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American Physical Therapy Association

Guide for Professional Conduct
Purpose
This Guide for Professional Conduct (Guide)      conduct. The Guide provides guidelines by         the Guide apply to all physical therapists.
is intended to serve physical therapists in      which physical therapists may determine the       These guidelines are subject to change as
interpreting the Code of Ethics (Code) of        propriety of their conduct. It is also intended   the dynamics of the profession change and
the American Physical Therapy Association        to guide the professional development of          as new patterns of health care delivery are
(Association), in matters of professional        physical therapist students. The Code and         developed and accepted by the professional
                                                                                                   community and the public. This Guide is
                                                                                                   subject to monitoring and timely revision
 Code of Ethics                                                                                    by the Ethics and Judicial Committee of the
 Preamble                                                                                          Association.
 The Code of Ethics of the American Physical Therapy Association sets forth principles             Interpreting Ethical Principles
 for the ethical practices of physical therapy. All physical therapists are responsible for
                                                                                                   The interpretations expressed in this Guide
 maintaining and promoting ethical practice. To this end, the physical therapist shall act
 in the best interest of the patient/client. This Code of Ethics shall be binding on all           reflect the opinions, decisions, and the
 physical therapists.                                                                              advice of the Ethics and Judicial Committee.
                                                                                                   These interpretations are intended to assist a
 Principle 1                                                                                       physical therapist in applying general ethical
 A physical therapist shall respect the rights and dignity of all individuals and shall            principles to specific situations. They should
 provide compassionate care.                                                                       not be considered inclusive of all situations
 Principle 2                                                                                       that could evolve.
 A physical therapist shall act in a trustworthy manner toward patients/clients and in all
                                                                                                   PRINCIPLE 1
 other aspects of physical therapy practice.
                                                                                                   A physical therapist shall respect the rights
 Principle 3                                                                                       and dignity of all individuals and shall provide
 A physical therapist shall comply with laws and regulations governing physical therapy            compassionate care.
 and shall strive to effect changes that benefit patients/clients.
                                                                                                   1.1 Attitudes of a Physical Therapist
 Principle 4                                                                                         A.	 A physical therapist shall recognize,
 A physical therapist shall exercise sound professional judgment.                                        respect, and respond to individual
 Principle 5                                                                                             and cultural differences with
                                                                                                         compassion and sensitivity.
 A physical therapist shall achieve and maintain professional competence.
                                                                                                     B.	 A physical therapist shall be guided at
 Principle 6                                                                                             all times by concern for the physical,
 A physical therapist shall maintain and promote high standards for physical therapy                     psychological, and socioeconomic
 practice, education, and research.                                                                      welfare of patients/clients.
 Principle 7                                                                                         C.	 A physical therapist shall not harass,
                                                                                                         abuse, or discriminate against
 A physical therapist shall seek only such remuneration as is deserved and reasonable for                others.
 physical therapy services.
                                                                                                   PRINCIPLE 2
 Principle 8
                                                                                                   A physical therapist shall act in a trustworthy
 A physical therapist shall provide and make available accurate and relevant information           manner toward patients/clients, and in all other
 to patients/clients about their care and to the public about physical therapy services.           aspects of physical therapy practice.
 Principle 9                                                                                       2.1	Patient/Physical Therapist
 A physical therapist shall protect the public and the profession from unethical,                      Relationship
 incompetent, and illegal acts.                                                                      A.	 A physical therapist shall place the
 Principle 10                                                                                            patient’s/client’s interest(s) above
                                                                                                         those of the physical therapist.
 A physical therapist shall endeavor to address the health needs of society.
                                                                                                         Working in the patient/client’s
 Principle 11                                                                                            best interest requires knowledge
 A physical therapist shall respect the rights, knowledge, and skills of colleagues and                  of the patient’s/client’s needs from
 other health care professionals.                                                                        the patient’s/client’s perspective.
                                                                                                         Patients/Clients often come to the
                                                              Adopted by the House of Delegates          physical therapist in a vulnerable
                                                                                     June 1981           state and normally will rely on the
                                                                       Last amended June 2000            physical therapist’s advice, which
                                                                                                         they perceive to be based on superior
knowledge, skill, and experience. The            make decisions regarding the                             while his/her ability to do so safely
        trustworthy physical therapist acts              recommended plan of care, including                      is impaired.
        to ameliorate the patient’s/client’s             consent, modification, or refusal.                 D.	   A physical therapist shall exercise
        vulnerability, not to exploit it.          B.	   A      physical    therapist      shall                  sound professional judgment based
  B.	   A physical therapist shall not exploit           communicate to the patient/client                        upon his/her knowledge, skill,
        any aspect of the physical therapist/            the findings of his/her examination,                     education, training, and experience.
