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The Journal of Neuroscience, January 25, 2006 • 26(4):1269 –1274 • 1269




Brief Communications


A Critical Role of Erythropoietin Receptor in Neurogenesis
and Post-Stroke Recovery
Peter T. Tsai,1,4* John J. Ohab,2* Nathalie Kertesz,1 Matthias Groszer,1 Cheryl Matter,1,3 Jing Gao,1 Xin Liu,1,3,4
Hong Wu,1,4 and S. Thomas Carmichael2
Departments of 1Molecular and Medical Pharmacology, 2Neurology, and 3Pathology and Laboratory Medicine, and 4Molecular Biology Institute, University
of California at Los Angeles, Los Angeles, California 90095



Erythropoietin (EPO) is the principal growth factor regulating the production of red blood cells. Recent studies demonstrated that
exogenous EPO acts as a neuroprotectant and regulates neurogenesis. Using a genetic approach, we evaluate the roles of endogenous EPO
and its classical receptor (EPOR) in mammalian neurogenesis. We demonstrate severe and identical embryonic neurogenesis defects in
animals null for either the Epo or EpoR gene, suggesting that the classical EPOR is essential for EPO action during embryonic neurogen-
esis. Furthermore, by generating conditional EpoR knock-down animals, we demonstrate that brain-specific deletion of EpoR leads to
significantly reduced cell proliferation in the subventricular zone and impaired post-stroke neurogenesis. EpoR conditional knockdown
leads to a specific deficit in post-stroke neurogenesis through impaired migration of neuroblasts to the peri-infarct cortex. Our results
suggest that both EPO and EPOR are essential for early embryonic neural development and that the classical EPOR is important for adult
neurogenesis and for migration of regenerating neurons during post-injury recovery.
Key words: erythropoietin; erythropoietin receptor; neurogenesis; ischemia; post-injury recovery; subventricular zone



