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Intramyocardial Angiogenic Cell Precursors in Nonischemic Dilated
                             Cardiomyopathy
Kitipan V Arom, Permyos Ruengsakulrach, Michael Belkin and Montip Tiensuwan
                Asian Cardiovasc Thorac Ann 2009;17:382-388
                      DOI: 10.1177/0218492309338105



                    This information is current as of April 18, 2010



  The online version of this article, along with updated information and services, is
                         located on the World Wide Web at:
           http://asianannals.ctsnetjournals.org/cgi/content/full/17/4/382




The Asian Cardiovascular & Thoracic Annals is the official journal of The Asian Society for
Cardiovascular Surgery and affiliated journal of The Association of Thoracic and Cardiovascular
Surgeons of Asia.




                  Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010
ORIGINAL ARTICLE

Intramyocardial Angiogenic Cell Precursors
in Nonischemic Dilated Cardiomyopathy
Kitipan V Arom, PhD, Permyos Ruengsakulrach, PhD, Michael Belkin, MD1,
Montip Tiensuwan, PhD2
Cardiovascular Surgery, Bangkok Heart Hospital
Bangkok, Thailand
1
 Sackler Faculty of Medicine, Tel-Aviv University
Tel-Aviv, Israel
2
 Department of Mathematics, Faculty of Science, Mahidol University
Bangkok, Thailand


            ABSTRACT
            To determine the efficacy of intramyocardial injection of angiogenic cell precursors in
            nonischemic dilated cardiomyopathy, 35 patients with nonischemic dilated cardio-
            myopathy underwent injections of angiogenic cell precursors into the left ventricle
            (cell group). Seventeen patients with nonischemic dilated cardiomyopathy were
            matched from the heart failure database to form a control group that was treated
            medically. Angiogenic cell precursors were obtained from autologous blood, cultured
            in vitro, and injected into all free-wall areas of the left ventricle in the cell group. After
            these injections, New York Heart Association functional class improved significantly
            by 1.1 Æ 0.7 classes at 284.7 Æ 136.2 days, and left ventricular ejection fraction
            improved in 71.4% of patients (25/35); the mean increase in left ventricular ejection
            fraction was 4.4% Æ 10.6% at 192.7 Æ 135.1 days. Improved quality of life was
            demonstrated by better physical function, role-physical, general health, and vitality
            domains in a short-form health survey at the 3-month follow-up. In the control group,
            there were no significant improvements in left ventricular ejection fraction or New
            York Heart Association class which increased by 0.6 Æ 0.8 classes. It was concluded
            that intramyocardial angiogenic cell precursor injection is probably effective in the
            treatment of nonischemic dilated cardiomyopathy.

            Disclosures and Freedom of Investigation

            Professor Michael Belkin is an advisory board member, a minor shareholder, and
            receives a consulting fee from TheraVitae Co. Ltd. However, the authors had full
            control of the study, methods used, outcome measurements, data analysis, and
            production of the written report.

                                                                 (Asian Cardiovasc Thorac Ann 2009;17:382–8)

            KEYWORDS: Adult Stem Cells, Cardiomyopathy, Dilated, Heart                                Failure,
            Hematopoietic Stem Cell Transplantation, Ventricular Dysfunction, Left
INTRODUCTION                                                   of the left ventricle (LV) or both ventricles. It may
Nonischemic dilated cardiomyopathy (DCM) is char-              be idiopathic, familial/genetic, viral and/or immune,
acterized by dilatation and impaired contractile function      alcoholic/toxic, or associated with a recognized


Kitipan V Arom, PhD        Tel: þ662 3103323      Fax: þ662 3103088         Email: karom@bangkokheart.com
Division of Cardiovascular Surgery, Bangkok Heart Hospital, 2 Soi Soonvijai 7, New Petchburi Road, Bangkok 10320, Thailand.
doi: 10.1177/0218492309338105
ß SAGE Publications 2009 Los Angeles, London, New Delhi and Singapore
ASIAN CARDIOVASCULAR & THORACIC ANNALS                       382                                      2009, VOL. 17, NO. 4
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Arom                                                                                    Stem Cells for Nonischemic DCM

cardiovascular disease in which the degree of myocar-              PATIENTS AND METHODS
dial dysfunction is not explained by abnormal loading              Between May 2005 and July 2007, 35 patients with
conditions or the extent of ischemic damage. Histology             nonischemic DCM (cell group) underwent intramyocar-
is nonspecific, and presentation is usually with heart             dial autologous stem cell injection. These patients were
failure that is often progressive. Arrhythmias, throm-             treated at our institution from the start of this project, in
boembolism, and sudden death are common and may                    conjunction with the University of Pittsburgh. Prior to
occur at any stage. Angiotensin-converting enzyme                  commencing cell therapy, they had all undergone med-
(ACE) inhibitors and beta blockers improve myocardial              ical treatment and surgical/device procedures, which had
gene expression, symptoms, and long-term survival in               failed; patients who might benefit from any conventional
nonischemic DCM, especially in the early stages.                   treatments were excluded. The study was approved by
Implantation of a cardioverter-defibrillator significantly         the ethics committee and institutional review board.
reduces the risk of sudden death from arrhythmia.                  Informed consent was obtained before the procedure.
Surgical options are limited, with heart transplantation           The patients were screened for severe contagious
being the definitive treatment, but the shortage of donor          infections to exclude HIV and hepatitis. Other exclusion
hearts limits its application. Cell transplantation has            criteria were malignancy within the previous 3 years and
undergone extensive investigations and promises to                 current therapy with anticancer, cytotoxic, or immuno-
improve health and quality of life by repairing or                 suppressive medication. All patients had a recent coro-
regenerating cells, tissues, or organs. Both embryonic             nary angiogram (within 6 months) confirming the
and adult stem cells (somatic) are theoretically avail-            absence of coronary artery disease, and the preoperative
able, but the ethical issue with embryonic stem cells has          workup included routine chest radiography, electrocar-
limited their clinical use. Sources of adult cardiac stem          diography, and N-terminal pro brain natriuretic peptide
cells include fetal cardiomyocytes, umbilical cord                 levels. Echocardiography without stressing and/or car-
blood, bone marrow, peripheral blood, skeletal myo-                diac magnetic resonance imaging (MRI) were performed
blasts, and resident cardiac progenitor cells. Bone                in all cases. Cardiac MRI was conducted (except in
marrow is not only a site of hematopoiesis but also                patients with contraindications such as metallic implants)
serves as an important reservoir of mature granulocytes            with a 3.0-Tesla scanner (Achieva 3.0T system with
and stem cells, including hematopoietic stem cells,                Philips Quasar Dual gradients; Philips Medical Systems,
mesenchymal stem cells, and fibrocytes. Hematopoietic              The Netherlands). All patients completed a quality of life
stem cells have the potential to generate cardiomyocytes           assessment using a multipurpose short-form health
and vascular cells, and these have been identified in both         survey (SF-36), a 6-min walk test, New York Heart
adult heart and peripheral tissues. In-vivo experiments            Association (NYHA) functional class evaluation, and
have suggested that these progenitor cells, including              routine laboratory tests required for general anesthesia.
endothelial progenitor cells, are capable of replacing             Within the same time frame, 17 matched patients from
damaged myocardium and vascular tissues.1 They have                our heart failure database, who were treated by medical
been used widely with safety and a good early outcome              means only, served as controls (Table 1).
in the treatment of myocardial infarction and ischemic
cardiomyopathy.2 Skeletal myoblasts, however, have                 The adult stem cells used in this study were angiogenic
been shown to increase the risk of arrhythmia. There is            cell precursors developed by VesCell technology
currently little information on stem cell implantation in          (TheraVitae Co. Ltd., Ness Ziona, Israel).5 The angio-
nonischemic DCM.3,4 The objective of this study was                genic cell precursors were obtained from the patient’s
to assess the efficacy and short-term results of direct            own blood, avoiding immunological concerns. A 250-cc
intramyocardial injection of peripheral blood stem cells           peripheral blood sample was collected using the
in patients with nonischemic DCM.                                  technique for general blood donation, and sent for

