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Journal of Orthopaedic & Sports Physical Therapy
       Official Publication of the Orthopaedic and Sports Physical Therapy Sections of the American Physical Therapy Association



I   Please start my one-year subscription to the JOSPT.               I   Please renew my one-year subscription to the JOSPT.
    Management of a Patient With an Isolated
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    Greater Tuberosity Fracture and Rotator
normal shipping charges. Subscriptions extend for 12 months, starting at the month they are entered or renewed (for example,




                                                                                                                                                CASE
September 2002-August 2003). Single issues are generally available at $20 per copy in the United States and $25 per copy when
mailed internationally.

    Cuff Tear             USA                               International               Agency Discount




                                                                                                                                                REPORT
Institutional             I $215.00                         I  $265.00                  I $9.00
Individual                I $135.00                         I $185.00
StudentB. Wilcox III, PT, DPT 1
   Reg                    I $75.00                          I $125.00                   Subscription Total: $________________
                                          2
  Linda E. Arslanian, PT, DPT, MS
Shipping/BillingMD, MSc 3
  Peter J. Millett, Information
Name _______________________________________________________________________________________________

Address _____________________________________________________________________________________________

Address Design: Case report.
   Study _____________________________________________________________________________________________    avulsion injury.43,44 The impaction
   Background: Patients with hyperflexion/hyperabduction injury to the glenohumeral joint are at risk injury is usually the result of a fall
City _______________________________State/Province __________________Zip/Postal Code _____________________
   for isolated greater tuberosity fractures, which are often undiagnosed or misdiagnosed. In this case with forced hyperflexion or
   report, we describe the clinical decision-making process that led to the diagnosis of an isolated
Phone _____________________________Fax____________________________Email _____________________________     hyperabduction of the shoulder. In
   greater tuberosity fracture and subsequent rotator cuff tear.
   Case Description: The patient was a 45-year-old male who sustained a shoulder injury as the
                                                                                                          comparison, an avulsion injury oc-
Would youalike to receive JOSPTthe initiation of physicalrenewal he was diagnosed Yes an I curs
   result of fall while skiing. After
                                            email updates and therapy, notices?                I
                                                                                                  with
                                                                                                           No      in    association     with
   isolated greater tuberosity fracture. Little is known regarding the optimal management and overall glenohumeral dislocation and has
   prognosis of this type of fracture. Conservative nonoperative management and postoperative been found to occur in 15% to
Paymenttherapy management are discussed.
   physical Information                                                                                   30% of dislocations.43,44
   Outcomes: With conservative nonoperative management, the patient was unable to regain                     Nonoperative treatment for a
I high-level functional shoulder use. Suspicion JOSPT).
   Check enclosed (made payable to the of continued pathology of the greater tuberosity nondisplaced greater tuberosity
   dictated further diagnostic imaging, which led to surgical intervention. Upon completion of
I postoperative rehabilitation, he was able to resume VISA
   Credit Card (circle one) MasterCard                                American Express                    fracture has been reported to in-
                                                           full recreational activities.
   Discussion: It is recommended that sound clinical decision-making dictate the management and clude passive range of motion
   ongoing evaluation of traumatic shoulder injuries, especially when managing a patient with an (PROM) starting at 1 week
Card Number ___________________________________Expiration Date _________________________________________
   injury for which optimal treatment and prognosis is not well established. J Orthop Sports Phys postinjury, active range of motion
   Ther 2005;35:521-530.
Signature ______________________________________Date __________________________________________________   (AROM) starting at 6 weeks
   Key Words: diagnostic imaging, physical therapy, shoulder rehabilitation                               postinjury, followed by gradually
                                                                                                          progressed strengthening once full
                                                                                                                              19
                                                     To order call, fax, email or mail to: PROM is reached. There is little
                   roximal humeral fractures are quite common and the typeVA 22314-1436 to support this progres-
                                        1111 North Fairfax Street, Suite 100, Alexandria, of evidence



    P              fracture greatly dictates the appropriate plan of care. The sion timeline.
                                 Phone 877-766-3450 • Fax 703-836-2210 • Email: subscriptions@jospt.org
                   classification of proximal humeral fractures has been estab-
                   lished and accepted for over 30 years. Yet, there are few
                                                          Thank you for subscribing!
                   reports describing the management of isolated nondisplaced mm,
                                                                                                             Patients with greater tuberosity
                                                                                                          fractures displaced more than 5

   greater tuberosity fractures of the humerus, which would be classified as nonoperatively, typically have less
   a type I fracture using Neer’s classification system.35 Most of the recent favorable outcomes than patients
   published work on proximal humeral fractures deals with the manage- who are managed with a surgical
                                                                                                                    who      are     managed



   ment of 3- and 4-part fractures.3,6,10,22,33,40,42 There are typically 2 repair.31 Hence, surgical open re-
   mechanisms of injury for a greater tuberosity fracture: impaction or duction internal fixation is the
                                                                                                          treatment option of choice for dis-
   1
     Clinical Supervisor, Outpatient Services, Department of Rehabilitation Services, Brigham and Women’s placed fractures, unless the bony
   Hospital, Boston, MA; Fellow, Center for Evidence-Based Imaging, Department of Radiology, Brigham and fragments are small enough that
   Women’s Hospital, Boston, MA.
   2
     Director, Department of Rehabilitation Services, Brigham and Women’s Hospital Boston, MA.            their excision could be done in a
   3
     Assistant Professor of Orthopedics, Harvard Medical School, Boston, MA; Associate Director, Harvard manner similar to a routine rota-
   Shoulder Service, Harvard Medical School, Boston, MA; Orthopedic Surgeon, Department of Orthope- tor cuff repair. There are no pub-
   dics, Brigham and Women’s Hospital, Boston, MA.
   Address correspondence to Dr Reg B. Wilcox III, Department of Rehabilitation Services, Brigham and lished clinical series to date on
   Women’s Hospital, 75 Francis Street, Boston, MA 02115. E-mail: rwilcox@partners.org                    either open reduction internal

    Journal of Orthopaedic & Sports Physical Therapy                                                                                     521
fixation and/or the excision of bony fragments.
   The closest type of fracture to a greater tuberosity
fracture that is described in the literature is an
isolated lesser tuberosity fracture. These types of
fractures are also very rare and usually occur in
association with posterior shoulder dislocation or in
conjunction with a comminuted proximal humeral
fracture.15 According to Ogawa et al38 in 1997, there
were only 60 published cases of isolated lesser tuber-
osity fractures. They reported on 10 lesser tuberosity
fractures of their own and the previously reported 60
cases. These cases consisted of 52 acute cases and 18
chronic cases. The prevalence of chronic cases illus-
trates the fact that lesser tuberosity fractures often are
misdiagnosed or completely missed at the time of
injury. This is also likely true with greater tuberosity
fractures. In addition, it is important when diagnos-
ing either greater or lesser tuberosity fractures to
distinguish the fracture from a rupture of the corre-        FIGURE 1. Initial radiograph, anterior-posterior view. No fracture
sponding musculature.17 Both rotator cuff tears and          identified.
fractures can produce similar complaints of pain and
weakness in abduction,41,51 making it difficult to
distinguish these injuries based on history and physi-
cal examination alone. Ogawa et al39 reported in
2003 that isolated greater tuberosity fractures con-
tinue to be easily overlooked. They found that 59%
(58/99) of patients with shoulder pathology seen in
their clinic for second opinions had been misdiag-
nosed by outside facilities and did have a greater
tuberosity fracture.
   The purpose of this case report is to demonstrate
the need for sound physical therapy clinical decision
making in collaboration with the referring physician
when treating a patient with an injury for which
management and prognosis is not definitively estab-
lished.

CASE DESCRIPTION
  The patient was a 45-year-old, right-hand–dominant
male who fell on his right shoulder while downhill
skiing with his family (February 16, 2003), with a
resultant hyperflexion injury. Initially he had some
diffuse anterior shoulder pain. Over the course of a
few days his pain got much worse and he noted that
he was unable to raise his arm over his head. He was
referred to physical therapy 16 days postinjury by an        FIGURE 2. Initial radiograph, y-view of the scapula. No fracture
orthopedic surgeon with a diagnosis of a ‘‘right             identified.
shoulder/cuff contusion’’ for evaluation and treat-
ment of his shoulder. At the time of his physical               The patient reported no previous trauma or major
therapy examination (March 3, 2003), the radio-              injury to his shoulder, but reported some history of
graphs of his shoulder (A-P, lateral, and y-view of          inconsistent bilateral shoulder pain (right worse than
scapula) done 1 day postinjury had been reviewed by          left) after playing tennis. This pain usually subsided
a radiologist and the orthopedic surgeon and were            after a day or so of rest. Prior to this injury, he
determined to be negative (Figures 1 and 2). His             regularly played tennis 2 days per week.
only treatment intervention prior to this point was a           The patient’s occupational role as a radiologist was
course of nonsteroidal anti-inflammatory medication          partly clinical, academic, and administrative. He was
(Celebrex; Pfizer, New York, NY) shortly after his           able to continue working in a full capacity. The
injury.                                                      patient had difficulty reaching for objects above

