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K.Sai sudha
Definition of clinical trial
• Clinical trials are a set of tests in medical research and drug development that
generate safety and efficacy data for health interventions in human beings.
• Clinical trials are conducted only after satisfactory information has been
gathered on the quality of the nonclinical safety, and health authority/ethics
committee approval is granted in the country where approval of the drug or
device is sought.
• Clinical Trials are “real world” applications of the Scientific Method.

2
 Treatment Trials
 Prevention Trials
 Diagnostic Trials
 Screening Trials
 Quality of Life Trials

3
 1. Preclinical (animal) testing.
 2. An investigational new drug application (IND) outlines what the sponsor of a new

drug proposes for human testing in clinical trials.
 3. Phase 1 studies
 4. Phase 2 studies
 5. Phase 3 studies
 6. The pre-NDA period, just before a new drug application (NDA) is submitted.
 7. Submission of an NDA is the formal step asking the FDA to consider a drug for

marketing approval.
 FDA reviewers will approve the application or find it either "approvable" or "not

approvable."

4
Phases of clinical trials

5
PHASE 0 CLINICAL TRIALS:
 Human micro dosing studies
 Exploratory IND studies by FDA
 It is an important element of NEXT. It promises to shorten the timeline by upto 6-12
months
 MICRO DOSE: Less than1/100 of the dose of a test substance calculated to yield
pharmacological effect of the test substance with a max dose of <100 micrograms
 Patients Typically very small numbers of patients are involved.
 These are very early studies of the pharmacodynamic and pharmacokinetic properties
of
a potential drug in humans.

6
ADVANTAGES and LIMITATIONS:
ADVANTAGES:
Microdose is used so, ADE are less
Short duration
Inexpensive
Useful in the discovery of endogenous biomarkers

LIMITATIONS:
Limited use of agents having Non linear PKs
Agents having different kinetic characteristics between microdose and full dose are not
evaluated by phase 0 trials.
The laboratory parameters are very limited and expensive, researchers have to depend on
BA/BE labs.
7
8
Phase I trials
•The aim of a Phase I trial is to determine the maximum tolerated dose (MTD) of
the new treatment. The MTD is found by escalating the treatment dose until the
dose-limiting toxicity (DLT) is reached.
•20-25 healthy volunteers
•Patients: Anticancer drugs, AIDS therapy
•Duration: 6-12 months
•No blinding

9
Phase I Standard 3 + 3 Design

Dose

DLT

3 pts

3 pts

Recommended dose

3 pts
3 pts
3 pts

Starting dose

+

3 pts

DLT

3 pts
Phase II
• First in patients
• Duration: 6 months to several years.
• It acts as a screening stage.
• To evaluate activity, safety and feasibility of the new treatment.

11
 Phase IIa

 Phase IIb

 EARLY PHASE

 LATE PHASE

 Pilot clinical trials

 Pivotal clinical trials

 20-200 PATIENTS

 50-300 PATIENTS

 SINGLE BLIND comparison

 DOUBLE BLIND compared with

with a standard drug

a placebo or standard drug

12
Phase III
• Large scale, Randomised, Controlled trials . Minimises errors of phases I and II.
• To compare the new treatment against a suitable comparator.
• Target population: several 100’s to 3000 patients. Takes a long time: up to 5 years

13
Phase III
• Phase IIIa

• Phase IIIb

• Prior to NDA

• After the NDA but prior to the approval and

• Generates data on safety and
efficacy in both controlled
and uncontrolled trials.
• Provides much of information
for the package insert

launch.
• Period between submission and approval of
a regulatory dossier for marketing
authorization
• These may supplement or complete the
earlier trials or may be directed to Phase IV
trials.

14
 No fixed duration / patient population
 Starts immediately after marketing
 These are primarily observational or non- experimental in nature.
 Helps to detect rare ADRs, Drug interactions
 Also new uses for drugs [Sometimes called Phase V]
 Harmful effects discovered may result in a drug being no longer sold, or

restricted to certain uses.

2010

2011

15
Summary of various phases

16
 Positive trial
 Non-inferior trial
 Inconclusive trial
 Negative trial

17
18

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Phasesofclincaltrials.

