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Module 3 
Introduction to Climate Change 
Adaptation 
One UN Training Service Platform 
on Climate Change: UN CC:Learn
Learning Objectives 
1. Explain the importance of 
adaptation in preparing for and 
coping with climate change 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
2. Outline key elements of a 
vulnerability assessment 
By the end of the 
4. Analyse linkages between 
climate change adaptation and 
development planning 
3. Identify adaptation options 
module 
participants will be 
able to: 
Module 3: Introduction to Climate Change Adaptation 
2
Overview 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Over 
view 
Section 1 
Introduction to 
Climate 
Change 
Adaptation 
Section 2 
Conducting a 
Vulnerability 
Assessment 
Section 3 
Identifying and 
Selecting 
Adaptation 
Options 
Section 4 
Linking 
Adaptation and 
Development 
Planning 
Section 5 
International 
Initiatives to 
Support 
Climate 
Change 
Adaptation 
Module 3: Introduction to Climate Change Adaptation 
3
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Introduction to Climate 
Change Adaptation 
Section 1 
Module 3: Introduction to Climate Change Adaptation 
4
What is Climate Change 
Adaptation? 
“Adaptation to climate change refers to 
adjustments in human and natural 
systems in response to actual or 
expected climatic variation, with a view 
to moderating harm or exploiting 
beneficial opportunities.” 
(Source: Based on IPCC 2001) 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Source: UNDP & UNEP-PEI 2001 
Section 1: Introduction to Climate Change Adaptation 
5
Types of Adaptation 
Type Action 
Anticipatory adaptation Taking action in preparation of 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
climate change 
Reactive adaptation Taking action when climate 
change effects are 
experienced Source: IPCC 
Section 1: Introduction to Climate Change Adaptation 
6
Definitions of Related Concepts 
Vulnerability to Climate Change 
“The degree to which a system is susceptible to, 
and unable to cope with, adverse effects of 
climate change, including climate variability and 
extremes. Vulnerability is a function of the 
character, magnitude, and rate of climate 
variation to which a system is exposed, its 
sensitivity, and its adaptive capacity.” 
(IPCC 2007) 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Adaptive Capacity 
“The whole of capabilities, resources and 
institutions of a country or region to implement 
effective adaptation measures.” 
(IPCC 2007) 
Climate Risk 
“The combination of the likelihood (probability of 
occurrence) and the consequences of an 
adverse event (e.g. tropical cyclone, drought, 
flood).” 
(UNDP 2011) 
Resilience 
“The ability of a social or ecological system to 
absorb disturbances while retaining the same 
basic structure and ways of functioning, the 
capacity for self-organisation, and the capacity 
to adapt to 
stress and change.” 
(IPCC 2007) 
Section 1: Introduction to Climate Change Adaptation 
7
Key Sectors Affected by Climate 
Change 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Disaster 
Risk 
Reduction Educatio 
Key Sectors 
n 
Energy 
Fisheries 
Food And 
Agricultur 
e 
Forestry 
Health 
Infra-structure 
Nature & 
Ecosystem 
Conser-vation 
Waste 
Transport 
Tourism 
Spatial 
Planning 
Water 
Section 1: Introduction to Climate Change Adaptation 
8
Examples of How Temperature 
Rise Effects Different Sectors (I) 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
*Significant is defined here as more than 
40% 
Source: IPCC 2007 as used in UNDP 2009 
p17 
Section 1: Introduction to Climate Change Adaptation 
9 
Global mean temperature change relative to 1980-1999 °C
Examples of How Temperature 
Rise Effects Different Sectors (II) 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
** Based on average rate of sea level rise of 4.2mm/year from 2000 to 
2008 
Source: IPCC 2007 as used in UNDP 2009 
p17 
Section 1: Introduction to Climate Change Adaptation 
10 
Global mean temperature change relative to 1980-1999 °C
Estimates of Annual Adaptation 
Costs 
in Developing Countries, 2010- 
2015 
Source: Reproduced from IFAD 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 1: Introduction to Climate Change Adaptation 
11 
Source 
USD billion 
per annum 
World Bank (2006) 9 – 41 
Stern (2006) 4 – 37 
UNDP (2007) 86 – 109 
UNFCCC (2007) 27 – 67
Key Elements of an Adaptation 
Process 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Observation 
Assessment 
of climate 
impacts and 
vulnerability 
Select 
adaptation 
options 
Monitoring & 
evaluation of 
adaptation 
actions 
Implementatio 
n of adaptation 
measures 
Section 1: Introduction to Climate Change Adaptation 
12 
Source: Based on UNFCCC 
2011
Data Requirements for Effective 
Adaptation 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Climate Data 
• National and local 
weather data 
• Seasonal forecasts 
• Future projections 
from climate 
models 
• … 
Other 
Environmental 
Data 
Forest cover 
Water resources 
Biodiversity 
… 
Socio-Economic 
Data 
• Population 
dynamics 
• Urbanization 
trends 
• Economic 
development 
forecasts 
• Gender and age 
• … 
Planning 
Information 
• National 
development plans 
• Sub-national and 
municipal 
development plans 
• … 
Section 1: Introduction to Climate Change Adaptation 
13
Importance of Stakeholder 
Engagement 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
14 
Section 1: Introduction to Climate Change Adaptation 
Source: IPA Netzwerk
Case Study: Community-Based 
Adaptation Initiatives in Samoa 
 Adaptation to flooding and 
sea-level rise 
 Protection and 
conservation of 
mangroves, eco-systems, 
and coral reefs 
 Community awareness 
programmes inform local 
stakeholders about 
the connection between 
ecosystems, their 
livelihoods, and climate 
change 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Source: UNDP Adaptation Learning 
Mechanism 
15 
Section 1: Introduction to Climate Change Adaptation
Challenges of Adaptation 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Video: Achim Steiner, Executive Director 
of the UN Environment Programme 
(UNEP) talks about the challenges of 
adaptation 
URL: https://www.youtube.com/watch?v=LEyh0U81ErU 
Section 1: Introduction to Climate Change Adaptation 
16
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Conducting a Vulnerability 
Assessment 
Section 2 
Module 3: Introduction to Climate Change Adaptation 
17
The Components of Vulnerability 
Exposure 
Sensitivity 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Adaptive 
Capacity 
Potential 
Impact 
Vulnerabilit 
y 
Source: Reproduced from Midgley, Davies & Chesterman 2011 p3 
Section 2: Conducting a Vulnerability Assessment 
18
Why Conduct a Vulnerability 
Assessment? 
Vulnerability 
assessments help to 
identify who is most 
vulnerable, where they 
are located, and what 
risks they face. They 
are an important input 
to planning for 
adaptation. 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Source: WeAdapt 
19 
Section 2: Conducting a Vulnerability Assessment
Variety of Assessment Tools and 
Methods 
Various methods 
and tools available 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Summarized in 
UNFCCC 
compendium on 
methods and tools 
to evaluate 
impacts of, and 
vulnerability and 
adaptation to, 
climate change 
Select 
tools/methods in 
accordance with 
national 
circumstances 
20 
Section 2: Conducting a Vulnerability Assessment
First Generation of Assessments 
Climate 
scenarios 
Biophysical 
impacts 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Socio-economic 
impacts 
Adaptations 
to impacts 
Residual or 
net impacts 
Source: UNFCCC 2006 p103 
21 
Section 2: Conducting a Vulnerability Assessment
Climate 
Science 
Social 
Science 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Current 
Vulnerability 
Future 
Exposure 
Future Adaptive 
Capacity 
Future 
Vulnerability 
Second Generation of 
Assessments 
Source: UNFCCC 2006 p103 
Current 
Exposure 
Current Adaptive 
Capacity 
22 
Section 2: Conducting a Vulnerability Assessment
Vulnerability ― Example 1: 
Changing Rainfall Patterns in Kitui, 
Kenya 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
• The arid area of Kitui likely to receive less 
water in the future 
• Rains are no longer reliable and droughts 
may last longer 
Potential 
Impact 
(Exposure) 
• Reduced crop productivity due to lack of 
irrigation systems and drought resistant 
crops 
• Loss of income and increased poverty 
Potential 
Impact 
(Sensitivity) 
• Travelling large distances to collect fresh 
water not viable 
• Moving of population to other areas not 
possible 
• Effective irrigation technology not available 
Adaptive 
Capacity 
23 
Further info: IPCC 
website 
Section 2: Conducting a Vulnerability Assessment
Vulnerability ― Example 1: 
Changing Rainfall Patterns in Kitui, 
Kenya 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Case Kitui, 
Kenya 
Exposure High 
Sensitivity High 
Adaptive 
Capacity 
Low 
Vulnerability High Source: guide2kenya 
24 
Section 2: Conducting a Vulnerability Assessment
Vulnerability ― Example 2: 
Coastal Zone Management in the 
Netherlands 
• The Netherlands are already below sea 
level 
• Increased sea level creates risks of coastal 
inundation & erosion 
Potential 
Impact 
(Exposure) 
• Existing dykes may no longer be effective 
against higher sea levels 
• A breach of dykes would result in loss of 
land, and damage to crops and habitats 
Potential 
Impact 
(Sensitivity) 
• Funds available to implement adaptation 
measures (e.g. increase height of dams) 
• Skills and equipment available 
Adaptive 
Capacity 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
25 
Further info: WMO 
website 
Section 2: Conducting a Vulnerability Assessment
Vulnerability ― Example 2: 
Coastal Zone Management in the 
Netherlands 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Case Netherland 
s 
Exposure High 
Sensitivity High 
Adaptive 
Capacity 
High 
Vulnerability Low Source: Wikipedia/Rens Jacobs 
26 
Section 2: Conducting a Vulnerability Assessment
Vulnerability ― Example 3: The 
Case of Tropical Storms in 
Jamaica 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
• The Caribbean already exposed to tropical 
storms 
• Storms projected to increase in intensity and 
frequency 
Potential 
Impact 
(Exposure) 
• Increase of intensive storms may result in 
additional damage to the population and the 
natural and built environment 
• Areas with poorly constructed buildings 
particularly sensitive 
Potential 
Impact 
(Sensitivity) 
• Limited technology to prevent damage 
• Availability of labour and some financial 
resources 
Adaptive 
Capacity 
27 
Section 2: Conducting a Vulnerability Assessment
Vulnerability ― Example 3: The 
Case of Tropical Storms in 
Jamaica 28 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Case Jamaica 
Exposure High 
Sensitivity Medium 
Adaptive 
Capacity 
Medium 
Vulnerability Medium 
Section 2: Conducting a Vulnerability Assessment
Gender Vulnerability to Climate 
Change 
Source: UnWomen Watch. Further info: UNFCCC 
Website 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
29 
Section 2: Conducting a Vulnerability Assessment
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Identifying and Selecting 
Adaptation Options 
Section 3 
Module 3: Introduction To Climate Change Adaptation 
30
Range of Adaptation Options: 
From Vulnerability to Impact Focus 
Vulnerability Focus Impacts Focus 
Addressing the 
drivers of 
vulnerability 
• Activities seek to 
reduce poverty 
and other non-climatic 
stressors 
that make people 