522                                                          J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005
shoulder height, donning/doffing his shirt and coat,                  movement and end feel. Posterior, anterior, lateral,
and was not able to actively play with his children if                and caudal glides were found to be normal in both
the activity required right upper extremity use. He                   quantity of motion and end feel. Muscle performance
was unable to play tennis. The patient’s major com-                   was assessed by manual muscle testing25; anterior,
plaint at the time of his physical therapy evaluation                 middle, posterior deltoid, and subscapularis were all
was intermittent achy pain: 5 on a 0-to-10 verbal                     5/5. The supraspinatus was determined to be intact




                                                                                                                                   CASE
analog pain-rating scale (0 representing no pain and                  by a negative empty can test,27 but painful with
10 representing worst pain experienced). This pain                    resistance during a supraspinatus test27 (6/10 pain on
was located anteriorly near the bicipital groove and                  a verbal analog scale). Supraspinatus manual muscle
occurred with active overhead motions. He reported                    testing was deferred at this time secondary to pain




                                                                                                                                   REPORT
a slight ache at rest. His goal was to return to all                  with the supraspinatus test. Strength of the
preinjury activities, including tennis.                               infraspinatus was 4–/5 by manual muscle testing and
                                                                      moderately painful (4/10 on a verbal analog scale).
Initial Physical Therapy Examination                                  Strength for other right upper extremity muscles was
                                                                      5/5. These findings suggested an injury to the rotator
   This patient presented with mild anterior shoulder                 cuff.
swelling appreciable to palpation and mild tenderness                    The presence of a painful resisted isometric con-
of the supraspinatus tendon at its insertion onto the                 traction of his supraspinatus and palpable tenderness
greater tuberosity of the humerus. No tenderness was                  at its insertion onto the greater tuberosity led to a
noted upon palpation of the rest of the shoulder                      diagnosis of traumatic impingement syndrome of his
girdle. Visual observation of standing posture indi-                  rotator cuff, primarily affecting the contractile tissue
cated a mild forward head, protracted shoulders, and                  of the supraspinatus muscle tendon.8 See Table 2 for
normal lumbar spine lordosis. Light touch, assessed                   this patient’s impairments and clinical goals.
to rule out the possibility of a peripheral nerve                        It was postulated that this patient should progress
injury, was intact for bilateral shoulder girdles and                 well with a treatment program that focused on
upper extremities.                                                    reducing rotator cuff inflammation, regaining rotator
   All range of motion (ROM) measurements                             cuff strength, and restoring normal shoulder func-
throughout the course of his therapy were taken in                    tion. The majority of patients with subacromial im-
the same method by the treating physical therapist                    pingement can be successfully managed with
(Table 1). To determine whether subacromial struc-                    conservative treatment.1 Recent studies have sug-
tures were injured and potentially inflamed, both the                 gested that manual physical therapy techniques ap-
Hawkins23 and Neer Impingement36 tests were con-                      plied by physical therapists, combined with supervised
ducted and found to be positive. Due to the trau-                     exercise, are better than exercise alone for increasing
matic nature of his injury, the sulcus,16 anterior                    strength, decreasing pain, and improving function in
apprehension,27 and clunk27 tests were performed to                   patients with shoulder impingement syndrome.2,7 Ad-
assess glenohumeral joint instability. Based on the 3                 ditionally, a recent Cochrane review of all interven-
tests being negative, the likelihood of this patient                  tions for shoulder disorders determined that exercise
having shoulder instability was thought to be fairly                  was very effective in terms of short-term recovery in
small. To screen for a possible acromioclavicular (AC)                rotator cuff disease and had longer-term benefit with
joint injury both palpation of the joint as well as an                respect to function, as compared to ultrasound and
AC sheer test9 were completed and were negative.                      laser therapy.20 Morrison et al34 in 1997 retrospec-
   Because his PROM was limited, glenohumeral joint                   tively looked at 616 patients who had subacro-
play24,28 was assessed to determine accessory joint                   mial impingement syndrome managed with anti-

 TABLE 1. Right shoulder active and passive range of motion (AROM, PROM). Left shoulder AROM and PROM was 175° for flexion
 and abduction and 90° for internal and external rotation measured at 60° of abduction. (All measurements in degrees.)
                                              Postinjury                                         Postsurgery
                       2 wk                  7 wk            13 wk              1d              6 wk             14 wk
                               †                                                       †               †
 Flexion             130*, 170             170, 170        175, 175           n/a,   45       140, 174         175, 175
 Abduction           100*, 140†            160, 170        175, 175           n/a,   45†      100, 125†        175, 175
 Internal rotation    80, 80‡               80, 80‡         90, 90‡           n/a,   80†§      80, 80†§         90, 90‡
 External rotation    80*, 80†‡             90, 90‡         90, 90‡           n/a,   0†§       70, 80†§         90, 90‡
 Abbreviations: n/a, not applicable.
 *Pain.
 †
  Pain and empty end feel.
 ‡
  Measured at 60° of shoulder abduction.
 §
  Measured at 30° of shoulder abduction.


J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005                                                               523
TABLE 2. Impairments and goals.
            Initial Impairments/                     Initial Goals (March 3, 2003) to             Updated Goals (March 12, 2003) to
           Functional Limitations                            Achieve in 4-6 wk                            Achieve in 16 wk
                                                Independent with home exercise program         Independent with home exercise program
 Impaired AROM/PROM                             Full AROM all planes right shoulder            Full AROM all planes right shoulder
 Weakness of rotator cuff due to pain           All rotator cuff musculature 5/5 by MMT        All rotator cuff musculature 5/5 by MMT
  inhibition
 Decreased functional activity (ADL)            Able to raise right upper extremity over-      Able to raise right upper extremity overhead
                                                 head fully for all household ADL up to         fully for all household ADL up to 10 times
                                                 10 times per h for 4 consecutive h with-       per h for 2 consecutive h without pain or
                                                 out pain or difficulty                         difficulty
 Decreased functional activity, recreational    Able to return to modified tennis game (no Able to return to modified tennis game (no
                                                 overhead serves) 2 times per wk without    overhead serves) 2 times per wk without
                                                 pain or difficulty                         pain or difficulty
 Abbreviations: ADL, activities of daily living; AROM, active range of motion; MMT, manual muscle test; PROM, passive range of motion.


inflammatory medication and a specific supervised                       is believed to assist in the reduction of abnormal
physical therapy routine focusing on rotator cuff                       fibrous adhesions allowing scar tissue to be more
strengthening. The average follow-up time was 27                        mobile in subacute and chronic inflammatory condi-
months and they reported that 18% of the patients                       tions by realigning soft tissue fibers. The effectiveness
had a successful result, 67% had a satisfactory result,                 of TFM is based in theory on the changes in
and 28% had no improvement and went on to have a                        mechanical properties that occur with hyperemia.
subacromial decompression. It was also found that                       Most outcome reports on TFM are based on empiri-
patients under the age of 20, and those 40 to 60 years                  cal data and there is no literature reporting outcomes
of age, did the best with conservative management.                      of TFM in patients with any shoulder-related condi-
Based on the literature and current presentation, it                    tions. Based on the knowledge of hypovascularity of
was believed that this patient would do well with                       the rotator cuff and potential for improved blood
conservative physical therapy management.                               flow with the use of TFM, one might speculate that
                                                                        TFM could be beneficial, particularly during the
Initial Intervention                                                    remodeling phase of healing. Furthermore, it is
                                                                        conceivable that the mechanical effects of TFM might
   This patient’s initial plan of care included                         assist in proper alignment of type I collagen fibers.
ultrasound to the supraspinatus tendon, transverse                         Ice helps to control pain, decrease swelling and
friction massage, manual therapy techniques of                          muscle spasm, suppress inflammation, and decrease
glenohumeral joint mobilization for pain relief, a                      metabolism.32 The analgesic effects occur after tissue
home exercise program focusing on active assisted                       is cooled to between 10°C (50°F) and 16°C (60°F),37
ROM (AAROM), and ice.                                                   while the depth of cooling is unknown. Speer et al47
   Therapeutic ultrasound (0.9 W/cm2 for 5 minutes                      reported decreased postoperative pain over the first
continuous) was initially used over the insertion of                    24 hours, with a better potential for sleep and less of
the supraspinatus for the physiologic effects of pro-                   a need for pain medication in patients who used ice
moting circulation, increasing membrane permeabil-                      postoperatively.
ity, cavitation, and promotion of tendon                                   This patient was seen 2 times per week for the first
extensibility.32 In trying to promote circulation to the                9 days of therapy. His initial physical therapy program
supraspinatus and knowing that there is a                               focused on the promotion of healing with the use of
hypovascular zone of the supraspinatus (about 1.5 cm                    ultrasound and TFM, reduction of inflammation with
from the greater tuberosity),12 the use of ultrasound                   ice and maximizing his ROM with an AAROM
was selected. However, there is very little literature                  exercise program. Sets of 10 repetitions of grade II
supporting the efficacy of ultrasound for the treat-                    lateral glenohumeral joint traction (short axis distrac-
ment of either bursitis or tendonitis. Yet it is the                    tion) and50 caudal humeral glide (long axis distrac-
authors’ opinion that empirical patient reports that                    tion)50 were done to assist in general pain relief and
they feel better and are more flexible after a course                   reduction of glenohumeral hypomobility. The patient
of ultrasound treatments has maintained the enthusi-                    performed AAROM with a cane for supine shoulder
asm for this modality among physical therapists.                        flexion, abduction, and external rotation at 30° of
   The hypothesized role of transverse friction mas-                    shoulder abduction, and standing extension and in-
sage (TFM) in the treatment of tendonitis/tendinosis                    ternal rotation behind his back. He avoided pain with
is primarily based on Cyriax’s8 soft tissue work. TFM                   his ROM exercises and completed 10 slowly per-

524                                                                     J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005
formed stretches for 20 seconds for each exercise 2              shoulder the treatment program focused on appropri-
times per day, followed by 20 minutes of ice to his              ate rest and maintaining ROM, with eventual regain-
shoulder.                                                        ing of rotator cuff strength. Because the MRI
                                                                 established the absence of a rotator cuff tear, it was
Updated Examination Findings                                     felt that this patient’s outcome would most likely be
                                                                 better than that of a patient with a rotator cuff tear,




                                                                                                                                       CASE
   Because the patient demonstrated no significant               as bone tissue typically heals much better than the
changes in pain relief or function within the first 9            avascularized area of the rotator cuff. This prognosis
days of therapy, an MRI was performed (March 12,                 was made assuming that the fracture site healed
2003), which revealed a nondisplaced complete                    without displacement.




