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Higher Education and the
Question of Conscience
    Professor Sir David Watson

Open University “Discourses of Inclusion”
               Conference
              25 April 2012
Outline
•   Ten “transformation” claims
•   Ten contemporary voices
•   Historical perspectives: six “layers”
•   Philosophical perspectives: five questions
     – Conscience
     – Character
     – Calling
     – Citizenship
     – Capability
•   Higher education and personal responsibility: ten
    “commandments”
•   The question of “inclusion”
Transformation claims (1)
• Religious confirmation
  and/or conversion
• Personal development
• Social (and political)
  engagement
• Technical competence
• Professional
  acculturation
Transformation claims (2)
• Religious confirmation   •   Networks
  and/or conversion        •   Maturation
• Personal development     •   Protected time
• Social (and political)   •   Love of a subject
  engagement               •   Mental gymnastics
• Technical competence
• Professional
  acculturation
Ten contemporary voices
University was my entry into the world in all its
aspects. I found out how to study, how to listen, and
how to be tolerant. I made lifelong friends and was
fortunate to have some wonderful teachers.


Rob Behrens, Chief Executive of the Office of the Independent
Adjudicator (OIA), in the Association of University Administrators
(AUA) Newslink, 66 (Summer 2010), p.7.
Except in the case of a few very vocational degrees,
university isn’t about what you learn on the course,
it’s about how that learning, how living and studying
somewhere new, changes the way you think and
who you are. Instead of forcing kids to make
binding career choices at 17, higher education is
supposed to give kids who would benefit from
further academic development a bit of space in
which to find themselves.

David Mitchell, “Three Years dossing at university? It’s the only way
to train for life,” The Observer, 22 August 2010.
I always felt that I did not quite belong at the university. But
that didn’t matter: Cambridge still bequeathed me a key to the
British establishment. In just 72 weeks of study, I was more
profoundly transformed than I could have ever expected. By
the time I graduated, gothic halls no longer intimidated me; nor
did walking into an oak-panelled room full of folk in dinner
jackets; nor did small talk with drunk rugby players destined
for a job in their uncle’s merchant bank. I didn’t feel chippy or
cowed by anything, any one or any job. Perhaps foolishly, I felt
well-educated.

Patrick Barkham, “Cambridge and me: how the world’s best
university changed my life,” The Guardian, 9 September, 2010.
Suddenly, the joy of my three years at university flooded back
to me. I realised that in countless intangible ways, those
seemingly wasted years were the most hugely enriching time of
my life — and that everything I’d been planning to tell the boy
was rubbish.
But even if you forget the lot, you just can’t put a price on three
or four years at a proper university, studying a proper subject
such as history. And don’t believe any world-weary old fool
who tells you otherwise.

Tom Utley, “I spent three years at Cambridge eating walnut cake,
but don’t let anyone tell a degree is a waste of time.” Daily Mail, 26
August 2011
Higher Education matters because it transforms the lives of
individuals. On graduating, graduates are more likely to be
employed, more likely to enjoy higher wages and better job
satisfaction, and more likely to find it easier to move from one
job to another. Participating in higher education enables
individuals from low income backgrounds and then their
families to enter higher status jobs and increase their earnings.
 Graduates enjoy substantial health benefits – a reduced
likelihood of smoking, and lower incidence of obesity and
depression. They are less likely to be involved in crime, more
likely to be actively engaged with their children’s education and
more likely to be active in their communities.

Securing a Sustainable Future for Higher Education (The Browne
review of higher education funding and student finance, 12 October,
2010), p. 14.
American higher education is a system that is
messy, reduplicative, unfair – just like American
Society as a whole – but it has made genuine
commitments to quality and to a greater degree of
social justice, to the extent that it is within its
control, than most other institutions of the society.

Peter Brooks, “Our Universities: How Bad? How Good? New York
Review of Books, 24 March 2011, 10-13.
There are only two worthwhile objectives for
everything we do, in the university and out of it:
enhancing life and preparing for death. No
institution needs a more detailed mission statement
than that, as long as the people in it think about what
it means.
Felipe Fernándo-Armesto in Times Higher Education, 4 August
2011, 19
What a contrast with the medieval idea that knowledge was a
gift of God, which was not to be sold for money, but should be
freely imparted. Or with the 19th-century German concept of
the university devoted to the higher learning; or with the
tradition in this country that some graduates, rather than
rushing off to Canary Wharf, might wish to put what they had
learned to the service of society by teaching in secondary
schools or working for charities or arts organisations or nature
conservation or foreign aid agencies or innumerable other
good but distinctly unremunerative causes.

Keith Thomas, “Universities Under Attack,” London Review of
Books, 15 December 2010, 9-10.
University is becoming less about traditional student
experiences and more about getting the most out of
an education to secure a job.

Petra Wilton, Director of policy and research at the Chartered
Management Institute, in Professional Manager (Winter 2011/12),
17.
Hatred of students stretches across the whole political
spectrum, through every age group and social class, and I
often wonder why no politician has thought of harnessing it to
his own ends…The traditional explanation for working-class
hatred of students was that they outraged ordinary social
values: they didn’t work….Next there was an element of implied
superiority: man is born equal but some of them pass their O
levels and some don’t…Finally, of course, there was and
remains the element of sexual jealousy which may always have
existed between the generations but is made particularly bitter
nowadays by the apparently endless sexual opportunities
available to young people. Something we never knew…
Ingratitude, idleness, lust, hypocrisy, and self-righteousness
are the main characteristics of this cancer in our midst which
we call higher education.

