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Class	
  Ac(on	
  Intrusions:	
  Helping	
  to	
  develop	
  
privacy	
  rights,	
  or	
  an	
  overkill	
  in	
  liability?	
  
Presented	
  by	
  Omar	
  Ha-­‐Redeye	
  
AAS,	
  BHA	
  (Hons.),	
  PGCert,	
  J.D.,	
  L.L.M.	
  (c),	
  CNMT,	
  RT(N)(AART)	
  	
  	
  
The	
  Commission	
  of	
  Inquiry	
  into	
  
the	
  Confiden(ality	
  of	
  Health	
  
Records	
  in	
  Ontario	
  
■  Published	
  in	
  1980,	
  following	
  an	
  inquiry	
  into	
  
health	
  information	
  and	
  privacy	
  concerns.	
  
■  Led	
  to	
  the	
  creation	
  of	
  PHIPA	
  	
  in	
  Ontario	
  in	
  
2004.	
  
■  Intended	
  to	
  be	
  a	
  comprehensive	
  legislative	
  
scheme	
  to	
  address	
  health	
  privacy.	
  
	
  
Mechanism	
  of	
  Enforcement	
  
under	
  PHIPA	
  
■  Complaint	
  of	
  suspected	
  breach	
  made	
  to	
  Commissioner	
  (s.	
  56(1)).	
  
	
  
■  Investigation	
  into	
  complaint	
  by	
  the	
  Commissioner.	
  
■  Discretion	
  given	
  to	
  Commissioner	
  to	
  move	
  forward	
  with	
  the	
  
complaint	
  (s.	
  56(4)).	
  
■  Compliance	
  with	
  Commissioner’s	
  investigation	
  is	
  compulsory.	
  	
  
	
  
■  Recommendations	
  by	
  the	
  Commissioner	
  are	
  binding	
  (s.	
  60).	
  	
  
An	
  Expecta(on	
  of	
  Privacy	
  -­‐	
  Purpose	
  
of	
  PHIPA	
  
	
  
“Individuals	
  are	
  very	
  concerned	
  about	
  how	
  their	
  personal	
  health	
  information	
  is	
  
collected,	
  used	
  and	
  disclosed.	
  They	
  expect	
  their	
  healthcare	
  providers	
  to	
  protect	
  
this	
  information	
  and	
  not	
  to	
  use	
  or	
  disclose	
  it,	
  intentionally	
  or	
  inadvertently,	
  for	
  
purposes	
  not	
  related	
  to	
  their	
  care	
  and	
  treatment.”	
  
	
  
◼  Legislative	
  focus	
  is	
  on	
  creating	
  appropriate	
  balance	
  for	
  the	
  use	
  of	
  this	
  
information	
  for	
  health	
  services,	
  research,	
  or	
  other	
  social	
  value.	
  
◼  Less	
  emphasis	
  on	
  access	
  for	
  inappropriate	
  reasons,	
  including	
  curiosity	
  
and	
  personal	
  interest.	
  
	
  
PHIPA	
  
■ The	
  PHIPA	
  has	
  been	
  touted	
  	
  as	
  “a	
  gold	
  standard	
  for	
  
protecting	
  privacy”.	
  	
  
	
  
■ Yet,	
  has	
  numerous	
  deYiciencies:	
  
■ Inadequate	
  system	
  of	
  redress	
  for	
  victims	
  of	
  intrusion.	
  
■ Enormous	
  discretion	
  of	
  Commissioner,	
  and	
  judicial	
  
remedies	
  only	
  on	
  adverse	
  Yinding.	
  	
  
■ Redress	
  only	
  granted	
  if	
  “actual	
  harm”	
  proven.	
  
■ Damages	
  limited	
  to	
  $10,000.	
  
	
  
	
  	
  
Jones	
  v.	
  Tsige,	
  2012	
  ONCA	
  32	
  
	
  An	
  Overview	
  
▪  Issue	
  on	
  appeal:	
  Whether	
  the	
  common	
  law	
  
should	
  recognize	
  tort	
  for	
  invasion	
  of	
  privacy.	
  	
  
	
  
▪  Court	
  reviewed	
  PIPEDA,	
  PHIPA,	
  FIPPA,	
  
MFIPPA,	
  and	
  the	
  Consumer	
  Reporting	
  Act	
  to	
  
Yind:	
  
▪  Canadian	
  Statutory	
  laws	
  insufYicient.	
  