Introduction                                                                                                               (Brines et al., 2004). However, the endogenous role of EPO and
Erythropoietin (EPO) is a cytokine that plays critical roles in                                                            the role of the classical EPOR in neuroprotection and neurogen-
hematopoiesis. Both Epo and the classical EpoR are expressed in                                                            esis after stroke have not been defined. In this study, we evaluate
the nervous system during development and in adult (Digicayli-                                                             the roles for endogenous EPO and the classical EPOR in nervous
oglu et al., 1995), and their expression levels are upregulated after                                                      system development and repair using knockout of Epo and com-
hypoxic injury (Bernaudin et al., 1999). Pharmacological doses of                                                          plete and conditional knockout of the EpoR.
EPO promote neural stem cell proliferation, survival, and differ-
entiation in vitro (Studer et al., 2000; Shingo et al., 2001) and                                                          Materials and Methods
increased neuroblast migration to areas exposed to ischemic                                                                Generation of hGFAP-Cre;EpoRfloxp/floxp and hGFAP-Cre;EpoRfloxp/
damage in vivo (Wang et al., 2004). Exogenous EPO is neuropro-                                                             mice. Generation of Epo / and EpoR / mice have been described pre-
tective and neurotrophic in diverse CNS injury models, including                                                           viously (Wu et al., 1995). Timing of embryos at early gestational stages
hypoxic injury (Brines et al., 2000). Recently, an EPO derivative                                                          was determined by counting somite numbers (Lee et al., 2001). Condi-
has also been identified to have a protective role in neuronal                                                             tional knockout of EpoR receptor was done using the loxp/Cre system
tissue and to signal by binding to a heteroreceptor, consisting of                                                         (supplemental material, available at www.jneurosci.org). The specificity
                                                                                                                           of EpoR excision was evaluated by PCR (see Fig. 2), and EpoR knock-
the classical erythropoietin receptor (EPOR) (Leist et al., 2004)
                                                                                                                           down was evaluated by RT-PCR using EpoR and Actin primers described
and the common receptor ( cR) for granulocyte macrophage                                                                   previously (Digicaylioglu et al., 1995; Yamaji et al., 1996).
colony-stimulating factor and interleukin-3 and -5 receptors                                                                  In situ hybridization. Nonradioactive whole-mount mRNA in situ hy-
                                                                                                                           bridization for Epo and EpoR was performed as described previously (Lee
Received June 23, 2005; revised Dec. 9, 2005; accepted Dec. 14, 2005.
                                                                                                                           et al., 2001; Kertesz et al., 2004).
    This work was supported in part by the Larry L. Hillblom Foundation and the Nathan Shappell Fund (S.T.C.) and by          Stroke model. Stroke was produced in C57BL/6 mice and EpoR condi-
the Brain Tumor Society Award and the James S. McDonnell Foundation Award (X.L. and H.W.). P.T.T. and C.M. were            tional knock-down (hGFAP-Cre;EpoRfloxp/floxp) animals (Carmichael,
supported in part by the Medical Scientist Training Program training grant and the Engene V. Cota Robles Award by          2005) with distal branch of the middle cerebral artery cauterization fol-
the Graduate Division through the University of California Office of the President. H.W. is a V Foundation scholar. J.O.   lowed by 15 min bilateral common carotid occlusion.
was supported by the UCLA Training Program in Neural Repair. We thank Dr. Angus Sinclair (Amgen, Thousand Oaks,               Immunohistochemistry. Bromodeoxyuridine (BrdU; 50 mg/kg, i.p., in
CA) and members of our laboratories for helpful comments on this manuscript.                                               0.9% saline; Sigma, St. Louis, MO) was given twice daily for 2 d before the
    *P.T.T. and J.J.O. contributed equally to this work.                                                                   animals were killed, or pulse-labeled with a single injection (100 mg/kg,
    Correspondence should be addressed to either of the following: Dr. Hong Wu, Department of Molecular and
                                                                                                                           i.p.). At 3, 5, and 7 d after stroke and in control animals (n 4 – 6 for each
Medical Pharmacology, Geffen School of Medicine at University of California at Los Angeles, CHS 23-214, Los Ange-
les, CA 90095, E-mail: hwu@mednet.ucla.edu; or Dr. S. Thomas Carmichael, Department of Neurology, 635 Charles
                                                                                                                           group), tissue was processed for BrdU and doublecortin (DCX) immu-
Young Drive South, University of California at Los Angeles, Los Angeles, CA 90095, E-mail: scarmichael@                    nostaining (supplemental material, available at www.jneurosci.org). Sec-
mednet.ucla.edu.                                                                                                           tions were analyzed with bright-field and epifluorescence microscopy
    DOI:10.1523/JNEUROSCI.4480-05.2006                                                                                     (Leica DMLB) or with laser confocal microscopy (Leica TCS SP MP).
Copyright © 2006 Society for Neuroscience 0270-6474/06/261269-06$15.00/0                                                      Stereology. Stereological quantification was performed on serial sec-
1270 • J. Neurosci., January 25, 2006 • 26(4):1269 –1274                                                      Tsai et al. • Role of EPOR in Neurogenesis and Post-Stroke Recovery


tions through the anterior subventricular zone
(SVZ), olfactory bulb, and peri-infarct cortex
using unbiased counting with the optical frac-
tionator technique (supplemental material,
available at www.jneurosci.org).
   Infarct volume. Infarct volume was measured
7 d after stroke in hGFAP-Cre;EpoRfloxp/ and
control mice (n 5 and 4, respectively) (Kats-
man et al., 2003; Li et al., 2005).
   Statistics. Post-stroke SVZ counts were tested
with factorial ANOVA and Bonferroni’s post
hoc testing (Statview 5.0.1; SAS Institute, Cary,
NC). Infarct volume, SVZ, and olfactory bulb
counts were tested with two-sample t testing
assuming unequal variances (Excel; Microsoft,
Redmond, WA).