  • 2. Definition of clinical trial • Clinical trials are a set of tests in medical research and drug development that generate safety and efficacy data for health interventions in human beings. • Clinical trials are conducted only after satisfactory information has been gathered on the quality of the nonclinical safety, and health authority/ethics committee approval is granted in the country where approval of the drug or device is sought. • Clinical Trials are “real world” applications of the Scientific Method. 2
  • 3.  Treatment Trials  Prevention Trials  Diagnostic Trials  Screening Trials  Quality of Life Trials 3
  • 4.  1. Preclinical (animal) testing.  2. An investigational new drug application (IND) outlines what the sponsor of a new drug proposes for human testing in clinical trials.  3. Phase 1 studies  4. Phase 2 studies  5. Phase 3 studies  6. The pre-NDA period, just before a new drug application (NDA) is submitted.  7. Submission of an NDA is the formal step asking the FDA to consider a drug for marketing approval.  FDA reviewers will approve the application or find it either "approvable" or "not approvable." 4
  • 6. PHASE 0 CLINICAL TRIALS:  Human micro dosing studies  Exploratory IND studies by FDA  It is an important element of NEXT. It promises to shorten the timeline by upto 6-12 months  MICRO DOSE: Less than1/100 of the dose of a test substance calculated to yield pharmacological effect of the test substance with a max dose of <100 micrograms  Patients Typically very small numbers of patients are involved.  These are very early studies of the pharmacodynamic and pharmacokinetic properties of a potential drug in humans. 6
  • 7. ADVANTAGES and LIMITATIONS: ADVANTAGES: Microdose is used so, ADE are less Short duration Inexpensive Useful in the discovery of endogenous biomarkers LIMITATIONS: Limited use of agents having Non linear PKs Agents having different kinetic characteristics between microdose and full dose are not evaluated by phase 0 trials. The laboratory parameters are very limited and expensive, researchers have to depend on BA/BE labs. 7
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  • 9. Phase I trials •The aim of a Phase I trial is to determine the maximum tolerated dose (MTD) of the new treatment. The MTD is found by escalating the treatment dose until the dose-limiting toxicity (DLT) is reached. •20-25 healthy volunteers •Patients: Anticancer drugs, AIDS therapy •Duration: 6-12 months •No blinding 9
  • 10. Phase I Standard 3 + 3 Design Dose DLT 3 pts 3 pts Recommended dose 3 pts 3 pts 3 pts Starting dose + 3 pts DLT 3 pts
  • 11. Phase II • First in patients • Duration: 6 months to several years. • It acts as a screening stage. • To evaluate activity, safety and feasibility of the new treatment. 11
  • 12.  Phase IIa  Phase IIb  EARLY PHASE  LATE PHASE  Pilot clinical trials  Pivotal clinical trials  20-200 PATIENTS  50-300 PATIENTS  SINGLE BLIND comparison  DOUBLE BLIND compared with with a standard drug a placebo or standard drug 12
  • 13. Phase III • Large scale, Randomised, Controlled trials . Minimises errors of phases I and II. • To compare the new treatment against a suitable comparator. • Target population: several 100’s to 3000 patients. Takes a long time: up to 5 years 13
  • 14. Phase III • Phase IIIa • Phase IIIb • Prior to NDA • After the NDA but prior to the approval and • Generates data on safety and efficacy in both controlled and uncontrolled trials. • Provides much of information for the package insert launch. • Period between submission and approval of a regulatory dossier for marketing authorization • These may supplement or complete the earlier trials or may be directed to Phase IV trials. 14
  • 15.  No fixed duration / patient population  Starts immediately after marketing  These are primarily observational or non- experimental in nature.  Helps to detect rare ADRs, Drug interactions  Also new uses for drugs [Sometimes called Phase V]  Harmful effects discovered may result in a drug being no longer sold, or restricted to certain uses. 2010 2011 15
  • 16. Summary of various phases 16
  • 17.  Positive trial  Non-inferior trial  Inconclusive trial  Negative trial 17
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