▪  Inadequate	
  damages	
  to	
  privacy	
  
breaches.	
  
▪  Focus	
  on	
  employer,	
  not	
  necessarily	
  
actions	
  of	
  wrongdoer	
  employee.	
  
Jones	
  v.	
  Tsige,	
  cont’d	
  
▪  Court	
  created	
  common	
  law	
  tort	
  for	
  
invasion	
  of	
  privacy	
  →	
  Intrusion	
  upon	
  
Seclusion.	
  
	
  
▪  Three-­‐part	
  test	
  established	
  in	
  order	
  
to	
  succeed	
  in	
  making	
  a	
  claim.	
  
Tort	
  of	
  Intrusion	
  upon	
  Seclusion	
  
Three-­‐part	
  test:	
  
	
  
1.  The	
  actions	
  of	
  the	
  Defendant	
  must	
  be	
  
intentional	
  or	
  reckless.	
  
2.  The	
  Defendant	
  must	
  have,	
  without	
  prior	
  
authorization	
  or	
  justiYication,	
  to	
  invade	
  the	
  
private	
  affairs	
  of	
  the	
  Plaintiff.	
  
3.  The	
  reasonable	
  person	
  would	
  perceive	
  the	
  
invasion	
  as	
  egregious,	
  humiliating	
  and	
  causing	
  
anguish.	
  
Tort	
  of	
  Intrusion	
  upon	
  Seclusion,	
  
	
   	
   	
   	
   	
  cont’d	
  
Application	
  to	
  broad	
  range	
  of	
  
societal	
  interests:	
  
	
  
▪  Financial	
  or	
  health	
  records.	
  
▪  Sexual	
  practices	
  and	
  orientation.	
  
▪  Employment.	
  
▪  Diary	
  or	
  private	
  correspondence	
  that	
  
could	
  be	
  reasonably	
  considered	
  highly	
  
offensive.	
  
Tort	
  of	
  Intrusion	
  upon	
  Seclusion,	
  	
  
cont’d 	
   	
  	
  
Damages:	
  
	
  
■  Not	
  required	
  to	
  demonstrate	
  actual	
  harm.	
  
■  Maximum	
  award	
  generally	
  limited	
  to	
  
$20,000.	
  
	
  
General	
  Reac(ons	
  from	
  the	
  Bar	
  
Applica(on	
  of	
  Jones	
  v.	
  Tsige	
  
Case	
  Law	
  
	
  
▪  48	
  cases	
  have	
  looked	
  to	
  this	
  decision	
  
■  [Followed	
  (4),	
  distinguished	
  (2),	
  explained	
  
(5),	
  mentioned	
  (26),	
  cited	
  (11)]	
  
Class	
  Ac(ons:	
  A	
  Review	
  
▪  Relatively	
  recent	
  in	
  Canada.	
  
	
  
▪  Prior:	
  Rule	
  75	
  of	
  Rules	
  of	
  Civil	
  Procedure,	
  
	
  RRO	
  1990,	
  Reg.	
  194.	
  	
  
▪  DeYicient	
  mechanism	
  for	
  complex,	
  
large-­‐scale	
  cases;	
  lack	
  of	
  judicial	
  
oversight	
  
Class	
  Ac(ons	
  in	
  Common	
  Law	
  
▪  3	
  main	
  objectives	
  under	
  Ontario’s	
  Class	
  
Proceedings	
  Act,	
  1992,	
  SO	
  1992,	
  
	
  	
  	
  	
  	
  	
  	
  c.	
  6:	
  
▪  To	
  improve	
  access	
  to	
  justice;	
  
▪  To	
  enable	
  more	
  efYicient	
  and	
  effective	
  judicial	
  
management	
  of	
  complex	
  cases	
  of	
  mass	
  injury;	
  
and;	
  
▪  To	
  coerce	
  behavioural	
  modiYication	
  through	
  
public	
  accountability.	
  
Class	
  Ac(ons,	
  cont’d	
  
Advantages	
  to	
  class	
  actions	
  as	
  identiYied	
  by	
  Justice	
  
McLachlin	
  :	
  
	
  
1.  Enhances	
  judicial	
  economy	
  by	
  preventing	
  
unnecessary	
  duplication	
  of	
  fact-­‐Yinding	
  and	
  legal	
  
analysis.	
  