vulnerable 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Building response 
capacity 
• Activities seek to 
build robust 
systems for 
problem-solving 
Managing climate 
risks 
• Activities seek to 
incorporate 
climate 
information into 
decision-making 
Confronting 
climate change 
• Activities seek to 
address impacts 
associated 
exclusively with 
climate change 
Traditional Development Funding New & Additional Adaptation 
Funding 
Source: Reproduced from Mcgray et al 2007 
Section 3: Identifying and Selecting Adaptation 
Options 
31
Examples of Adaptation Actions 
with Different Foci 
Source: Reproduced from Mcgray et al 2007 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 3: Identifying and Selecting Adaptation 
Options 
32
Different Methods for Selecting 
Adaptation Options 
Analysis Context Advantages/ Strengths Disadvantages/ 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Weaknesses 
Cost-benefit Costs and benefits can 
be quantified in 
monetary terms when 
the necessary data are 
available 
Monetizing allows 
quantitative comparison 
between diverse costs 
and benefits 
Non-market costs and 
benefits (e.g. Ecological 
and cultural values) as 
well as distributional 
aspects are difficult to 
include 
Cost-effectiveness Objectives of adaptation 
measures have been 
identified, and the lowest 
cost option is sought 
It allows an analysis to 
be carried out on non-monetary 
costs and 
benefits such as health 
and ecosystem services 
It cannot evaluate 
whether a measure is 
justified 
Multi-criteria Data are not fully 
available, factors are not 
easily quantified and 
monetary benefits may 
be only one of many 
criteria used 
Criteria can be optimized 
to national and local 
priorities; allows for 
stakeholder engagement 
Lack of monetary terms 
may weaken economic 
case for the justification 
of measures 
Source: Reproduced from UNFCCC 2011 p31 
Section 3: Identifying and Selecting Adaptation 
Options 
33
Range of Criteria for Selecting 
Adaptation Options 
Sustainability 
Mitigation Co-benefits 
Environmenta 
l Impacts 
Equity 
Implementatio 
n Costs 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Effectiveness 
Robustness 
Reliability 
Risk and 
Uncertainty 
Urgency 
Degree of 
Risk or 
Impacts 
Precautionary 
Opportunity 
Ancillary 
Benefits 
No-regret 
Option 
Window of 
Opportunity 
Implemen-tation 
Public 
Acceptability 
Funding 
Sources 
Individual and 
Institutional 
Capacity 
Source: Reproduced from IISD, UNITAR & UNEP 2009 p37 
Section 3: Identifying and Selecting Adaptation 
Options 
34
Example of Selecting Adaptation 
Options 
Source: Ranger & Garbett-Shiels 2011 p15 
One UN Training Service Platform 
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Section 3: Identifying and Selecting Adaptation 
Options 
35
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 3: Identifying and Selecting Adaptation 
Options 
Sector Focus ― Agriculture: 
Examples of Possible Adaptation 
Measures 
 Development of tolerant/resistant 
crops (to drought, salt, insect/pests) 
 Diversification of crops 
 Changes in fertilizer use and 
application 
 Changes in planting and harvesting 
times 
 Soil-water management 
 Erosion control 
 Development of early warning 
systems 
 Related policy measures, such as 
subsidies, and training and outreach 
programmes 
36
In Focus: FAO Online Learning 
Package on Climate-Smart 
Agriculture 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 3: Identifying and Selecting Adaptation 
Options 
37
Sector Focus ― Water: Examples 
of Possible Adaptation 
Interventions 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Interventions 
Institutional 
/ 
Policy 
• Providing drinking water to coastal communities to combat enhanced salinity due to sea 
level rise (Bangladesh) 
• Mobilisation and integrated water resource management project (Cape Verde, Vanuatu) 
• Implementation and management of water management associations (Madagascar) 
• Contribution to better knowledge of surface water regimes (Mauritania) 
• Institutional strengthening of water resources sector (Sierra Leone) 
Technical • Rainwater harvesting (Bhutan, Burundi, Mali, Sierra Leone) 
• Groundwater recharge for irrigation wells (Eritrea, Mauritania) 
• Use of spate, drip irrigation and range land development (Eritrea, Mauritania) 
• Stabilisation of river dynamics and water courses (Burundi, Mauritania, Mozambique) 
• Coastal protection infrastructure (maldives) 
• Increased water supply (Cambodia, Comoros, Djibouti, Burkina Faso, Gambia, Guinea 
Bissau, Kiribati, Maldives, Mauritania, Niger, Samoa, São Tomé&Príncipe, Sierra 
Leone, Tanzania, Tuvalu) 
• Development and improvement of small-scale and community irrigation systems 
(Cambodia, Ethiopia, Guinea Bissau, Rwanda) 
Market • Water resource adaptation project (Kiribati) 
Source: Overseas Development Institute 
2009 
Section 3: Identifying and Selecting Adaptation 
Options 
38
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 3: Identifying and Selecting Adaptation 
Options 
Sector Focus ― Health: Examples 
of Possible Adaptation Measures 
 Establishment of climate 
change and environment and 
health information systems 
 Strengthening of disease and 
weather early warning 
 Cost-effective technology for 
water treatment for hospitals 
 Education and training of 
environment and health 
professionals 
39 
Further info: WHO 
website
WHO Documentary on Climate 
Change & Health 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 3: Identifying and Selecting Adaptation 
Options 
Video: WHO documentary about climate 
change adaptation to protect human 
health in the European and Central 
Asian regions 
URL: http://www.youtube.com/watch?v=z5gtjhwj-3m 
40
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 3: Identifying and Selecting Adaptation 
Options 
Sector Focus ― Education: 
Examples of Possible Adaptation 
Measures 
 Review of curricula to integrate 
climate change issues 
 Development of relevant 
quality learning materials 
 Training on climate change for 
teachers and curriculum 
developers 
 Protection of learning facilities 
to meet the worst impacts of 
climate change and disasters 
41
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Linking Adaptation and 
Development Planning 
Section 4 
Module 3: Introduction to Climate Change Adaptation 
42
Climate Change ― A Development 
Challenge 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 4: Linking Adaptation and Development 
Planning 
43 
Source: UNDP & UNEP 2011
Potential Impact of Climate 
Change on the Millennium 
Development Goals (I) 
Source: Adapted from OECD 2009 p 29 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
44 
Goal Potential Impact of Climate Change on Achievement of Goal 
Eradicate 
extreme 
poverty and 
hunger 
• Climate change is projected to reduce the assets and livelihoods 
of many poor people, for example health, access to water, 
homes, and infrastructure. 
• Climate change is projected to alter regional food security. In 
particular in Africa, food security is expected to worsen. 
Promote 
gender 
equality 
• In the developing world in particular, women are 
disproportionately involved in natural resource-dependent 
activities, such as agriculture, which are particularly vulnerable to 
climate change. 
Section 4: Linking Adaptation and Development 
Planning
Potential Impact of Climate 
Change on the Millennium 
Development Goals (II) 
Source: Adapted from OECD 2009 p 29 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
45 
Goal Potential Impact of Climate Change on Achievment of Goal 
Combat 
major 
diseases 
• Direct effects of climate change include increases in heat-related 
mortality and illnesses associated with heat waves 
• Climate change may increase the prevalence of some vector-borne 
diseases (for example malaria and dengue fever), and 
vulnerability to water, food, or contagious diseases (for example 
cholera and dysentery). 
Ensure 
environ. 
sustainabili 
ty 
• Climate change is likely to alter the quality and productivity of 
natural resources and ecosystems, some of which may be 
irreversibly damaged, and these changes may also decrease 
biological diversity and compound existing environmental 
degradation 
Section 4: Linking Adaptation and Development 
Planning
Importance of Integrating 
Adaptation within Development 
Planning 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
46 
 Close relationship between climate change 
adaptation and development issues 
 To be effective, climate change adaptation needs 
to be mainstreamed in existing development 
policies and processes 
 Adaptation considerations can also improve 
quality of development policies and projects and 
make them more sustainable in the long term 
Section 4: Linking Adaptation and Development 
Planning
Entry Points for Integrating 
Adaptation within Development 
Planning 
Source: Reproduced from UNDP & UNEP 2011 p 18 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
47 
Planning Level Entry Points 
National 
government and 
cross-sector 
ministries 
• Poverty reduction strategy paper 
• National development plan 
• MDG-based national development strategy 
• National budget allocation process or review (e.g. medium-term 
• expenditure framework, public expenditure review) 
Sector 
ministries 
• Sector strategies, plans and policies (e.g. agricultural 
sector plan) 
• Preparation of sector budgets 
• Public expenditure reviews 
Subnational 
authorities 
• Decentralization policies 
• District plans 
• Preparation of subnational budgets 
Section 4: Linking Adaptation and Development 
Planning
Climate Change Adaptation and 
Disaster Risk Reduction Strategies 
Source: Oxfam 2009 p 5 
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Section 4: Linking Adaptation and Development 
Planning
Meeting the Implementation 
Challenge 
One UN Training Service Platform 
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49 
 Budgeting and financing climate change 
adaptation measures 
 Ensuring overall coordination by a central body 
 Strengthening multi-sector coordination 
 Building capacities of institutions and individuals 
at the national, sector and sub-national level 
 Integrating adaptation in national monitoring 
system 
Section 4: Linking Adaptation and Development 
Planning
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
International Initiatives to Support 
Climate Change Adaptation 
Section 5 
Module 3: Introduction to Climate Change Adaptation 
50
Adaptation Support: Brief Overview 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Nairobi Work Programme 
National Adaptation 
Programmes of Action 
(NAPAs) 
National Adaptation Plans 
(NAPs) 
Programme on Loss & 
Damage 
Cancun Adaptation 
Framework (CAF) 
Section 5 : International Initiatives to Support Climate 
Change Adaptation 
51
Nairobi Work Programme 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Expected Outcomes 
• Enhanced capacity at international, 
regional, national, sectoral and local 
level 
• Improved information and advice to 
the Conference of the Parties (COP) 
of the Climate Change Convention 
• Enhanced dissemination and use of 
knowledge from practical adaptation 
activities 
• Enhanced cooperation among 
parties, relevant organizations, 
business, civil society and decision 
makers 
• Enhanced contribution of adaptation 
action to sustainable development 
Section 5 : International Initiatives to Support Climate 
Change Adaptation 
52 
The Nairobi work 
programme disseminates 
knowledge and 
information on adaptation 
as widely as possible 
through a variety of 
knowledge products and 
publications.