        patient relationship.                            evaluation, diagnosis, and prognosis.              E.	   Upon accepting a patient/client for
  C.	   A physical therapist shall not             C.	   A physical therapist shall collaborate                   physical therapy services, a physical
        engage in any sexual relationship                with the patient/client to establish                     therapist shall be responsible for:
        or activity, whether consensual or               the goals of treatment and the plan                      the examination, evaluation, and
        nonconsensual, with any patient                  of care.                                                 diagnosis of that individual; the
        while a physical therapist/patient                                                                        prognosis and intervention; re-
                                                   D.	   A physical therapist shall use sound
        relationship exists. Termination                                                                          examination and modification of the
                                                         professional judgment in informing
        of the physical therapist/patient                                                                         plan of care; and the maintenance of
        relationship does not eliminate                  the patient/client of any substantial
                                                         risks of the recommended examina-                        adequate records, including progress
        the possibility that a sexual or                                                                          reports. A physical therapist shall
        intimate relationship may exploit the            tion and intervention.
                                                                                                                  establish the plan of care and shall
        vulnerability of the former patient/       E.	   A physical therapist shall not restrict                  provide and/or supervise and direct
        client.                                          patients’ freedom to select their                        the appropriate interventions. See
  D.	   A physical therapist shall encourage             provider of physical therapy.                            Section 2.4.
        an open and collaborative dialogue       PRINCIPLE 3                                                F.	   If the diagnosis process reveals
        with the patient/client.                 A physical therapist shall comply with laws and                  findings that are outside the scope of
  E.	   In the event the physical therapist      regulations governing physical therapy and shall                 the physical therapist’s knowledge,
        or patient terminates the physical       strive to effect changes that benefit patients/clients.          experience, or expertise, the physical
        therapist/patient relationship while                                                                      therapist shall so inform the patient/
        the patient continues to need            3.1 Professional Practice                                        client and refer to an appropriate
        physical therapy services, the             A physical therapist shall comply with laws                    practitioner.
        physical therapist should take steps       governing the qualifications, functions,                 G.	   When the patient has been
        to transfer the care of the patient to     and duties of a physical therapist.                            referred from another practitioner,
        another provider.
                                                 3.2	Just Laws and Regulations                                    the     physical     therapist    shall
2.2	Truthfulness                                   A Physical therapist shall advocate                            communicate pertinent findings
  A physical therapist has an obligation           the adoption of laws, regulations, and                         and/or information to the referring
  to provide accurate and truthful                 policies by providers, employers, third-                       practitioner.
  information. A physical therapist shall          party payers, legislatures, and regulatory               H.	   A physical therapist shall determine
  not make statements that he/she knows            agencies to provide and improve access                         when a patient/client will no longer
  or should know are false, deceptive,             to necessary health care services for all                      benefit from physical therapy
  fraudulent, or misleading. See Section           individuals.                                                   services. See Section 7.1.D.
  8.2.C and D.
                                                 3.3	Unjust Laws and Regulations                           4.2	Direction and Supervision
2.3	Confidential Information                       A physical therapist shall endeavor to                   A.	 The supervising physical therapist
  A.	 Information relating to the physical         change unjust laws, regulations, and                         has primary responsibility for the
      therapist/patient relationship is con-       policies that govern the practice of                         physical therapy care rendered to a
      fidential and may not be communi-            physical therapy. See Section 10.2.                          patient/client.
      cated to a third party not involved in
      that patient’s care without the prior      PRINCIPLE 4                                                B.	 A physical therapist shall not delegate
      consent of the patient, subject to ap-     A physical therapist shall exercise sound professional         to a less qualified person any activity
      plicable law.                                                                                             that requires the professional skill,
                                                 judgment.
                                                                                                                knowledge, and judgment of the
  B.	 Information derived from peer              4.1	Professional Responsibility                                physical therapist.
      review shall be held confidential
      by the reviewer unless the physical          A.	 A physical therapist shall make                     4.3	Practice Arrangements
      therapist who was reviewed consents              professional judgments that are in
                                                                                                            A.	 Participation    in     a     business,
      to the release of the information.               the patient’s/client’s best interests.
                                                                                                                partnership, corporation, or other
  C.	 A physical therapist may disclose            B.	 Regardless of practice setting,                          entity does not exempt physical
      information        to     appropriate            a physical therapist has primary                         therapists, whether employers,
      authorities when it is necessary to              responsibility for the physical therapy                  partners, or stockholders, either
      protect the welfare of an individual             care of a patient and shall make                         individually or collectively, from the
      or the community or when required                independent judgments regarding                          obligation to promote, maintain, and
      by law. Such disclosure shall be in              that care consistent with accepted                       comply with the ethical principles of
      accordance with applicable law.                  professional standards. See Sections                     the Association.