Auberon Waugh, “Hatred of Students, New Statesman, 1975
(reprinted in Cook, 2010: 32-33)
Some hard questions

•   Does it always work?
•   If so, how and why?
•   Who is responsible?
•   Is it planned or accidental?
•   A necessary or sufficient condition?
•   All higher education?
Know your history (1): university “foundations”
          in historical perspective

• Late medieval specialist communities
• Regional and national institutions serving post-
  industrial society
• Public “systems” of HE
• Curriculum and institutional innovation
• The “dual sector”
• “For-profit”
Know your history (2)
UK                        USA

• Oxford and Cambridge    • From seminaries to the
• Victorian & Edwardian     Ivy League
  civics                  • Land grant
• The “public sector”     • State systems
• Institutional           • Institutional
  innovations (e.g. OU)     innovations
• HE in FE                • Community colleges
University purposes in philosophical
            perspective


3.   The question of conscience
4.   The question of character
5.   The questions of calling, competence and craft
6.   The question of citizenship
7.   The questions of conversation and of capability
The pearl of knowledge

Through their study and            In the northern parts of the
                                   kingdom the people are
teaching at the University         ignorant and almost barbarous
the scholars should                owing to their distance from a
                                   university. The city is near
discover and acquire the           these places and suitable for a
precious pearl of learning so      university, where all lawful
that it does not stay hidden       faculties could be taught to
                                   both ecclesiastics and laymen,
under a bushel but is              who would thus acquire the
displayed abroad to                most precious pearl of
                                   knowledge, and so promote the
enlighten those who walk in        well-being of the kingdom and
the dark paths of ignorance.       the salvation of souls.
                                   (Papal Bull of Innocent VIII
(Elizabeth de Burgh, Lady Clare,   establishing the University of
founder of Clare College, 1359).   Aberdeen in 1495)
“Liberal HE”

If then the intellect is so excellent a portion of us, and its
cultivation so excellent, it is not only beautiful, perfect,
admirable, and noble in itself, but in a true and high sense it
must be useful to the possessor and to all around him; not
useful in any low, mechanical, mercantile sense, but as
diffusing good, or a blessing or a gift, or power, or a treasure,
first to the owner, the through him to the world. I say then, if a
liberal education be good, it must necessarily be useful too.
(Newman, The Idea of a University)
The reinvention of liberal HE?


Worked examples:
  – Dearing on breadth (recommendation 16)
  – The Harvard “core”
  – The Melbourne “model”
  – Aberdeen Curriculum Reform
  – Martha Nussbaum, Not For Profit: why democracy
    needs the humanities (2010)
Early modern professional HE
To say that the universities lost control of the professions is
too simple and far from accurate. They maintained a firm grasp
on preparation for careers in the church and the civil law. New
professions grew up outside the universities’ formal control.
However, the new professions were influenced by the
universities in many ways, some formal and some informal.
Leadership of the new professions often rested in university-
educated men who revered learning. The ethos of the
gentleman (which had developed at least in part in the
universities) spread to the professions.


(O’Day, 2009: 99).
Craft

It’s not simply that the obsessed, competitive craftsman may
be committed to doing something well, but more that he or she
believes in its objective value. A person can use the words
correct or right in describing how well something is done only
if he or she believes in an objective standard outside his or her
own desires, indeed outside the sphere of rewards from others.
 Getting something right, even though it may get you nothing,
is the spirit of true craftsmanship.
(Sennett, 2006: 104, 171,195).
Citizenship

The qualities of British life - the notion of civic duty
binding people to one another and the sense of fair
play which underpins the idea of a proper social
order - come together in the ethic of public service
[leading to] the great British public institutions
admired throughout the world [among them] our
universities, including the Open University.

(Brown, 2004).
The student estate

• An independent force?
• The impact of protest.
• The university as establishment, critic, or
  refuge.
• Transnational campaigns.
The citizenship test (“life in the UK”)
Things you need to know:

•data from the census and the history of immigration;
•national and religious holidays (predominantly Christian);
•Quangos and NDPBs;
•the political process;
•the Constitution (e.g. the Act of Succession)
•international bodies (Commonwealth, EU, UN)
•how to behave (motorways, estate agents, Post Office, pubs)
Conversation


Quotes Michael Oakshott: Conversation is “an
unrehearsed intellectual adventure,” as with
gambling, “its significance lies neither in winning or
losing, but in wagering.
William Miller, Conversation: a history of a declining art, (Yale U
Press, 2006).
Capability

Freedom to choose gives us the opportunity to
decide what we should do, but with that opportunity
comes the responsibility for what we do – to the
extent that they are chosen actions. Since a
capability is the power to do something, the
accountability that emanates from that ability – that
power – is a part of the capability perspective, and
this can make room for demands of duty –what can
be broadly called deontological concerns.