Results
Sequential expression of EpoR and Epo
in the developing brain and effects on
embryonic development
To understand the function of EPO/EPOR
in neurogenesis, Epo and EpoR expression
was first determined with in situ hybridiza-
tion. Whole-mount in situ hybridization
of EpoR and Epo in embryonic day 7.5 Figure 1. Epo and EpoR expression and neurogenesis defects in null animals. a–f, In situ hybridization of transverse sections
(E7.5) to E11 embryos shows expression with EpoR (a, c, e) or Epo (b, d ,f ) antisense probes on E8.5, E9.5, and E10.5 embryos. Inset photomicrographs are higher-
throughout the developing neural tube, magnification images from the neuroepithelium (a, c) and neural crest (e). g–l, Epo- (k, l ) and EpoR- (g–j) deficient embryos
with progressive expression in optic pla- show underdeveloped choroids plexus (i–l ) and forebrain (g, h) at E13.5. Con, Control; Mut, mutant.
code and forebrain and a delay of 0.5–1 d
between EpoR and Epo expression in the                                   and EpoR null animals results in systemic hypoxia (Wu et al.,
same region (supplemental Fig. 1a–f, available at www.jneurosci.         1995), and the roles for EPO/EPOR in adult tissues cannot be
org as supplemental material). At E8.5, EpoR expression is con-          evaluated in the null animals because of their early lethality
fined to the neuroepithelium, a zone of precursors with high             (Wu et al., 1995). To define the role of EPOR in these nonhe-
proliferation capacity (Fig. 1a, inset). Epo expression is absent        matopoietic tissues, we inserted loxp sites between the mini-
at E8.5 (Fig. 1b) but appears by E9.0 –E9.5 in the neuroepithe-          mal promoter and exons 1– 4 (supplemental Fig. 2, available at
lium (Fig. 1d). At E9.5–E10.5, EpoR expression rises in neural           www.jneurosci.org as supplemental material). In contrast to
crest- and mesenchyme-derived cells (Fig. 1c,e, insets), fol-            the early lethal phenotype observed in EpoR null embryos,
lowed by Epo expression in similar regions 1 d later (Fig. 1f ).         EpoRfloxp/floxp mice are viable and display no abnormal pheno-
The temporal and spatial regulation of Epo and EpoR suggests             types compared with wild-type (WT) littermates in gross de-
a role for this ligand–receptor pair in early neurogenesis.              velopment, fertility, and physiology (data not shown), sug-
    Both Epo and EpoR null embryos have incomplete neural tube
                                                                         gesting that introducing loxp sites into the endogenous EpoR
closure at E10.5 (supplemental Fig. 1h, available at www.jneurosci.
                                                                         locus does not disrupt its normal function.
org as supplemental material), especially in the hindbrain. By
E13.5, the neurogenesis defects become more evident, including
wavy neural tubes (supplemental Fig. 1j, arrow, available at             Brain-specific EpoR deletion
www.jneurosci.org as supplemental material), underdeveloped              EpoRfloxp/floxp mice were crossed with hGFAP-Cre transgenic mice
telencephalic regions (supplemental Fig. 1j,l, arrowhead, avail-         (Zhuo et al., 2001; Malatesta et al., 2003). The hGFAP promoter
able at www.jneurosci.org as supplemental material). Although            drives Cre expression in radial glial cells of the developing cortex,
no major structures are absent in Epo and EpoR null mice, the            hindbrain, and cerebellum (Zhuo et al., 2001; Yue et al., 2005),
mutant brains are consistently smaller and less developed than           resulting in efficient EpoR deletion in the brain and sparing of
their littermate controls, particularly in the SVZ of the develop-
                                                                         hematopoietic tissue (Fig. 2a,b, Mut). EpoRfloxp/floxp;hGFAP-Cre
ing forebrain (Fig. 1h). In addition, the choroid plexus is severely
                                                                         mutants are viable and fertile, yielding Mendelian offspring dis-
underdeveloped in both null embryos, with a flattened cubiodal
                                                                         tributions (data not shown), suggesting that neural-specific dele-
epithelium and underdeveloped capillary network (Fig, 1i,l ). The
                                                                         tion of EpoR after E14 is not essential for embryonic or adult
identical phenotypes of Epo and EpoR null animals suggest that
                                                                         survival. Although expression is undetectable in the brain tissues,
for early embryonic development, the classical EPOR is essential
                                                                         we cannot rule out the presence of remaining EpoR expression
for EPO action.
                                                                         beyond our levels of detection, so these animals are described as
Generation of EpoR conditional knock-down mice                           EpoR conditional knock-down animals. Hematocrit, brain
EPO and EPOR modulate cardiogenesis, vasculogenesis, and                 weight, and body weight of EpoR conditional knock-down mice
neurogenesis (Wu et al., 1999; Studer et al., 2000; Shingo et al.,       are indistinguishable from their WT littermates (Fig. 2c). Normal
2001; Kertesz et al., 2004; Wang et al., 2004), raising the ques-        brain architecture is preserved in EpoRfloxp/floxp;hGFAP-Cre an-
tion of whether the classical EPOR exerts these functions in a           imals in the cortex (Fig. 2d), olfactory bulbs, or cerebellum (data
cell autonomous manner. The erythrocyte deficiency in Epo                not shown).
Tsai et al. • Role of EPOR in Neurogenesis and Post-Stroke Recovery                                                               J. Neurosci., January 25, 2006 • 26(4):1269 –1274 • 1271


