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How journals work
Publishing Academic Journals
What does a publisher do?
2
…apparently 102 different things!
3
https://scholarlykitchen.sspnet.org/2018/02/06/
•
•
•
•
•
Publishers can be organized in many different ways:
Publishing models affect many aspects:
• Who is the customer? The owner?
• Why publish?
• How to make money -> business models
• Content distribution
How do publishers do this?
4
Subscription
For profit
Privately Owned
All disciplines
Print
Open Access
Not-for-profit
Society-owned
Specialized
Digital
5
Academic journals
Journal models
Why publish the journal?
– Commercial journals
– Society journals
Bigger is better?
– Large journals
– Small journals
Who are the customers?
– Open access
– Subscription model
6
Journal sales models
Big Deals:
• Large publishers
• Bespoke platform
• Revenue determined by market share, not quality
• Serials crisis
Title list subscriptions:
• Small publishers
• Pick-and-choose
• Limited network for sales and distribution
Spin-offs and services
• Charities and societies
• Advertising, courses, software
Open Access
http://thecostofknowledge.com/
Publisher
- IT systems &
infrastructure
- Editorial assistance
- Marketing
- Production
- Publication
- Distribution
How jourals work
8
Journal
Editor-in-chief
Editorial board
Authors
Reviewers
✓
Production
9
Pipeline: manuscripts in >> ------------ >> publications out
Enter: Manuscript (Word, LaTeX) + metadata
Exit: PDF + XML + Print + metadata
Purpose:
– Registration & Certification
– Brand recognition
– Quality and authority
– Reader expectations
Challenges: Time, Costs, Flexibility
http://maxpixel.freegreatpicture.com/Tube-Pipeline-Pressure-Water-Line-Guide-Water-509870
XML-based distribution
10
XML
META
DATA
11
Open Access
Open Access
12
1. Free online access for all readers
2. Distribution and reuse are allowed
Different licenses are possible:
No restrictions on reuse: CC-zero
Only non-commercial reuse
No changing allowed
Green Open Access
DIY: Manuscript on repository or social network
Sometimes after delay (embargo)
No costs
Gold Open Access
The official PDF
Immediate Open Access with publisher
Sometimes after payment
Source: The OA effect: How does open access affect the
usage of scholarly books? 11-2017 Springer-Nature
Journals: OA vs Subscriptions
13
New Subscription journal:
Annual fixed costs : €10.000
+5 subscribers YOY, € 500 each
Break-even at 20 subscribers: year 4
Total investment until B-E: €40.000
New Open Access journal:
Platform costs fixed: €2.000
Production costs scale with articles
+5 articles YOY, APC: € 500 realized
Break-even at 8 articles: year 2
Total investment until B-E: €5.000
€-
€5.000,00
€10.000,00
€15.000,00
€20.000,00
€25.000,00
1 2 3 4 5 6 7 8 9 10
revenue
costs
€-
€5.000,00
€10.000,00
€15.000,00
€20.000,00
€25.000,00
€30.000,00
1 2 3 4 5 6 7 8 9 10
revenue
costs
Impossible OA?
14
In some disciplines OA works very well
- Science
- Medicine
- Technology
In other disciplines less so:
- Social Science
- Humanities
- Arts
“Monitoring the transition to open access” 2017 report Universities UK.
Open Access in HSS
15
Why OA is difficult in HSS:
- Less funding
- Small, specialized journals
- Less articles per author per year
- Less focus on quick data publishing
- Journal editors actively acquire submissions
- Less external funding = less mandates
- More university presses and societies
How to make OA journals work in HSS?
- (Green Open Access)
- Alternative business models (without APC)
https://www.careerguide.com/blog/various-type-of-social-sciences-and-
humanities-offered-in-canada-ug-level
16
Thank you!
m.haring@aup.nl

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How academic journals work: publishing models, open access, and challenges

  • 1. image copyrights Moyan Brenn https://www.flickr.com/photos/aigle_dore/6365101775 CC-BY How journals work Publishing Academic Journals
  • 2. What does a publisher do? 2
  • 3. …apparently 102 different things! 3 https://scholarlykitchen.sspnet.org/2018/02/06/ • • • • •
  • 4. Publishers can be organized in many different ways: Publishing models affect many aspects: • Who is the customer? The owner? • Why publish? • How to make money -> business models • Content distribution How do publishers do this? 4 Subscription For profit Privately Owned All disciplines Print Open Access Not-for-profit Society-owned Specialized Digital
  • 6. Journal models Why publish the journal? – Commercial journals – Society journals Bigger is better? – Large journals – Small journals Who are the customers? – Open access – Subscription model 6
  • 7. Journal sales models Big Deals: • Large publishers • Bespoke platform • Revenue determined by market share, not quality • Serials crisis Title list subscriptions: • Small publishers • Pick-and-choose • Limited network for sales and distribution Spin-offs and services • Charities and societies • Advertising, courses, software Open Access http://thecostofknowledge.com/
  • 8. Publisher - IT systems & infrastructure - Editorial assistance - Marketing - Production - Publication - Distribution How jourals work 8 Journal Editor-in-chief Editorial board Authors Reviewers ✓
  • 9. Production 9 Pipeline: manuscripts in >> ------------ >> publications out Enter: Manuscript (Word, LaTeX) + metadata Exit: PDF + XML + Print + metadata Purpose: – Registration & Certification – Brand recognition – Quality and authority – Reader expectations Challenges: Time, Costs, Flexibility http://maxpixel.freegreatpicture.com/Tube-Pipeline-Pressure-Water-Line-Guide-Water-509870
  • 12. Open Access 12 1. Free online access for all readers 2. Distribution and reuse are allowed Different licenses are possible: No restrictions on reuse: CC-zero Only non-commercial reuse No changing allowed Green Open Access DIY: Manuscript on repository or social network Sometimes after delay (embargo) No costs Gold Open Access The official PDF Immediate Open Access with publisher Sometimes after payment Source: The OA effect: How does open access affect the usage of scholarly books? 11-2017 Springer-Nature
  • 13. Journals: OA vs Subscriptions 13 New Subscription journal: Annual fixed costs : €10.000 +5 subscribers YOY, € 500 each Break-even at 20 subscribers: year 4 Total investment until B-E: €40.000 New Open Access journal: Platform costs fixed: €2.000 Production costs scale with articles +5 articles YOY, APC: € 500 realized Break-even at 8 articles: year 2 Total investment until B-E: €5.000 €- €5.000,00 €10.000,00 €15.000,00 €20.000,00 €25.000,00 1 2 3 4 5 6 7 8 9 10 revenue costs €- €5.000,00 €10.000,00 €15.000,00 €20.000,00 €25.000,00 €30.000,00 1 2 3 4 5 6 7 8 9 10 revenue costs
  • 14. Impossible OA? 14 In some disciplines OA works very well - Science - Medicine - Technology In other disciplines less so: - Social Science - Humanities - Arts “Monitoring the transition to open access” 2017 report Universities UK.
  • 15. Open Access in HSS 15 Why OA is difficult in HSS: - Less funding - Small, specialized journals - Less articles per author per year - Less focus on quick data publishing - Journal editors actively acquire submissions - Less external funding = less mandates - More university presses and societies How to make OA journals work in HSS? - (Green Open Access) - Alternative business models (without APC) https://www.careerguide.com/blog/various-type-of-social-sciences-and- humanities-offered-in-canada-ug-level