2.  Shared	
  expenses	
  allow	
  greater	
  access	
  to	
  justice.	
  
3.  Ensures	
  justice	
  will	
  be	
  served	
  for	
  the	
  wrongful	
  act	
  
committed.	
  	
  
	
  
	
  Chief	
  Justice	
  McLachlin	
  (In	
  Hollick	
  v.	
  Toronto	
  (City),	
  2001	
  SCC	
  68,	
  [2001]	
  3	
  S.C.R.	
  158	
  
	
   	
   	
   	
   	
   	
   	
  at	
  para.	
  15)	
  
Helping	
  Hand	
  or	
  Iron	
  Fist?	
  
■  $20,000	
  per	
  case	
  is	
  insigniYicant	
  alone	
  as	
  a	
  head	
  of	
  
damages,	
  and	
  not	
  sustainable	
  for	
  most	
  tort	
  actions	
  by	
  
itself.	
  
	
  
■  But	
  class	
  proceedings	
  make	
  the	
  aggregation	
  of	
  
these	
  damages	
  quite	
  signiYicant.	
  
	
  
■  Is	
  this	
  overkill?	
  	
  Or	
  will	
  the	
  threat	
  of	
  liability	
  help	
  
foster	
  better	
  privacy	
  controls?	
  
	
  
Class	
  Ac(ons,	
  Post-­‐Jones	
  v.	
  Tsige	
  
▪  Hopkins	
  v.	
  Kay,	
  2015	
  ONCA	
  112	
  
▪  Hynes	
  v.	
  Western	
  Regional	
  Integrated	
  Health	
  
Authority,	
  2014	
  NLTD	
  137	
  (stage	
  1	
  only)	
  
▪  Subsequent	
  case	
  (still	
  uncertiYied)	
  with	
  
14,450	
  patients	
  at	
  Rouge	
  Valley	
  Health	
  
System	
  
▪  allegation	
  of	
  employees	
  selling	
  patient	
  
information	
  to	
  private	
  companies.	
  
Issues	
  in	
  Hopkins	
  v.	
  Kay	
  	
  
■  Whether	
  the	
  PHIPA	
  creates	
  an	
  exhaustive	
  code,	
  and	
  
if	
  so:	
  	
  
■  Whether	
  the	
  respondent	
  is,	
  or	
  should	
  be,	
  
prevented	
  from	
  bringing	
  a	
  common	
  law	
  claim	
  for	
  
intrusion	
  upon	
  seclusion	
  in	
  the	
  Superior	
  Court.	
  
	
  
■  Whether	
  patients	
  whose	
  privacy	
  has	
  been	
  breached	
  
can	
  sue	
  the	
  hospital	
  directly.	
  
	
   	
   	
   	
   	
  Hopkins	
  v.	
  Kay,	
  2015	
  ONCA	
  112	
  
	
  
Implica(ons	
  of	
  Hopkins	
  v.	
  Kay	
  	
  
■  Illustrates	
  the	
  increased	
  potential	
  liability	
  and	
  risk	
  
incurred	
  by	
  health	
  institutions	
  and	
  workers.	
  
■  Victims	
  no	
  longer	
  reliant	
  on	
  the	
  Commissioner	
  to	
  
seek	
  a	
  civil	
  suit.	
  
■  Actual	
  damages	
  no	
  longer	
  have	
  to	
  be	
  proved,	
  the	
  
intrusion	
  alone	
  is	
  sufYicient	
  for	
  the	
  case.	
  	
  	
  
■  The	
  tort	
  of	
  intrusion	
  upon	
  seclusion	
  does	
  not	
  apply	
  
to	
  claims	
  otherwise	
  covered	
  by	
  PHIPA.	
  