                                                                                                     proliferation, but not the normal pattern of neuroblast migration
                                                                                                     to the olfactory bulb.

                                                                                                     EPOR is not essential for protecting neurons from
                                                                                                     ischemic injury
                                                                                                     Previous studies that determined a neuroprotective effect of ex-
                                                                                                     ogenous EPO (Sakanaka et al., 1998; Bernaudin et al., 1999; Siren
                                                                                                     et al., 2001) either evaluated stroke size 24 h after stroke, when the
                                                                                                     area of infarction is not yet complete in most rodent stroke mod-
                                                                                                     els (Lipton, 1999), or used permanent focal ischemia, which pro-
                                                                                                     duces a different pattern of neuronal injury and death compared
                                                                                                     with stroke models that involve reperfusion (Lipton, 1999; Car-
                                                                                                     michael, 2005). We used a focal stroke model with the infarct and
                                                                                                     reperfusion injury restricted to the sensorimotor cortex (Kats-
                                                                                                     man et al., 2003; Carmichael et al., 2004). In this model, there is
                                                                                                     no statistically significant difference in infarct size between mu-
                                                                                                     tant (Fig. 4a) and controls (Fig. 4b) at day 3 (data not shown) and
                                                                                                     day 7 (Fig. 4c) after stroke ( p 0.31). This result suggests that,
                                                                                                     although higher doses of exogenous EPO may promote neuro-
                                                                                                     protection, endogenous levels of EPO and EPOR have limited
                                                                                                     roles in protecting neurons from ischemic reperfusion injury.