National Adaptation Programmes 
of Action (NAPAs) 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 5 : International Initiatives to Support Climate 
Change Adaptation 
53 
NAPAs are country-driven 
processes to identify 
activities that respond to 
urgent and immediate 
needs of Least 
Developed Countries 
(LDCs) in order to reduce 
their vulnerability 
Steps include: 
• Information synthesis 
• Assessment of vulnerability 
and potential risk areas 
• Identification of key priority 
adaptation measures 
Further info: UNFCCC website. GEF 
website
National Adaptation Plans (NAPs) 
Objectives of the NAP process: 
(a) To reduce vulnerability to 
the impacts of climate change, 
by building adaptive capacity 
and resilience 
(b) To facilitate the integration 
of climate change adaptation 
into relevant new and existing 
policies, programmes and 
activities, in particular 
development planning 
processes and strategies, 
within all relevant sectors and 
at different levels. 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 5 : International Initiatives to Support Climate 
Change Adaptation 
54 
Further info: UNFCCC 
website
Comparing the NAPA and the NAP 
Processes 
Source: GSP 2012 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 5 : International Initiatives to Support Climate 
Change Adaptation 
55
Work Programme on Loss and 
Damage 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 5 : International Initiatives to Support Climate 
Change Adaptation 
56 
 Relatively new work 
programme established in 
2010 
 Objective: consider 
approaches to address loss 
and damage associated with 
climate change in vulnerable 
developing countries 
 Challenge: lack of empirical 
evidence of scope and 
significance of loss and 
damage associated with 
climate change 
Further info: UNFCCC 
website
Loss and Damage in The 
Gambia 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 5 : International Initiatives to Support Climate 
Change Adaptation 
57 
Video: Interview with Dr. Sidat Yaffa 
about the findings of a case study on 
loss and damage in The Gambia 
URL: https://www.youtube.com/watch?v=KeCCWGnykAU 
View the 
other 
interviews
Cancun Adaptation Framework 
(CAF) 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Section 5 : International Initiatives to Support Climate 
Change Adaptation 
58 
Objective of the CAF: 
Enhance action on 
adaptation, including 
through international 
cooperation and coherent 
consideration of matters 
relating to adaptation 
under the Convention. 
Five CAF Clusters: 
• Implementation 
• Support 
• Institutions 
• Principles 
• Stakeholder engagement 
Further info: UNFCCC 
website
Annex Additional Resources 
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Module 3: Introduction to Climate Change Adaptation 
59
Module Summary 
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Additional Resources 
60 
 Adaptation is any action taken to reduce the impacts or even 
benefit from the effects of climate change. 
 Assessing the vulnerability of a locality is the first step to plan and 
undertake adaptation action. Components of vulnerability include 
exposure, sensitivity and adaptative capacity. 
 Adaptation actions need to be designed to suit the circumstances 
and needs of different sectors and countries/regions. 
 There is a strong link between adaptation and development 
planning. Integrating adaptation and development planning can 
bring additional benefits beyond reduced vulnerability to climate 
change.
Useful Links 
CDKN WeAdapt 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Adaptation 
Learning 
Mechanism 
PreventionWeb 
CGIAR 
Research 
Programme 
Africa 
Adaptation 
Knowledge 
Network 
World Bank 
Climate Risk 
and Adaptation 
Country Profiles 
UNISDR 
National 
Platforms for 
Disaster Risk 
Reduction 
FAO e-Tool 
Community- 
Based 
Adaptation 
IFAD e- 
Learning on 
Smallholder 
Agriculture and 
Climate Change 
NAPAs 
Received by the 
UNFCCC 
Secretariat 
UN CC:Learn 
Additional Resources 
61
Recommended Readings 
 IPCC (2007). 4th Assessment Report, Working Group II: 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Additional Resources 
Impacts, Adaptation and Vulnerability 
 OECD (2009): Guidance on Integrating Climate Change 
Adaptation into Development Co-operation 
 PROVIA (2012). Guidance on Assessing Vulnerability, 
Impacts and Adaptation (VIA) 
 UNDP (2010). Designing Climate Change Adaptation 
Initiatives: A UNDP Toolkit for Practitioners 
 UNDP (2012). Africa Adaptation Programme: Handbook on 
Capitalisation of Experiences 
 UNEP & UNDP (2011). Mainstreaming Climate Change 
Adaptation into Development Planning: A Guide for 
Practitioners 
 USAID (2012). Climate Change Adaptation Manual 
62
Main References 
 OECD (2009): Guidance on Integrating Climate Change 
One UN Training Service Platform 
on Climate Change: UN CC:Learn 
Additional Resources 
Adaptation into Development Co-operation 
 IISD, UNITAR & UNEP (2009). IEA Training 
Material:Vulnerability and Climate Change Impact 
Assessment for Adaptation 
 UNEP & UNDP (2011). Mainstreaming Climate Change 
Adaptation into Development Planning: A Guide for 
Practitioners 
 UNFCCC (2008). Compendium on Methods and Tools to 
Evaluate Impacts of, and Vulnerability and Adaptation to, 
Climate Change 
 UNFCCC. CGE Training Materials: Vulnerability and 
Adaptation Assessment, Chapter Two 
 UNFCCC. Official Website 
63

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  • 1. Module 3 Introduction to Climate Change Adaptation One UN Training Service Platform on Climate Change: UN CC:Learn
  • 2. Learning Objectives 1. Explain the importance of adaptation in preparing for and coping with climate change One UN Training Service Platform on Climate Change: UN CC:Learn 2. Outline key elements of a vulnerability assessment By the end of the 4. Analyse linkages between climate change adaptation and development planning 3. Identify adaptation options module participants will be able to: Module 3: Introduction to Climate Change Adaptation 2
  • 3. Overview One UN Training Service Platform on Climate Change: UN CC:Learn Over view Section 1 Introduction to Climate Change Adaptation Section 2 Conducting a Vulnerability Assessment Section 3 Identifying and Selecting Adaptation Options Section 4 Linking Adaptation and Development Planning Section 5 International Initiatives to Support Climate Change Adaptation Module 3: Introduction to Climate Change Adaptation 3
  • 4. One UN Training Service Platform on Climate Change: UN CC:Learn Introduction to Climate Change Adaptation Section 1 Module 3: Introduction to Climate Change Adaptation 4
  • 5. What is Climate Change Adaptation? “Adaptation to climate change refers to adjustments in human and natural systems in response to actual or expected climatic variation, with a view to moderating harm or exploiting beneficial opportunities.” (Source: Based on IPCC 2001) One UN Training Service Platform on Climate Change: UN CC:Learn Source: UNDP & UNEP-PEI 2001 Section 1: Introduction to Climate Change Adaptation 5
  • 6. Types of Adaptation Type Action Anticipatory adaptation Taking action in preparation of One UN Training Service Platform on Climate Change: UN CC:Learn climate change Reactive adaptation Taking action when climate change effects are experienced Source: IPCC Section 1: Introduction to Climate Change Adaptation 6
  • 7. Definitions of Related Concepts Vulnerability to Climate Change “The degree to which a system is susceptible to, and unable to cope with, adverse effects of climate change, including climate variability and extremes. Vulnerability is a function of the character, magnitude, and rate of climate variation to which a system is exposed, its sensitivity, and its adaptive capacity.” (IPCC 2007) One UN Training Service Platform on Climate Change: UN CC:Learn Adaptive Capacity “The whole of capabilities, resources and institutions of a country or region to implement effective adaptation measures.” (IPCC 2007) Climate Risk “The combination of the likelihood (probability of occurrence) and the consequences of an adverse event (e.g. tropical cyclone, drought, flood).” (UNDP 2011) Resilience “The ability of a social or ecological system to absorb disturbances while retaining the same basic structure and ways of functioning, the capacity for self-organisation, and the capacity to adapt to stress and change.” (IPCC 2007) Section 1: Introduction to Climate Change Adaptation 7
  • 8. Key Sectors Affected by Climate Change One UN Training Service Platform on Climate Change: UN CC:Learn Disaster Risk Reduction Educatio Key Sectors n Energy Fisheries Food And Agricultur e Forestry Health Infra-structure Nature & Ecosystem Conser-vation Waste Transport Tourism Spatial Planning Water Section 1: Introduction to Climate Change Adaptation 8
  • 9. Examples of How Temperature Rise Effects Different Sectors (I) One UN Training Service Platform on Climate Change: UN CC:Learn *Significant is defined here as more than 40% Source: IPCC 2007 as used in UNDP 2009 p17 Section 1: Introduction to Climate Change Adaptation 9 Global mean temperature change relative to 1980-1999 °C
  • 10. Examples of How Temperature Rise Effects Different Sectors (II) One UN Training Service Platform on Climate Change: UN CC:Learn ** Based on average rate of sea level rise of 4.2mm/year from 2000 to 2008 Source: IPCC 2007 as used in UNDP 2009 p17 Section 1: Introduction to Climate Change Adaptation 10 Global mean temperature change relative to 1980-1999 °C
  • 11. Estimates of Annual Adaptation Costs in Developing Countries, 2010- 2015 Source: Reproduced from IFAD One UN Training Service Platform on Climate Change: UN CC:Learn Section 1: Introduction to Climate Change Adaptation 11 Source USD billion per annum World Bank (2006) 9 – 41 Stern (2006) 4 – 37 UNDP (2007) 86 – 109 UNFCCC (2007) 27 – 67
  • 12. Key Elements of an Adaptation Process One UN Training Service Platform on Climate Change: UN CC:Learn Observation Assessment of climate impacts and vulnerability Select adaptation options Monitoring & evaluation of adaptation actions Implementatio n of adaptation measures Section 1: Introduction to Climate Change Adaptation 12 Source: Based on UNFCCC 2011
  • 13. Data Requirements for Effective Adaptation One UN Training Service Platform on Climate Change: UN CC:Learn Climate Data • National and local weather data • Seasonal forecasts • Future projections from climate models • … Other Environmental Data Forest cover Water resources Biodiversity … Socio-Economic Data • Population dynamics • Urbanization trends • Economic development forecasts • Gender and age • … Planning Information • National development plans • Sub-national and municipal development plans • … Section 1: Introduction to Climate Change Adaptation 13