	
   	
   	
   	
   	
  Hopkins	
  v.	
  Kay,	
  2015	
  ONCA	
  112	
  
	
  
Grant	
  v.	
  Winnipeg	
  Regional	
  Health	
  
Authority	
  et	
  al.,	
  2015	
  MBCA	
  44	
  	
  
Overview:
■  Charter violations and negligent disclosure of information.
■  Family sought damages after family member’s death.
■  On appeal, Justice Monnin: too early to dismiss the
possibility to make a claim as the result of a privacy breach
of a family member.
Possible implications:
■  Potential privacy interest in genetic information (diseases,
traits).
■  May open door to a much larger plaintiff base than
observed in Hopkins.
Disciplinary	
  Ac(on	
  
	
  “Nurses	
  are	
  responsible	
  for	
  their	
  actions	
  
and	
  the	
  consequences	
  of	
  those	
  actions.	
  
They’re	
  also	
  accountable	
  for	
  conducting	
  
themselves	
  in	
  ways	
  that	
  promote	
  respect	
  
for	
  the	
  profession.”	
  
	
  
	
   	
   	
  -­‐Professional	
  Standards,	
  College	
  of	
  Nurses	
  
	
   	
   	
   	
   	
   	
  of	
  Ontario	
  
Disciplinary	
  Ac(on,	
  cont’d	
  
■  Standard	
  punishment	
  for	
  misconduct	
  
(3-­‐month	
  suspension	
  of	
  licence).	
  
	
  
■  Potential	
  of	
  actions	
  reoccuring.	
  
	
  
■  Does	
  not	
  order	
  disclosure	
  of	
  offence	
  
when	
  seeking	
  new	
  employment.	
  
Conclusions	
  
■  Can	
  the	
  alternatives	
  be	
  strengthened?	
  
	
  
■  Overhaul	
  of	
  failing	
  privacy	
  and	
  
health	
  legislation	
  
§  e-­‐PHIPA	
  (Bill	
  78)	
  
■  Reassess	
  disciplinary	
  measures	
  for	
  	
  
privacy	
  breaches	
  
Conclusions,	
  cont’d	
  
▪  Class	
  actions	
  can	
  allow	
  greater	
  to	
  justice	
  for	
  
those	
  that	
  would	
  otherwise	
  be	
  unable	
  to	
  bring	
  
claim.	
  
■  Review	
  of	
  policies,	
  education	
  and	
  training	
  by	
  health	
  
facilities.	
  
▪  Use	
  tort	
  of	
  intrusion	
  upon	
  seclusion	
  in	
  class	
  
actions	
  should	
  encourage	
  stronger	
  protection	
  
of	
  personal	
  health	
  information	
  by	
  health	
  
facilities.	
  
Thank	
  You	
  For	
  Listening!	
  
Contact	
  
	
  
▪  Twitter	
  -­‐	
  @OmarHaRedeye	
  
	
  
▪  LinkedIn	
  -­‐	
  ca.linkedin.com/in/torontolawyer	
  
	
  
▪  Email	
  -­‐	
  Omar@FleetStreetLaw.com	
  
	
  
▪  Facebook	
  -­‐	
  www.facebook.com/TO.Lawyer	
  

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Class Action Intrusions: Helping to develop privacy rights, or an overkill in liability?