                                                       2.4 and 6.1.
2.4	Patient Autonomy and Consent                                                                            B.	 A physical therapist shall advise his/
                                                   C.	 A physical therapist shall not provide                   her employer(s) of any employer
  A.	 A physical therapist shall respect               physical therapy to a patient/client
      the patient’s/client’s right to                                                                           practice that causes a physical
therapist to be in conflict with the       6.3	Professional Education                       B.	 A physical therapist shall never place
       ethical principles of the Association.       A.	 A physical therapist shall support             her/his own financial interest above
       A physical therapist shall seek                  high-quality education in academic             the welfare of individuals under his/
       to eliminate aspects of his/her                  and clinical settings.                         her care.
       employment that are in conflict                                                             C.	 A physical therapist shall recognize
       with the ethical principles of the           B.	 A physical therapist participating in
                                                        the educational process is responsible         that third-party payer contracts
       Association.                                                                                    may limit, in one form or another,
                                                        to the students, the academic
4.4	Gifts and Other Consideration(s)                    institutions, and the clinical settings        the provision of physical therapy
  A.	 A physical therapist shall not invite,            for promoting ethical conduct. A               services. Third-party limitations do
      accept, or offer gifts, monetary                  physical therapist shall model ethical         not absolve the physical therapist
      incentives, or other considerations               behavior and provide the student               from making sound professional
      that affect or give an appearance                 with information about the Code                judgments that are in the patient’s
      of affecting his/her professional                 of Ethics, opportunities to discuss            best interest. A physical therapist
      judgment.                                         ethical conflicts, and procedures              shall avoid underutilization of
                                                        for reporting unresolved ethical               physical therapy services.
  B.	 A physical therapist shall not offer
      or accept kickbacks in exchange for               conflicts. See Section 9.                  D.	 When a physical therapist’s judgment
      patient referrals. See Sections 7.1.F                                                            is that a patient will receive negligible
                                                  6.4	Continuing Education
      and G and 9.1.D.                                                                                 benefit from physical therapy
                                                    A.	 A physical therapist providing                 services, the physical therapist shall
PRINCIPLE 5                                             continuing education must be                   not provide or continue to provide
                                                        competent in the content area.                 such services if the primary reason
A physical therapist shall achieve and maintain
professional competence.                            B.	 When a physical therapist provides             for doing so is to further financial
                                                        continuing      education,    he/she           self-interest of the physical therapist
5.1	Scope of Competence                                 shall ensure that course content,              or his/her employer. A physical
  A physical therapist shall practice within            objectives, faculty credentials, and           therapist shall avoid overutilization
  the scope of his/her competence and                   responsibilities of the instructional          of physical therapy services. See
  commensurate with his/her level of                    staff are accurately stated in the             Section 4.1.H.
  education, training, and experience.                  promotional      and    instructional      E.	 Fees for physical therapy services
5.2	Self-Assessment                                     course materials.                              should be         reasonable for the
  A physical therapist has a lifelong               C.	 A physical therapist shall evaluate            services performed, considering
  professional responsibility for maintaining           the efficacy and effectiveness                 the setting in which it is provided,
  competence through on-going self-                     of information and techniques                  practice costs in the geographic area,
  assessment, education, and enhancement                presented in continuing education              judgment of other organizations,
  of knowledge and skills.                              programs before integrating them               and other relevant factors.
                                                        into his/her practice.                     F.	 A physical therapist shall not
5.3	Professional Development
                                                  6.5	Research                                         directly or indirectly request, receive,
  A physical therapist shall participate                                                               or participate in the dividing,
  in educational activities that enhance            A.	 A physical therapist participating
                                                        in research shall abide by ethical             transferring, assigning, or rebating
  his/her basic knowledge and skills. See                                                              of an unearned fee. See Sections
  Section 6.1.                                          standards governing protection of
                                                        human subjects and dissemination               4.4.A and B.