(Sen, The Idea of Justice).
HE: the ten commandments
• Strive to tell the truth.
• Take care in establishing the truth.
HE: the ten commandments
• Strive to tell the truth.
• Take care in establishing the truth.
• Be fair.
• Always be ready to explain.
• Do no harm.
• Keep your promises.
• Respect your colleagues, and especially your
  opponents
• Sustain the community.
• Guard your treasure.
• Never be satisfied.
The question of “inclusion”

Some health warnings:
•type-casting (and condescension);
•aspiration and anger;
•continuity, change and reconstruction;
•the cloud and the global village.
Discussion


I read Shakespeare and the Bible and I can
shoot dice. That’s what I call a liberal
education.

Tallulah Bankhead
Preview



See David Watson, “The University and its Student
  Communities: knowledge as ‘transformation’?” In
  Paul Temple (ed.) (2012) Universities and the
  Knowledge Economy, 197-211. London and New
  York: Routledge.

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Professor Sir David Watson Keynote - Higher Education and the Question of Conscience

  • 1. Higher Education and the Question of Conscience Professor Sir David Watson Open University “Discourses of Inclusion” Conference 25 April 2012
  • 2. Outline • Ten “transformation” claims • Ten contemporary voices • Historical perspectives: six “layers” • Philosophical perspectives: five questions – Conscience – Character – Calling – Citizenship – Capability • Higher education and personal responsibility: ten “commandments” • The question of “inclusion”
  • 3. Transformation claims (1) • Religious confirmation and/or conversion • Personal development • Social (and political) engagement • Technical competence • Professional acculturation
  • 4. Transformation claims (2) • Religious confirmation • Networks and/or conversion • Maturation • Personal development • Protected time • Social (and political) • Love of a subject engagement • Mental gymnastics • Technical competence • Professional acculturation
  • 6. University was my entry into the world in all its aspects. I found out how to study, how to listen, and how to be tolerant. I made lifelong friends and was fortunate to have some wonderful teachers. Rob Behrens, Chief Executive of the Office of the Independent Adjudicator (OIA), in the Association of University Administrators (AUA) Newslink, 66 (Summer 2010), p.7.
  • 7. Except in the case of a few very vocational degrees, university isn’t about what you learn on the course, it’s about how that learning, how living and studying somewhere new, changes the way you think and who you are. Instead of forcing kids to make binding career choices at 17, higher education is supposed to give kids who would benefit from further academic development a bit of space in which to find themselves. David Mitchell, “Three Years dossing at university? It’s the only way to train for life,” The Observer, 22 August 2010.
  • 8. I always felt that I did not quite belong at the university. But that didn’t matter: Cambridge still bequeathed me a key to the British establishment. In just 72 weeks of study, I was more profoundly transformed than I could have ever expected. By the time I graduated, gothic halls no longer intimidated me; nor did walking into an oak-panelled room full of folk in dinner jackets; nor did small talk with drunk rugby players destined for a job in their uncle’s merchant bank. I didn’t feel chippy or cowed by anything, any one or any job. Perhaps foolishly, I felt well-educated. Patrick Barkham, “Cambridge and me: how the world’s best university changed my life,” The Guardian, 9 September, 2010.
  • 9. Suddenly, the joy of my three years at university flooded back to me. I realised that in countless intangible ways, those seemingly wasted years were the most hugely enriching time of my life — and that everything I’d been planning to tell the boy was rubbish. But even if you forget the lot, you just can’t put a price on three or four years at a proper university, studying a proper subject such as history. And don’t believe any world-weary old fool who tells you otherwise. Tom Utley, “I spent three years at Cambridge eating walnut cake, but don’t let anyone tell a degree is a waste of time.” Daily Mail, 26 August 2011
  • 10. Higher Education matters because it transforms the lives of individuals. On graduating, graduates are more likely to be employed, more likely to enjoy higher wages and better job satisfaction, and more likely to find it easier to move from one job to another. Participating in higher education enables individuals from low income backgrounds and then their families to enter higher status jobs and increase their earnings. Graduates enjoy substantial health benefits – a reduced likelihood of smoking, and lower incidence of obesity and depression. They are less likely to be involved in crime, more likely to be actively engaged with their children’s education and more likely to be active in their communities. Securing a Sustainable Future for Higher Education (The Browne review of higher education funding and student finance, 12 October, 2010), p. 14.
  • 11. American higher education is a system that is messy, reduplicative, unfair – just like American Society as a whole – but it has made genuine commitments to quality and to a greater degree of social justice, to the extent that it is within its control, than most other institutions of the society. Peter Brooks, “Our Universities: How Bad? How Good? New York Review of Books, 24 March 2011, 10-13.
  • 12. There are only two worthwhile objectives for everything we do, in the university and out of it: enhancing life and preparing for death. No institution needs a more detailed mission statement than that, as long as the people in it think about what it means. Felipe Fernándo-Armesto in Times Higher Education, 4 August 2011, 19
  • 13. What a contrast with the medieval idea that knowledge was a gift of God, which was not to be sold for money, but should be freely imparted. Or with the 19th-century German concept of the university devoted to the higher learning; or with the tradition in this country that some graduates, rather than rushing off to Canary Wharf, might wish to put what they had learned to the service of society by teaching in secondary schools or working for charities or arts organisations or nature conservation or foreign aid agencies or innumerable other good but distinctly unremunerative causes. Keith Thomas, “Universities Under Attack,” London Review of Books, 15 December 2010, 9-10.
  • 14. University is becoming less about traditional student experiences and more about getting the most out of an education to secure a job. Petra Wilton, Director of policy and research at the Chartered Management Institute, in Professional Manager (Winter 2011/12), 17.