  • 14. Importance of Stakeholder Engagement One UN Training Service Platform on Climate Change: UN CC:Learn 14 Section 1: Introduction to Climate Change Adaptation Source: IPA Netzwerk
  • 15. Case Study: Community-Based Adaptation Initiatives in Samoa  Adaptation to flooding and sea-level rise  Protection and conservation of mangroves, eco-systems, and coral reefs  Community awareness programmes inform local stakeholders about the connection between ecosystems, their livelihoods, and climate change One UN Training Service Platform on Climate Change: UN CC:Learn Source: UNDP Adaptation Learning Mechanism 15 Section 1: Introduction to Climate Change Adaptation
  • 16. Challenges of Adaptation One UN Training Service Platform on Climate Change: UN CC:Learn Video: Achim Steiner, Executive Director of the UN Environment Programme (UNEP) talks about the challenges of adaptation URL: https://www.youtube.com/watch?v=LEyh0U81ErU Section 1: Introduction to Climate Change Adaptation 16
  • 17. One UN Training Service Platform on Climate Change: UN CC:Learn Conducting a Vulnerability Assessment Section 2 Module 3: Introduction to Climate Change Adaptation 17
  • 18. The Components of Vulnerability Exposure Sensitivity One UN Training Service Platform on Climate Change: UN CC:Learn Adaptive Capacity Potential Impact Vulnerabilit y Source: Reproduced from Midgley, Davies & Chesterman 2011 p3 Section 2: Conducting a Vulnerability Assessment 18
  • 19. Why Conduct a Vulnerability Assessment? Vulnerability assessments help to identify who is most vulnerable, where they are located, and what risks they face. They are an important input to planning for adaptation. One UN Training Service Platform on Climate Change: UN CC:Learn Source: WeAdapt 19 Section 2: Conducting a Vulnerability Assessment
  • 20. Variety of Assessment Tools and Methods Various methods and tools available One UN Training Service Platform on Climate Change: UN CC:Learn Summarized in UNFCCC compendium on methods and tools to evaluate impacts of, and vulnerability and adaptation to, climate change Select tools/methods in accordance with national circumstances 20 Section 2: Conducting a Vulnerability Assessment
  • 21. First Generation of Assessments Climate scenarios Biophysical impacts One UN Training Service Platform on Climate Change: UN CC:Learn Socio-economic impacts Adaptations to impacts Residual or net impacts Source: UNFCCC 2006 p103 21 Section 2: Conducting a Vulnerability Assessment
  • 22. Climate Science Social Science One UN Training Service Platform on Climate Change: UN CC:Learn Current Vulnerability Future Exposure Future Adaptive Capacity Future Vulnerability Second Generation of Assessments Source: UNFCCC 2006 p103 Current Exposure Current Adaptive Capacity 22 Section 2: Conducting a Vulnerability Assessment
  • 23. Vulnerability ― Example 1: Changing Rainfall Patterns in Kitui, Kenya One UN Training Service Platform on Climate Change: UN CC:Learn • The arid area of Kitui likely to receive less water in the future • Rains are no longer reliable and droughts may last longer Potential Impact (Exposure) • Reduced crop productivity due to lack of irrigation systems and drought resistant crops • Loss of income and increased poverty Potential Impact (Sensitivity) • Travelling large distances to collect fresh water not viable • Moving of population to other areas not possible • Effective irrigation technology not available Adaptive Capacity 23 Further info: IPCC website Section 2: Conducting a Vulnerability Assessment
  • 24. Vulnerability ― Example 1: Changing Rainfall Patterns in Kitui, Kenya One UN Training Service Platform on Climate Change: UN CC:Learn Case Kitui, Kenya Exposure High Sensitivity High Adaptive Capacity Low Vulnerability High Source: guide2kenya 24 Section 2: Conducting a Vulnerability Assessment
  • 25. Vulnerability ― Example 2: Coastal Zone Management in the Netherlands • The Netherlands are already below sea level • Increased sea level creates risks of coastal inundation & erosion Potential Impact (Exposure) • Existing dykes may no longer be effective against higher sea levels • A breach of dykes would result in loss of land, and damage to crops and habitats Potential Impact (Sensitivity) • Funds available to implement adaptation measures (e.g. increase height of dams) • Skills and equipment available Adaptive Capacity One UN Training Service Platform on Climate Change: UN CC:Learn 25 Further info: WMO website Section 2: Conducting a Vulnerability Assessment
  • 26. Vulnerability ― Example 2: Coastal Zone Management in the Netherlands One UN Training Service Platform on Climate Change: UN CC:Learn Case Netherland s Exposure High Sensitivity High Adaptive Capacity High Vulnerability Low Source: Wikipedia/Rens Jacobs 26 Section 2: Conducting a Vulnerability Assessment
  • 27. Vulnerability ― Example 3: The Case of Tropical Storms in Jamaica One UN Training Service Platform on Climate Change: UN CC:Learn • The Caribbean already exposed to tropical storms • Storms projected to increase in intensity and frequency Potential Impact (Exposure) • Increase of intensive storms may result in additional damage to the population and the natural and built environment • Areas with poorly constructed buildings particularly sensitive Potential Impact (Sensitivity) • Limited technology to prevent damage • Availability of labour and some financial resources Adaptive Capacity 27 Section 2: Conducting a Vulnerability Assessment
  • 28. Vulnerability ― Example 3: The Case of Tropical Storms in Jamaica 28 One UN Training Service Platform on Climate Change: UN CC:Learn Case Jamaica Exposure High Sensitivity Medium Adaptive Capacity Medium Vulnerability Medium Section 2: Conducting a Vulnerability Assessment
  • 29. Gender Vulnerability to Climate Change Source: UnWomen Watch. Further info: UNFCCC Website One UN Training Service Platform on Climate Change: UN CC:Learn 29 Section 2: Conducting a Vulnerability Assessment
  • 30. One UN Training Service Platform on Climate Change: UN CC:Learn Identifying and Selecting Adaptation Options Section 3 Module 3: Introduction To Climate Change Adaptation 30
  • 31. Range of Adaptation Options: From Vulnerability to Impact Focus Vulnerability Focus Impacts Focus Addressing the drivers of vulnerability • Activities seek to reduce poverty and other non-climatic stressors that make people vulnerable One UN Training Service Platform on Climate Change: UN CC:Learn Building response capacity • Activities seek to build robust systems for problem-solving Managing climate risks • Activities seek to incorporate climate information into decision-making Confronting climate change • Activities seek to address impacts associated exclusively with climate change Traditional Development Funding New & Additional Adaptation Funding Source: Reproduced from Mcgray et al 2007 Section 3: Identifying and Selecting Adaptation Options 31
  • 32. Examples of Adaptation Actions with Different Foci Source: Reproduced from Mcgray et al 2007 One UN Training Service Platform on Climate Change: UN CC:Learn Section 3: Identifying and Selecting Adaptation Options 32
  • 33. Different Methods for Selecting Adaptation Options Analysis Context Advantages/ Strengths Disadvantages/ One UN Training Service Platform on Climate Change: UN CC:Learn Weaknesses Cost-benefit Costs and benefits can be quantified in monetary terms when the necessary data are available Monetizing allows quantitative comparison between diverse costs and benefits Non-market costs and benefits (e.g. Ecological and cultural values) as well as distributional aspects are difficult to include Cost-effectiveness Objectives of adaptation measures have been identified, and the lowest cost option is sought It allows an analysis to be carried out on non-monetary costs and benefits such as health and ecosystem services It cannot evaluate whether a measure is justified Multi-criteria Data are not fully available, factors are not easily quantified and monetary benefits may be only one of many criteria used Criteria can be optimized to national and local priorities; allows for stakeholder engagement Lack of monetary terms may weaken economic case for the justification of measures Source: Reproduced from UNFCCC 2011 p31 Section 3: Identifying and Selecting Adaptation Options 33
  • 34. Range of Criteria for Selecting Adaptation Options Sustainability Mitigation Co-benefits Environmenta l Impacts Equity Implementatio n Costs One UN Training Service Platform on Climate Change: UN CC:Learn Effectiveness Robustness Reliability Risk and Uncertainty Urgency Degree of Risk or Impacts Precautionary Opportunity Ancillary Benefits No-regret Option Window of Opportunity Implemen-tation Public Acceptability Funding Sources Individual and Institutional Capacity Source: Reproduced from IISD, UNITAR & UNEP 2009 p37 Section 3: Identifying and Selecting Adaptation Options 34
  • 35. Example of Selecting Adaptation Options Source: Ranger & Garbett-Shiels 2011 p15 One UN Training Service Platform on Climate Change: UN CC:Learn Section 3: Identifying and Selecting Adaptation Options 35
  • 36. One UN Training Service Platform on Climate Change: UN CC:Learn Section 3: Identifying and Selecting Adaptation Options Sector Focus ― Agriculture: Examples of Possible Adaptation Measures  Development of tolerant/resistant crops (to drought, salt, insect/pests)  Diversification of crops  Changes in fertilizer use and application  Changes in planting and harvesting times  Soil-water management  Erosion control  Development of early warning systems  Related policy measures, such as subsidies, and training and outreach programmes 36
  • 37. In Focus: FAO Online Learning Package on Climate-Smart Agriculture One UN Training Service Platform on Climate Change: UN CC:Learn Section 3: Identifying and Selecting Adaptation Options 37
  • 38. Sector Focus ― Water: Examples of Possible Adaptation Interventions One UN Training Service Platform on Climate Change: UN CC:Learn Interventions Institutional / Policy • Providing drinking water to coastal communities to combat enhanced salinity due to sea level rise (Bangladesh) • Mobilisation and integrated water resource management project (Cape Verde, Vanuatu) • Implementation and management of water management associations (Madagascar) • Contribution to better knowledge of surface water regimes (Mauritania) • Institutional strengthening of water resources sector (Sierra Leone) Technical • Rainwater harvesting (Bhutan, Burundi, Mali, Sierra Leone) • Groundwater recharge for irrigation wells (Eritrea, Mauritania) • Use of spate, drip irrigation and range land development (Eritrea, Mauritania) • Stabilisation of river dynamics and water courses (Burundi, Mauritania, Mozambique) • Coastal protection infrastructure (maldives) • Increased water supply (Cambodia, Comoros, Djibouti, Burkina Faso, Gambia, Guinea Bissau, Kiribati, Maldives, Mauritania, Niger, Samoa, São Tomé&Príncipe, Sierra Leone, Tanzania, Tuvalu) • Development and improvement of small-scale and community irrigation systems (Cambodia, Ethiopia, Guinea Bissau, Rwanda) Market • Water resource adaptation project (Kiribati) Source: Overseas Development Institute 2009 Section 3: Identifying and Selecting Adaptation Options 38