  • 1. Class  Ac(on  Intrusions:  Helping  to  develop   privacy  rights,  or  an  overkill  in  liability?   Presented  by  Omar  Ha-­‐Redeye   AAS,  BHA  (Hons.),  PGCert,  J.D.,  L.L.M.  (c),  CNMT,  RT(N)(AART)      
  • 2. The  Commission  of  Inquiry  into   the  Confiden(ality  of  Health   Records  in  Ontario   ■  Published  in  1980,  following  an  inquiry  into   health  information  and  privacy  concerns.   ■  Led  to  the  creation  of  PHIPA    in  Ontario  in   2004.   ■  Intended  to  be  a  comprehensive  legislative   scheme  to  address  health  privacy.    
  • 3. Mechanism  of  Enforcement   under  PHIPA   ■  Complaint  of  suspected  breach  made  to  Commissioner  (s.  56(1)).     ■  Investigation  into  complaint  by  the  Commissioner.   ■  Discretion  given  to  Commissioner  to  move  forward  with  the   complaint  (s.  56(4)).   ■  Compliance  with  Commissioner’s  investigation  is  compulsory.       ■  Recommendations  by  the  Commissioner  are  binding  (s.  60).    
  • 4. An  Expecta(on  of  Privacy  -­‐  Purpose   of  PHIPA     “Individuals  are  very  concerned  about  how  their  personal  health  information  is   collected,  used  and  disclosed.  They  expect  their  healthcare  providers  to  protect   this  information  and  not  to  use  or  disclose  it,  intentionally  or  inadvertently,  for   purposes  not  related  to  their  care  and  treatment.”     ◼  Legislative  focus  is  on  creating  appropriate  balance  for  the  use  of  this   information  for  health  services,  research,  or  other  social  value.   ◼  Less  emphasis  on  access  for  inappropriate  reasons,  including  curiosity   and  personal  interest.    
  • 5. PHIPA   ■ The  PHIPA  has  been  touted    as  “a  gold  standard  for   protecting  privacy”.       ■ Yet,  has  numerous  deYiciencies:   ■ Inadequate  system  of  redress  for  victims  of  intrusion.   ■ Enormous  discretion  of  Commissioner,  and  judicial   remedies  only  on  adverse  Yinding.     ■ Redress  only  granted  if  “actual  harm”  proven.   ■ Damages  limited  to  $10,000.        
  • 6. Jones  v.  Tsige,  2012  ONCA  32    An  Overview   ▪  Issue  on  appeal:  Whether  the  common  law   should  recognize  tort  for  invasion  of  privacy.       ▪  Court  reviewed  PIPEDA,  PHIPA,  FIPPA,   MFIPPA,  and  the  Consumer  Reporting  Act  to   Yind:   ▪  Canadian  Statutory  laws  insufYicient.   ▪  Inadequate  damages  to  privacy   breaches.   ▪  Focus  on  employer,  not  necessarily   actions  of  wrongdoer  employee.  
  • 7. Jones  v.  Tsige,  cont’d   ▪  Court  created  common  law  tort  for   invasion  of  privacy  →  Intrusion  upon   Seclusion.     ▪  Three-­‐part  test  established  in  order   to  succeed  in  making  a  claim.  
  • 8. Tort  of  Intrusion  upon  Seclusion   Three-­‐part  test:     1.  The  actions  of  the  Defendant  must  be   intentional  or  reckless.   2.  The  Defendant  must  have,  without  prior   authorization  or  justiYication,  to  invade  the   private  affairs  of  the  Plaintiff.   3.  The  reasonable  person  would  perceive  the   invasion  as  egregious,  humiliating  and  causing   anguish.  
  • 9. Tort  of  Intrusion  upon  Seclusion,            cont’d   Application  to  broad  range  of   societal  interests:     ▪  Financial  or  health  records.   ▪  Sexual  practices  and  orientation.   ▪  Employment.   ▪  Diary  or  private  correspondence  that   could  be  reasonably  considered  highly   offensive.  
  • 10. Tort  of  Intrusion  upon  Seclusion,     cont’d       Damages:     ■  Not  required  to  demonstrate  actual  harm.   ■  Maximum  award  generally  limited  to   $20,000.    
  • 11. General  Reac(ons  from  the  Bar  
  • 12. Applica(on  of  Jones  v.  Tsige   Case  Law     ▪  48  cases  have  looked  to  this  decision   ■  [Followed  (4),  distinguished  (2),  explained   (5),  mentioned  (26),  cited  (11)]  
  • 13. Class  Ac(ons:  A  Review   ▪  Relatively  recent  in  Canada.     ▪  Prior:  Rule  75  of  Rules  of  Civil  Procedure,    RRO  1990,  Reg.  194.     ▪  DeYicient  mechanism  for  complex,   large-­‐scale  cases;  lack  of  judicial   oversight  