                       Table 1. Characteristics of patients with nonischemic dilated cardiomyopathy

Variable                                  Cell Group (n ¼ 35)                      Controls (n ¼ 17)                    p Value
Age (years)                               56.7 Æ 14.3                              57.5 Æ 14.3                          0.8
NYHA class                                3.0 Æ 0.6                                2.7 Æ 1.0                            0.2
Preoperative LVEF                         23.9% Æ 6.5%                             25.0% Æ 8.9%                         0.6
Pulmonary hypertension                    11 (31.4%)                               1 (5.9%)                             0.08
Diabetes mellitus                         11 (31.4%)                               6 (35.3%)                            1
Hypertension                              11 (31.4%)                               3 (17.6%)                            0.3
ACE inhibitor                             10 (28.6%)                               1 (5.9%)                             0.08
Digitalis                                 11 (31.4%)                               5 (29.4%)                            1
ACE ¼ angiotensin-converting enzyme, LVEF ¼ left ventricular ejection fraction, NYHA ¼ New York Heart Association.


2009, VOL. 17, NO. 4                                         383               ASIAN CARDIOVASCULAR & THORACIC ANNALS
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Stem Cells for Nonischemic DCM                                                                                          Arom

cell expansion. Blood cultures for aerobic and anaerobic            fluorescence-activated cell sorting. The total number
bacteria were collected at the same time, and negative              and percentage of angiogenic cell precursors as well as
results were confirmed during the process. The multi-               CD34þ hematopoietic stem cell markers 31–33 were
potent progenitor cells were isolated from the blood,               determined using flow cytometry. Harvested cells were
rich in CD45, CD31Bright, CD34þCD45À/Dim, and                       tested for CD31, a molecule expressed by progenitor
CD34Bright cells, at a concentration of 1.5–3.0 Â 106               cells as well as mature angiogenic and endothelial cells,
cells Á mLÀ1, and cultured under sterile conditions with            and uptake of acetylated low-density lipoprotein, a
vascular endothelial growth factor (R&D Systems,                    molecule rapidly taken up and internalized by endothe-
Minneapolis, MN, USA) and 5 U Á mLÀ1 heparin                        lial and angiogenic cells that is regularly used for their
(Kamada, Beit-Kama, Israel). The process of cell                    characterization. Angiogenic cell precursors were
expansion took 5 days. The number and viability of the              defined as cells exhibiting high levels of CD31
cells were checked and passed the quality control test              (CD31Bright) concomitant with uptake of acetylated
before use. The final product consisted of over 1.5 Æ 0.5           low-density lipoprotein. Briefly, harvested cells were
million autologous endothelial progenitor cells sus-                incubated on ice in the dark for 30 min with specific
pended in 15 mL of sterile cell culture medium.                     fluorochrome-conjugated CD34-angiogenic cells (BD
Acceptable culture parameters, assessed by microscopy               Biosciences, San Jose, CA, USA), CD31-PE (BD
and flow cytometry, were cell viability ! 75% and                   Biosciences) or with isotype-matched nonspecific con-
morphology showing spindle-shaped large cells forming               trols. The angiogenesis potential of the cells was
long thread-like structures. Sterility tests were per-              measured by their ability to form 3-dimensional tube-
formed according to the Code of Federal Regulations                 like structures according to a widely used scale, using an
Title 21 x610.12 on a sample of the cell fraction                   in-vitro angiogenesis assay kit (Chemicon) and scoring
supernatant or phosphate buffered saline (PBS) follow-              under an inverted light microscope (Nikon ECLIPSE
ing cell washing. Interim negative sterility results of all         TS-100). Cytokine secretion was assessed in samples of
samples taken at different stages of culture were com-              the harvested cells washed in PBS, re-suspended to one
pulsory before release of the final product. Bacterial              million in 1 mL of X-Vivo 15, and grown for 24 h in
endotoxin tests were undertaken according to the US                 24-well plates. Cytokine secretion in the supernatant
Pharmacopeia 23. The Limulus amebocyte lysate test                  was compared to that of the medium only, using flow
was carried out on a sample of supernatant taken from               cytometry and a human angiogenesis kit (Becton
the cell culture. Endotoxin levels below the acceptable             Dickinson). The number of cells prior to injection was
limits were compulsory prior to release of the final                33.7 Æ 35.9 million (range, 3.3–200 million). The cells
product. Gram staining was used as a rapid and quali-               were injected into all areas of the LV in the cell group.
tative method to assess bacterial contamination of tissue
culture samples. A negative result of Gram staining of              Under general anesthesia with one-lung ventilation, the
samples taken from the cell washing medium before                   patient was placed in the right lateral decubitus position.
vialing was compulsory before release of the final                  A 1-cm incision was made in the left chest at the 5th
product. Mycoplasma contamination was also excluded.                intercostal space on the posterior axillary line.
The product phenotype was assayed by immunostaining,                A thoracoscope was placed through this incision, and
angiogenic potential (tube formation assay), and cyto-              the chest cavity was examined. Two other instrument
kine secretion. All cell preparations complied with                 access ports were introduced at the 3rd and 7th intercostal
predefined release criteria for safety and potency.                 spaces on the posterior axillary line. The thoracoscope
                                                                    and appropriate instruments were used to open the
Cell samples were washed in PBS, re-suspended in                    pericardium longitudinally, anterior and posterior to the
100 mL of PBS, stained with specific fluorochrome-                  phrenic nerve. This technique was accomplished with
conjugated antihuman antibodies or isotype-matched                  ease when the left pleural and pericardial cavities had
nonspecific controls, and incubated in the dark for                 never been invaded before. Care must be taken to free
30 min on ice. Cell suspension triplicates of 500,000               the pericardium from the heart without injury to the
cells each were stained, assessed by a fluorescence-                phrenic nerve, which could be detrimental in such
activated cell sorter (FACSCalibur, Becton Dickinson),              seriously ill patients. The thoracoscopic instruments and
and analyzed by CellQuest Pro software (Becton                      pericardial traction stitches were placed appropriately to
Dickinson). The percentage of each marker was deter-                assist in reaching all regions of the LV wall. The cell
mined, and the mean and percentage coefficient of                   injection was performed using a 23-guage butterfly
variance was calculated for each test tube. The results             needle with a homemade guard. The needle was placed
were expressed as mean Æ standard error of the percent-             in the heart and the injection was achieved manually
age of stained cells. The number of stained cells                   outside the chest with an extension line. There
was calculated by multiplying the number of harvested               were 30 sites of injection of 0.5 mL. The cells were
cells by the staining percentage obtained using                     injected into the all areas of the LV except the

ASIAN CARDIOVASCULAR & THORACIC ANNALS                        384                                       2009, VOL. 17, NO. 4
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Arom                                                                                               Stem Cells for Nonischemic DCM

interventricular septum. After adequate hemostasis, the                                4.4 ± 10.6 %
                                                                                                                     2.6 ± 8.1%
openings were closed, and a small chest drain was left at                                 P = 0.019
                                                                                                                       P = 0.2
the 7th intercostal space.
                                                                                 50                  28.3 ± 10.7
                                                                                                                   25.0 ± 8.9      27.6 ± 7.6
Both the control and cell groups received medical                                40   23.9 ± 6.5