  • 39. One UN Training Service Platform on Climate Change: UN CC:Learn Section 3: Identifying and Selecting Adaptation Options Sector Focus ― Health: Examples of Possible Adaptation Measures  Establishment of climate change and environment and health information systems  Strengthening of disease and weather early warning  Cost-effective technology for water treatment for hospitals  Education and training of environment and health professionals 39 Further info: WHO website
  • 40. WHO Documentary on Climate Change & Health One UN Training Service Platform on Climate Change: UN CC:Learn Section 3: Identifying and Selecting Adaptation Options Video: WHO documentary about climate change adaptation to protect human health in the European and Central Asian regions URL: http://www.youtube.com/watch?v=z5gtjhwj-3m 40
  • 41. One UN Training Service Platform on Climate Change: UN CC:Learn Section 3: Identifying and Selecting Adaptation Options Sector Focus ― Education: Examples of Possible Adaptation Measures  Review of curricula to integrate climate change issues  Development of relevant quality learning materials  Training on climate change for teachers and curriculum developers  Protection of learning facilities to meet the worst impacts of climate change and disasters 41
  • 42. One UN Training Service Platform on Climate Change: UN CC:Learn Linking Adaptation and Development Planning Section 4 Module 3: Introduction to Climate Change Adaptation 42
  • 43. Climate Change ― A Development Challenge One UN Training Service Platform on Climate Change: UN CC:Learn Section 4: Linking Adaptation and Development Planning 43 Source: UNDP & UNEP 2011
  • 44. Potential Impact of Climate Change on the Millennium Development Goals (I) Source: Adapted from OECD 2009 p 29 One UN Training Service Platform on Climate Change: UN CC:Learn 44 Goal Potential Impact of Climate Change on Achievement of Goal Eradicate extreme poverty and hunger • Climate change is projected to reduce the assets and livelihoods of many poor people, for example health, access to water, homes, and infrastructure. • Climate change is projected to alter regional food security. In particular in Africa, food security is expected to worsen. Promote gender equality • In the developing world in particular, women are disproportionately involved in natural resource-dependent activities, such as agriculture, which are particularly vulnerable to climate change. Section 4: Linking Adaptation and Development Planning
  • 45. Potential Impact of Climate Change on the Millennium Development Goals (II) Source: Adapted from OECD 2009 p 29 One UN Training Service Platform on Climate Change: UN CC:Learn 45 Goal Potential Impact of Climate Change on Achievment of Goal Combat major diseases • Direct effects of climate change include increases in heat-related mortality and illnesses associated with heat waves • Climate change may increase the prevalence of some vector-borne diseases (for example malaria and dengue fever), and vulnerability to water, food, or contagious diseases (for example cholera and dysentery). Ensure environ. sustainabili ty • Climate change is likely to alter the quality and productivity of natural resources and ecosystems, some of which may be irreversibly damaged, and these changes may also decrease biological diversity and compound existing environmental degradation Section 4: Linking Adaptation and Development Planning
  • 46. Importance of Integrating Adaptation within Development Planning One UN Training Service Platform on Climate Change: UN CC:Learn 46  Close relationship between climate change adaptation and development issues  To be effective, climate change adaptation needs to be mainstreamed in existing development policies and processes  Adaptation considerations can also improve quality of development policies and projects and make them more sustainable in the long term Section 4: Linking Adaptation and Development Planning
  • 47. Entry Points for Integrating Adaptation within Development Planning Source: Reproduced from UNDP & UNEP 2011 p 18 One UN Training Service Platform on Climate Change: UN CC:Learn 47 Planning Level Entry Points National government and cross-sector ministries • Poverty reduction strategy paper • National development plan • MDG-based national development strategy • National budget allocation process or review (e.g. medium-term • expenditure framework, public expenditure review) Sector ministries • Sector strategies, plans and policies (e.g. agricultural sector plan) • Preparation of sector budgets • Public expenditure reviews Subnational authorities • Decentralization policies • District plans • Preparation of subnational budgets Section 4: Linking Adaptation and Development Planning
  • 48. Climate Change Adaptation and Disaster Risk Reduction Strategies Source: Oxfam 2009 p 5 One UN Training Service Platform on Climate Change: UN CC:Learn 48 Section 4: Linking Adaptation and Development Planning
  • 49. Meeting the Implementation Challenge One UN Training Service Platform on Climate Change: UN CC:Learn 49  Budgeting and financing climate change adaptation measures  Ensuring overall coordination by a central body  Strengthening multi-sector coordination  Building capacities of institutions and individuals at the national, sector and sub-national level  Integrating adaptation in national monitoring system Section 4: Linking Adaptation and Development Planning
  • 50. One UN Training Service Platform on Climate Change: UN CC:Learn International Initiatives to Support Climate Change Adaptation Section 5 Module 3: Introduction to Climate Change Adaptation 50
  • 51. Adaptation Support: Brief Overview One UN Training Service Platform on Climate Change: UN CC:Learn Nairobi Work Programme National Adaptation Programmes of Action (NAPAs) National Adaptation Plans (NAPs) Programme on Loss & Damage Cancun Adaptation Framework (CAF) Section 5 : International Initiatives to Support Climate Change Adaptation 51
  • 52. Nairobi Work Programme One UN Training Service Platform on Climate Change: UN CC:Learn Expected Outcomes • Enhanced capacity at international, regional, national, sectoral and local level • Improved information and advice to the Conference of the Parties (COP) of the Climate Change Convention • Enhanced dissemination and use of knowledge from practical adaptation activities • Enhanced cooperation among parties, relevant organizations, business, civil society and decision makers • Enhanced contribution of adaptation action to sustainable development Section 5 : International Initiatives to Support Climate Change Adaptation 52 The Nairobi work programme disseminates knowledge and information on adaptation as widely as possible through a variety of knowledge products and publications.
  • 53. National Adaptation Programmes of Action (NAPAs) One UN Training Service Platform on Climate Change: UN CC:Learn Section 5 : International Initiatives to Support Climate Change Adaptation 53 NAPAs are country-driven processes to identify activities that respond to urgent and immediate needs of Least Developed Countries (LDCs) in order to reduce their vulnerability Steps include: • Information synthesis • Assessment of vulnerability and potential risk areas • Identification of key priority adaptation measures Further info: UNFCCC website. GEF website
  • 54. National Adaptation Plans (NAPs) Objectives of the NAP process: (a) To reduce vulnerability to the impacts of climate change, by building adaptive capacity and resilience (b) To facilitate the integration of climate change adaptation into relevant new and existing policies, programmes and activities, in particular development planning processes and strategies, within all relevant sectors and at different levels. One UN Training Service Platform on Climate Change: UN CC:Learn Section 5 : International Initiatives to Support Climate Change Adaptation 54 Further info: UNFCCC website
  • 55. Comparing the NAPA and the NAP Processes Source: GSP 2012 One UN Training Service Platform on Climate Change: UN CC:Learn Section 5 : International Initiatives to Support Climate Change Adaptation 55
  • 56. Work Programme on Loss and Damage One UN Training Service Platform on Climate Change: UN CC:Learn Section 5 : International Initiatives to Support Climate Change Adaptation 56  Relatively new work programme established in 2010  Objective: consider approaches to address loss and damage associated with climate change in vulnerable developing countries  Challenge: lack of empirical evidence of scope and significance of loss and damage associated with climate change Further info: UNFCCC website
  • 57. Loss and Damage in The Gambia One UN Training Service Platform on Climate Change: UN CC:Learn Section 5 : International Initiatives to Support Climate Change Adaptation 57 Video: Interview with Dr. Sidat Yaffa about the findings of a case study on loss and damage in The Gambia URL: https://www.youtube.com/watch?v=KeCCWGnykAU View the other interviews
  • 58. Cancun Adaptation Framework (CAF) One UN Training Service Platform on Climate Change: UN CC:Learn Section 5 : International Initiatives to Support Climate Change Adaptation 58 Objective of the CAF: Enhance action on adaptation, including through international cooperation and coherent consideration of matters relating to adaptation under the Convention. Five CAF Clusters: • Implementation • Support • Institutions • Principles • Stakeholder engagement Further info: UNFCCC website
  • 59. Annex Additional Resources One UN Training Service Platform on Climate Change: UN CC:Learn Module 3: Introduction to Climate Change Adaptation 59
  • 60. Module Summary One UN Training Service Platform on Climate Change: UN CC:Learn Additional Resources 60  Adaptation is any action taken to reduce the impacts or even benefit from the effects of climate change.  Assessing the vulnerability of a locality is the first step to plan and undertake adaptation action. Components of vulnerability include exposure, sensitivity and adaptative capacity.  Adaptation actions need to be designed to suit the circumstances and needs of different sectors and countries/regions.  There is a strong link between adaptation and development planning. Integrating adaptation and development planning can bring additional benefits beyond reduced vulnerability to climate change.