  • 15. Hatred of students stretches across the whole political spectrum, through every age group and social class, and I often wonder why no politician has thought of harnessing it to his own ends…The traditional explanation for working-class hatred of students was that they outraged ordinary social values: they didn’t work….Next there was an element of implied superiority: man is born equal but some of them pass their O levels and some don’t…Finally, of course, there was and remains the element of sexual jealousy which may always have existed between the generations but is made particularly bitter nowadays by the apparently endless sexual opportunities available to young people. Something we never knew… Ingratitude, idleness, lust, hypocrisy, and self-righteousness are the main characteristics of this cancer in our midst which we call higher education. Auberon Waugh, “Hatred of Students, New Statesman, 1975 (reprinted in Cook, 2010: 32-33)
  • 16. Some hard questions • Does it always work? • If so, how and why? • Who is responsible? • Is it planned or accidental? • A necessary or sufficient condition? • All higher education?
  • 17. Know your history (1): university “foundations” in historical perspective • Late medieval specialist communities • Regional and national institutions serving post- industrial society • Public “systems” of HE • Curriculum and institutional innovation • The “dual sector” • “For-profit”
  • 18. Know your history (2) UK USA • Oxford and Cambridge • From seminaries to the • Victorian & Edwardian Ivy League civics • Land grant • The “public sector” • State systems • Institutional • Institutional innovations (e.g. OU) innovations • HE in FE • Community colleges
  • 19. University purposes in philosophical perspective 3. The question of conscience 4. The question of character 5. The questions of calling, competence and craft 6. The question of citizenship 7. The questions of conversation and of capability
  • 20. The pearl of knowledge Through their study and In the northern parts of the kingdom the people are teaching at the University ignorant and almost barbarous the scholars should owing to their distance from a university. The city is near discover and acquire the these places and suitable for a precious pearl of learning so university, where all lawful that it does not stay hidden faculties could be taught to both ecclesiastics and laymen, under a bushel but is who would thus acquire the displayed abroad to most precious pearl of knowledge, and so promote the enlighten those who walk in well-being of the kingdom and the dark paths of ignorance. the salvation of souls. (Papal Bull of Innocent VIII (Elizabeth de Burgh, Lady Clare, establishing the University of founder of Clare College, 1359). Aberdeen in 1495)
  • 21. “Liberal HE” If then the intellect is so excellent a portion of us, and its cultivation so excellent, it is not only beautiful, perfect, admirable, and noble in itself, but in a true and high sense it must be useful to the possessor and to all around him; not useful in any low, mechanical, mercantile sense, but as diffusing good, or a blessing or a gift, or power, or a treasure, first to the owner, the through him to the world. I say then, if a liberal education be good, it must necessarily be useful too. (Newman, The Idea of a University)
  • 22. The reinvention of liberal HE? Worked examples: – Dearing on breadth (recommendation 16) – The Harvard “core” – The Melbourne “model” – Aberdeen Curriculum Reform – Martha Nussbaum, Not For Profit: why democracy needs the humanities (2010)
  • 23. Early modern professional HE To say that the universities lost control of the professions is too simple and far from accurate. They maintained a firm grasp on preparation for careers in the church and the civil law. New professions grew up outside the universities’ formal control. However, the new professions were influenced by the universities in many ways, some formal and some informal. Leadership of the new professions often rested in university- educated men who revered learning. The ethos of the gentleman (which had developed at least in part in the universities) spread to the professions. (O’Day, 2009: 99).
  • 24. Craft It’s not simply that the obsessed, competitive craftsman may be committed to doing something well, but more that he or she believes in its objective value. A person can use the words correct or right in describing how well something is done only if he or she believes in an objective standard outside his or her own desires, indeed outside the sphere of rewards from others. Getting something right, even though it may get you nothing, is the spirit of true craftsmanship. (Sennett, 2006: 104, 171,195).
  • 25. Citizenship The qualities of British life - the notion of civic duty binding people to one another and the sense of fair play which underpins the idea of a proper social order - come together in the ethic of public service [leading to] the great British public institutions admired throughout the world [among them] our universities, including the Open University. (Brown, 2004).
  • 26. The student estate • An independent force? • The impact of protest. • The university as establishment, critic, or refuge. • Transnational campaigns.
  • 27. The citizenship test (“life in the UK”) Things you need to know: •data from the census and the history of immigration; •national and religious holidays (predominantly Christian); •Quangos and NDPBs; •the political process; •the Constitution (e.g. the Act of Succession) •international bodies (Commonwealth, EU, UN) •how to behave (motorways, estate agents, Post Office, pubs)
  • 28. Conversation Quotes Michael Oakshott: Conversation is “an unrehearsed intellectual adventure,” as with gambling, “its significance lies neither in winning or losing, but in wagering. William Miller, Conversation: a history of a declining art, (Yale U Press, 2006).
  • 29. Capability Freedom to choose gives us the opportunity to decide what we should do, but with that opportunity comes the responsibility for what we do – to the extent that they are chosen actions. Since a capability is the power to do something, the accountability that emanates from that ability – that power – is a part of the capability perspective, and this can make room for demands of duty –what can be broadly called deontological concerns. (Sen, The Idea of Justice).
  • 30. HE: the ten commandments • Strive to tell the truth. • Take care in establishing the truth.
  • 31. HE: the ten commandments • Strive to tell the truth. • Take care in establishing the truth. • Be fair. • Always be ready to explain. • Do no harm. • Keep your promises. • Respect your colleagues, and especially your opponents • Sustain the community. • Guard your treasure. • Never be satisfied.
  • 32. The question of “inclusion” Some health warnings: •type-casting (and condescension); •aspiration and anger; •continuity, change and reconstruction; •the cloud and the global village.
  • 33. Discussion I read Shakespeare and the Bible and I can shoot dice. That’s what I call a liberal education. Tallulah Bankhead
  • 34. Preview See David Watson, “The University and its Student Communities: knowledge as ‘transformation’?” In Paul Temple (ed.) (2012) Universities and the Knowledge Economy, 197-211. London and New York: Routledge.