PRINCIPLE 6                                             of results.                                G.	 A physical therapist shall not profit
A physical therapist shall maintain and promote     B.	 A physical therapist shall support             by means of a credit or other valuable
high standards for physical therapy practice,           research activities that contribute            consideration, such as an unearned
education, and research.                                knowledge for improved patient                 commission, discount, or gratuity,
                                                        care.                                          in connection with the furnishing
6.1	Professional Standards                                                                             of physical therapy services. See
  A physical therapist’s practice shall be          C.	 A physical therapist shall report              Sections 4.4.A and B.
  consistent with accepted professional                 to appropriate authorities any acts
                                                        in the conduct or presentation of          H.	 Unless laws impose restrictions to
  standards. A physical therapist shall
                                                        research that appear unethical or              the contrary, physical therapists who
  continuously engage in assessment
                                                        illegal. See Section 9.                        provide physical therapy services
  activities to determine compliance with
                                                                                                       within a business entity may pool
  these standards.                                PRINCIPLE 7                                          fees and monies received. Physical
6.2	Practice                                      A physical therapist shall seek only such            therapists may divide or apportion
  A.	 A physical therapist shall achieve and      remuneration as is deserved and reasonable for       these fees and monies in accordance
      maintain professional competence.           physical therapy services.                           with the business agreement.
      See Section 5.                                                                               I.	 A physical therapist may enter into
                                                  7.1	Business and Employment
  B.	 A     physical     therapist      shall                                                          agreements with organizations to
                                                      Practices                                        provide physical therapy services if
      demonstrate his/her commitment
                                                    A.	 A physical therapist’s business/               such agreements do not violate the
      to quality improvement by engaging
                                                        employment practices shall be                  ethical principles of the Association
      in peer and utilization review and
                                                        consistent with the ethical principles         or applicable laws.
      other self-assessment activities.
                                                        of the Association.
7.2	Endorsement of Products or                        8.1	Accurate and Relevant                                 C.	 A physical therapist shall report any
    Services                                              Information to the Patient                                conduct that appears to be unethical,
                                                                                                                    incompetent, or illegal.
  A.	 A physical therapist shall not exert               A.	 A physical therapist shall provide the
      influence on individuals under his/                    patient/client accurate and relevant               D.	 A physical therapist may not
      her care or their families to use                      information about his/her condition                    participate in any arrangements in
      products or services based on the                      and plan of care. See Section 2.4.                     which patients are exploited due
      direct or indirect financial interest                                                                         to the referring sources’ enhancing
                                                         B.	 Upon the request of the patient, the
      of the physical therapist in such                                                                             their personal incomes as a result
                                                             physical therapist shall provide, or
      products or services. Realizing that                                                                          of referring for, prescribing, or
                                                             make available, the medical record
      these individuals will normally rely                                                                          recommending physical therapy. See
                                                             to the patient or a patient-designated
      on the physical therapist’s advice,                                                                           Sections 2.1.B, 4, and 7.
                                                             third party.
      their best interest must always be                                                                      PRINCIPLE 10
                                                         C.	 A physical therapist shall inform
      maintained, as must their right of                                                                      A physical therapist shall endeavor to address the
                                                             patients of any known financial
      free choice relating to the use of                     limitations that may affect their                health needs of society.
      any product or service. Although it                    care.
      cannot be considered unethical for                                                                      10.1	Pro Bono Service
      physical therapists to own or have a               D.	 A physical therapist shall inform the              A physical therapist shall render pro
      financial interest in the production,                  patient when, in his/her judgment,
                                                                                                                bono publico (reduced or no fee) services
      sale, or distribution of products or                   the patient will receive negligible
                                                                                                                to patients lacking the ability to pay for
      services, they must act in accordance                  benefit from further care. See
                                                                                                                services, as each physical therapist’s
      with law and make full disclosure of                   Section 7.1.C.
                                                                                                                practice permits.
      their interest whenever individuals             8.2	Accurate and Relevant
      under their care use such products                                                                      10.2	Individual and Community
                                                          Information to the Public                                Health
      or services.                                       A.	 A physical therapist shall inform the
  B.	 A physical therapist may receive                                                                          A.	 A physical therapist shall be aware
                                                             public about the societal benefits of
      remuneration for endorsement or                                                                               of the patient’s health-related needs
                                                             the profession and who is qualified
      advertisement of products or services                                                                         and act in a manner that facilitates
                                                             to provide physical therapy services.
      to the public, physical therapists, or                                                                        meeting those needs.
                                                         B.	 Information given to the public
      other health professionals provided                                                                       B.	 A physical therapist shall endeavor
                                                             shall emphasize that individual
      he/she discloses any financial                                                                                to support activities that benefit the
                                                             problems cannot be treated without
      interest in the production, sale, or                                                                          health status of the community. See
                                                             individualized examination and
      distribution of said products or                                                                              Section 3.
                                                             plans/programs of care.
      services.                                                                                               PRINCIPLE 11
                                                         C.	 A physical therapist may advertise
  C.	 When endorsing or advertising                          his/her services to the public. See              A physical therapist shall respect the rights,
      products or services, a physical                       Section 2.2.                                     knowledge, and skills of colleagues and other health
      therapist      shall    use     sound                                                                   care professionals.
