combined in indexes or scales ◦ E.g., SES, Racism
  • 26.  Empirical evidence ◦ Theories produce empirical predictions about how change in a causal variable will affect an outcome variable ◦ These predictions are called hypotheses
  • 27.  Test the theory  “The predictions about the values of the units of a theory in which empirical indicators are employed for the named units in each proposition.” Dubin, 1978
  • 28.  New areas of research where little is known about the relationship among variables
  • 29.  Willing to modify and suggest to people how to improve your research
  • 30.
  • 31. 1. Goodness of fit — does it accurately describe, and predict, phenomena? 2. Simplicity/elegance (“Occam’s Razor”) — In comparing two models that have the same, or nearly the same, goodness of fit, we prefer the simpler one 3. Falsifiability — Does the model predict things that should not happen, so that there would be a way to show that it was wrong if it were?