                                                                                                                                       REPORT
greater tuberosity fracture with associated                         This patient was then seen 1 time per week from
subacromial bursitis (Figure 3). The greater tuberos-            week 4 postinjury through week 7 postinjury.
ity fragment measured approximately 0.7 × 0.3 cm.                Ultrasound and TFM were discontinued based on his
Rotator cuff tissues appeared normal. Consequently,              new status. His revised physical therapy program still
his diagnosis, prognosis, and treatment plan were                focused on maximizing his ROM with an AAROM
modified.
                                                                 exercise program. His AAROM program was the same
                                                                 as before his MRI; however, he was instructed to only
Updated Intervention                                             complete these exercises 1 time per day followed by
                                                                 20 minutes of ice to his shoulder. Isometric exercises
   To assist with the modification of the patient’s              were begun during week 5 and performed at 20° of
treatment plan and prognosis, a review of the litera-            shoulder abduction (to reduce the strain on his
ture was performed. This patient was seen in early               rotator cuff) for the biceps, triceps, anterior deltoid,
2003, before publication of the literature review on             middle deltoid, posterior deltoid, and internal rota-
greater tuberosity fractures by Green and Izzi.19                tors of the shoulder. He did not start any isometric
Because there was little literature on greater tuberos-          exercises for his external rotators and abductors
ity fractures, the treating therapist also reviewed the          because any attempt at an isometric contraction of
literature on lesser tuberosity fractures. It was felt that      these muscle groups resulted in both immediate and
having a sound understanding of the management of                residual pain. This was believed to be because he was
a similar fracture type would assist in the clinical             placing too much tension through the fracture site
decision-making process. It has been reported that               with each contraction.
removal of lesser tuberosity fracture fragments leads               At 7 weeks postinjury his AROM/PROM was much
to poor outcomes because it does not allow for                   improved (Table 1). His physical therapy visits in-
recover y of the muscular strength of the                        creased to 2 to 3 times per week at week 7 of therapy
subscapularis muscle.26 It is reasonable to conclude
that this experience would apply to greater tuberosity
fractures and the supraspinatus/infraspinatus muscles
as well. Ogawa et al38 reported that 3 out of 5 of 52
lesser-tuberosity cases that were treated acutely with
open reduction internal fixation had excellent out-
comes; yet there are no randomized controlled stud-
ies to determine if patients would do just as well
without surgical intervention. In the management of
patients with chronic greater tuberosity fractures it
has been reported that the first choice of interven-
tion is conservative treatment, focusing on strength-
ening the rotator cuff musculature while protecting
the fracture site.38
   Given the lack of literature dealing with conserva-
tive management of greater tuberosity fractures and
the diagnosis of a nondisplaced greater tuberosity
fracture, the treating physical therapist, in collabora-
tion with the orthopedic surgeon, agreed to manage
this patient’s case similarly to that of a patient with a
chronic rotator cuff tear/impingement. See the re-
vised rehabilitation goals in Table 2. Treatment con-
sisted of a gradual progression to ensure protection             FIGURE 3. Initial coronal section MRI 4 weeks postinjury. The
of the fracture site, while restoring shoulder function.         fracture is indicated with arrows. There is no evidence of either a
In anticipation of restoring normal function of the              rotator cuff tear or bony avulsion.

J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005                                                                  525
to gradually progress his strengthening program.           specific activities at 41⁄2 half months postinjury. The
Progressive resistance exercises of every muscle ex-       program consisted of a gradually progressed regime
cept his shoulder external rotators and abductors          of 1 set of 10, progressed to 4 sets of 20 over the
were begun at this point because he was pain free          course of 3 weeks of each of the following activities:
with daily activities, his PROM was nearly normal, and     underhand tennis ball throw, overhead tennis ball
he was able to complete near maximal isometric             throw, forehand and backhand tennis strokes with
contractions for all his shoulder musculature except       and without racket in hand, and overhead serve
his supraspinatus/infraspinatus. He began isotonic         motion with and without racket in hand. This pro-
internal rotation at 20° of abduction with resistance      gram revealed a significant deficit in shoulder exter-
band (Strechwell, Inc, Newtown, PA), bicep curls and       nal rotation strength when his upper extremity was
                                                           above 90° of shoulder abduction. With continued
triceps extensions with 0.9-kg weights, and isometric
scapular retractions. He was started on shoulder           strengthening focusing on overhead activities, no
                                                           gains were achieved. At 20 weeks postinjury, his
external rotation and abduction isometric exercises at
                                                           strength gains had plateaued: anterior, middle, poste-
about 12 weeks postinjury because he had no pain
with a resisted isometric contraction of either muscle.    rior deltoid were all 5/5, subscapularis was 5/5,
                                                           supraspinatus was 4–/5 (mildly inhibited by pain),
At 13 weeks postinjury his AROM/PROM was normal
                                                           teres minor/infraspinatus was 3–/5 (inhibited by pain
(Table 1). At this time he progressed his abduction
isometric exercises to isotonic abduction with his arm     when tested at 90° of shoulder abduction); yet his
                                                           external rotation resisted isometric test at 0° of
in external rotation in the plane of the scapula (full
                                                           shoulder abduction was pain free and strong. Any
can supraspinatus raises) and his external rotator
isometric exercises were progressed to performing          attempt at overhead activity that required maximal
                                                           external rotation ROM at or above 90° of abduction
isotonic shoulder external rotation exercises in sidely-
                                                           was painful. Otherwise he was pain free with all
ing at 20° of shoulder abduction. He began all his
                                                           activities.
strengthening exercises with 10 repetitions of AROM
                                                              Because he was still having difficulty producing a
with no weight and progressed based on DeLorme’s
principles of progressive resistance exercise.11 It was    strong pain-free contraction of his supraspinatus
noticed that with his abduction exercises in the plane     muscle, his external rotator strength had declined
of his scapula he was unable to avoid hiking his           despite strengthening exercises, and he had pain with
shoulder, even with verbal cueing and visual feedback      overhead activities, the therapist and surgeon felt that
from a mirror. His shoulder hiking was believed to be      there was either a rotator cuff tear where it attached
secondary to inappropriate recruitment of his              to the greater tuberosity or the original fracture was
supraspinatus muscle due to the prolonged period of        displaced. A repeat MRI (July 22, 2003) was com-
rest after his injur y. An auditor y and visual            pleted that showed high T2 signal intensity in the
biofeedback unit (Prometheus Group, Dover, NH)
was used for 3 weeks (weeks 13 through 15).
Biofeedback electrodes were placed on both his
anterior and middle deltoid while he performed 2 to
3 sets of 10 repetitions of shoulder flexion and
abduction in the plane of the scapula to assist him in
reducing recruitment of the deltoid with these mo-
tions. Over the course of 3 weeks he was able to
completely eliminate his tendency to excessively hike
his shoulder when he raised his arm over his head.
He then progressed through his strengthening pro-
gram so that he was completing 3 sets of 15 repeti-
tions using 2.2 kg for bicep curls, 0.9 kg for shoulder
external rotation sidelying at 20° of abduction, resis-
tance band equivalent to 2.7 kg for internal rotation
at 20° of shoulder abduction, and 0.9 kg with each of
the following exercises: abduction in the plane of the
scapula with his upper extremity in external rotation
(full can supraspinatus raise), prone shoulder exten-
sion at 20° of abduction, and prone horizontal
abduction at both 90° and 120° of abduction at 17
weeks postinjury.
                                                           FIGURE 4. Coronal section MRI 5 months postinjury. A full thick-
   The patient’s desire to return to high-level recre-     ness supraspinatus tear, a bony avulsion of the greater tuberosity,
ational tennis lead the therapist and patient to work      and resolving greater tuberosity edema are present. The bony
toward overhead shoulder strengthening and sport-          avulsion is indicated with an arrow.