  • 61. Useful Links CDKN WeAdapt One UN Training Service Platform on Climate Change: UN CC:Learn Adaptation Learning Mechanism PreventionWeb CGIAR Research Programme Africa Adaptation Knowledge Network World Bank Climate Risk and Adaptation Country Profiles UNISDR National Platforms for Disaster Risk Reduction FAO e-Tool Community- Based Adaptation IFAD e- Learning on Smallholder Agriculture and Climate Change NAPAs Received by the UNFCCC Secretariat UN CC:Learn Additional Resources 61
  • 62. Recommended Readings  IPCC (2007). 4th Assessment Report, Working Group II: One UN Training Service Platform on Climate Change: UN CC:Learn Additional Resources Impacts, Adaptation and Vulnerability  OECD (2009): Guidance on Integrating Climate Change Adaptation into Development Co-operation  PROVIA (2012). Guidance on Assessing Vulnerability, Impacts and Adaptation (VIA)  UNDP (2010). Designing Climate Change Adaptation Initiatives: A UNDP Toolkit for Practitioners  UNDP (2012). Africa Adaptation Programme: Handbook on Capitalisation of Experiences  UNEP & UNDP (2011). Mainstreaming Climate Change Adaptation into Development Planning: A Guide for Practitioners  USAID (2012). Climate Change Adaptation Manual 62
  • 63. Main References  OECD (2009): Guidance on Integrating Climate Change One UN Training Service Platform on Climate Change: UN CC:Learn Additional Resources Adaptation into Development Co-operation  IISD, UNITAR & UNEP (2009). IEA Training Material:Vulnerability and Climate Change Impact Assessment for Adaptation  UNEP & UNDP (2011). Mainstreaming Climate Change Adaptation into Development Planning: A Guide for Practitioners  UNFCCC (2008). Compendium on Methods and Tools to Evaluate Impacts of, and Vulnerability and Adaptation to, Climate Change  UNFCCC. CGE Training Materials: Vulnerability and Adaptation Assessment, Chapter Two  UNFCCC. Official Website 63

Notas do Editor

  1. Section 1 starts out with a definition of climate change adaptation and related concepts. It further highlights the importance of adaptation by presenting climate change impacts on key sectors and global costs estimates. The section also presents key elements of an adaptation process, highlighting two critical parameters for effective adaptation, namely data availability and stakeholder engagement.
  2. Climate change may be more rapid and pronounced than expected and will have wide-ranging impacts on ecological systems as well as various other aspects of our lives and human systems. Ecological, social and economic systems have to adjust to the changing climate and the expected effects or impacts thereof in order to minimize potential negative effects. This “adjustment” by both natural and human systems is commonly referred to as “adaptation”. While the impacts of climate change can impose serious threats to lives and livelihoods, particular in developing countries, climate change adaptation may also result in non-climate related co-benefits, such as fostering social-learning and more resilient societies. Definition source: IPCC (2001). Third Assessment Report.
  3. Various approaches to climate change adaptation exist. Approaches can range from modifying threats (building a dam for flood control) to preventing effects and impacts (introducing drought resistant crops) to accepting the loss (when an adaptation measure is too costly). Generally the distinction is made between two groups of adaptation options: anticipatory or reactive adaptation. Examples of anticipatory adaptation include development of new building codes to better protect human settlements. Reactive adaptation examples include changes in farm practices such as additional irrigation measures in case of dry-spells.
  4. The vulnerability of systems, including geophysical, biological and socio-economic systems to climate change differs substantially across regions and across populations within regions. Vulnerability to climate change deals with the extent to which climate change may damage or harm both natural and human systems. In addition to climate vulnerability, countries have different capacities to adapt to the impacts of climate change. Resilience is an indication of the ability of a system to absorb changes and is thus closely related to the concept of adaptive capacity. Climate risk refers to the probability of occurrence of the impacts of climate change, such as drought and flooding.  UNFCCC (2006). UNFCCC Handbook, p94 IPCC (2007). Fourth Assessment Report, Annex i synthesis report. UNDP (2011). Improving access, understanding and application of climate data and information.
  5. Climate change in the form of higher maximum temperatures, changing precipitation patterns, melting of snow and ice, sea level rise, changes in the frequency and intensity of extreme weather events, etc. will impact nearly all social and economic sectors. For example, it is likely that future typhoons and hurricanes will become more intense, with major impacts for spatial planning and disaster risk reduction. The global average surface air temperature is estimated to increase between 1.1°C and 6.4°C by 2100, with significant consequences for sectors such as agriculture, health, water, forestry, etc. IPCC (2007). Fourth Assessment Report For more detailed information about climate change science, including observed and projected trends and impacts see Module 1.
  6. The following tables provide examples of how different levels of temperature rise would affect different sectors. Temperature change is, for example, impacting the water sector (decreased water availability in mid and low latitudes leading to increased water stress for hundreds of millions of people), as well as ecosystem conservation (loss of species). Source: UNDP (2009). Gender and Climate Change, p17
  7. Higher temperatures will also impact the food and agriculture sector (decreased cereal productivity in low latitudes, increased cereal productivity in high latitudes), coastal management (increased damage from floods and storms), as well as the health sector (increased mortality from heat waves, changing distribution of disease vectors like mosquitos). Source: UNDP (2009). Gender and Climate Change, p17
  8. Estimations vary, but there is a general agreement that adaptation needs in developing countries are in the order of billions USD per year. Donors have agreed at the 2009 Climate Change Conference in Copenhagen that 100 billion USD per year should be provided by 2020. In addition to considering the costs of adaptation, it is also important to consider the costs of not taking any adaptation action, or a delayed response. While adaptation actions may often be costly, inaction or delayed action can cause serious and irreversible damages to both natural and human systems with ultimately even higher financial implications.
  9. The first element of any adaptation initiative is the observation of climatic and non-climatic, socio-economic and environmental variables. These variables can then be used to assess climate impacts and related vulnerabilities. Based on this assessment adaptation options can be selected taking into account different factors such as cost-effectiveness, potential co-benefits and public acceptability. Once an adaptation activity or action is selected it needs to be implemented. Monitoring and evaluation of adaptation actions can help to provide feedback to ensure that adaptation activities are appropriate, effective and revised where necessary. UNFCCC (2011). Highlights of the Contribution of the Nairobi Work Programme: Assessing Climate Change Impacts and Vulnerability, Making Informed Decisions, pp 18, 29, 33 & 36
  10. Availability of climate data and other data on the environment is vital in assessing potential climate change impacts and plan adaptation activities. Socio-economic data and scenarios are also important since they provide information about the vulnerability and adaptive capacity of a certain region or country. Information about relevant policies, plans and strategies at various levels is also essential to make sure adaptation activities are aligned with other planning processes. While effective adaptation planning requires reliable and high quality data, this information is often difficult to access, especially in developing countries. However, many things can be done in the form of ‘no regrets’ activities; i.e. things that would make sense doing with or without the impact of climate change. UNFCCC (2011). Highlights of the Contribution of the Nairobi Work Programme: Assessing Climate Change Impacts and Vulnerability, Making Informed Decisions, p18 UNDP, UNEP, GEF. National Communications Support Programme: Applying Climate Information for Adaptation Decision-Making, p22 For more detailed information about climate data see Module 1.
  11. Stakeholders play an essential role in designing and implementing adaptation activities. They can, for example, provide important information about local circumstances and thereby contribute to more effective planning. Effective stakeholder engagement is also likely to enhance the acceptance of decisions taken. Key stakeholders range from community members, policy-makers, researchers and experts to non-governmental organizations.
  12. Small communities are likely to be the most severely affected by climate change impacts and yet are least equipped to cope and adapt. Community-based adaptation projects seek to enhance the resilience of communities, and/or the ecosystems on which they rely, to climate change impacts. This slide provides an example of a community-based adaptation project in Samoa supported by the UN Development Programme (UNDP). UNDP Adaptation Learning Mechanism
  13. Achim Steiner, Executive Director of the UN Environment Programme (UNEP) answers key questions such as: which regions will be most affected by climate change; what is the role of adaptive capacity in responding to climate change; and what measures are needed to finance adaptation in developing countries.
  14. Section 2 presents main elements of climate change vulnerability assessments and explains the evolution of assessment methods over time. The section also provides a number of examples to illustrate the different components of vulnerability. A special emphasis is put on gender vulnerability.
  15. Various components contribute to climate vulnerability. The exposure to climate-risk related factors, as well as the degree to which a system is affected by a climate stimuli (“sensitivity”), both contribute to the potential impacts that climate change will have on a system. For example, if climate change leads to heavy rainfalls in a certain region (exposure) and the crops traditionally planted in this region are not resistant to high amounts of precipitation (sensitivity), then this will lead to decreased crop productivity (potential impact). If, however, the adaptive capacity of the region is very high (farmers are able to switch to more resistant crop varieties) then vulnerability is reduced, despite high exposure and sensitivity. In sum, climate vulnerability is determined by the potential impacts of climate change and the capacity of natural and human systems to adapt thereto. Vulnerability can be identified at different levels or scale (regional, national, local) for different sectors (agriculture, water, health, etc.), and for different population groups (women, children, urban poor, landless rural laborers, etc.). Midgley, S.J.E., Davies, R.A.G. and Chesterman, S. (2011). Climate Risk and Vulnerability Mapping in Southern Africa: Status Quo (2008) and Future (2050), p3
  16. Assessing the various components that contribute to climate change vulnerability is an important part of adaptation planning, and one of the first steps. Vulnerability assessments can assist in (1) determining the extent that climate change is likely to damage or harm a system and (2) adapting to the impacts of climate change. They provide hence a basis for identifying the most appropriate adaptation options. Vulnerability assessments are also important as they can provide evidence of the linkages between climate and development, improve understanding of specific risks and vulnerabilities in different localities, provide the opportunity for capacity building, and serve as a baseline analysis to monitor how risks may be influenced by a changing climate over time.