Notas do Editor

  1. Thank you for the invitation to contribute to your conference. I want to talk today – and to seek your advice – on a work in progress. To cut to the chase, it’s about the role of higher education in creating conditions for the exercise of personal responsibility. This will involve a rather idiosyncratic take on your primary concerns with “inclusion.” but I’ll get there in the end.
  2. Here’s where I plan to go in the next hour. My project is about what higher education institutions (chiefly universities) say they have been doing for and to their most important members (their award-seeking students) and why it matters. I am intrigued by how varied these claims have been over the long history of the higher education enterprise, but also by how strong and determined they invariably are. Essentially the argument here is that such claims represent a moving combination of recurrent themes, nearly all present at the creation of the modern university, and liable individually to wax or wane according to mainly (but not exclusively) external influences.
  3. My analysis encompasses at least ten separable sets of purposes.   The first is religious, and acknowledges the role of higher education in confirming faith, and from time to time inspiring it, as through conversion. Doctrinal (and even dogmatic) instruction is central.   The second is about personal development, with a string of evocative descriptors: self-realization, self-discovery, self-creation and so on. It links with a discourse about establishing the authenticity of the individual actor. Pedagogically the key is independent learning.   The third is more social, looking at ways in which the individual improves his or her relationship with a wider world: culturally, economically, politically and so on. It can end up in a form of education for citizenship (including world citizenship). It also incorporates more local pedagogies, such as service learning.   The fourth is about technical know-how, where higher education (often in combination with outside forms of recognition) essentially attests the ability of the graduate to be able to perform certain functions at specified levels.  
  4. The fifth links with this but incorporates the wider question of professional acculturation. “ Membership ” of a profession thus aligns with membership of the university.   The sixth emphasizes the relationship of the student to his or her peers, whether or not this is structured through an intended profession. Much of the longer-term effects of higher education are claimed to be through networks – established or discovered at university - and relied upon for the remainder of careers or even the rest of life.   The seventh focuses on accelerated maturation, or time and space to “ grow up. ” It is seen as connected with moving away from home (although for many part-time and an increasing number of full-time, especially older students) this doesn ’ t formally apply.   An eighth draws upon the notion of protected time, stressing that higher education is potentially an “ interval ” on the career-driven part of the life-course. Again it will not apply in the same way to students on some professional courses, or to many part-timers (who are “ learning and earning ” and for whom credentials are critical).   The ninth is about subjects and disciplines, independent of their professional or applied settings. Many students are drawn to higher education by an inspiring teacher at secondary level or by “ love of the subject. ” Once in – and beyond – their institutional experience, they then get empanelled in campaigns to protect or promote “ their ” subject.   The final strand is best summed up perhaps as mental gymnastics. There are claims that higher education is more demanding than that which precedes it, and in many cases follows it. This, like all of the elements on this list, is at least contested.
  5. Most of the claims about the purposes and achievements of higher education are irreducibly individualistic: it will change your life, through conversion or confirmation of faith, by improving your character, by giving you marketable “abilities,” by making you a better member of the community, or by simply “capable” of operating more effectively in the contemporary world. All of these qualities scale up, of course, but in differing ways.   Here, for example, are some contemporary voices, from inside and outside what might be called the “establishment.” Think about how they reflect my ten “transformation claims” as I flick through them.
  6. For example, here we have personal development, social engagement, networks and love of subject.
  7. The comedian David Mitchell on maturation and protected time.
  8. Here’s a slightly more cynical view, from a journalist.
  9. This is another journalist, Tom Utley of the Daily Mail, changing his mind about advising his son not to go to university.
  10. This is the official “portmanteau” view, in the Browne review. You can find nine of my ten claims here – religion is missing.
  11. Here are two contrasting voices from the United States.
  12. Religion makes a comeback (as if often does in the USA).
  13. Sometimes the tone is unashamedly nostalgic (this is the view from All Souls and the Council for the Defence of British Universities”).
  14. And here is a succinct statement of what Sir Keith Thomas is complaining about. It is important that all of these statements are made by and on behalf of “insiders,” that is participants and prospective participants. It is also significant that, by and large, the positive accounts have survived the transition from so-called “elite” to “mass” higher education. As a larger proportion of the population has a “stake” in higher education – including vicariously through their children – they are more likely to view it positively. That is why “college” has retained its upbeat reference in American popular culture, including through hard times.
  15. In contrast in England, with the increase in the participation rate stalled (while other countries race past “mass’ to “universal” higher education in Martin Trow’s sadly elegiac view of the world, there are still influential voices which view higher education with a mixture of envy and contempt (Trow, 1974). Here, for example, is Auberon Waugh, son of Evelyn (the creator of Brideshead Revisited ) of one of the most sensuous evocations of the elite past, writing in 1975, just before the UK followed the US in almost quadrupling the age participation rate. Incidentally the younger Waugh crashed out of Christ Church, Oxford, after just one year.  