526                                                        J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005
Postsurgical Intervention

                                                                    The patient began pendulums and PROM exercises
                                                                 on postoperative day 1. During the first 5 postopera-
                                                                 tive weeks, PROM (flexion, abduction, extension, and
                                                                 internal and external rotation at multiple angles of




                                                                                                                            CASE
                                                                 abduction) in available pain-free ROM was either
                                                                 conducted by a physical therapist or the patient’s
                                                                 wife, who was instructed how to perform PROM
                                                                 properly. Patient-performed ROM exercises were dis-




                                                                                                                            REPORT
                                                                 couraged because EMG studies have shown that the
                                                                 rotator cuff is active with self-assisted ROM.13 He
                                                                 started an AAROM program during his fifth postop-
                                                                 erative week. These exercises were introduced to
                                                                 increase muscle activity and assist in restoring normal
                                                                 patterns of muscle contraction. His exercises for
                                                                 AAROM were performed with a cane for supine
FIGURE 5. 3-D reconstructed CT scan 5 months postinjury. The     flexion, abduction, and external rotation at 30° of
bony avulsion is indicated with an arrow.                        shoulder abduction, and standing extension and in-
                                                                 ternal rotation behind his back. He avoided pain and
distal supraspinatus tendon (most suggestive of a
                                                                 completed 10 repetitions for each exercise 2 times
full-thickness tear), a bony avulsion of the greater
                                                                 per day, followed by 20 minutes of ice to his shoulder.
tuberosity, and resolving greater tuberosity edema.
                                                                 By the sixth postoperative week he had no complaints
The original fracture line was also seen (Figure 4).
                                                                 of pain except at end of available ROM. He began
The question remained as to whether this bony
                                                                 AROM exercises during this sixth postoperative week,
avulsion was a new fracture or one that was missed on
                                                                 performing supine flexion, abduction, and internal
the original MRI. A 3-D reconstructed computed
                                                                 rotation, and sidelying external rotation, and stand-
tomography (CT) (July 24, 2003) scan was per-
                                                                 ing and prone extension twice a day each for 10
formed, which supported the most recent MRI find-
                                                                 repetitions, followed by 20 minutes of ice. He was
ings (Figure 5).
                                                                 seen in the clinic 1 to 2 times per week, with his
                                                                 in-clinic therapy from the sixth to eighth postopera-
Surgical Intervention                                            tive week consisting of gradually progressed
                                                                 glenohumeral joint mobilizations and contract-relax
   The patient’s desire to return to high-level recre-           techniques48 to assist in maximizing his external
ational tennis led him to elect to undergo surgery 51⁄2          rotation and flexion ROM. Sets of 10 repetitions of
months after the initial injury (July 29, 2003).                 grades II and III lateral glenohumeral joint traction
Arthroscopic assessment of his shoulder indicated                (short-axis distraction)50 and caudal humeral glide
dense hemorrhagic bursal adhesions in the                        (long-axis distraction)50 were done to assist in general
subacromial space, significant inflammation of the               pain relief and reduction of glenohumeral
glenohumeral joint, mild labral fraying, mild rotator            hypomobility. Contract-relax techniques for external
interval synovitis, a supraspinatus tear, and no bony            rotation and flexion were used in repetitions of 5,
avulsion fragment. His surgical procedure consisted              with 2 sets to assist with reducing antagonist
of arthroscopic subacromial bursectomy and an                    glenohumeral muscle tightness of his internal rota-
arthroscopic rotator cuff repair.                                tors and extensors, respectively. His ROM progressed
                                                                 as expected (Table 1).
Postsurgical Physical Therapy Examination                           A scapular muscular and rotator cuff isometric
                                                                 program was initiated during his sixth postoperative
   On postoperative day 1 his pain was a 7 on a                  week. This consisted of standing and supine scapular
0-to-10 verbal analog scale and his surgical right               retractions, internal rotation, external rotation, flex-
upper extremity was supported in an UltraSling II (dj            ion, abduction, and extension isometrics at 0° to 20°
Orthopedics, Inc, Vista, CA). He was referred to                 of abduction. Each exercise was performed twice a
physical therapy to begin pendulums and PROM                     day with 10 repetitions. He began isotonic rotator
exercises. Upon examination his shoulder PROM was                cuff strengthening at 8 weeks postoperatively. Internal
limited due to pain (Table 1). He had no neurologi-              rotation was started with resistance band at 0° of
cal impairments and his cervical spine, elbow, and               abduction, external rotation and abduction were
wrist screen were normal. Table 3 provides the details           initiated in sidelying with a 0.45-kg weight. Shoulder
of his postoperative impairments and rehabilitation              flexion with 0.45 kg was performed in supine up to
goals.                                                           180°. Once the patient was able to perform 3 sets of

J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005                                                        527
TABLE 3. Postoperative impairments and goals.
 Impairments/Functional Limitations             Short-Term Goals                                Long-Term Goals to Achieve in 4-6 mo
                                                Independent with home exercise program     Independent with home exercise program to
                                                  to restore shoulder ROM (to achieve in 3   maintain good rotator cuff/shoulder
                                                  visits)                                    strength
 Impaired AROM/PROM                             Full PROM all planes right shoulder (to
                                                 achieve in 4 wk); full AROM all planes
                                                 right shoulder (to achieve in 8 wk)
 Weakness of rotator cuff due to postopera-     Strong and pain-free resisted isometric of      All rotator cuff musculature 5/5 by MMT
  tive status                                     all rotator muscles in neutral position (to
                                                  achieve in 10-12 wk)
 Decreased functional activity (ADL)            Able to perform all activities of daily living Able to raise right upper extremity overhead
                                                 with upper extremity below 90° of eleva-       fully for all household ADL up to 10 times
                                                 tion without difficulty (to achieve in 12      per h for 4 consecutive h without pain or
                                                 wk)                                            difficulty
 Decreased functional activity (recreational)                                                   Able to return to modified tennis game (no
                                                                                                 overhead serves) 2 times per wk without
                                                                                                 pain or difficulty
 Pain                                           Postoperative pain resolved and no pain
                                                 with full AROM of shoulder all planes (to
                                                 achieve in 8 wk)
 Abbreviations: ADL, activities of daily living; AROM, active range of motion; MMT, manual muscle test; PROM, passive range of motion; ROM,
 range of motion.


10 repetitions of the exercise with 1.36 kg, the                           A sport-specific training program, as outlined ear-
exercise was reduced back to 0.45 kg and performed                      lier, was initiated on his fourteenth postoperative
with the patient’s trunk inclined 30° from the hori-                    week in conjunction with his progressive rotator cuff
zontal. The same progression was followed at 30°,                       strengthening program.
45°, and 60° until the patient was able to complete
full flexion in standing with 0.45 kg. Full can                         Outcomes
supraspinatus raises were then introduced, starting
with no weight and progressing until the patient                           By 14 weeks postsurgery the patient demonstrated
                                                                        normal ROM and strength (5/5) of his rotator cuff
could perform 3 sets of 10 to 15 repetitions with 1.81
                                                                        musculature, rhomboids, middle trapezius, lower
kg. Both empty (internal rotation) and full can
                                                                        trapezius, latissimus dorsi, and serratus anterior. Re-
shoulder elevation in the plane of the scapula have
                                                                        habilitation was continued with a home exercise
been shown to be effective exercises for supraspinatus
                                                                        program 3 times per week. He returned for reassess-
strengthening.49 However, MRI studies have shown                        ment 21 weeks postoperatively. His ROM was normal,
that the subacromial space is reduced with the                          he was relatively pain free with overhead movements
combination of abduction and internal rotation.18                       (1/10 on a verbal analog scale), and he had started
Because there is greater risk of impingement with                       hitting some tennis balls.
shoulder elevation with internal rotation, the authors                     Hand-held dynamometry was used to provide a
prefer having patients postoperatively start with sidely-               more objective strength assessment of his rotator
ing abduction to 45° to initially recruit the                           cuff.4,5,14,21,29,30,45 The shoulder external/internal ro-
supraspinatus, followed by open-can supraspinatus                       tation isometric strength ratios at 90° of abduction
exercises. The patient progressed through his                           with a modified Smidt46 protocol using a Microfet 2
strengthening program so that he was completing 3                       hand-held dynamometer (Hogan Health Industries,
sets of 15 repetitions using 2.27 kg for bicep curls,                   Draper, UT) were calculated from the average of 3
1.36 kg for external rotation sidelying at 20° of                       trials. Evaluation of his left shoulder (noninvolved)
abduction, resistance band equivalent to 4.54 kg for                    demonstrated that his external rotators were 75% of
internal rotation at 20° of abduction, and 1.81 kg                      the strength of his internal rotators, while on his
with abduction in the plane of the scapula with his                     involved right shoulder (dominant), his external
upper extremity in external rotation (full can                          rotators were only 56% of the strength of his internal
supraspinatus raise), and 1.36 kg with each of the                      rotators. Because his external rotation strength was
following exercises: prone shoulder extension at 20°                    proportionately weaker on the right, his home exer-
of abduction, prone horizontal abduction at both 90°,                   cise program was modified and updated to emphasize
and 120° of abduction at 17 weeks postinjury.                           his external rotators. He was instructed to continue