                                                                        EF (%)
treatment according to the standard heart failure guide-                         30
lines of the Joint Commission International disease-                             20
specific program and the ACC/AHA 2005 Guideline
                                                                                 10
Update for Diagnosis and Management of Chronic Heart                                     Pre       Post               Pre       Post
Failure in the Adult, by their own cardiologists.
Medications that effect the natural history of the disease,                             Cell Injection                 Control
                                                                    Figure 1. Box plot of left ventricular ejection fraction (EF)
especially neurohormonal antagonists (ACE inhibitors,
                                                                    before and after injection of angiogenic cell precursors (left
beta blockers, aldosterone antagonists) were part of the            pair) and before and after medical treatment (right pair). The
treatment strategy. Each medication was started at the              upper and lower limits of boxes indicate the first and third
appropriate NYHA class. Adverse drug reactions were                 quartiles of the data (50% lies within the box). The median
monitored and managed accordingly. Medications with                 is shown by a line inside the box. The ends of the vertical
potentially deleterious effects in heart failure (most              lines indicate the minimum and maximum values, unless
calcium channel blockers, antiarrhythmics class 1A and              outliers are present, in which case they extend to a
1C, nonsteroidal antiinflammatory drugs, and Cox 2                  maximum of 1.5 times the inter-quartile range.
inhibitors) were avoided. All patients were followed up
in the same manner, with a repeat of the preoperative               (p < 0.001). In contrast, NYHA functional class did not
measurements at 1, 3, 6, and 12 months in the cell group.           improve significantly in the control group (2.45 Æ 0.9
                                                                    pre-medical treatment vs. 1.9 Æ 0.5 post-medical treat-
Statistical analyses were carried out with SPSS for                 ment, p ¼ 0.052). All patients in the cell group tolerated
Windows version 10.0 software (SPSS, Inc., Chicago,                 cardiac rehabilitation very well. The 6-min walk tests
IL, USA). Continuous preoperative clinical data of the              improved at the 3-month follow-up (369.5 Æ 122.4 m
two groups were compared with Student’s t test, and                 postoperatively vs. 425 Æ 218.5 m postoperatively,
categorical variables with chi-square and Fisher’s exact            p ¼ 0.2). N-terminal pro brain natriuretic peptide levels
tests. The chi-square test was used to calculate proba-             decreased by 1,471.7 Æ 2,648.5 pg Á mLÀ1 at 5–7 days
bility values for comparison of dichotomous variables.              after surgery (3,907.0 Æ 3,735.23 pg Á mLÀ1 preopera-
Fisher’s exact test (2-sided) was used when the number              tively vs. 2,435.32 Æ 2,526.3 pg Á mLÀ1 postoperatively,
in any cell was less than 5. Continuous variables are               p ¼ 0.1) and by 2,100.4 Æ 3,382 pg Á mLÀ1 at 3 months
expressed as the mean Æ standard deviation, unless                  (3466.3 Æ 3654 pg Á mLÀ1 preoperatively vs. 1365.9 Æ
otherwise indicated. Categorical data are reported as               1041.1 pg Á mLÀ1 postoperatively, p ¼ 0.2). The overall
proportions. Correlations between pairs of continuous               decrease in N-terminal pro brain natriuretic peptide
variables were evaluated using Spearman’s correlation               was 1,946.2 Æ 3394.1 pg Á mLÀ1 at 84.4 Æ 190.7 days
coefficient. The paired t-test was used to compare                  (p ¼ 0.02). LVEF was higher in 71.4% of patients
differences in LV ejection fraction (LVEF) and NYHA                 (25/35) who underwent cell injection. The overall LVEF
class between the preoperative and postoperative peri-              improved by 4.4% Æ 10.6% (p ¼ 0.02) from 23.9% Æ
ods. A p value of less than 0.05 was considered                     6.5% to 28.3% Æ 10.7% at 192.7 Æ 135.1 days (Figure 1).
significant.                                                        There was a moderate positive correlation between the
                                                                    number of cells and the improvement in LVEF (p ¼ 0.02,
RESULTS                                                             Spearman’s correlation coefficient ¼ 0.47). LVEF did
There were no major adverse cardiac events such as                  not improve in the medically treated group: it was
neurological deficit, excessive postoperative bleeding,             27.6% Æ 7.6% after medical treatment compared to
new renal insufficiency, or new pulmonary failure. There            25.0% Æ 8.9% before treatment (p ¼ 0.2). The quality
were no malignant arrhythmias (ventricular fibrillation,            of life assessed by SF-36 at the 3-month follow-up
recurrent sustained ventricular tachycardia, torsades de            (Figure 2) demonstrated significant improvements in
pointes ventricular tachycardia in long QT syndrome, or             physical function (p ¼ 0.004), role-physical (p ¼ 0.02),
ventricular tachycardia associated with unstable hemo-              general health (p < 0.001), and vitality domains
dynamics) in the perioperative period. Six patients died            (p ¼ 0.007).
during the 2 years of follow-up; the 2-year survival was
approximately 72%. All 6 patients had a sudden death                DISCUSSION
due unknown causes. At 284.7 Æ 136.2 days after the                 Although this was a nonrandomized case-matched study,
injection, NYHA functional class improved by 1.1 Æ 0.7              the patients were not selected and comprised all those


2009, VOL. 17, NO. 4                                          385                     ASIAN CARDIOVASCULAR & THORACIC ANNALS
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Stem Cells for Nonischemic DCM                                                                                                     Arom

                Mental Health                                                    Adult peripheral blood CD34þ cells can transdiffer-
              Role-emotional                                                     entiate into cardiomyocytes, mature endothelial cells,
             Social Function                                                     and smooth muscle cell in animal models in vivo.1,10
   Domain