                                                         D.	 A physical therapist shall not use, or
      professional judgment and shall not
                                                             participate in the use of, any form of           11.1	Consultation
      give the appearance of Association
                                                             communication containing a false,
      endorsement unless the Association                                                                        A physical therapist shall seek consultation
                                                             plagiarized, fraudulent, deceptive,
      has formally endorsed the products                                                                        whenever the welfare of the patient will
                                                             unfair, or sensational statement or
      or services.                                                                                              be safeguarded or advanced by consulting
                                                             claim. See Section 2.2.
                                                                                                                those who have special skills, knowledge,
7.3	Disclosure                                           E.	 A physical therapist who places a                  and experience.
  A physical therapist shall disclose to                     paid advertisement shall identify
  the patient if the referring practitioner                  it as such unless it is apparent                 11.2	Patient/Provider Relationships
  derives compensation from the provision                    from the context that it is a paid                 A physical therapist shall not undermine
  of physical therapy.                                       advertisement.                                     the relationship(s) between his/her patient
                                                                                                                and other health care professionals.
PRINCIPLE 8                                           PRINCIPLE 9
A physical therapist shall provide and make           A physical therapist shall protect the public and the   11.3	Disparagement
available accurate and relevant information to        profession from unethical, incompetent, and illegal       Physical therapists shall not disparage
patients/clients about their care and to the public   acts.                                                     colleagues and other health care
about physical therapy services.                                                                                professionals. See Section 9 and Section
                                                      9.1	Consumer Protection	                                  2.4.A.
                                                         A.	 A physical therapist shall provide care
                                                             that is within the scope of practice
                                                             as defined by the state practice act.
                                                         B.	 A physical therapist shall not engage
                                                             in any conduct that is unethical,
                                                             incompetent, or illegal.

 Issued by the Ethics and Judicial Committee
 American Physical Therapy Association
 October 1981, Last amended 2004 P-6            © 2005 American Physical Therapy Association, 1111 North Fairfax Street, Alexandria, VA 22314, www.apta.org

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Codeof ethicsandguide

  • 1. American Physical Therapy Association Guide for Professional Conduct Purpose This Guide for Professional Conduct (Guide) conduct. The Guide provides guidelines by the Guide apply to all physical therapists. is intended to serve physical therapists in which physical therapists may determine the These guidelines are subject to change as interpreting the Code of Ethics (Code) of propriety of their conduct. It is also intended the dynamics of the profession change and the American Physical Therapy Association to guide the professional development of as new patterns of health care delivery are (Association), in matters of professional physical therapist students. The Code and developed and accepted by the professional community and the public. This Guide is subject to monitoring and timely revision Code of Ethics by the Ethics and Judicial Committee of the Preamble Association. The Code of Ethics of the American Physical Therapy Association sets forth principles Interpreting Ethical Principles for the ethical practices of physical therapy. All physical therapists are responsible for The interpretations expressed in this Guide maintaining and promoting ethical practice. To this end, the physical therapist shall act in the best interest of the patient/client. This Code of Ethics shall be binding on all reflect the opinions, decisions, and the physical therapists. advice of the Ethics and Judicial Committee. These interpretations are intended to assist a Principle 1 physical therapist in applying general ethical A physical therapist shall respect the rights and dignity of all individuals and shall principles to specific situations. They should provide compassionate care. not be considered inclusive of all situations Principle 2 that could evolve. A physical therapist shall act in a trustworthy manner toward patients/clients and in all PRINCIPLE 1 other aspects of physical therapy practice. A physical therapist shall respect the rights Principle 3 and dignity of all individuals and shall provide A physical therapist shall comply with laws and regulations governing physical therapy compassionate care. and shall strive to effect changes that benefit patients/clients. 