528                                                                     J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005
with his external rotation resistive band exercises at           CONCLUSION
multiple angles of abduction (10°, 30°, and 60°), his
sidelying external rotation ROM (at 0° and 20° of                   Physical therapists need to be aware that patients
abduction) with 1.81 kg 2 to 3 times per week, but to            with greater tuberosity fractures can present with
now add a third set of each external rotation exer-              similar symptoms as patients with rotator cuff injuries.
cise, while cutting his internal rotation strengthening          The possibility of a greater tuberosity fracture, often




                                                                                                                                  CASE
program down to just 1 set of resistive band exercise            not visible on radiographs, needs to be considered
at 60° of abduction 3 times per week. He was                     when the progress of a patient with a traumatic injury
formally discharged from physical therapy at that                is not achieved in an expected time frame or if
time (December 12, 2003); however, since then he                 worsening of symptoms occur. In these cases it is




                                                                                                                                  REPORT
has contacted the primary author on multiple occa-               recommended that timely diagnostic imaging be used
sions and stated that he is back to playing tennis on a          for both initial and ongoing evaluation. This particu-
                                                                 lar patient had the added complexity of having a
regular basis without difficulty.
                                                                 small rotator cuff tear that subsequently developed
                                                                 after his initial injury.
DISCUSSION
                                                                 ACKNOWLEDGMENTS
   As it was the case for this patient, radiographs may
not show a greater tuberosity fracture if not dis-                 The authors would like to acknowledge Joel Fal-
placed.41 The early use of MRI allowed for an                    lano, PT, DPT, Phil Brucella, and Joseph Divincenzo
accurate diagnosis of the fracture, which assisted the
                                                                 for their assistance in the care of this patient as well
therapist and surgeon to structure a conservative
                                                                 as their support in compiling resources for the
treatment plan that would allow for adequate healing.
                                                                 writing of this case report.
The only nonimaging assessment that has been re-
ported as clinically effective in identifying an isolated
nondisplaced greater tuberosity fracture is the pres-
ence of tenderness on the lateral wall of the greater
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530                                                            J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005

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Patient Management with Greater Tuberosity Fracture and Rotator Cuff Tear | Greater Denver Area