                       Vitality                          ∗        Preop          Both cell fusion and transdifferentiation may account
              General Health                             ∗        Postop         for the transformation of peripheral blood CD34þ
                  Bodily Pain                                                    cells into cardiomyocytes in vivo.11 However, Gruh
                Role-physical                   ∗                                and colleagues12 found no convincing evidence of
            Physical function                            ∗                       transdifferentiation of endothelial progenitor cells into
                                  0   20     40     60       80                  cardiomyocytes when co-culturing neonatal rat cardi-
                                            Score
                                                                                 omyocytes. Koyanagi and colleagues13 demonstrated
Figure 2. The quality of life scores before and after
injection of angiogenic cell precursors assessed at the                          an important role of E-cadherin in endothelial progen-
3-month follow-up.                                                               itor cell differentiation into cardiomyocytes. The
                                                                                 endothelial progenitor cells can transiently form
                                                                                 ultra-fine intercellular connections with neonatal rat
                                                                                 cardiomyocytes. This transient cell fusion resulting in
referred to us for stem cell therapy for nonischemic                             the exchange of macromolecular complexes may
DCM. Cell transplantation has been investigated in both                          contribute to the cell fate change of endothelial
animal models and the clinical setting of nonischemic                            progenitor cells during co-culture. The angiogenic
DCM. Transplanted ventricular myocytes or autologous                             cell precursors used in this study were generated
smooth muscle cells improved contractile function in                             from autologous peripheral blood and represent a
myopathic hearts in animals.3 Clinical studies of cell                           heterogenic stem/progenitor cell population containing
implantation in nonischemic DCM are limited. Huang                               both CD34 and CD117 multipotent hematopoietic cells
and colleagues6 performed percutaneous coronary auto-                            that can potentially differentiate in vivo in response to
logous bone marrow mononuclear cell transplantation in                           tissue signals at the site of injection, and lineage-
                                                                                 specific angiogenic precursors. It has been shown that
10 patients and found it improved the 6-min walk test,
                                                                                 human angiogenic cell precursors, delivered via
decreased the re-hospitalization rate, and increased
                                                                                 intramyocardial or intracoronary injection in an
exercise capacity; however, LVEF and LV size were
                                                                                 ischemic cardiomyopathy rat model, were engrafted
unchanged compared to control and pretreatment values.
                                                                                 into damaged cardiac tissue and improved cardiac
Wang and colleagues7 reported similar results after
                                                                                 function within 4 weeks through effects on scar
intracoronary injection of autologous mesenchymal stem
                                                                                 morphology and blood vessel formation.14 Fractional
cells in 12 patients with nonischemic DCM. Seth and
                                                                                 shortening, functional area contraction, and LVEF
colleagues4 noted improved NYHA class and LVEF
                                                                                 improved significantly compared to controls. LV
(by 5.4%) after intracoronary autologous bone marrow                             end-diastolic volume was reduced, and higher maxi-
mononuclear cell transplantation in 24 patients with                             mum þdP/dt and lower minimum –dP/dt values were
nonischemic DCM.                                                                 demonstrated in the cell injection groups by pressure-
                                                                                 volume measurements. The myocardial scar area on
So far, bone-marrow stem cells have been used most                               computed planimetry at 4 weeks after cell transplanta-
often for clinical investigations. Bone marrow is com-                           tion was significantly reduced in the intramyocardial
posed of multiple cell types such as hematopoietic,                              cell injection group compared to controls, but not in
mesenchymal, and stromal stem cells, as well as other                            the intracoronary injection group. Antibodies against
cell types yet to be characterized. Endothelial progenitor                       human mitochondria protein were used to quantify
cells exist in bone marrow as well as in the systemic                            implanted cell survival and to identify the distribution
circulation. These cells have 3 surface markers (CD34,                           and engraftment of implanted human angiogenic cell
CD133, and vascular endothelial growth factor-2) and                             precursors. Cells expressing human mitochondria were
properties of embryonal angioblasts which contribute to                          observed in the ischemic myocardial area at 4 weeks
re-endothelization and neovascularization. Highly                                after implantation. The density of surviving angiogenic
enriched Lin-c-kitþ adult bone marrow cells regener-                             cell precursors was greater in the ischemic zone after
ated functional myocardium within an infarcted region                            intramyocardial injection than after intracoronary
in mice.8 The bone marrow mesenchymal cell marker                                injection. Antibodies against myosin heavy chain and
CD29 showed contraction and ultrastructural features of                          troponin I revealed some muscle-like cells in the
sarcomere formation after co-culturing with neonatal                             ischemic myocardial area, while non-myogenic cells
rat ventricular myocytes.9 The proposed mechanisms of                            were observed in the ischemic area of controls.
heart function improvement are protection of at-risk                             Antibodies against factor VIII indicated higher blood
myocytes against apoptosis, and induction of myocyte                             vessel density in the myocardial ischemic area than in
proliferation/regeneration.                                                      controls.

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Arom                                                                                    Stem Cells for Nonischemic DCM

Roura and colleagues15 demonstrated defective vascu-              This was a non-randomized study of matched cases and
larization and impaired vasculogenesis (de-novo vascu-            not a level I study by any means, but it is the best we can
lar organization of mobilized endothelial progenitors)            do at the present time; the severity of illness in the
and angiogenesis in patients with dilated cardiomyo-              patients who want to be treated does not allow a double-
pathy. The defective vascularization was associated with          blind study at this stage. The efficacy observed suggests
reduced myocardial expression of vascular
-catenin,              that the use of optimal medical treatment combined with
an important angiogenic regulator. Werner and collea-             cellular therapy might be beneficial in end-stage
gues16 also showed that endothelial progenitor cell               nonischemic DCM before heart transplantation. A fur-
transfer was effective in attenuating myocardial                  ther development would be to identify the type of cell
damage in a model of dilated cardiomyopathy. The                  with the highest efficacy and ease of harvesting and
angiogenesis effect of mechanical puncture of the                 expanding. The next generation of induced pluripotent
myocardium was demonstrated by Chu and collea-                    stem cells may provide more potent cells for alleviating
gues;17 however, this was controversial. These studies            heart failure.20 The dose-response needs to be evaluated,
formed the rational for the use of intramyocardial                and the scientific basis is required to explain the results.
angiogenic injection of cell precursors in our study.             Further limitations were that LVEF was followed up by
This also has the advantage of better cell retention;             either MRI or echocardiogram or both; therefore, there
significantly more cells were retained in the heart after         may be some small discrepancies in the evaluations. As
intramyocardial injection (11.3% Æ 3%) compared to                27 (77%) patients who had intramyocardial angiogenic
the trans-coronary approach (2.6% Æ 0.3%).18 We have              cell precursor injections were from the USA, the tests
previously shown the feasibility and safety of trans-             were not completed at every follow-up point.
planting cells by this minimally invasive approach.19             Nevertheless, we obtained at least one follow-up for
We noted that both endoscopic and micro-invasive                  each of the 35 patients (100%). This report used only
approaches allowed access to all areas of the LV wall             the latest follow-up results which may have reflected the
with minimal difficulty, and the injection could be               best possible outcome of the treatment. However, the
carried out with ease and negligible complications.               NYHA functional class and quality of life data were
                                                                  completed directly by the patients.
Although LVEF improved in 71% of patients, the mean
LVEF improved by only 4.4%, with a large standard                 It was concluded that transthoracic intramyocardial
deviation (10.6%) indicating substantial variations in            autologous angiogenic cell precursor transplantation is
response. We are not yet be able to predict which                 feasible and safe. Early results in the cell-treated group
patients will benefit from the cell injection. The                were better than in the medically treated controls, with
improvement of 4.4% was comparable with previous                  improvements in quality of life, functional class, and
reports on bone marrow stem cell injection for non-               ejection fraction. Long-term results are necessary, and
ischemic DCM. Even when LVEF did not improve,                     randomized double-blind placebo-controlled trials are
most patients were in a better NYHA functional class              needed to confirm the efficacy of this treatment.
with enhanced quality of life.                                    We hope that this report will benefit members of the
                                                                  stem cell research community who are interested in the
Magnetic resonance imaging is a useful tool for the               treatment of nonischemic DCM, and stimulate further
evaluation of LV function, but it was carried out in only         investigations.
10 (28.6%) patients preoperatively as most of them had
defibrillator or cardiac resynchronization therapy. Only          ACKNOWLEDGMENT
3 patients had follow-up MRI at our institution. Of the           The authors thank Vibul Jotisakulratana, MD, Vitoon
6 patients who died during follow-up, 5 had improved              Pitiguagool, MD, Sujit Banyatpiyaphod, MD, Piyapan
LVEF (by 2%–7%); in the other, LVEF fell by À0.6%.                Pamornsing, MD, Chockchai Suwanakijboriharn,
Unfortunately, they all died suddenly overseas and the            MD, Sawat Asavapiyanond, MD, and Chayanin
details were unavailable. Concerning medical treatment,           Vatcharasiritham, MD for their assistance with the
ACE inhibition contributes to an improvement in LV                surgery.
geometry and myocyte contractile function by increased
extracellular support from the collagen matrix and                Presented at the 88th Annual Meeting, American
normalization of the beta-adrenergic receptor system.             Association for Thoracic Surgery, San Diego,
ACE inhibitors have shown clinical and survival                   California, USA, May 10–14, 2008.
benefits in heart failure and also in nonischemic DCM.
They were used less in the control group (5.9%) than in
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Intramyocardial Angiogenic Cell Precursors in Non-Ischemic Dilated Cardiomyopathy