  • 14. Class  Ac(ons  in  Common  Law   ▪  3  main  objectives  under  Ontario’s  Class   Proceedings  Act,  1992,  SO  1992,                c.  6:   ▪  To  improve  access  to  justice;   ▪  To  enable  more  efYicient  and  effective  judicial   management  of  complex  cases  of  mass  injury;   and;   ▪  To  coerce  behavioural  modiYication  through   public  accountability.  
  • 15. Class  Ac(ons,  cont’d   Advantages  to  class  actions  as  identiYied  by  Justice   McLachlin  :     1.  Enhances  judicial  economy  by  preventing   unnecessary  duplication  of  fact-­‐Yinding  and  legal   analysis.   2.  Shared  expenses  allow  greater  access  to  justice.   3.  Ensures  justice  will  be  served  for  the  wrongful  act   committed.        Chief  Justice  McLachlin  (In  Hollick  v.  Toronto  (City),  2001  SCC  68,  [2001]  3  S.C.R.  158                at  para.  15)  
  • 16. Helping  Hand  or  Iron  Fist?   ■  $20,000  per  case  is  insigniYicant  alone  as  a  head  of   damages,  and  not  sustainable  for  most  tort  actions  by   itself.     ■  But  class  proceedings  make  the  aggregation  of   these  damages  quite  signiYicant.     ■  Is  this  overkill?    Or  will  the  threat  of  liability  help   foster  better  privacy  controls?    
  • 17. Class  Ac(ons,  Post-­‐Jones  v.  Tsige   ▪  Hopkins  v.  Kay,  2015  ONCA  112   ▪  Hynes  v.  Western  Regional  Integrated  Health   Authority,  2014  NLTD  137  (stage  1  only)   ▪  Subsequent  case  (still  uncertiYied)  with   14,450  patients  at  Rouge  Valley  Health   System   ▪  allegation  of  employees  selling  patient   information  to  private  companies.  
  • 18. Issues  in  Hopkins  v.  Kay     ■  Whether  the  PHIPA  creates  an  exhaustive  code,  and   if  so:     ■  Whether  the  respondent  is,  or  should  be,   prevented  from  bringing  a  common  law  claim  for   intrusion  upon  seclusion  in  the  Superior  Court.     ■  Whether  patients  whose  privacy  has  been  breached   can  sue  the  hospital  directly.            Hopkins  v.  Kay,  2015  ONCA  112    
  • 19. Implica(ons  of  Hopkins  v.  Kay     ■  Illustrates  the  increased  potential  liability  and  risk   incurred  by  health  institutions  and  workers.   ■  Victims  no  longer  reliant  on  the  Commissioner  to   seek  a  civil  suit.   ■  Actual  damages  no  longer  have  to  be  proved,  the   intrusion  alone  is  sufYicient  for  the  case.       ■  The  tort  of  intrusion  upon  seclusion  does  not  apply   to  claims  otherwise  covered  by  PHIPA.            Hopkins  v.  Kay,  2015  ONCA  112    
  • 20. Grant  v.  Winnipeg  Regional  Health   Authority  et  al.,  2015  MBCA  44     Overview: ■  Charter violations and negligent disclosure of information. ■  Family sought damages after family member’s death. ■  On appeal, Justice Monnin: too early to dismiss the possibility to make a claim as the result of a privacy breach of a family member. Possible implications: ■  Potential privacy interest in genetic information (diseases, traits). ■  May open door to a much larger plaintiff base than observed in Hopkins.
  • 21. Disciplinary  Ac(on    “Nurses  are  responsible  for  their  actions   and  the  consequences  of  those  actions.   They’re  also  accountable  for  conducting   themselves  in  ways  that  promote  respect   for  the  profession.”          -­‐Professional  Standards,  College  of  Nurses              of  Ontario  
  • 22. Disciplinary  Ac(on,  cont’d   ■  Standard  punishment  for  misconduct   (3-­‐month  suspension  of  licence).     ■  Potential  of  actions  reoccuring.     ■  Does  not  order  disclosure  of  offence   when  seeking  new  employment.  
  • 23. Conclusions   ■  Can  the  alternatives  be  strengthened?     ■  Overhaul  of  failing  privacy  and   health  legislation   §  e-­‐PHIPA  (Bill  78)   ■  Reassess  disciplinary  measures  for     privacy  breaches  
  • 24. Conclusions,  cont’d   ▪  Class  actions  can  allow  greater  to  justice  for   those  that  would  otherwise  be  unable  to  bring   claim.   ■  Review  of  policies,  education  and  training  by  health   facilities.   ▪  Use  tort  of  intrusion  upon  seclusion  in  class   actions  should  encourage  stronger  protection   of  personal  health  information  by  health   facilities.  
  • 25.
  • 26. Thank  You  For  Listening!   Contact     ▪  Twitter  -­‐  @OmarHaRedeye     ▪  LinkedIn  -­‐  ca.linkedin.com/in/torontolawyer     ▪  Email  -­‐  Omar@FleetStreetLaw.com     ▪  Facebook  -­‐  www.facebook.com/TO.Lawyer