  • 1. Journal of Orthopaedic & Sports Physical Therapy Official Publication of the Orthopaedic and Sports Physical Therapy Sections of the American Physical Therapy Association I Please start my one-year subscription to the JOSPT. I Please renew my one-year subscription to the JOSPT. Management of a Patient With an Isolated Individual subscriptions are available to home addresses only. All subscriptions are payable in advance, and all rates include Greater Tuberosity Fracture and Rotator normal shipping charges. Subscriptions extend for 12 months, starting at the month they are entered or renewed (for example, CASE September 2002-August 2003). Single issues are generally available at $20 per copy in the United States and $25 per copy when mailed internationally. Cuff Tear USA International Agency Discount REPORT Institutional I $215.00 I $265.00 I $9.00 Individual I $135.00 I $185.00 StudentB. Wilcox III, PT, DPT 1 Reg I $75.00 I $125.00 Subscription Total: $________________ 2 Linda E. Arslanian, PT, DPT, MS Shipping/BillingMD, MSc 3 Peter J. Millett, Information Name _______________________________________________________________________________________________ Address _____________________________________________________________________________________________ Address Design: Case report. Study _____________________________________________________________________________________________ avulsion injury.43,44 The impaction Background: Patients with hyperflexion/hyperabduction injury to the glenohumeral joint are at risk injury is usually the result of a fall City _______________________________State/Province __________________Zip/Postal Code _____________________ for isolated greater tuberosity fractures, which are often undiagnosed or misdiagnosed. In this case with forced hyperflexion or report, we describe the clinical decision-making process that led to the diagnosis of an isolated Phone _____________________________Fax____________________________Email _____________________________ hyperabduction of the shoulder. In greater tuberosity fracture and subsequent rotator cuff tear. Case Description: The patient was a 45-year-old male who sustained a shoulder injury as the comparison, an avulsion injury oc- Would youalike to receive JOSPTthe initiation of physicalrenewal he was diagnosed Yes an I curs result of fall while skiing. After email updates and therapy, notices? I with No in association with isolated greater tuberosity fracture. Little is known regarding the optimal management and overall glenohumeral dislocation and has prognosis of this type of fracture. Conservative nonoperative management and postoperative been found to occur in 15% to Paymenttherapy management are discussed. physical Information 30% of dislocations.43,44 Outcomes: With conservative nonoperative management, the patient was unable to regain Nonoperative treatment for a I high-level functional shoulder use. Suspicion JOSPT). Check enclosed (made payable to the of continued pathology of the greater tuberosity nondisplaced greater tuberosity dictated further diagnostic imaging, which led to surgical intervention. Upon completion of I postoperative rehabilitation, he was able to resume VISA Credit Card (circle one) MasterCard American Express fracture has been reported to in- full recreational activities. Discussion: It is recommended that sound clinical decision-making dictate the management and clude passive range of motion ongoing evaluation of traumatic shoulder injuries, especially when managing a patient with an (PROM) starting at 1 week Card Number ___________________________________Expiration Date _________________________________________ injury for which optimal treatment and prognosis is not well established. J Orthop Sports Phys postinjury, active range of motion Ther 2005;35:521-530. Signature ______________________________________Date __________________________________________________ (AROM) starting at 6 weeks Key Words: diagnostic imaging, physical therapy, shoulder rehabilitation postinjury, followed by gradually progressed strengthening once full 19 To order call, fax, email or mail to: PROM is reached. There is little roximal humeral fractures are quite common and the typeVA 22314-1436 to support this progres- 1111 North Fairfax Street, Suite 100, Alexandria, of evidence P fracture greatly dictates the appropriate plan of care. The sion timeline. Phone 877-766-3450 • Fax 703-836-2210 • Email: subscriptions@jospt.org classification of proximal humeral fractures has been estab- lished and accepted for over 30 years. Yet, there are few Thank you for subscribing! reports describing the management of isolated nondisplaced mm, Patients with greater tuberosity fractures displaced more than 5 greater tuberosity fractures of the humerus, which would be classified as nonoperatively, typically have less a type I fracture using Neer’s classification system.35 Most of the recent favorable outcomes than patients published work on proximal humeral fractures deals with the manage- who are managed with a surgical who are managed ment of 3- and 4-part fractures.3,6,10,22,33,40,42 There are typically 2 repair.31 Hence, surgical open re- mechanisms of injury for a greater tuberosity fracture: impaction or duction internal fixation is the treatment option of choice for dis- 1 Clinical Supervisor, Outpatient Services, Department of Rehabilitation Services, Brigham and Women’s placed fractures, unless the bony Hospital, Boston, MA; Fellow, Center for Evidence-Based Imaging, Department of Radiology, Brigham and fragments are small enough that Women’s Hospital, Boston, MA. 2 Director, Department of Rehabilitation Services, Brigham and Women’s Hospital Boston, MA. their excision could be done in a 3 Assistant Professor of Orthopedics, Harvard Medical School, Boston, MA; Associate Director, Harvard manner similar to a routine rota- Shoulder Service, Harvard Medical School, Boston, MA; Orthopedic Surgeon, Department of Orthope- tor cuff repair. There are no pub- dics, Brigham and Women’s Hospital, Boston, MA. Address correspondence to Dr Reg B. Wilcox III, Department of Rehabilitation Services, Brigham and lished clinical series to date on Women’s Hospital, 75 Francis Street, Boston, MA 02115. E-mail: rwilcox@partners.org either open reduction internal Journal of Orthopaedic & Sports Physical Therapy 521
  • 2. fixation and/or the excision of bony fragments. The closest type of fracture to a greater tuberosity fracture that is described in the literature is an isolated lesser tuberosity fracture. These types of fractures are also very rare and usually occur in association with posterior shoulder dislocation or in conjunction with a comminuted proximal humeral fracture.15 According to Ogawa et al38 in 1997, there were only 60 published cases of isolated lesser tuber- osity fractures. They reported on 10 lesser tuberosity fractures of their own and the previously reported 60 cases. These cases consisted of 52 acute cases and 18 chronic cases. The prevalence of chronic cases illus- trates the fact that lesser tuberosity fractures often are misdiagnosed or completely missed at the time of injury. This is also likely true with greater tuberosity fractures. In addition, it is important when diagnos- ing either greater or lesser tuberosity fractures to distinguish the fracture from a rupture of the corre- FIGURE 1. Initial radiograph, anterior-posterior view. No fracture sponding musculature.17 Both rotator cuff tears and identified. fractures can produce similar complaints of pain and weakness in abduction,41,51 making it difficult to distinguish these injuries based on history and physi- cal examination alone. Ogawa et al39 reported in 2003 that isolated greater tuberosity fractures con- tinue to be easily overlooked. They found that 59% (58/99) of patients with shoulder pathology seen in their clinic for second opinions had been misdiag- nosed by outside facilities and did have a greater tuberosity fracture. The purpose of this case report is to demonstrate the need for sound physical therapy clinical decision making in collaboration with the referring physician when treating a patient with an injury for which management and prognosis is not definitively estab- lished. CASE DESCRIPTION The patient was a 45-year-old, right-hand–dominant male who fell on his right shoulder while downhill skiing with his family (February 16, 2003), with a resultant hyperflexion injury. Initially he had some diffuse anterior shoulder pain. Over the course of a few days his pain got much worse and he noted that he was unable to raise his arm over his head. He was referred to physical therapy 16 days postinjury by an FIGURE 2. Initial radiograph, y-view of the scapula. No fracture orthopedic surgeon with a diagnosis of a ‘‘right identified. shoulder/cuff contusion’’ for evaluation and treat- ment of his shoulder. At the time of his physical The patient reported no previous trauma or major therapy examination (March 3, 2003), the radio- injury to his shoulder, but reported some history of graphs of his shoulder (A-P, lateral, and y-view of inconsistent bilateral shoulder pain (right worse than scapula) done 1 day postinjury had been reviewed by left) after playing tennis. This pain usually subsided a radiologist and the orthopedic surgeon and were after a day or so of rest. Prior to this injury, he determined to be negative (Figures 1 and 2). His regularly played tennis 2 days per week. only treatment intervention prior to this point was a The patient’s occupational role as a radiologist was course of nonsteroidal anti-inflammatory medication partly clinical, academic, and administrative. He was (Celebrex; Pfizer, New York, NY) shortly after his able to continue working in a full capacity. The injury. patient had difficulty reaching for objects above 522 J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005
  • 3. shoulder height, donning/doffing his shirt and coat, movement and end feel. Posterior, anterior, lateral, and was not able to actively play with his children if and caudal glides were found to be normal in both the activity required right upper extremity use. He quantity of motion and end feel. Muscle performance was unable to play tennis. The patient’s major com- was assessed by manual muscle testing25; anterior, plaint at the time of his physical therapy evaluation middle, posterior deltoid, and subscapularis were all was intermittent achy pain: 5 on a 0-to-10 verbal 5/5. The supraspinatus was determined to be intact CASE analog pain-rating scale (0 representing no pain and by a negative empty can test,27 but painful with 10 representing worst pain experienced). This pain resistance during a supraspinatus test27 (6/10 pain on was located anteriorly near the bicipital groove and a verbal analog scale). Supraspinatus manual muscle occurred with active overhead motions. He reported testing was deferred at this time secondary to pain REPORT a slight ache at rest. His goal was to return to all with the supraspinatus test. Strength of the preinjury activities, including tennis. infraspinatus was 4–/5 by manual muscle testing and moderately painful (4/10 on a verbal analog scale). Initial Physical Therapy Examination Strength for other right upper extremity muscles was 5/5. These findings suggested an injury to the rotator This patient presented with mild anterior shoulder cuff. swelling appreciable to palpation and mild tenderness The presence of a painful resisted isometric con- of the supraspinatus tendon at its insertion onto the traction of his supraspinatus and palpable tenderness greater tuberosity of the humerus. No tenderness was at its insertion onto the greater tuberosity led to a noted upon palpation of the rest of the shoulder diagnosis of traumatic impingement syndrome of his girdle. Visual observation of standing posture indi- rotator cuff, primarily affecting the contractile tissue cated a mild forward head, protracted shoulders, and of the supraspinatus muscle tendon.8 See Table 2 for normal lumbar spine lordosis. Light touch, assessed this patient’s impairments and clinical goals. to rule out the possibility of a peripheral nerve It was postulated that this patient should progress injury, was intact for bilateral shoulder girdles and well with a treatment program that focused on upper extremities. reducing rotator cuff inflammation, regaining rotator All range of motion (ROM) measurements cuff strength, and restoring normal shoulder func- throughout the course of his therapy were taken in tion. The majority of patients with subacromial im- the same method by the treating physical therapist pingement can be successfully managed with (Table 1). To determine whether subacromial struc- conservative treatment.1 Recent studies have sug- tures were injured and potentially inflamed, both the gested that manual physical therapy techniques ap- Hawkins23 and Neer Impingement36 tests were con- plied by physical therapists, combined with supervised ducted and found to be positive. Due to the trau- exercise, are better than exercise alone for increasing matic nature of his injury, the sulcus,16 anterior strength, decreasing pain, and improving function in apprehension,27 and clunk27 tests were performed to patients with shoulder impingement syndrome.2,7 Ad- assess glenohumeral joint instability. Based on the 3 ditionally, a recent Cochrane review of all interven- tests being negative, the likelihood of this patient tions for shoulder disorders determined that exercise having shoulder instability was thought to be fairly was very effective in terms of short-term recovery in small. To screen for a possible acromioclavicular (AC) rotator cuff disease and had longer-term benefit with joint injury both palpation of the joint as well as an respect to function, as compared to ultrasound and AC sheer test9 were completed and were negative. laser therapy.20 Morrison et al34 in 1997 retrospec- Because his PROM was limited, glenohumeral joint tively looked at 616 patients who had subacro- play24,28 was assessed to determine accessory joint mial impingement syndrome managed with anti- TABLE 1. Right shoulder active and passive range of motion (AROM, PROM). Left shoulder AROM and PROM was 175° for flexion and abduction and 90° for internal and external rotation measured at 60° of abduction. (All measurements in degrees.) Postinjury Postsurgery 2 wk 7 wk 13 wk 1d 6 wk 14 wk † † † Flexion 130*, 170 170, 170 175, 175 n/a, 45 140, 174 175, 175 Abduction 100*, 140† 160, 170 175, 175 n/a, 45† 100, 125† 175, 175 Internal rotation 80, 80‡ 80, 80‡ 90, 90‡ n/a, 80†§ 80, 80†§ 90, 90‡ External rotation 80*, 80†‡ 90, 90‡ 90, 90‡ n/a, 0†§ 70, 80†§ 90, 90‡ Abbreviations: n/a, not applicable. *Pain. † Pain and empty end feel. ‡ Measured at 60° of shoulder abduction. § Measured at 30° of shoulder abduction. J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005 523