1.1 Attitudes of a Physical Therapist Principle 4 A. A physical therapist shall recognize, A physical therapist shall exercise sound professional judgment. respect, and respond to individual Principle 5 and cultural differences with compassion and sensitivity. A physical therapist shall achieve and maintain professional competence. B. A physical therapist shall be guided at Principle 6 all times by concern for the physical, A physical therapist shall maintain and promote high standards for physical therapy psychological, and socioeconomic practice, education, and research. welfare of patients/clients. Principle 7 C. A physical therapist shall not harass, abuse, or discriminate against A physical therapist shall seek only such remuneration as is deserved and reasonable for others. physical therapy services. PRINCIPLE 2 Principle 8 A physical therapist shall act in a trustworthy A physical therapist shall provide and make available accurate and relevant information manner toward patients/clients, and in all other to patients/clients about their care and to the public about physical therapy services. aspects of physical therapy practice. Principle 9 2.1 Patient/Physical Therapist A physical therapist shall protect the public and the profession from unethical, Relationship incompetent, and illegal acts. A. A physical therapist shall place the Principle 10 patient’s/client’s interest(s) above those of the physical therapist. A physical therapist shall endeavor to address the health needs of society. Working in the patient/client’s Principle 11 best interest requires knowledge A physical therapist shall respect the rights, knowledge, and skills of colleagues and of the patient’s/client’s needs from other health care professionals. the patient’s/client’s perspective. Patients/Clients often come to the Adopted by the House of Delegates physical therapist in a vulnerable June 1981 state and normally will rely on the Last amended June 2000 physical therapist’s advice, which they perceive to be based on superior
  • 2. knowledge, skill, and experience. The make decisions regarding the while his/her ability to do so safely trustworthy physical therapist acts recommended plan of care, including is impaired. to ameliorate the patient’s/client’s consent, modification, or refusal. D. A physical therapist shall exercise vulnerability, not to exploit it. B. A physical therapist shall sound professional judgment based B. A physical therapist shall not exploit communicate to the patient/client upon his/her knowledge, skill, any aspect of the physical therapist/ the findings of his/her examination, education, training, and experience. patient relationship. evaluation, diagnosis, and prognosis. E. Upon accepting a patient/client for C. A physical therapist shall not C. A physical therapist shall collaborate physical therapy services, a physical engage in any sexual relationship with the patient/client to establish therapist shall be responsible for: or activity, whether consensual or the goals of treatment and the plan the examination, evaluation, and nonconsensual, with any patient of care. diagnosis of that individual; the while a physical therapist/patient prognosis and intervention; re- D. A physical therapist shall use sound relationship exists. Termination examination and modification of the professional judgment in informing of the physical therapist/patient plan of care; and the maintenance of relationship does not eliminate the patient/client of any substantial risks of the recommended examina- adequate records, including progress the possibility that a sexual or reports. A physical therapist shall intimate relationship may exploit the tion and intervention. establish the plan of care and shall vulnerability of the former patient/ E. A physical therapist shall not restrict provide and/or supervise and direct client. patients’ freedom to select their the appropriate interventions. See D. A physical therapist shall encourage provider of physical therapy. Section 2.4. an open and collaborative dialogue PRINCIPLE 3 F. If the diagnosis process reveals with the patient/client. A physical therapist shall comply with laws and findings that are outside the scope of E. In the event the physical therapist regulations governing physical therapy and shall the physical therapist’s knowledge, or patient terminates the physical strive to effect changes that benefit patients/clients. experience, or expertise, the physical therapist/patient relationship while therapist shall so inform the patient/ the patient continues to need 3.1 Professional Practice client and refer to an appropriate physical therapy services, the A physical therapist shall comply with laws practitioner. physical therapist should take steps governing the qualifications, functions, G. When the patient has been to transfer the care of the patient to and duties of a physical therapist. referred from another practitioner, another provider. 3.2 Just Laws and Regulations the physical therapist shall 2.2 Truthfulness A Physical therapist shall advocate communicate pertinent findings A physical therapist has an obligation the adoption of laws, regulations, and and/or information to the referring to provide accurate and truthful policies by providers, employers, third- practitioner. information. A physical therapist shall party payers, legislatures, and regulatory H. A physical therapist shall determine not make statements that he/she knows agencies to provide and improve access when a patient/client will no longer or should know are false, deceptive, to necessary health care services for all benefit from physical therapy fraudulent, or misleading. See Section individuals. services. See Section 7.1.D. 8.2.C and D. 3.3 Unjust Laws and Regulations 4.2 Direction and Supervision 2.3 Confidential Information A physical therapist shall endeavor to A. The supervising physical therapist A. Information relating to the physical change unjust laws, regulations, and has primary responsibility for the therapist/patient relationship is con- policies that govern the practice of physical therapy care rendered to a fidential and may not be communi- physical therapy. See Section 10.2. patient/client. cated to a third party not involved in that patient’s care without the prior PRINCIPLE 4 B. A physical therapist shall not delegate consent of the patient, subject to ap- A physical therapist shall exercise sound professional to a less qualified person any activity plicable law. that requires the professional skill, judgment. knowledge, and judgment of the B. Information derived from peer 4.1 Professional Responsibility physical therapist. review shall be held confidential by the reviewer unless the physical A. A physical therapist shall make 4.3 Practice Arrangements therapist who was reviewed consents professional judgments that are in A. Participation in a business, to the release of the information. the patient’s/client’s best interests. partnership, corporation, or other C. A physical therapist may disclose B. Regardless of practice setting, entity does not exempt physical information to appropriate a physical therapist has primary therapists, whether employers, authorities when it is necessary to responsibility for the physical therapy partners, or stockholders, either protect the welfare of an individual care of a patient and shall make individually or collectively, from the or the community or when required independent judgments regarding obligation to promote, maintain, and by law. Such disclosure shall be in that care consistent with accepted comply with the ethical principles of accordance with applicable law. professional standards. See Sections the Association. 2.4 and 6.1. 2.4 Patient Autonomy and Consent B. A physical therapist shall advise his/ C. A physical therapist shall not provide her employer(s) of any employer A. A physical therapist shall respect physical therapy to a patient/client the patient’s/client’s right to practice that causes a physical
