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PERSONNEL RECORDS, AUDIT AND RESEARCH Chapter EXCEL BOOKS 27-1 27
ANNOTATED OUTLINE 27-2 INTRODUCTION  Records management is the planned control of records. It includes decision making regarding the retention, transfer, microfilming and destruction of records. Personnel records and reports enable managers to obtain requisite information regarding the use of human resources in various departments or divisions.  Personnel Records, Audit And Research
27-3 Essentials of a good record and report Personnel Records, Audit And Research Record    Report 1. Simple: Record-keeping must be simple. It should, at the  1. Conformity: Reports must conform  same time, meet the requirements of the organisation.  to organisational objectives. 2. Accurate: Records should be error-free.  2. Unbiased: Reports must be objective They must be built around facts as far as possible. and prepared without prejudice or bias. 3. Economical: It should not cost a fortune  3. Data based: Reports must be built  to maintain records. The cost of maintaining  around facts. Theycmust not only  records must not be high. present facts but interpret them in a  meaningful manner. 4. Useful: Records must provide information which could 4. Clarity and Simplicity: The report must be put to use. They must facilitate managerial decision  be clearly worded so that people could   making. To this end they must be reviewed and kept  use it easily. To make it simple, some  up-to-date. illustrative points could also be used. 5. Timely: Reports must be submitted  keeping the time limits in mind. They  very purpose of preparing a report  gets defeated once it exceeds the time  limit.
27-4 The purposes of records management may be listed thus Records Management Personnel Records, Audit And Research ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
27-5 Types of Personnel Records  Personnel Records, Audit And Research ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
27-6 Fundamental principles of record keeping  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Personnel Records, Audit And Research
27-7 Personnel records and reports help management in obtaining the requisite information regarding the use of human resources in various departments or divisions.   Significance of Personnel Records   Personnel Records, Audit And Research
27-8 Significance of Personnel records  Personnel Records, Audit And Research Personnel records play a significant role in performing various personnel functions including audit and research. They are specially needed to: i. supply the information required by the management and trade unions to  review the effectiveness of personnel policies and practices and develop  them. ii. supply the information required by various agencies on the accidents,  employment position, strikes, absenteeism, turnover, etc. iii. provide the information about manpower inventory for manpower  planning and  succession planning. iv. conduct research in personnel and industrial relations areas. v. identify training and development needs. vi. revise pay scales and benefits from time to time.
27-9 ,[object Object],[object Object],[object Object],[object Object],Personnel/Human Resource Audit Personnel Records, Audit And Research Why personnel audit?   ,[object Object],[object Object],[object Object],[object Object],[object Object]
27-10 Scope of HR audit   Personnel Records, Audit And Research ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
27-11 Personnel Research  ,[object Object],[object Object],[object Object],[object Object],[object Object],Personnel Records, Audit And Research
27-12 Techniques to carry out personnel research  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Personnel Records, Audit And Research Personnel decisions can be improved through personnel research because better information leads to better solutions Personnel research can offer valuable insights for managers as they attempt to increase employee productivity and satisfaction while reducing absenteeism and turnover.

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Chapter 27

  • 1. PERSONNEL RECORDS, AUDIT AND RESEARCH Chapter EXCEL BOOKS 27-1 27
  • 2. ANNOTATED OUTLINE 27-2 INTRODUCTION Records management is the planned control of records. It includes decision making regarding the retention, transfer, microfilming and destruction of records. Personnel records and reports enable managers to obtain requisite information regarding the use of human resources in various departments or divisions. Personnel Records, Audit And Research
  • 3. 27-3 Essentials of a good record and report Personnel Records, Audit And Research Record Report 1. Simple: Record-keeping must be simple. It should, at the 1. Conformity: Reports must conform same time, meet the requirements of the organisation. to organisational objectives. 2. Accurate: Records should be error-free. 2. Unbiased: Reports must be objective They must be built around facts as far as possible. and prepared without prejudice or bias. 3. Economical: It should not cost a fortune 3. Data based: Reports must be built to maintain records. The cost of maintaining around facts. Theycmust not only records must not be high. present facts but interpret them in a meaningful manner. 4. Useful: Records must provide information which could 4. Clarity and Simplicity: The report must be put to use. They must facilitate managerial decision be clearly worded so that people could making. To this end they must be reviewed and kept use it easily. To make it simple, some up-to-date. illustrative points could also be used. 5. Timely: Reports must be submitted keeping the time limits in mind. They very purpose of preparing a report gets defeated once it exceeds the time limit.
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  • 7. 27-7 Personnel records and reports help management in obtaining the requisite information regarding the use of human resources in various departments or divisions. Significance of Personnel Records Personnel Records, Audit And Research
  • 8. 27-8 Significance of Personnel records Personnel Records, Audit And Research Personnel records play a significant role in performing various personnel functions including audit and research. They are specially needed to: i. supply the information required by the management and trade unions to review the effectiveness of personnel policies and practices and develop them. ii. supply the information required by various agencies on the accidents, employment position, strikes, absenteeism, turnover, etc. iii. provide the information about manpower inventory for manpower planning and succession planning. iv. conduct research in personnel and industrial relations areas. v. identify training and development needs. vi. revise pay scales and benefits from time to time.
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