  17. The Secretariat of the UN Framework Convention on Climate Change (UNFCCC) publishes a compendium of available tools and methods to assist countries in selecting the best available methods in accordance with their particular national circumstances. The most recent compendium dates from 2008. UNFCCC Compendium
  18. Assessment approaches evolved from first generation to second-generation studies. First generation assessments focused more on what the impacts of climate change will be rather than adaptation itself. Impact assessments were driven by the goal to understand long-term consequences and followed a “scenario-based approach” that was often derived from Global Climate Models (GCMs). These climate scenarios were then applied to models of ecosystems or to a component of the bio-physical environment (sea level, coastal zones, mountains, etc.). The results of these assessments were further carried forward to the modeling of socio-economic impacts and only then was adaptation considered. Since the first generation studies, the methodology for vulnerability and adaptation assessments has gone through a significant evolution. UNFCCC (2006). UNFCCC Handbook, p103 UNFCCC (2008). Compendium on Methods and Tools to Evaluate Impacts of, and Vulnerability and Adaptation to, Climate Change, p2 CGE Training Material: Vulnerability and Adaptation Assessment, Chapter II  
  19. The “second generation” of assessments focuses on the question on “how to adapt” rather than on modeling climate change impacts. The new approach integrates the concept of vulnerability while undertaking assessments and it also distinguishes between current and future vulnerabilities. These types of assessments integrate socio-economic factors and data (household surveys, census data) more adequately with biophysical assessments and also tend to address shorter-term concerns. CGE Training Material: Vulnerability and Adaptation Assessment, Chapter II  
  20. Droughts have increased in frequency and intensity in Eastern Africa, where frequent droughts have occurred in each decade over the past 50 years. The increased occurrence of prolonged dry periods affects in particular the climate-sensitive agriculture sector. Adaptive capacity in the region is low due to poverty, limited access to technologies, as well as poor policy and institutional frameworks. The combination of high potential impact and low adaptive capacity makes the region highly vulnerable to climate change and climate variability. The slide provides an example of changing rainfall patterns in Kitui county, Kenya. IPCC website AMCEN (2011). Addressing Climate Change Challenges in Africa - A Practical Guide Towards Sustainable Development  
  21. Exposure to climate-related risks and sensitivity to changing climate conditions in Kitui is high, while adaptive capacity is low. Vulnerability to climate change and climate variability is hence high.
  22. Global mean sea level is projected to rise between 0.09 and 0.88 m above the 1990 level by 2100. This rise is due primarily to thermal expansion of the warmer oceans combined with melting of glaciers and ice sheets. Rising sea levels are expected to have severe effects on many low-lying areas. Some countries are particularly vulnerable to sea-level rise, such as small-island developing states (SIDS). Others have higher capacity to adapt, such as the Netherlands. WMO website
  23. Exposure to climate-related risks and sensitivity to changing climate conditions in the Netherlands is high. However, adaptive capacity is also high. Therefore, vulnerability to climate change is rather low.
  24. Over the past several decades the sea surface temperatures over most tropical ocean basins have increased in magnitude by between 0.25 – 0.5 degrees Celsius. Some researchers argue that ocean warming has caused a substantial increase in the probability and intensity of tropical cyclones, even though no consensus has been reached on this issue. It is likely that tropical cyclone intensity will further increase if the climate continues to warm and countries such as Jamaica are taking measures to prevent potential damage. WMO International Workshop on Tropical Cyclones (November 2006). Statement on Tropical Cyclones and Climate Change
  25. Exposure to climate-related risks in Jamaica is high, while sensitivity and adaptive capacity is medium. Therefore, vulnerability to climate change can be rated as rather medium.
  26. While the impacts of climate change affect everyone, they also reinforce existing inequalities, including gender inequality. In the agricultural sector, for example, rural women in developing countries are the primary producers of staple food, a sector that is highly exposed to climate risks such as drought and uncertain rainfall. In many countries, climate change means that women and young girls have to walk further to collect water, especially in the dry season. Already today, women in sub-Saharan Africa spend 40 billion hours per year collecting water. Moreover, women will contribute much of the unpaid labor that will go into coping with climate risks through, for example, soil and water conservation, or the building of anti-flood embankments. Therefore it is important that gender considerations are taken into account in both medium- and long-term adaptation. UNDP (2009). Gender and Climate Change, p III Further information: Inefficient representation of women in the international climate change decision-making processes also further contributes to inequalities. The 18th Conference of the Parties (COP 18) to the UN Framework Convention on Climate Change (UNFCCC) (Doha, 2012) therefore adopted a decision to promote gender balance and to improve the participation of women during UNFCCC negotiations as well as the representation of women in bodies established under the UNFCCC and the Kyoto Protocol. UNFCCC website    
  27. Section 3 first presents the range of adaptation options that are available and then discusses different methods and criteria for selecting the most adequate option. The section also provides a sectoral perspective highlighting possible adaptation measures in a number of key sectors.
  28. After conducting a vulnerability assessment it is important to identify possible adaptation options. A variety of options are available, ranging from traditional development activities to more specific adaptation measures. At one end of the continuum a focus is placed on vulnerability. Here adaptation efforts are vulnerability-oriented and there is an overlap with traditional development support. At the other end, activities target climate change impacts and are more `impact focused’. These adaptation activities fall outside the scope of traditional development aid. Funding for activities on the left usually needs to be sought from traditional development funding sources while activities on the right can more easily benefit from new adaptation funding measures. Vulnerability-focused activities often represent the foundation of climate change adaptation. World Resources Institute (2009). A Continuum of Adaptation Activities: From Development to Climate Change McGray et al (2007). CGE Training Materials V & A Frameworks Presentation, slide 50, p18 Further information: The above diagram and explanation gives a clear indication that adaptation is not something that can be seen separate from development. Many adaptation options are linked to sustainable development practices such as maintaining ecosystems, integrated water resource management, and disaster risk reduction.    
  29. This table provides examples of the different foci of adaptation actions (from reducing vulnerability to addressing climate change impacts) explained in the previous slide. McGray et al (2007). CGE Training Materials V & A Frameworks Presentation, slide 51 p18
  30. Given the range of possible adaptation actions, different options need to be evaluated and compared to ensure that the best option is selected. This table identifies some of the most commonly used methods to evaluate adaptation options, including cost-benefit, cost-effectiveness, and multi-criteria analysis. UNFCCC (2011). Highlights of the Contribution of the Nairobi Work Programme, p31 Further information: A proper analysis of different adaptation options is also important to avoid the duplication of activities and prevent “maladaptation”. An example of maladaptation could be an agricultural project that supports monoculture of a high-value crop, with the objective of maximizing irrigation system efficiency, water productivity and yields (“more crop per drop”), and, ultimately, boosting income generation. Although such a project might be designed taking into account the effects of climate change, it would lower the adaptive capacity of farmers by making their income generation base more volatile. In the case of a bad harvest, farmers’ income would be greatly affected, i.e., the ultimate impact of the project would be one of increased vulnerability to climate risks. World Bank (2010). Economic Evaluation of Climate Change Adaptation Projects, p5  
  31. As mentioned in the previous slide, multi-criteria analysis looks at a range of factors that could influence the selection of an adaptation option. This table provides an overview of possible criteria to be considered. The criteria should be customized depending on national/local circumstances. For example, other criteria could be added such as `political leadership’ and `political context’. It is also important to bear in mind that, rather than identifying one best option, the goal is to develop a `portfolio’ of options that can be implemented in shorter and longer time scales. IISD, UNITAR, UNEP (2009). IEA Training Material - Vulnerability and Climate Change Impact Assessment for Adaptation, p37
  32. In this graph, findings from two recent studies on adaptation to flood risk in Guyana and Mozambique illustrate the relationship between the economic cost-benefit ratio and the robustness of measures to climate change uncertainties, two of the various important factors in selecting an adaptation option. Both Guyana and Mozambique have experienced damages from flooding and in accordance with climate models it is predicted that climate change could alter flood risk in the future. `Hard adaptation options’, such as drainage systems were the focus of the Guyana study whereas ‘soft adaptation options’ such as reducing social vulnerability were explored in the Mozambique study. Ranger & Garbett-Shiels (2011). How Can Decision-Makers in Developing Countries Incorporate Uncertainty about Future Climate Risks into Existing Planning and Policymaking Processes? Policy Paper, p15 Further information: On the vertical axis, the blue bubbles indicate the relative costs and benefits of flood management options for Guyana and the green bubbles apply to Mozambique. (The grey bubbles are illustrative and are drawn from other case studies). Measures at the bottom of the figure have the highest benefits relative to costs, while measures at the top have the lowest benefits relative to costs. For example, in Guyana, improved building codes would have greater damage reduction benefits relative to costs, than upgrading the drainage system. Another important factor to take into consideration is the robustness of adaptation measures. `Robustness’ measures how effective a measure could be for a diverse range of plausible future scenarios. The level of robustness is shown on the horizontal axis and can be thought of as the risk of mal-adaptation. On the left-hand side of the figure are `no-regrets’ options (i.e. high robustness), such as early warning systems, improved education, and health care, which have strong benefits in any climate. `Higher-regret’ options (i.e. low robustness) are shown on the right-hand side and include drainage systems and flood defenses, where the choice of measure (and the resulting benefits) is more dependent on assumptions today about the future climate.  
  33. Climate change has already significantly impacted agriculture and is expected to further impact directly and indirectly food production. Increase of mean temperature, changes in rain patterns, increased variability both in temperature and rain patterns, changes in water availability, the frequency and intensity of ‘extreme events’, sea level rise and salinization, perturbations in ecosystems, all will have profound impacts on agriculture, forestry and fisheries. The slide illustrates some examples of possible adaptation measures. FAO (2013). Climate-Smart Agriculture Sourcebook Further information: Agriculture has to address simultaneously three intertwined challenges: ensuring food security through increased productivity and income, adapting to climate change and contributing to climate change mitigation. To address these three intertwined challenges, food systems have to become, at the same time, more efficient and resilient, at every scale from the farm to the global level. In this context, FAO has forged the concept of “climate-smart agriculture” as a way forward for food security in a changing climate.
  34. This learning package, produced by the Food and Agriculture Organisation (FAO) of the UN, explores the impacts of climate change on agriculture, as well as possible technical and policy considerations that can help building food security under current and future challenges. The technical and policy considerations explored are meant to contribute towards climate-resilient and environmentally sound or "climate-smart" agriculture — agriculture that increases productivity; enhances resilience to global change; stops ecosystem services deterioration; and produces economic and social benefits. The package was developed in the context of a climate change adaptation project in the Yellow River Basin in China.  