  • 1. Intramyocardial Angiogenic Cell Precursors in Nonischemic Dilated Cardiomyopathy Kitipan V Arom, Permyos Ruengsakulrach, Michael Belkin and Montip Tiensuwan Asian Cardiovasc Thorac Ann 2009;17:382-388 DOI: 10.1177/0218492309338105 This information is current as of April 18, 2010 The online version of this article, along with updated information and services, is located on the World Wide Web at: http://asianannals.ctsnetjournals.org/cgi/content/full/17/4/382 The Asian Cardiovascular & Thoracic Annals is the official journal of The Asian Society for Cardiovascular Surgery and affiliated journal of The Association of Thoracic and Cardiovascular Surgeons of Asia. Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010
  • 2. ORIGINAL ARTICLE Intramyocardial Angiogenic Cell Precursors in Nonischemic Dilated Cardiomyopathy Kitipan V Arom, PhD, Permyos Ruengsakulrach, PhD, Michael Belkin, MD1, Montip Tiensuwan, PhD2 Cardiovascular Surgery, Bangkok Heart Hospital Bangkok, Thailand 1 Sackler Faculty of Medicine, Tel-Aviv University Tel-Aviv, Israel 2 Department of Mathematics, Faculty of Science, Mahidol University Bangkok, Thailand ABSTRACT To determine the efficacy of intramyocardial injection of angiogenic cell precursors in nonischemic dilated cardiomyopathy, 35 patients with nonischemic dilated cardio- myopathy underwent injections of angiogenic cell precursors into the left ventricle (cell group). Seventeen patients with nonischemic dilated cardiomyopathy were matched from the heart failure database to form a control group that was treated medically. Angiogenic cell precursors were obtained from autologous blood, cultured in vitro, and injected into all free-wall areas of the left ventricle in the cell group. After these injections, New York Heart Association functional class improved significantly by 1.1 Æ 0.7 classes at 284.7 Æ 136.2 days, and left ventricular ejection fraction improved in 71.4% of patients (25/35); the mean increase in left ventricular ejection fraction was 4.4% Æ 10.6% at 192.7 Æ 135.1 days. Improved quality of life was demonstrated by better physical function, role-physical, general health, and vitality domains in a short-form health survey at the 3-month follow-up. In the control group, there were no significant improvements in left ventricular ejection fraction or New York Heart Association class which increased by 0.6 Æ 0.8 classes. It was concluded that intramyocardial angiogenic cell precursor injection is probably effective in the treatment of nonischemic dilated cardiomyopathy. Disclosures and Freedom of Investigation Professor Michael Belkin is an advisory board member, a minor shareholder, and receives a consulting fee from TheraVitae Co. Ltd. However, the authors had full control of the study, methods used, outcome measurements, data analysis, and production of the written report. (Asian Cardiovasc Thorac Ann 2009;17:382–8) KEYWORDS: Adult Stem Cells, Cardiomyopathy, Dilated, Heart Failure, Hematopoietic Stem Cell Transplantation, Ventricular Dysfunction, Left INTRODUCTION of the left ventricle (LV) or both ventricles. It may Nonischemic dilated cardiomyopathy (DCM) is char- be idiopathic, familial/genetic, viral and/or immune, acterized by dilatation and impaired contractile function alcoholic/toxic, or associated with a recognized Kitipan V Arom, PhD Tel: þ662 3103323 Fax: þ662 3103088 Email: karom@bangkokheart.com Division of Cardiovascular Surgery, Bangkok Heart Hospital, 2 Soi Soonvijai 7, New Petchburi Road, Bangkok 10320, Thailand. doi: 10.1177/0218492309338105 ß SAGE Publications 2009 Los Angeles, London, New Delhi and Singapore ASIAN CARDIOVASCULAR & THORACIC ANNALS 382 2009, VOL. 17, NO. 4 Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010
  • 3. Arom Stem Cells for Nonischemic DCM cardiovascular disease in which the degree of myocar- PATIENTS AND METHODS dial dysfunction is not explained by abnormal loading Between May 2005 and July 2007, 35 patients with conditions or the extent of ischemic damage. Histology nonischemic DCM (cell group) underwent intramyocar- is nonspecific, and presentation is usually with heart dial autologous stem cell injection. These patients were failure that is often progressive. Arrhythmias, throm- treated at our institution from the start of this project, in boembolism, and sudden death are common and may conjunction with the University of Pittsburgh. Prior to occur at any stage. Angiotensin-converting enzyme commencing cell therapy, they had all undergone med- (ACE) inhibitors and beta blockers improve myocardial ical treatment and surgical/device procedures, which had gene expression, symptoms, and long-term survival in failed; patients who might benefit from any conventional nonischemic DCM, especially in the early stages. treatments were excluded. The study was approved by Implantation of a cardioverter-defibrillator significantly the ethics committee and institutional review board. reduces the risk of sudden death from arrhythmia. Informed consent was obtained before the procedure. Surgical options are limited, with heart transplantation The patients were screened for severe contagious being the definitive treatment, but the shortage of donor infections to exclude HIV and hepatitis. Other exclusion hearts limits its application. Cell transplantation has criteria were malignancy within the previous 3 years and undergone extensive investigations and promises to current therapy with anticancer, cytotoxic, or immuno- improve health and quality of life by repairing or suppressive medication. All patients had a recent coro- regenerating cells, tissues, or organs. Both embryonic nary angiogram (within 6 months) confirming the and adult stem cells (somatic) are theoretically avail- absence of coronary artery disease, and the preoperative able, but the ethical issue with embryonic stem cells has workup included routine chest radiography, electrocar- limited their clinical use. Sources of adult cardiac stem diography, and N-terminal pro brain natriuretic peptide cells include fetal cardiomyocytes, umbilical cord levels. Echocardiography without stressing and/or car- blood, bone marrow, peripheral blood, skeletal myo- diac magnetic resonance imaging (MRI) were performed blasts, and resident cardiac progenitor cells. Bone in all cases. Cardiac MRI was conducted (except in marrow is not only a site of hematopoiesis but also patients with contraindications such as metallic implants) serves as an important reservoir of mature granulocytes with a 3.0-Tesla scanner (Achieva 3.0T system with and stem cells, including hematopoietic stem cells, Philips Quasar Dual gradients; Philips Medical Systems, mesenchymal stem cells, and fibrocytes. Hematopoietic The Netherlands). All patients completed a quality of life stem cells have the potential to generate cardiomyocytes assessment using a multipurpose short-form health and vascular cells, and these have been identified in both survey (SF-36), a 6-min walk test, New York Heart adult heart and peripheral tissues. In-vivo experiments Association (NYHA) functional class evaluation, and have suggested that these progenitor cells, including routine laboratory tests required for general anesthesia. endothelial progenitor cells, are capable of replacing Within the same time frame, 17 matched patients from damaged myocardium and vascular tissues.1 They have our heart failure database, who were treated by medical been used widely with safety and a good early outcome means only, served as controls (Table 1). in the treatment of myocardial infarction and ischemic cardiomyopathy.2 Skeletal myoblasts, however, have The adult stem cells used in this study were angiogenic been shown to increase the risk of arrhythmia. There is cell precursors developed by VesCell technology currently little information on stem cell implantation in (TheraVitae Co. Ltd., Ness Ziona, Israel).5 The angio- nonischemic DCM.3,4 The objective of this study was genic cell precursors were obtained from the patient’s to assess the efficacy and short-term results of direct own blood, avoiding immunological concerns. A 250-cc intramyocardial injection of peripheral blood stem cells peripheral blood sample was collected using the in patients with nonischemic DCM. technique for general blood donation, and sent for Table 1. Characteristics of patients with nonischemic dilated cardiomyopathy Variable Cell Group (n ¼ 35) Controls (n ¼ 17) p Value Age (years) 56.7 Æ 14.3 57.5 Æ 14.3 0.8 NYHA class 3.0 Æ 0.6 2.7 Æ 1.0 0.2 Preoperative LVEF 23.9% Æ 6.5% 25.0% Æ 8.9% 0.6 Pulmonary hypertension 11 (31.4%) 1 (5.9%) 0.08 Diabetes mellitus 11 (31.4%) 6 (35.3%) 1 Hypertension 11 (31.4%) 3 (17.6%) 0.3 ACE inhibitor 10 (28.6%) 1 (5.9%) 0.08 Digitalis 11 (31.4%) 5 (29.4%) 1 ACE ¼ angiotensin-converting enzyme, LVEF ¼ left ventricular ejection fraction, NYHA ¼ New York Heart Association. 2009, VOL. 17, NO. 4 383 ASIAN CARDIOVASCULAR & THORACIC ANNALS Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010