  • 4. TABLE 2. Impairments and goals. Initial Impairments/ Initial Goals (March 3, 2003) to Updated Goals (March 12, 2003) to Functional Limitations Achieve in 4-6 wk Achieve in 16 wk Independent with home exercise program Independent with home exercise program Impaired AROM/PROM Full AROM all planes right shoulder Full AROM all planes right shoulder Weakness of rotator cuff due to pain All rotator cuff musculature 5/5 by MMT All rotator cuff musculature 5/5 by MMT inhibition Decreased functional activity (ADL) Able to raise right upper extremity over- Able to raise right upper extremity overhead head fully for all household ADL up to fully for all household ADL up to 10 times 10 times per h for 4 consecutive h with- per h for 2 consecutive h without pain or out pain or difficulty difficulty Decreased functional activity, recreational Able to return to modified tennis game (no Able to return to modified tennis game (no overhead serves) 2 times per wk without overhead serves) 2 times per wk without pain or difficulty pain or difficulty Abbreviations: ADL, activities of daily living; AROM, active range of motion; MMT, manual muscle test; PROM, passive range of motion. inflammatory medication and a specific supervised is believed to assist in the reduction of abnormal physical therapy routine focusing on rotator cuff fibrous adhesions allowing scar tissue to be more strengthening. The average follow-up time was 27 mobile in subacute and chronic inflammatory condi- months and they reported that 18% of the patients tions by realigning soft tissue fibers. The effectiveness had a successful result, 67% had a satisfactory result, of TFM is based in theory on the changes in and 28% had no improvement and went on to have a mechanical properties that occur with hyperemia. subacromial decompression. It was also found that Most outcome reports on TFM are based on empiri- patients under the age of 20, and those 40 to 60 years cal data and there is no literature reporting outcomes of age, did the best with conservative management. of TFM in patients with any shoulder-related condi- Based on the literature and current presentation, it tions. Based on the knowledge of hypovascularity of was believed that this patient would do well with the rotator cuff and potential for improved blood conservative physical therapy management. flow with the use of TFM, one might speculate that TFM could be beneficial, particularly during the Initial Intervention remodeling phase of healing. Furthermore, it is conceivable that the mechanical effects of TFM might This patient’s initial plan of care included assist in proper alignment of type I collagen fibers. ultrasound to the supraspinatus tendon, transverse Ice helps to control pain, decrease swelling and friction massage, manual therapy techniques of muscle spasm, suppress inflammation, and decrease glenohumeral joint mobilization for pain relief, a metabolism.32 The analgesic effects occur after tissue home exercise program focusing on active assisted is cooled to between 10°C (50°F) and 16°C (60°F),37 ROM (AAROM), and ice. while the depth of cooling is unknown. Speer et al47 Therapeutic ultrasound (0.9 W/cm2 for 5 minutes reported decreased postoperative pain over the first continuous) was initially used over the insertion of 24 hours, with a better potential for sleep and less of the supraspinatus for the physiologic effects of pro- a need for pain medication in patients who used ice moting circulation, increasing membrane permeabil- postoperatively. ity, cavitation, and promotion of tendon This patient was seen 2 times per week for the first extensibility.32 In trying to promote circulation to the 9 days of therapy. His initial physical therapy program supraspinatus and knowing that there is a focused on the promotion of healing with the use of hypovascular zone of the supraspinatus (about 1.5 cm ultrasound and TFM, reduction of inflammation with from the greater tuberosity),12 the use of ultrasound ice and maximizing his ROM with an AAROM was selected. However, there is very little literature exercise program. Sets of 10 repetitions of grade II supporting the efficacy of ultrasound for the treat- lateral glenohumeral joint traction (short axis distrac- ment of either bursitis or tendonitis. Yet it is the tion) and50 caudal humeral glide (long axis distrac- authors’ opinion that empirical patient reports that tion)50 were done to assist in general pain relief and they feel better and are more flexible after a course reduction of glenohumeral hypomobility. The patient of ultrasound treatments has maintained the enthusi- performed AAROM with a cane for supine shoulder asm for this modality among physical therapists. flexion, abduction, and external rotation at 30° of The hypothesized role of transverse friction mas- shoulder abduction, and standing extension and in- sage (TFM) in the treatment of tendonitis/tendinosis ternal rotation behind his back. He avoided pain with is primarily based on Cyriax’s8 soft tissue work. TFM his ROM exercises and completed 10 slowly per- 524 J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005
  • 5. formed stretches for 20 seconds for each exercise 2 shoulder the treatment program focused on appropri- times per day, followed by 20 minutes of ice to his ate rest and maintaining ROM, with eventual regain- shoulder. ing of rotator cuff strength. Because the MRI established the absence of a rotator cuff tear, it was Updated Examination Findings felt that this patient’s outcome would most likely be better than that of a patient with a rotator cuff tear, CASE Because the patient demonstrated no significant as bone tissue typically heals much better than the changes in pain relief or function within the first 9 avascularized area of the rotator cuff. This prognosis days of therapy, an MRI was performed (March 12, was made assuming that the fracture site healed 2003), which revealed a nondisplaced complete without displacement. REPORT greater tuberosity fracture with associated This patient was then seen 1 time per week from subacromial bursitis (Figure 3). The greater tuberos- week 4 postinjury through week 7 postinjury. ity fragment measured approximately 0.7 × 0.3 cm. Ultrasound and TFM were discontinued based on his Rotator cuff tissues appeared normal. Consequently, new status. His revised physical therapy program still his diagnosis, prognosis, and treatment plan were focused on maximizing his ROM with an AAROM modified. exercise program. His AAROM program was the same as before his MRI; however, he was instructed to only Updated Intervention complete these exercises 1 time per day followed by 20 minutes of ice to his shoulder. Isometric exercises To assist with the modification of the patient’s were begun during week 5 and performed at 20° of treatment plan and prognosis, a review of the litera- shoulder abduction (to reduce the strain on his ture was performed. This patient was seen in early rotator cuff) for the biceps, triceps, anterior deltoid, 2003, before publication of the literature review on middle deltoid, posterior deltoid, and internal rota- greater tuberosity fractures by Green and Izzi.19 tors of the shoulder. He did not start any isometric Because there was little literature on greater tuberos- exercises for his external rotators and abductors ity fractures, the treating therapist also reviewed the because any attempt at an isometric contraction of literature on lesser tuberosity fractures. It was felt that these muscle groups resulted in both immediate and having a sound understanding of the management of residual pain. This was believed to be because he was a similar fracture type would assist in the clinical placing too much tension through the fracture site decision-making process. It has been reported that with each contraction. removal of lesser tuberosity fracture fragments leads At 7 weeks postinjury his AROM/PROM was much to poor outcomes because it does not allow for improved (Table 1). His physical therapy visits in- recover y of the muscular strength of the creased to 2 to 3 times per week at week 7 of therapy subscapularis muscle.26 It is reasonable to conclude that this experience would apply to greater tuberosity fractures and the supraspinatus/infraspinatus muscles as well. Ogawa et al38 reported that 3 out of 5 of 52 lesser-tuberosity cases that were treated acutely with open reduction internal fixation had excellent out- comes; yet there are no randomized controlled stud- ies to determine if patients would do just as well without surgical intervention. In the management of patients with chronic greater tuberosity fractures it has been reported that the first choice of interven- tion is conservative treatment, focusing on strength- ening the rotator cuff musculature while protecting the fracture site.38 Given the lack of literature dealing with conserva- tive management of greater tuberosity fractures and the diagnosis of a nondisplaced greater tuberosity fracture, the treating physical therapist, in collabora- tion with the orthopedic surgeon, agreed to manage this patient’s case similarly to that of a patient with a chronic rotator cuff tear/impingement. See the re- vised rehabilitation goals in Table 2. Treatment con- sisted of a gradual progression to ensure protection FIGURE 3. Initial coronal section MRI 4 weeks postinjury. The of the fracture site, while restoring shoulder function. fracture is indicated with arrows. There is no evidence of either a In anticipation of restoring normal function of the rotator cuff tear or bony avulsion. J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005 525
  • 6. to gradually progress his strengthening program. specific activities at 41⁄2 half months postinjury. The Progressive resistance exercises of every muscle ex- program consisted of a gradually progressed regime cept his shoulder external rotators and abductors of 1 set of 10, progressed to 4 sets of 20 over the were begun at this point because he was pain free course of 3 weeks of each of the following activities: with daily activities, his PROM was nearly normal, and underhand tennis ball throw, overhead tennis ball he was able to complete near maximal isometric throw, forehand and backhand tennis strokes with contractions for all his shoulder musculature except and without racket in hand, and overhead serve his supraspinatus/infraspinatus. He began isotonic motion with and without racket in hand. This pro- internal rotation at 20° of abduction with resistance gram revealed a significant deficit in shoulder exter- band (Strechwell, Inc, Newtown, PA), bicep curls and nal rotation strength when his upper extremity was above 90° of shoulder abduction. With continued triceps extensions with 0.9-kg weights, and isometric scapular retractions. He was started on shoulder strengthening focusing on overhead activities, no gains were achieved. At 20 weeks postinjury, his external rotation and abduction isometric exercises at strength gains had plateaued: anterior, middle, poste- about 12 weeks postinjury because he had no pain with a resisted isometric contraction of either muscle. rior deltoid were all 5/5, subscapularis was 5/5, supraspinatus was 4–/5 (mildly inhibited by pain), At 13 weeks postinjury his AROM/PROM was normal teres minor/infraspinatus was 3–/5 (inhibited by pain (Table 1). At this time he progressed his abduction isometric exercises to isotonic abduction with his arm when tested at 90° of shoulder abduction); yet his external rotation resisted isometric test at 0° of in external rotation in the plane of the scapula (full shoulder abduction was pain free and strong. Any can supraspinatus raises) and his external rotator isometric exercises were progressed to performing attempt at overhead activity that required maximal external rotation ROM at or above 90° of abduction isotonic shoulder external rotation exercises in sidely- was painful. Otherwise he was pain free with all ing at 20° of shoulder abduction. He began all his activities. strengthening exercises with 10 repetitions of AROM Because he was still having difficulty producing a with no weight and progressed based on DeLorme’s principles of progressive resistance exercise.11 