  35. The Overseas Development Institute (ODI) undertook an analysis of planned interventions in the water sector outlined in the National Adaptation Programmes of Actions (NAPAs) of Least Developed Countries (LDCs). Almost all of the interventions outlined in the NAPAs aim to address inter-annual variability (such as Bhutan, Burundi) or extreme weather events (Kiribati). There are only a few interventions that aim to address long-term climate change (including Bangladesh and Maldives). Very few interventions attempt to address issues of social and political access. Water supply and irrigation projects in Cambodia and Eritrea aim to establish water user communities. Others, like those in Guinea Bissau, São Tomé and Príncipe and Lesotho co-relate improved access to investments in physical infrastructure. Low-tech solutions such as water quality testing, filtration, school gardens and rainwater catchment systems, to name a few, are just as important to keep in mind when considering adaptation interventions. ODI (2009). Adapting to Climate Change in the Water Sector: ODI Background Note
  36. Climate change has multiple influences on human health. Direct impacts include the effects of rising temperatures and more intense heat waves and floods. However, potentially larger impacts may arise from indirect mechanisms. Warmer temperatures and a more variable climate can impact agricultural production and food availability, the availability of clean water and sanitation, and the transmission of vector and water-borne diseases. The World Health Organization (WHO) estimates that climate change may already be causing over 150,000 deaths per year and these risks are expected to increase substantially in the future. The slide presents possible adaptation measures to reduce health risks. WHO & WMO (2011). Atlas of Health and Climate WHO (2009). Protecting Health from Climate Change WHO website
  37. The video produced by the Regional Office for Europe of the World Health Organisation presents an initiative to pilot health adaptation across seven countries (Albania, Kazakhstan, Kyrgyzstan, the Russian Federation, Tajikistan, Macedonia and Uzbekistan). Each country is responding with a variety of adaptation actions - from safe water and sanitation to extreme weather events risk management.
  38. On any given day, more than a billion children go to school. General education is the most common means by which societies prepare their youth for the future, including a changing climate. Therefore, many countries have embarked on integrating climate change in school curricula, developing relevant learning materials, and providing training for teachers. At the same time the education sector is also vulnerable to the impacts of climate change and facilities such as schools need to be prepared to extreme weather events (e.g. storms) which might become more intense in the future due to climate change. UNICEF (2012). Climate Change Adaptation and Disaster Risk Reduction in the Education Sector - Resource Manual
  39. Section 4 provides a short introduction to linkages between climate change adaptation and development. It further discusses opportunities for integrating adaptation within development planning, and highlights implementation challenges. More detailed information on climate change adaptation planning processes is provided in Module 6 “Introduction to Climate Change Governance and Planning”.
  40. The issue of climate change can seem remote compared with immediate problems such as poverty, disease and economic stagnation. Yet, the ability to successfully address these core development priorities risks being seriously undermined by climate change. UNDP & UNEP (2011). Mainstreaming Climate Change Adaptation into Development Planning: A Guide for Practitioners
  41. The negative impacts of climate change will disproportionately hit poor people and poor countries. For example, climate change is expected to bring greater water stress and scarcity and will pose a real threat to food security in many countries in Africa, Asia and Latin America. Also other impacts of climate change such as heat-related mortality, spread of vector-borne diseases like malaria, and access to natural resources, will have direct implications for the achievement of several of the Millennium Development Goals (MDGs) and for related national poverty eradication and sustainable development objectives. The following tables illustrate some of the potential impacts of climate change on selected Millenium Development Goals (MDGs). OECD (2009). Integrating Climate Change Adaptation into Development Cooperation
  42. The slide illustrates some of the potential impacts of climate change on selected Millenium Development Goals (MDGs). OECD (2009). Integrating Climate Change Adaptation into Development Cooperation
  43. The previous slides have illustrated the close relationship between climate change adaptation and development. While in certain situations stand-alone adaptation measures can be effective, in most other cases, adaptation measures need to be implemented as part of a broader suite of measures within existing development processes and decision cycles. This is known as “mainstreaming”. For example, adaptation responses to the risks posed by climate change on agriculture might need to be incorporated as part of existing farming practices, within irrigation and community development plans and projects, as part of sectoral policies in agriculture, and within donor countries’ assistance strategies as well as within national development and poverty alleviation strategies. OECD (2009). Integrating Climate Change Adaptation into Development Cooperation UNDP & UNEP (2011). Mainstreaming Climate Change Adaptation into Development Planning: A Guide for Practitioners
  44. Various ways to integrate adaptation in development planning exist and it is important to find the right entry points. Key processes include long-term (15–20 years) visions and national development strategies as well as shorter-term (3–5 year) national policies and poverty reduction strategies. Such documents have a high potential to foster adaptation at various levels since they set the stage for national plans and legislation, sector and subnational plans and policy measures. In addition to including adaptation considerations in strategies and policies, it is important to make sure that budgets and investment programmes provide adequate finance for implementation. OECD (2009). Integrating Climate Change Adaptation into Development Cooperation UNDP & UNEP (2011). Mainstreaming Climate Change Adaptation into Development Planning: A Guide for Practitioners More detailed information is provided in Module 6 “Introduction to Climate Change Governance and Planning”.
  45. An important planning element is to link adaptation efforts with disaster risk reduction (DRR) strategies. While DRR covers non-climate related disasters such as earthquakes, it also addresses climate-related disasters such as floods, droughts, cyclones and storm surges - all risks that are associated with climate change. It is therefore important, for example, to integrate the findings of climate change risk assessments into the planning process for disaster risk reduction. In this manner enhancing existing DRR plans and systems (e.g. early warning systems and emergency plans) will also be relevant to climate change. Oxfam (2009). Introduction to Climate Change Adaptation
  46. To successfully operationalize adaptation mainstreaming the following measures are relevant: Accompanying adaptation policy measures with suitable budgetary allocations. This entails leveraging domestic and external funding sources. Moving overall coordination functions into a central body with convening/decision-making power vis-à-vis line Ministries (e.g. office of the President, Planning Ministry, etc.). Strengthening coordination through inter-sector mechanisms (existing or newly established). Collaborating with national, sector and subnational bodies to build their capacities to implement policy measures for adaptation. The implementation of adaptation measures at various levels can thereby benefit from the involvement of non-governmental actors. Integrating adaptation indicators in the national monitoring system to track emerging trends related to climate change as well as the implementation and impact of policies. UNDP & UNEP (2011). Mainstreaming Climate Change Adaptation into Development Planning: A Guide for Practitioners
  47. Section 5 provides an overview of international initiatives to support climate change adaptation.
  48. This slide provides a brief overview of the adaptation work streams under the UN Framework Convention on Climate Change (UNFCCC). They will be discussed in more detail in the following slides.
  49. The Nairobi Work Programme on Impacts, Vulnerability and Adaptation to Climate Change (NWP) was developed with the aim to assist all Parties in particular developing countries to improve their understanding of climate change impacts and vulnerability and to increase their ability to make informed decisions on how to successfully adapt to climate change. By providing information on the range of available adaptation options the NWP assists Parties to plan for adaptation. The first phase of the work programme was implemented during 2005 until mid 2008. The Second phase commenced mid 2008 until 2010. During 2010 parties to the UNFCCC decided to continue working under the NWP. Work Areas of the NWP include: Methods and tools Data and observations Climate modeling, scenarios and downscaling Climate related risks and extreme events Socio-economic information Adaptation planning and practices Research Technologies for adaptation Economic diversification
  50. NAPAs provide an opportunity for LDCs to identify their urgent and immediate adaptation needs and to prioritize adaptation activities accordingly. This is to reduce climate change vulnerability, to strengthen capacity and to address adaptation needs for which delay will cause increased vulnerability or cost at a later stage. NAPAs are compiled at country-level and are flexible, action-orientated and based on national circumstances. NAPAs can also serve as a basis for national climate change policies and strategies. Once a NAPA is submitted to the UNFCCC a LDC is eligible for funding under the LDC Fund for its implementation. As of July 2013 USD 774.9 million had been pledged to the LDCF. The newly established Green Climate Fund will also provide support towards NAPAs. As of October 2012, 47 LDCs have prepared NAPAs. UNFCCC website GEF website
  51. The National Adaptation Plan (NAP) process enables Parties to assess climate risks and vulnerabilities and plan adaptation actions. NAPs build on and complement existing adaptation planning. Support, by means of technical guidelines, papers, advice, training workshops, synthesis reports and knowledge sharing is provided to least developed countries to assist with formulating NAPs. UNFCCC website  
  52. This slide compares the NAPA and the NAP processes. The NAPs can be seen as an evolution of the NAPAs, moving from a focus on urgent/immediate adaptation needs to a longer term perspective. While most NAPAs were developed under the lead of Environment Ministries, the NAP process engages Planning, Finance and sectoral Ministries to promote integration of climate change adaptation into development planning. While the NAPAs targeted Least Developed Countries (LDCs) only, the NAP process covers all interested developing countries. Draft NAP Global Support Programme (GSP) (2012) - Submission to the GEF
  53. Existing mitigation commitments and actions are not enough to prevent dangerous climate change related impacts. Therefore, developing countries are calling for international commitment to act on loss and damage. In this context, the Work Programme on Loss and Damage was established in 2010 as part of the Cancun Adaptation Framework. It considers approaches to address loss and damage associated with the impacts of climate change in developing countries that are particularly vulnerable to the adverse effects of climate change. Activities under this work programme are undertaken in three thematic areas. Thematic Area I assesses the risk of loss and damage that are associated with adverse effects of climate change. Thematic Area II looks at the various approaches to address such loss and damage. In addition to loss and damage associated with the adverse effects of climate change it also includes impacts that relate to extreme weather events and slow onset events. The third thematic area addresses the role of the UNFCCC in strengthening the implementation of approaches to address loss and damage. UNFCCC website UNU, CDKN & ACPC (2013). Fact Sheet - Pushing the Limits: Pioneering Study Shows Evidence of Loss & Damage in Vulnerable Communities
  54. The video is part of a series of 15 interviews with participants of the conference “Perspectives on Loss and Damage: Society, Climate Change, and Decision Making”, hosted by the United Nations University Institute for Environment and Human Security (UNU-EHS) at the UN Campus in Bonn, Germany from 25 to 27 February 2013.
  55. During the 2010 Climate Change Conference (COP 16), held in Cancun Mexico, Parties affirmed that adaptation should get the same priority as mitigation. In this context, Parties adopted the Cancun Adaptation Framework (CAF) as part of the Cancun Agreements. Includes five clusters: Implementation (including NAPs and Work Programme on Loss and Damage) Support (including long-term, scaled-up, predictable, new and additional finance, technology and capacity building) Institutions (including establishment of an Adaptation Committee) Principles (a country-driven, gender-sensitive, participatory and fully transparent approach, taking into consideration vulnerable groups, communities and ecosystems) Stakeholder engagement (including relevant multilateral, international, regional and national organizations, the public and private sectors, civil society and other relevant stakeholders) UNFCCC website