  • 4. Stem Cells for Nonischemic DCM Arom cell expansion. Blood cultures for aerobic and anaerobic fluorescence-activated cell sorting. The total number bacteria were collected at the same time, and negative and percentage of angiogenic cell precursors as well as results were confirmed during the process. The multi- CD34þ hematopoietic stem cell markers 31–33 were potent progenitor cells were isolated from the blood, determined using flow cytometry. Harvested cells were rich in CD45, CD31Bright, CD34þCD45À/Dim, and tested for CD31, a molecule expressed by progenitor CD34Bright cells, at a concentration of 1.5–3.0 Â 106 cells as well as mature angiogenic and endothelial cells, cells Á mLÀ1, and cultured under sterile conditions with and uptake of acetylated low-density lipoprotein, a vascular endothelial growth factor (R&D Systems, molecule rapidly taken up and internalized by endothe- Minneapolis, MN, USA) and 5 U Á mLÀ1 heparin lial and angiogenic cells that is regularly used for their (Kamada, Beit-Kama, Israel). The process of cell characterization. Angiogenic cell precursors were expansion took 5 days. The number and viability of the defined as cells exhibiting high levels of CD31 cells were checked and passed the quality control test (CD31Bright) concomitant with uptake of acetylated before use. The final product consisted of over 1.5 Æ 0.5 low-density lipoprotein. Briefly, harvested cells were million autologous endothelial progenitor cells sus- incubated on ice in the dark for 30 min with specific pended in 15 mL of sterile cell culture medium. fluorochrome-conjugated CD34-angiogenic cells (BD Acceptable culture parameters, assessed by microscopy Biosciences, San Jose, CA, USA), CD31-PE (BD and flow cytometry, were cell viability ! 75% and Biosciences) or with isotype-matched nonspecific con- morphology showing spindle-shaped large cells forming trols. The angiogenesis potential of the cells was long thread-like structures. Sterility tests were per- measured by their ability to form 3-dimensional tube- formed according to the Code of Federal Regulations like structures according to a widely used scale, using an Title 21 x610.12 on a sample of the cell fraction in-vitro angiogenesis assay kit (Chemicon) and scoring supernatant or phosphate buffered saline (PBS) follow- under an inverted light microscope (Nikon ECLIPSE ing cell washing. Interim negative sterility results of all TS-100). Cytokine secretion was assessed in samples of samples taken at different stages of culture were com- the harvested cells washed in PBS, re-suspended to one pulsory before release of the final product. Bacterial million in 1 mL of X-Vivo 15, and grown for 24 h in endotoxin tests were undertaken according to the US 24-well plates. Cytokine secretion in the supernatant Pharmacopeia 23. The Limulus amebocyte lysate test was compared to that of the medium only, using flow was carried out on a sample of supernatant taken from cytometry and a human angiogenesis kit (Becton the cell culture. Endotoxin levels below the acceptable Dickinson). The number of cells prior to injection was limits were compulsory prior to release of the final 33.7 Æ 35.9 million (range, 3.3–200 million). The cells product. Gram staining was used as a rapid and quali- were injected into all areas of the LV in the cell group. tative method to assess bacterial contamination of tissue culture samples. A negative result of Gram staining of Under general anesthesia with one-lung ventilation, the samples taken from the cell washing medium before patient was placed in the right lateral decubitus position. vialing was compulsory before release of the final A 1-cm incision was made in the left chest at the 5th product. Mycoplasma contamination was also excluded. intercostal space on the posterior axillary line. The product phenotype was assayed by immunostaining, A thoracoscope was placed through this incision, and angiogenic potential (tube formation assay), and cyto- the chest cavity was examined. Two other instrument kine secretion. All cell preparations complied with access ports were introduced at the 3rd and 7th intercostal predefined release criteria for safety and potency. spaces on the posterior axillary line. The thoracoscope and appropriate instruments were used to open the Cell samples were washed in PBS, re-suspended in pericardium longitudinally, anterior and posterior to the 100 mL of PBS, stained with specific fluorochrome- phrenic nerve. This technique was accomplished with conjugated antihuman antibodies or isotype-matched ease when the left pleural and pericardial cavities had nonspecific controls, and incubated in the dark for never been invaded before. Care must be taken to free 30 min on ice. Cell suspension triplicates of 500,000 the pericardium from the heart without injury to the cells each were stained, assessed by a fluorescence- phrenic nerve, which could be detrimental in such activated cell sorter (FACSCalibur, Becton Dickinson), seriously ill patients. The thoracoscopic instruments and and analyzed by CellQuest Pro software (Becton pericardial traction stitches were placed appropriately to Dickinson). The percentage of each marker was deter- assist in reaching all regions of the LV wall. The cell mined, and the mean and percentage coefficient of injection was performed using a 23-guage butterfly variance was calculated for each test tube. The results needle with a homemade guard. The needle was placed were expressed as mean Æ standard error of the percent- in the heart and the injection was achieved manually age of stained cells. The number of stained cells outside the chest with an extension line. There was calculated by multiplying the number of harvested were 30 sites of injection of 0.5 mL. The cells were cells by the staining percentage obtained using injected into the all areas of the LV except the ASIAN CARDIOVASCULAR & THORACIC ANNALS 384 2009, VOL. 17, NO. 4 Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010