  • 3. therapist to be in conflict with the 6.3 Professional Education B. A physical therapist shall never place ethical principles of the Association. A. A physical therapist shall support her/his own financial interest above A physical therapist shall seek high-quality education in academic the welfare of individuals under his/ to eliminate aspects of his/her and clinical settings. her care. employment that are in conflict C. A physical therapist shall recognize with the ethical principles of the B. A physical therapist participating in the educational process is responsible that third-party payer contracts Association. may limit, in one form or another, to the students, the academic 4.4 Gifts and Other Consideration(s) institutions, and the clinical settings the provision of physical therapy A. A physical therapist shall not invite, for promoting ethical conduct. A services. Third-party limitations do accept, or offer gifts, monetary physical therapist shall model ethical not absolve the physical therapist incentives, or other considerations behavior and provide the student from making sound professional that affect or give an appearance with information about the Code judgments that are in the patient’s of affecting his/her professional of Ethics, opportunities to discuss best interest. A physical therapist judgment. ethical conflicts, and procedures shall avoid underutilization of for reporting unresolved ethical physical therapy services. B. A physical therapist shall not offer or accept kickbacks in exchange for conflicts. See Section 9. D. When a physical therapist’s judgment patient referrals. See Sections 7.1.F is that a patient will receive negligible 6.4 Continuing Education and G and 9.1.D. benefit from physical therapy A. A physical therapist providing services, the physical therapist shall PRINCIPLE 5 continuing education must be not provide or continue to provide competent in the content area. such services if the primary reason A physical therapist shall achieve and maintain professional competence. B. When a physical therapist provides for doing so is to further financial continuing education, he/she self-interest of the physical therapist 5.1 Scope of Competence shall ensure that course content, or his/her employer. A physical A physical therapist shall practice within objectives, faculty credentials, and therapist shall avoid overutilization the scope of his/her competence and responsibilities of the instructional of physical therapy services. See commensurate with his/her level of staff are accurately stated in the Section 4.1.H. education, training, and experience. promotional and instructional E. Fees for physical therapy services 5.2 Self-Assessment course materials. should be reasonable for the A physical therapist has a lifelong C. A physical therapist shall evaluate services performed, considering professional responsibility for maintaining the efficacy and effectiveness the setting in which it is provided, competence through on-going self- of information and techniques practice costs in the geographic area, assessment, education, and enhancement presented in continuing education judgment of other organizations, of knowledge and skills. programs before integrating them and other relevant factors. into his/her practice. F. A physical therapist shall not 5.3 Professional Development 6.5 Research directly or indirectly request, receive, A physical therapist shall participate or participate in the dividing, in educational activities that enhance A. A physical therapist participating in research shall abide by ethical transferring, assigning, or rebating his/her basic knowledge and skills. See of an unearned fee. See Sections Section 6.1. standards governing protection of human subjects and dissemination 4.4.A and B. PRINCIPLE 6 of results. G. A physical therapist shall not profit A physical therapist shall maintain and promote B. A physical therapist shall support by means of a credit or other valuable high standards for physical therapy practice, research activities that contribute consideration, such as an unearned education, and research. knowledge for improved patient commission, discount, or gratuity, care. in connection with the furnishing 6.1 Professional Standards of physical therapy services. See A physical therapist’s practice shall be C. A physical therapist shall report Sections 4.4.A and B. consistent with accepted professional to appropriate authorities any acts in the conduct or presentation of H. Unless laws impose restrictions to standards. A physical therapist shall research that appear unethical or the contrary, physical therapists who continuously engage in assessment illegal. See Section 9. provide physical therapy services activities to determine compliance with within a business entity may pool these standards. PRINCIPLE 7 fees and monies received. Physical 6.2 Practice A physical therapist shall seek only such therapists may divide or apportion A. A physical therapist shall achieve and remuneration as is deserved and reasonable for these fees and monies in accordance maintain professional competence. physical therapy services. with the business agreement. See Section 5. I. A physical therapist may enter into 7.1 Business and Employment B. A physical therapist shall agreements with organizations to Practices provide physical therapy services if demonstrate his/her commitment A. A physical therapist’s business/ such agreements do not violate the to quality improvement by engaging employment practices shall be ethical principles of the Association in peer and utilization review and consistent with the ethical principles or applicable laws. other self-assessment activities. of the Association.