  16. These statements, collectively, raise a number of complex questions.   Does initial (or undergraduate) higher education invariably change the lives of those who participate in it? If so, how – for example in economic or moral terms, or in any other way? And if so why – who or what is responsible for bringing this about? Are these effects serendipitous or predictable, designed or accidental, desired or feared?   Is higher education a necessary or even a sufficient condition for any such “transformations” (as they are fashionably called today)? Are they more general aspects of maturation for some people? Could HE, indeed, act to inhibit or delay such development for others?   Can all varieties of modern higher education make similar claims? It may perhaps be no accident that the first three of my introductory voices benefited from the kind of higher education that Michael Oakeshott memorably (and perhaps now anachronistically) called “the gift of an interval.”
  17. The history of higher education is essentially geological. Strata are laid down at different times, in differing ways, and for different purposes, but once there are irremovable. In some parts of the university world they are nearer the surface than in others. “ Pipes ” connect some locations directly with earlier layers. Tectonic plates are formed which move slowly but sometimes cause major disruption. Here are the essential layers: C13th Europe – protected “ societies ” ; followed a fallow period – with many relevant developments outside universities; C19th European and American industrialisation; late C19th and early C20th public coordination; mid C20th inventions; late C20th “ tertiary joining-up: and finally the early C21st “ for profits. ” Note that the key divisions are not between “ public ” and “ private. ” Privately funded HE has played a role throughout; what is new is the “ for profit ” part of the business – the discovery by major corporations of an opportunity to create dividends and share-holder value.
  18. Here are two worked examples, but I contend that the pattern is almost universal, with different societies “joining in” at differing times.
  19. Put together, there is a number of claims here about the role of higher education in existential terms (how participants come to be), in epistemological terms (how they think and appraise information), in behavioural terms (how they learn to conduct themselves), and in positional terms (including through competition and collaboration). Some are open (and provisional); some are closed (and create compliance). Some (in the words of Donald Kennedy) are about “leadership” and others about “lag” (Kennedy).   The validity and the applicability of such claims will vary over time, by institutional setting, by subject and mode of study, according to the expectations of funders and other stake-holders, and critically in terms of the approach taken by the student himself or herself.   My project attempts to see where such claims come from, how much contemporary resonance any of them still have, and above all whether or not they can combine to create a moral compass (a form of personal responsibility).   It is structured around five sets of questions. In philosophical terms these are part-ethical (what should higher education be seeking to inspire or inculcate in terms of habits of thinking) and part-epistemological (how does it proceed to validate certain types of knowledge.   The Question of Conscience (especially through religious foundations). The Question of Character (as formed through “liberal” higher education) The Questions of Calling, Competence and Craft (in the zones of professional and vocational higher education). The Question of Citizenship (as in respective obligations to civil society, the state and global responsibilities). The Question of Capability (the role of higher education in inculcating life-skills – including employability).  
  20. This slide sets out one of the earliest and most enduringly influential “ layers ” of university purposes: that of maintaining, enhancing and subjecting to supportive criticism the goal of ethical – especially doctrinal – instruction.   “ Conscience ” tunes initially with religious purposes, and can shade into dogmatic instruction. But in its origins it had more general purposes.   In contemporary terms specifically religious higher education institutions have fallen back on an argument based on ethos . Spiritual people will feel comfortable as members, from “ many faiths or none. ” For some critics there is a “ cake and eat it ” quality to this proposition. For others it represents a not so subtle undermining of the mission of the Enlightenment University. It does, however, catch a number of recent waves: the hyper-sensitivity about Muslim participation; the anxieties of parents (more than the students themselves) about what first generation participants may be getting in to, and the general “ ethical turn ” in higher education ’ s response to several extrinsic challenges (as outlined in the next question).
  21. Over time, this concept of the spiritual purpose of higher education morphed into the notion of individual “ character. ” The American seminaries, for example, developed a curriculum in which the college president invariably gave a senior seminar on moral philosophy and in some of which a “ conversion experience ” was a required element.   The high point of this development is, of course, the higher educational philosophy of Newman. Newman ’ s ideas could be said to be undergoing a world-wide revival, not least in this sense of the existential “ usefulness ” of a liberal education. There are several sources of this.
  22. As these examples show, there is an increasing recognition that life and work in the twenty-first century requires breadth as well as depth of knowledge and skills. There ’ s also an “ ethical turn ” in public discourse, not least in response to prominent ethical short-comings in business, professional and political life. Th is is added to a student-led redefinition of mutuality that elevates environmental and international concerns above traditional political allegiances. Finally, and more practically, there isthe international growth (as higher education systems become “ universal ” with many societies having age-participation rates of more than 50%) of second-cycle participation, moving professional formation from undergraduate to post-graduate levels.   The result – especially in North America – includes a series of attempts to return the moral educative role of the academy to centre stage. In crude terms the liberal revival does place a premium on teachers knowing (and in some cases restoring) their place. In developed economies they have had to look at two interlinked phemonena: one – rather more long-standing in HE – is alcohol; the second – more episodic – is rioting. Binge-drinking is apparently as prevalent on as off campus, and curiously tolerated. Protest is an honorable student tradition, but has become dangerously elided with narcissism.