  • 5. Arom Stem Cells for Nonischemic DCM interventricular septum. After adequate hemostasis, the 4.4 ± 10.6 % 2.6 ± 8.1% openings were closed, and a small chest drain was left at P = 0.019 P = 0.2 the 7th intercostal space. 50 28.3 ± 10.7 25.0 ± 8.9 27.6 ± 7.6 Both the control and cell groups received medical 40 23.9 ± 6.5 EF (%) treatment according to the standard heart failure guide- 30 lines of the Joint Commission International disease- 20 specific program and the ACC/AHA 2005 Guideline 10 Update for Diagnosis and Management of Chronic Heart Pre Post Pre Post Failure in the Adult, by their own cardiologists. Medications that effect the natural history of the disease, Cell Injection Control Figure 1. Box plot of left ventricular ejection fraction (EF) especially neurohormonal antagonists (ACE inhibitors, before and after injection of angiogenic cell precursors (left beta blockers, aldosterone antagonists) were part of the pair) and before and after medical treatment (right pair). The treatment strategy. Each medication was started at the upper and lower limits of boxes indicate the first and third appropriate NYHA class. Adverse drug reactions were quartiles of the data (50% lies within the box). The median monitored and managed accordingly. Medications with is shown by a line inside the box. The ends of the vertical potentially deleterious effects in heart failure (most lines indicate the minimum and maximum values, unless calcium channel blockers, antiarrhythmics class 1A and outliers are present, in which case they extend to a 1C, nonsteroidal antiinflammatory drugs, and Cox 2 maximum of 1.5 times the inter-quartile range. inhibitors) were avoided. All patients were followed up in the same manner, with a repeat of the preoperative (p < 0.001). In contrast, NYHA functional class did not measurements at 1, 3, 6, and 12 months in the cell group. improve significantly in the control group (2.45 Æ 0.9 pre-medical treatment vs. 1.9 Æ 0.5 post-medical treat- Statistical analyses were carried out with SPSS for ment, p ¼ 0.052). All patients in the cell group tolerated Windows version 10.0 software (SPSS, Inc., Chicago, cardiac rehabilitation very well. The 6-min walk tests IL, USA). Continuous preoperative clinical data of the improved at the 3-month follow-up (369.5 Æ 122.4 m two groups were compared with Student’s t test, and postoperatively vs. 425 Æ 218.5 m postoperatively, categorical variables with chi-square and Fisher’s exact p ¼ 0.2). N-terminal pro brain natriuretic peptide levels tests. The chi-square test was used to calculate proba- decreased by 1,471.7 Æ 2,648.5 pg Á mLÀ1 at 5–7 days bility values for comparison of dichotomous variables. after surgery (3,907.0 Æ 3,735.23 pg Á mLÀ1 preopera- Fisher’s exact test (2-sided) was used when the number tively vs. 2,435.32 Æ 2,526.3 pg Á mLÀ1 postoperatively, in any cell was less than 5. Continuous variables are p ¼ 0.1) and by 2,100.4 Æ 3,382 pg Á mLÀ1 at 3 months expressed as the mean Æ standard deviation, unless (3466.3 Æ 3654 pg Á mLÀ1 preoperatively vs. 1365.9 Æ otherwise indicated. Categorical data are reported as 1041.1 pg Á mLÀ1 postoperatively, p ¼ 0.2). The overall proportions. Correlations between pairs of continuous decrease in N-terminal pro brain natriuretic peptide variables were evaluated using Spearman’s correlation was 1,946.2 Æ 3394.1 pg Á mLÀ1 at 84.4 Æ 190.7 days coefficient. The paired t-test was used to compare (p ¼ 0.02). LVEF was higher in 71.4% of patients differences in LV ejection fraction (LVEF) and NYHA (25/35) who underwent cell injection. The overall LVEF class between the preoperative and postoperative peri- improved by 4.4% Æ 10.6% (p ¼ 0.02) from 23.9% Æ ods. A p value of less than 0.05 was considered 6.5% to 28.3% Æ 10.7% at 192.7 Æ 135.1 days (Figure 1). significant. There was a moderate positive correlation between the number of cells and the improvement in LVEF (p ¼ 0.02, RESULTS Spearman’s correlation coefficient ¼ 0.47). LVEF did There were no major adverse cardiac events such as not improve in the medically treated group: it was neurological deficit, excessive postoperative bleeding, 27.6% Æ 7.6% after medical treatment compared to new renal insufficiency, or new pulmonary failure. There 25.0% Æ 8.9% before treatment (p ¼ 0.2). The quality were no malignant arrhythmias (ventricular fibrillation, of life assessed by SF-36 at the 3-month follow-up recurrent sustained ventricular tachycardia, torsades de (Figure 2) demonstrated significant improvements in pointes ventricular tachycardia in long QT syndrome, or physical function (p ¼ 0.004), role-physical (p ¼ 0.02), ventricular tachycardia associated with unstable hemo- general health (p < 0.001), and vitality domains dynamics) in the perioperative period. Six patients died (p ¼ 0.007). during the 2 years of follow-up; the 2-year survival was approximately 72%. All 6 patients had a sudden death DISCUSSION due unknown causes. At 284.7 Æ 136.2 days after the Although this was a nonrandomized case-matched study, injection, NYHA functional class improved by 1.1 Æ 0.7 the patients were not selected and comprised all those 2009, VOL. 17, NO. 4 385 ASIAN CARDIOVASCULAR & THORACIC ANNALS Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010
  • 6. Stem Cells for Nonischemic DCM Arom Mental Health Adult peripheral blood CD34þ cells can transdiffer- Role-emotional entiate into cardiomyocytes, mature endothelial cells, Social Function and smooth muscle cell in animal models in vivo.1,10 Domain Vitality ∗ Preop Both cell fusion and transdifferentiation may account General Health ∗ Postop for the transformation of peripheral blood CD34þ Bodily Pain cells into cardiomyocytes in vivo.11 However, Gruh Role-physical ∗ and colleagues12 found no convincing evidence of Physical function ∗ transdifferentiation of endothelial progenitor cells into 0 20 40 60 80 cardiomyocytes when co-culturing neonatal rat cardi- Score omyocytes. Koyanagi and colleagues13 demonstrated Figure 2. The quality of life scores before and after injection of angiogenic cell precursors assessed at the an important role of E-cadherin in endothelial progen- 3-month follow-up. itor cell differentiation into cardiomyocytes. The endothelial progenitor cells can transiently form ultra-fine intercellular connections with neonatal rat cardiomyocytes. This transient cell fusion resulting in referred to us for stem cell therapy for nonischemic the exchange of macromolecular complexes may DCM. Cell transplantation has been investigated in both contribute to the cell fate change of endothelial animal models and the clinical setting of nonischemic progenitor cells during co-culture. The angiogenic DCM. Transplanted ventricular myocytes or autologous cell precursors used in this study were generated smooth muscle cells improved contractile function in from autologous peripheral blood and represent a myopathic hearts in animals.3 Clinical studies of cell heterogenic stem/progenitor cell population containing implantation in nonischemic DCM are limited. Huang both CD34 and CD117 multipotent hematopoietic cells and colleagues6 performed percutaneous coronary auto- that can potentially differentiate in vivo in response to logous bone marrow mononuclear cell transplantation in tissue signals at the site of injection, and lineage- specific angiogenic precursors. It has been shown that 10 patients and found it improved the 6-min walk test, human angiogenic cell precursors, delivered via decreased the re-hospitalization rate, and increased intramyocardial or intracoronary injection in an exercise capacity; however, LVEF and LV size were ischemic cardiomyopathy rat model, were engrafted unchanged compared to control and pretreatment values. into damaged cardiac tissue and improved cardiac Wang and colleagues7 reported similar results after function within 4 weeks through effects on scar intracoronary injection of autologous mesenchymal stem morphology and blood vessel formation.14 Fractional cells in 12 patients with nonischemic DCM. Seth and shortening, functional area contraction, and LVEF colleagues4 noted improved NYHA class and LVEF improved significantly compared to controls. LV (by 5.4%) after intracoronary autologous bone marrow end-diastolic volume was reduced, and higher maxi- mononuclear cell transplantation in 24 patients with mum þdP/dt and lower minimum –dP/dt values were nonischemic DCM. demonstrated in the cell injection groups by pressure- volume measurements. The myocardial scar area on So far, bone-marrow stem cells have been used most computed planimetry at 4 weeks after cell transplanta- often for clinical investigations. Bone marrow is com- tion was significantly reduced in the intramyocardial posed of multiple cell types such as hematopoietic, cell injection group compared to controls, but not in mesenchymal, and stromal stem cells, as well as other the intracoronary injection group. Antibodies against cell types yet to be characterized. Endothelial progenitor human mitochondria protein were used to quantify cells exist in bone