  • 4. 7.2 Endorsement of Products or 8.1 Accurate and Relevant C. A physical therapist shall report any Services Information to the Patient conduct that appears to be unethical, incompetent, or illegal. A. A physical therapist shall not exert A. A physical therapist shall provide the influence on individuals under his/ patient/client accurate and relevant D. A physical therapist may not her care or their families to use information about his/her condition participate in any arrangements in products or services based on the and plan of care. See Section 2.4. which patients are exploited due direct or indirect financial interest to the referring sources’ enhancing B. Upon the request of the patient, the of the physical therapist in such their personal incomes as a result physical therapist shall provide, or products or services. Realizing that of referring for, prescribing, or make available, the medical record these individuals will normally rely recommending physical therapy. See to the patient or a patient-designated on the physical therapist’s advice, Sections 2.1.B, 4, and 7. third party. their best interest must always be PRINCIPLE 10 C. A physical therapist shall inform maintained, as must their right of A physical therapist shall endeavor to address the patients of any known financial free choice relating to the use of limitations that may affect their health needs of society. any product or service. Although it care. cannot be considered unethical for 10.1 Pro Bono Service physical therapists to own or have a D. A physical therapist shall inform the A physical therapist shall render pro financial interest in the production, patient when, in his/her judgment, bono publico (reduced or no fee) services sale, or distribution of products or the patient will receive negligible to patients lacking the ability to pay for services, they must act in accordance benefit from further care. See services, as each physical therapist’s with law and make full disclosure of Section 7.1.C. practice permits. their interest whenever individuals 8.2 Accurate and Relevant under their care use such products 10.2 Individual and Community Information to the Public Health or services. A. A physical therapist shall inform the B. A physical therapist may receive A. A physical therapist shall be aware public about the societal benefits of remuneration for endorsement or of the patient’s health-related needs the profession and who is qualified advertisement of products or services and act in a manner that facilitates to provide physical therapy services. to the public, physical therapists, or meeting those needs. B. Information given to the public other health professionals provided B. A physical therapist shall endeavor shall emphasize that individual he/she discloses any financial to support activities that benefit the problems cannot be treated without interest in the production, sale, or health status of the community. See individualized examination and distribution of said products or Section 3. plans/programs of care. services. PRINCIPLE 11 C. A physical therapist may advertise C. When endorsing or advertising his/her services to the public. See A physical therapist shall respect the rights, products or services, a physical Section 2.2. knowledge, and skills of colleagues and other health therapist shall use sound care professionals. D. A physical therapist shall not use, or professional judgment and shall not participate in the use of, any form of 11.1 Consultation give the appearance of Association communication containing a false, endorsement unless the Association A physical therapist shall seek consultation plagiarized, fraudulent, deceptive, has formally endorsed the products whenever the welfare of the patient will unfair, or sensational statement or or services. be safeguarded or advanced by consulting claim. See Section 2.2. those who have special skills, knowledge, 7.3 Disclosure E. A physical therapist who places a and experience. A physical therapist shall disclose to paid advertisement shall identify the patient if the referring practitioner it as such unless it is apparent 11.2 Patient/Provider Relationships derives compensation from the provision from the context that it is a paid A physical therapist shall not undermine of physical therapy. advertisement. the relationship(s) between his/her patient and other health care professionals. PRINCIPLE 8 PRINCIPLE 9 A physical therapist shall provide and make A physical therapist shall protect the public and the 11.3 Disparagement available accurate and relevant information to profession from unethical, incompetent, and illegal Physical therapists shall not disparage patients/clients about their care and to the public acts. colleagues and other health care about physical therapy services. professionals. See Section 9 and Section 9.1 Consumer Protection 2.4.A. A. A physical therapist shall provide care that is within the scope of practice as defined by the state practice act. B. A physical therapist shall not engage in any conduct that is unethical, incompetent, or illegal. Issued by the Ethics and Judicial Committee American Physical Therapy Association October 1981, Last amended 2004 P-6 © 2005 American Physical Therapy Association, 1111 North Fairfax Street, Alexandria, VA 22314, www.apta.org