  23. This contrasts with equally traditional theories about “ useful ” higher education, including the deep vein termed “ vocational. ”   The professions were there from the beginning, and have influenced the story throughout. Universities have always had an intimate relationship with the “ professions, ” not only producing “ professionals ” but also creating and subjecting to rigorous critique the content of professional knowledge. In the later Middle Ages the relevant cast of disciplinary characters included lawyers and theologians, as well as (often forgotten) rhetoricians and musicians.   In the early modern period public servants of various kinds ( “ administrators ” ) were added to the mix, as Rosemary O ’ Day demonstrates here. By the seventeenth century, in Europe, the professional focus was re-orientated: to serve the emerging state.   In the great age of higher education foundations of the late nineteenth and early twentieth centuries, science and technology (broadly understood - to include, for example, architecture) had their day in the sun. The professional institutions and societies (many based in Britain) had their heyday spreading a model of professional formation through higher education around the world. Indeed if you tour their headquarters in London you can get a feel for where they came from and where many of them have ended up.  
  24. In the late twentieth century the various professions of the service and creative economies joined in. In this phase many complex occupations previously characterised as “ craft ” (for example art and design) achieved appropriate recognition of their role within the higher education enterprise. Law and medicine (latterly health more generally) have been there throughout, as have educators of various kinds since the nineteenth century. The early twenty-first century has followed the post-modernist spirit of the times by adding to the professional palette new domains such as capital markets, niche journalism, alternative therapies, and events and hospitality management
  25. What exactly are the obligations of the university and its members to civil society, to the state, and to wider international interests? All would agree that the university occupies a critical role within civil society. There is a corollary: when it becomes over-identified with the political interests of the state, it has probably lost its way. Here ’ s former Prime Minister George Brown, talking to the British Council.   I am trying to develop an alternative conception, of "soft citizenship," suggesting that universities are its natural seed-bed. The potential link to other forms of currently approved "softness" (like "soft skills," "soft power" - and even "female" characteristics of leadership) is deliberate.  
  26. One of the key related issues for my study is the condition, including in political terms, of the student estate. Culturally there has been an almost universal assumption about student radicalism: students are meant to be idealistic and to want to change the world, and this has been expressed in different ways in different places and in different times. More recently this has been supplanted by a discourse – said to be more in tune with mass participation and economic stringency – of instrumentalism and “ employability ” .   But, as usual, the story is more fine-grained and complex than it first appears. What may appear as indifference to traditional (especially partisan) politics, may simply reflect transference of energy and attention to other issues and other ways of wanting to change things.   Several analytical zones are separable:   the extent to which student-based groups are an independent or quasi-independent force; the impact of student protest, about their own condition or that of others; the position of the university as a source of state support, opposition or refuge; the trans-national force of students as campaigners on specific themes such as environmental or social justice.
  27. At the heart of many of these issues is the new condition of the international campus. Universities have now returned to their late medieval condition of being more cosmopolitan (or “ multi-cultural ” ) than the communities which surround them. And that raises the question of how much (in Gordon Brown ’ s terms) they should create, reflect and defend a “ national ” set of values. Here is where his project ends up, in the “ life in the UK ” test, now mandatory for British citizenship and settlement, and memorably described by Sir Roy Strong (on GMTV on 21 January 2009) as a “quick romp around New Labour Britain.” The test itself requires boning up on a highly specific history of immigration as well details from the census, knowledge of a long string of “national” and religious dates (like “Mother’s day”), knowledge about quangos, political processes (like “what are the roles of whips?”), constitutional matters such as the Act of Succession, the composition and role of the European Union (EU), Commonwealth and United Nations (UN), as well as how to behave on the Motorway, in Estate Agents, Post Offices and Pubs (Watson, 2099: 35-39). Speaking at the Hay Festival in May 2010 the author (and Chancellor of the University of Durham) Bill Bryson said that he had not become a British Citizen because he feared that he would fail the test.
  28.   Nothing set out so far is intended to undermine the traditional essence of higher education (what is genuinely “ higher ” about it) in terms of the evolving “ conversation ” between more and less experienced learners. Indeed the higher education enterprise could be said to be a model of the form of conversation. What are the roles of higher education inculcating “ life-skills, ” including employability?