marrow as well as in the systemic implanted cell survival and to identify the distribution circulation. These cells have 3 surface markers (CD34, and engraftment of implanted human angiogenic cell CD133, and vascular endothelial growth factor-2) and precursors. Cells expressing human mitochondria were properties of embryonal angioblasts which contribute to observed in the ischemic myocardial area at 4 weeks re-endothelization and neovascularization. Highly after implantation. The density of surviving angiogenic enriched Lin-c-kitþ adult bone marrow cells regener- cell precursors was greater in the ischemic zone after ated functional myocardium within an infarcted region intramyocardial injection than after intracoronary in mice.8 The bone marrow mesenchymal cell marker injection. Antibodies against myosin heavy chain and CD29 showed contraction and ultrastructural features of troponin I revealed some muscle-like cells in the sarcomere formation after co-culturing with neonatal ischemic myocardial area, while non-myogenic cells rat ventricular myocytes.9 The proposed mechanisms of were observed in the ischemic area of controls. heart function improvement are protection of at-risk Antibodies against factor VIII indicated higher blood myocytes against apoptosis, and induction of myocyte vessel density in the myocardial ischemic area than in proliferation/regeneration. controls. ASIAN CARDIOVASCULAR & THORACIC ANNALS 386 2009, VOL. 17, NO. 4 Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010
  • 7. Arom Stem Cells for Nonischemic DCM Roura and colleagues15 demonstrated defective vascu- This was a non-randomized study of matched cases and larization and impaired vasculogenesis (de-novo vascu- not a level I study by any means, but it is the best we can lar organization of mobilized endothelial progenitors) do at the present time; the severity of illness in the and angiogenesis in patients with dilated cardiomyo- patients who want to be treated does not allow a double- pathy. The defective vascularization was associated with blind study at this stage. The efficacy observed suggests reduced myocardial expression of vascular
  • 8. -catenin, that the use of optimal medical treatment combined with an important angiogenic regulator. Werner and collea- cellular therapy might be beneficial in end-stage gues16 also showed that endothelial progenitor cell nonischemic DCM before heart transplantation. A fur- transfer was effective in attenuating myocardial ther development would be to identify the type of cell damage in a model of dilated cardiomyopathy. The with the highest efficacy and ease of harvesting and angiogenesis effect of mechanical puncture of the expanding. The next generation of induced pluripotent myocardium was demonstrated by Chu and collea- stem cells may provide more potent cells for alleviating gues;17 however, this was controversial. These studies heart failure.20 The dose-response needs to be evaluated, formed the rational for the use of intramyocardial and the scientific basis is required to explain the results. angiogenic injection of cell precursors in our study. Further limitations were that LVEF was followed up by This also has the advantage of better cell retention; either MRI or echocardiogram or both; therefore, there significantly more cells were retained in the heart after may be some small discrepancies in the evaluations. As intramyocardial injection (11.3% Æ 3%) compared to 27 (77%) patients who had intramyocardial angiogenic the trans-coronary approach (2.6% Æ 0.3%).18 We have cell precursor injections were from the USA, the tests previously shown the feasibility and safety of trans- were not completed at every follow-up point. planting cells by this minimally invasive approach.19 Nevertheless, we obtained at least one follow-up for We noted that both endoscopic and micro-invasive each of the 35 patients (100%). This report used only approaches allowed access to all areas of the LV wall the latest follow-up results which may have reflected the with minimal difficulty, and the injection could be best possible outcome of the treatment. However, the carried out with ease and negligible complications. NYHA functional class and quality of life data were completed directly by the patients. Although LVEF improved in 71% of patients, the mean LVEF improved by only 4.4%, with a large standard It was concluded that transthoracic intramyocardial deviation (10.6%) indicating substantial variations in autologous angiogenic cell precursor transplantation is response. We are not yet be able to predict which feasible and safe. Early results in the cell-treated group patients will benefit from the cell injection. The were better than in the medically treated controls, with improvement of 4.4% was comparable with previous improvements in quality of life, functional class, and reports on bone marrow stem cell injection for non- ejection fraction. Long-term results are necessary, and ischemic DCM. Even when LVEF did not improve, randomized double-blind placebo-controlled trials are most patients were in a better NYHA functional class needed to confirm the efficacy of this treatment. with enhanced quality of life. We hope that this report will benefit members of the stem cell research community who are interested in the Magnetic resonance imaging is a useful tool for the treatment of nonischemic DCM, and stimulate further evaluation of LV function, but it was carried out in only investigations. 10 (28.6%) patients preoperatively as most of them had defibrillator or cardiac resynchronization therapy. Only ACKNOWLEDGMENT 3 patients had follow-up MRI at our institution. Of the The authors thank Vibul Jotisakulratana, MD, Vitoon 6 patients who died during follow-up, 5 had improved Pitiguagool, MD, Sujit Banyatpiyaphod, MD, Piyapan LVEF (by 2%–7%); in the other, LVEF fell by À0.6%. Pamornsing, MD, Chockchai Suwanakijboriharn, Unfortunately, they all died suddenly overseas and the MD, Sawat Asavapiyanond, MD, and Chayanin details were unavailable. Concerning medical treatment, Vatcharasiritham, MD for their assistance with the ACE inhibition contributes to an improvement in LV surgery. geometry and myocyte contractile function by increased extracellular support from the collagen matrix and Presented at the 88th Annual Meeting, American normalization of the beta-adrenergic receptor system. Association for Thoracic Surgery, San Diego, ACE inhibitors have shown clinical and survival California, USA, May 10–14, 2008. benefits in heart failure and also in nonischemic DCM. They were used less in the control group (5.9%) than in REFERENCES the cell injection group (28.6%), but there was no 1. Badorff C, Brandes RP, Popp R, Rupp S, Urbich C, Aicher A, significant difference. et al. Transdifferentiation of blood-derived human adult 2009, VOL. 17, NO. 4 387 ASIAN CARDIOVASCULAR & THORACIC ANNALS Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010
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  • 10. Intramyocardial Angiogenic Cell Precursors in Nonischemic Dilated Cardiomyopathy Kitipan V Arom, Permyos Ruengsakulrach, Michael Belkin and Montip Tiensuwan Asian Cardiovasc Thorac Ann 2009;17:382-388 DOI: 10.1177/0218492309338105 This information is current as of April 18, 2010 Updated Information including high-resolution figures, can be found at: & Services http://asianannals.ctsnetjournals.org/cgi/content/full/17/4/382 References This article cites 20 articles, 10 of which you can access for free at: http://asianannals.ctsnetjournals.org/cgi/content/full/17/4/382#BIB L Citations This article has been cited by 1 HighWire-hosted articles: http://asianannals.ctsnetjournals.org/cgi/content/full/17/4/382#othe rarticles Permissions & Licensing Requests to reproduce this article in parts (figures, tables) or in its entirety should be submitted via email to: info@asiapex.com Reprints For ordering reprints, please email: info@asiapex.com Downloaded from asianannals.ctsnetjournals.org by on April 18, 2010