It was strong pain-free contraction of his supraspinatus noticed that with his abduction exercises in the plane muscle, his external rotator strength had declined of his scapula he was unable to avoid hiking his despite strengthening exercises, and he had pain with shoulder, even with verbal cueing and visual feedback overhead activities, the therapist and surgeon felt that from a mirror. His shoulder hiking was believed to be there was either a rotator cuff tear where it attached secondary to inappropriate recruitment of his to the greater tuberosity or the original fracture was supraspinatus muscle due to the prolonged period of displaced. A repeat MRI (July 22, 2003) was com- rest after his injur y. An auditor y and visual pleted that showed high T2 signal intensity in the biofeedback unit (Prometheus Group, Dover, NH) was used for 3 weeks (weeks 13 through 15). Biofeedback electrodes were placed on both his anterior and middle deltoid while he performed 2 to 3 sets of 10 repetitions of shoulder flexion and abduction in the plane of the scapula to assist him in reducing recruitment of the deltoid with these mo- tions. Over the course of 3 weeks he was able to completely eliminate his tendency to excessively hike his shoulder when he raised his arm over his head. He then progressed through his strengthening pro- gram so that he was completing 3 sets of 15 repeti- tions using 2.2 kg for bicep curls, 0.9 kg for shoulder external rotation sidelying at 20° of abduction, resis- tance band equivalent to 2.7 kg for internal rotation at 20° of shoulder abduction, and 0.9 kg with each of the following exercises: abduction in the plane of the scapula with his upper extremity in external rotation (full can supraspinatus raise), prone shoulder exten- sion at 20° of abduction, and prone horizontal abduction at both 90° and 120° of abduction at 17 weeks postinjury. FIGURE 4. Coronal section MRI 5 months postinjury. A full thick- The patient’s desire to return to high-level recre- ness supraspinatus tear, a bony avulsion of the greater tuberosity, ational tennis lead the therapist and patient to work and resolving greater tuberosity edema are present. The bony toward overhead shoulder strengthening and sport- avulsion is indicated with an arrow. 526 J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005
  • 7. Postsurgical Intervention The patient began pendulums and PROM exercises on postoperative day 1. During the first 5 postopera- tive weeks, PROM (flexion, abduction, extension, and internal and external rotation at multiple angles of CASE abduction) in available pain-free ROM was either conducted by a physical therapist or the patient’s wife, who was instructed how to perform PROM properly. Patient-performed ROM exercises were dis- REPORT couraged because EMG studies have shown that the rotator cuff is active with self-assisted ROM.13 He started an AAROM program during his fifth postop- erative week. These exercises were introduced to increase muscle activity and assist in restoring normal patterns of muscle contraction. His exercises for AAROM were performed with a cane for supine FIGURE 5. 3-D reconstructed CT scan 5 months postinjury. The flexion, abduction, and external rotation at 30° of bony avulsion is indicated with an arrow. shoulder abduction, and standing extension and in- ternal rotation behind his back. He avoided pain and distal supraspinatus tendon (most suggestive of a completed 10 repetitions for each exercise 2 times full-thickness tear), a bony avulsion of the greater per day, followed by 20 minutes of ice to his shoulder. tuberosity, and resolving greater tuberosity edema. By the sixth postoperative week he had no complaints The original fracture line was also seen (Figure 4). of pain except at end of available ROM. He began The question remained as to whether this bony AROM exercises during this sixth postoperative week, avulsion was a new fracture or one that was missed on performing supine flexion, abduction, and internal the original MRI. A 3-D reconstructed computed rotation, and sidelying external rotation, and stand- tomography (CT) (July 24, 2003) scan was per- ing and prone extension twice a day each for 10 formed, which supported the most recent MRI find- repetitions, followed by 20 minutes of ice. He was ings (Figure 5). seen in the clinic 1 to 2 times per week, with his in-clinic therapy from the sixth to eighth postopera- Surgical Intervention tive week consisting of gradually progressed glenohumeral joint mobilizations and contract-relax The patient’s desire to return to high-level recre- techniques48 to assist in maximizing his external ational tennis led him to elect to undergo surgery 51⁄2 rotation and flexion ROM. Sets of 10 repetitions of months after the initial injury (July 29, 2003). grades II and III lateral glenohumeral joint traction Arthroscopic assessment of his shoulder indicated (short-axis distraction)50 and caudal humeral glide dense hemorrhagic bursal adhesions in the (long-axis distraction)50 were done to assist in general subacromial space, significant inflammation of the pain relief and reduction of glenohumeral glenohumeral joint, mild labral fraying, mild rotator hypomobility. Contract-relax techniques for external interval synovitis, a supraspinatus tear, and no bony rotation and flexion were used in repetitions of 5, avulsion fragment. His surgical procedure consisted with 2 sets to assist with reducing antagonist of arthroscopic subacromial bursectomy and an glenohumeral muscle tightness of his internal rota- arthroscopic rotator cuff repair. tors and extensors, respectively. His ROM progressed as expected (Table 1). Postsurgical Physical Therapy Examination A scapular muscular and rotator cuff isometric program was initiated during his sixth postoperative On postoperative day 1 his pain was a 7 on a week. This consisted of standing and supine scapular 0-to-10 verbal analog scale and his surgical right retractions, internal rotation, external rotation, flex- upper extremity was supported in an UltraSling II (dj ion, abduction, and extension isometrics at 0° to 20° Orthopedics, Inc, Vista, CA). He was referred to of abduction. Each exercise was performed twice a physical therapy to begin pendulums and PROM day with 10 repetitions. He began isotonic rotator exercises. Upon examination his shoulder PROM was cuff strengthening at 8 weeks postoperatively. Internal limited due to pain (Table 1). He had no neurologi- rotation was started with resistance band at 0° of cal impairments and his cervical spine, elbow, and abduction, external rotation and abduction were wrist screen were normal. Table 3 provides the details initiated in sidelying with a 0.45-kg weight. Shoulder of his postoperative impairments and rehabilitation flexion with 0.45 kg was performed in supine up to goals. 180°. Once the patient was able to perform 3 sets of J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005 527
  • 8. TABLE 3. Postoperative impairments and goals. Impairments/Functional Limitations Short-Term Goals Long-Term Goals to Achieve in 4-6 mo Independent with home exercise program Independent with home exercise program to to restore shoulder ROM (to achieve in 3 maintain good rotator cuff/shoulder visits) strength Impaired AROM/PROM Full PROM all planes right shoulder (to achieve in 4 wk); full AROM all planes right shoulder (to achieve in 8 wk) Weakness of rotator cuff due to postopera- Strong and pain-free resisted isometric of All rotator cuff musculature 5/5 by MMT tive status all rotator muscles in neutral position (to achieve in 10-12 wk) Decreased functional activity (ADL) Able to perform all activities of daily living Able to raise right upper extremity overhead with upper extremity below 90° of eleva- fully for all household ADL up to 10 times tion without difficulty (to achieve in 12 per h for 4 consecutive h without pain or wk) difficulty Decreased functional activity (recreational) Able to return to modified tennis game (no overhead serves) 2 times per wk without pain or difficulty Pain Postoperative pain resolved and no pain with full AROM of shoulder all planes (to achieve in 8 wk) Abbreviations: ADL, activities of daily living; AROM, active range of motion; MMT, manual muscle test; PROM, passive range of motion; ROM, range of motion. 10 repetitions of the exercise with 1.36 kg, the A sport-specific training program, as outlined ear- exercise was reduced back to 0.45 kg and performed lier, was initiated on his fourteenth postoperative with the patient’s trunk inclined 30° from the hori- week in conjunction with his progressive rotator cuff zontal. The same progression was followed at 30°, strengthening program. 45°, and 60° until the patient was able to complete full flexion in standing with 0.45 kg. Full can Outcomes supraspinatus raises were then introduced, starting with no weight and progressing until the patient By 14 weeks postsurgery the patient demonstrated normal ROM and strength (5/5) of his rotator cuff could perform 3 sets of 10 to 15 repetitions with 1.81 musculature, rhomboids, middle trapezius, lower kg. Both empty (internal rotation) and full can trapezius, latissimus dorsi, and serratus anterior. Re- shoulder elevation in the plane of the scapula have habilitation was continued with a home exercise been shown to be effective exercises for supraspinatus program 3 times per week. He returned for reassess- strengthening.49 However, MRI studies have shown ment 21 weeks postoperatively. His ROM was normal, that the subacromial space is reduced with the he was relatively pain free with overhead movements combination of abduction and internal rotation.18 (1/10 on a verbal analog scale), and he had started Because there is greater risk of impingement with hitting some tennis balls. shoulder elevation with internal rotation, the authors Hand-held dynamometry was used to provide a prefer having patients postoperatively start with sidely- more objective strength assessment of his rotator ing abduction to 45° to initially recruit the cuff.4,5,14,21,29,30,45 The shoulder external/internal ro- supraspinatus, followed by open-can supraspinatus tation isometric strength ratios at 90° of abduction exercises. The patient progressed through his with a modified Smidt46 protocol using a Microfet 2 strengthening program so that he was completing 3 hand-held dynamometer (Hogan Health Industries, sets of 15 repetitions using 2.27 kg for bicep curls, Draper, UT) were calculated from the average of 3 1.36 kg for external rotation sidelying at 20° of trials. Evaluation of his left shoulder (noninvolved) abduction, resistance band equivalent to 4.54 kg for demonstrated that his external rotators were 75% of internal rotation at 20° of abduction, and 1.81 kg the strength of his internal rotators, while on his with abduction in the plane of the scapula with his involved right shoulder (dominant), his external upper extremity in external rotation (full can rotators were only 56% of the strength of his internal supraspinatus raise), and 1.36 kg with each of the rotators. Because his external rotation strength was following exercises: prone shoulder extension at 20° proportionately weaker on the right, his home exer- of abduction, prone horizontal abduction at both 90°, cise program was modified and updated to emphasize and 120° of abduction at 17 weeks postinjury. his external rotators. He was instructed to continue 528 J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005
  • 9. with his external rotation resistive band exercises at CONCLUSION multiple angles of abduction (10°, 30°, and 60°), his sidelying external rotation ROM (at 0° and 20° of Physical therapists need to be aware that patients abduction) with 1.81 kg 2 to 3 times per week, but to with greater tuberosity fractures can present with now add a third set of each external rotation exer- similar symptoms as patients with rotator cuff injuries. cise, while cutting his internal rotation strengthening The possibility of a greater tuberosity fracture, often CASE program down to just 1 set of resistive band exercise not visible on radiographs, needs to be considered at 60° of abduction 3 times per week. He was when the progress of a patient with a traumatic injury formally discharged from physical therapy at that is not achieved in an expected time frame or if time (December 12, 2003); however, since then he worsening of symptoms occur. In these cases it is REPORT has contacted the primary author on multiple occa- recommended that timely diagnostic imaging be used sions and stated that he is back to playing tennis on a for both initial and ongoing evaluation. This particu- lar patient had the added complexity of having a regular basis without difficulty. small rotator cuff tear that subsequently developed after his initial injury. DISCUSSION ACKNOWLEDGMENTS As it was the case for this patient, radiographs may not show a greater tuberosity fracture if not dis- The authors would like to acknowledge Joel Fal- placed.41 The early use of MRI allowed for an lano, PT, DPT, Phil Brucella, and Joseph Divincenzo accurate diagnosis of the fracture, which assisted the for their assistance in the care of this patient as well therapist and surgeon to structure a conservative as their support in compiling resources for the treatment plan that would allow for adequate healing. writing of this case report. 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Surg Clin North Am. 1963;43:1615-1620. 1999;172:463-467. 530 J Orthop Sports Phys Ther • Volume 35 • Number 8 • August 2005