  29. Such conversations should lead to “ capability, ” as in the work of Amartya Sen. For Sen, “ capabilities constitute the capacity to achieve well-being. ” Drawing on the report of the Inquiry into the Future of Lifelong Learning, Learning Through Life , key areas can be set out in which a responsible and comprehensive system of post-compulsory learning claims to inculcate capabilities, such as the digital environment, health, finance and civic life. In the course of this talk, I have given a very fluid picture of the intentions of universities, as set out in their founding conditions and their rationalisation for teaching and learning in higher education. I have also tried to suggest how some of the dilemmas which emerge (chiefly about the “transformation” hypothesis) might be approached. Essentially, this leads on to the question of what is enduring in the enterprise, especially after the watershed of the Enlightenment has been crossed.
  30.   Finally, as a contribution to the debate, I have attempted to scope out what the ten commandments given to a contemporary higher education institution (I’m not sure by whom) might be. The first two are about how we work. Strive to tell the truth. “Academic freedom,” in the sense of following difficult ideas wherever they may lead, is possibly the fundamental “academic” value.   Take care in establishing the truth . Adherence to scientific method is critical here (as in the use of evidence, and “falsifiability” principle), but so too is the concept of social scientific “warrant”, and the search for “authenticity” in the humanities and arts. There’s a particular type of academic bad faith, which moves too quickly to rhetoric and persuasion in advance of the secure establishment of the grounds for conviction. Will, for example, the Chinese drive for institutions with “world-class” status be undermined by the evidence about endemic scientific fraud and dishonesty? (Jacobs, 2010). The remaining eight are about how we behave.  
  31. Be fair. This is about equality of opportunity, non-discrimination, and perhaps even affirmative action. Along with “freedom” in the academic value-system goes “respect for persons.” Do no harm. This where the assessment of consequences cashes out (and presents our nearest equivalent to the Hippocratic oath, to strive “not to harm but to help”). It is about non-exploitation, either of human subjects, or of the environment. It underpins other notions like “progressive engagement.” It helps with really wicked issues like the use of animals in medical experiments.   Keep your promises. Universities and colleges are involved in a variety of contracts and partnerships. Their record is good: on large scale projects – on which millions of pounds rest – the examples of the university partner walking away from a done deal are very rare. Meanwhile, the commercial partner can often withdraw, citing changes in strategy, the business cycle, or even changes in management. Such, “business” excuses for retreating from or unreasonably seeking to re-negotiate agreements are much less acceptable in an academic context.   Respect your colleagues, your students and especially your opponents. Working in an academic community means listening as well as speaking, seeking always to understand the other point of view, and ensuring that rational discourse is not derailed by prejudice, by egotism, or by bullying of any kind.   Sustain the community. All of the values so far expressed are deeply communal. Obligations that arise are not just to the subject or professional community, or even to the institution in which you might be working at any one time, but to the family of institutions that make up the university sector, nationally and internationally.   Guard your treasure. University and college communities, and those responsible for leading and managing them, are in the traditional sense “stewards’” of real and virtual assets, and of the capacity to continue to operate responsibly and effectively.   Never be satisfied. Perhaps this is the academic equivalent of the golden rule. Academic communities understood the principles of “continuous improvement” long before they were adopted by “management” literature. They also understand its merciless and asymptotic nature. The academic project will never be complete or perfect.  
  32. What is the significance of all of this for your conference themes? You’ll be aware that I haven’t done my usual sociological thing about who is getting in, and who isn’t, or about the confusion of “widening participation” with “fair access,” and so on. I do, however, think that there are going be lessons from this project – which is basically in the history of ideas – for “inclusion” and the role of higher education in improving social justice. Here are just four tentative suggestions. The first is about avoiding condescension, and the temptation to pull up the ladder. This leads on to a second about over-emphasising so-called “poverty of aspiration;” in many of the circumstances I have worked in lack of opportunity is far more serious. The third is about institutional self-knowledge – what do we really need to change, to retain, or indeed to restore? And the final one is about understanding better the world in which we live. Together they add up to an injunction more regularly to ‘trust the student,” and what she or he wants to do with a life – even if it is in the Tallulah Bankhead mode.
  33. My commandments in particular may represent a counsel of perfection: the University’s best self in action. But, I suggest, they also provide an answer to the question of what lies at the heart of “transformation” claims about the university’s effect on its student members. In other words, they represent ways of capturing “the question of conscience.” But – the final hard question – is higher education likely to make you better, to improve your capacity to make sound moral as well as technical judgements? There are two key existential questions going on here. Does higher education assist with the process of self-creation, and does it enable its participants better to “connect” (another “c” in the spirit of E.M. Forster’s Howard’s End ) . Does higher education (in Martha Nussbaum’s ringing phrase) “cultivate humanity”? The simple answer has to be that it can; that it doesn’t necessarily do so; and that there are other honorable ways of achieving the same end. It is, however, as I have tried to show in this talk, generally good at this important job.
  34. In O-Level Maths, they always used to say at the top of the paper, “show your working.” Here’s where you can see some of that – although I still have some way to go. Thank you for listening.