                                                                                                     EPOR is important for post-stroke neurogenesis
                                                                                                     Stroke induces migration of newly born neuroblasts from the
                                                                                                     SVZ into the area of injury in the first 7–14 d after the insult
                                                                                                     (Arvidsson et al., 2002; Parent et al., 2002; Jin et al., 2003), de-
                                                                                                     tected by the combination of pulse labeling with BrdU and stain-
                                                                                                     ing for DCX, a microtubule-associated protein present in imma-
                                                                                                     ture and migrating neurons (Feng and Walsh, 2001). As reported
                                                                                                     previously (Yang et al., 2004), there are no DCX cells in the
                                                                                                     cortex of either control or mutant mice before stroke (Fig. 4h).
                                                                                                     After stroke, DCX cells are found in subcortical white matter at
                                                                                                     day 3 (supplemental Fig. 3, available at www.jneurosci.org as
                                                                                                     supplemental material) and in the peri-infarct cortex at days 5
                                                                                                     and 7, resulting in 4000 DCX cells per animal in the peri-
                                                                                                     infarct cortex (Fig. 4h). In both control and mutant animals,
                                                                                                     DCX cells are labeled with BrdU given after the stroke (supple-
                                                                                                     mental Fig. 4, available at www.jneurosci.org as supplemental
                                                                                                     material), and these cells are also immunoreactive for other
                                                                                                     markers of immature neurons or neural progenitor cells, such as
Figure 2. Analysis of EpoR conditional knock-down animals. a, PCR. Floxed, WT, and excised           PSA-NCAM and musashi (Gleeson et al., 1999; Okano et al.,
alleles ( loxp) are indicated. b, RT-PCR analysis for EpoR expression levels. c, Hematocrit, brain   2005) (supplemental Fig. 5, available at www.jneurosci.org as
weight, and body weight are unchanged in the mutants. Error bars indicate SDs. d, Cresyl violet      supplemental material). The number of DCX cells between
sections from control (left) and mutant (right) animals. The bottom panels show higher-
                                                                                                     mutant and control animals remains the same on days 3 and 5
magnification views of the boxed areas. Con, Control; Mut, mutant.
                                                                                                     after stroke. However, EpoR conditional knock-down mice (Fig.
                                                                                                     4e,g) show a 2.6-fold reduction in the number of DCX neuro-
Neural-specific EpoR knockdown leads to reduced cell                                                 blasts present in the cortex at day 7 compared with controls (Fig.
proliferation in the SVZ                                                                             4d,f ).
Exogenous EPO promotes proliferation, survival, and neuronal                                             The reduction of DCX neuroblasts in the cortex of post-
differentiation of neural stem cells in vitro (Ling et al., 1998;                                    stroke EpoR conditional knock-down mice may be attributable to
Studer et al., 2000; Shingo et al., 2001;Yu et al., 2002). To examine                                reduced SVZ proliferation, reduced migration to the peri-infarct
neurogenesis in vivo, we compared the SVZ of EpoR mutant mice                                        cortex, or increased cell death in the peri-infarct cortex. To ex-
with littermate controls. The mutant SVZ is decreased in volume                                      amine proliferation, the number of BrdU cells in the SVZ was
(Fig. 3i) and has fewer cells compared with controls (Con,                                           quantified after stroke (Fig. 3h). Control mice show a significant
18,573 1523; Mut, 14,661 2131; p 0.03). After BrdU pulse,                                            decrease in BrdU incorporation at day 3 (F(5,21)         8.072; p
the mutant SVZ contains a significantly reduced number of                                            0.002) (supplemental Fig. 5d,h, available at www.jneurosci.org as
BrdU cells at postnatal day 15, which is further reduced at 6                                        supplemental material), during the period in which DCX cells
months (Fig. 3h). Despite reduced BrdU labeling in the SVZ,                                          migrate from the SVZ toward the peri-infarct cortex and then a
there is no difference in BrdU olfactory bulb cells between the                                      return to baseline at day 7 (Fig. 3f, h). In contrast, the mutant
two conditions (Con, 8431 1820 cells; Mut, 9068 1446 cells;                                          mice have a reduced number of BrdU cells and display no
p     0.16). These results provide the first evidence that EPOR                                      change at any time point after stroke (Fig. 3c,e,g,h). The SVZ
plays essential roles in adult neurogenesis in vivo and suggests                                     volume shows similar differences between control and mutant
that EPO/EPOR may regulate neural stem and progenitor cell                                           before and after stroke (Fig. 3i). Thus, the mutant SVZ not only
1272 • J. Neurosci., January 25, 2006 • 26(4):1269 –1274                                                                        Tsai et al. • Role of EPOR in Neurogenesis and Post-Stroke Recovery


has reduced BrdU labeling at baseline but
also lacks any significant response to
stroke. To determine cell migration and
death after stroke, a cohort of DCX cells
was labeled by administering BrdU on
days 3–5 after stroke and tracking these
cells in the peri-infarct cortex on days 5
and 7. In controls, 49 7% of DCX cells
are BrdU at day 5 with further increases
to 68 6% by day 7, indicating a contin-
ued migration of this cohort of DCX
cells into the peri-infarct cortex by day 7.
In mutants, the percentage of DCX /
BrdU cells on day 5 is similar to controls
( p 0.35) but fails to increase by day 7
(55 9%; p 0.53, MUT day 3 vs day 7).
This indicates that there is a failure of con-
tinued neuroblast migration into the peri-
infarct cortex in EpoR conditional knock-
down. To determine whether there is an
increase in cell death with EpoR con-
ditional knockdown, the number of ter-
minal deoxynucleotidyl transferase-                        Figure 3. Quantification of BrdU labeling in the SVZ. a, Cresyl violet section. The rectangle shows the location of b– g. b– g,
mediated biotinylated UTP nick end                         BrdU-labeled cells in control (b, d, f ) and EpoR conditional knock-down (c, e, g) animals in non-stroke (b, c), 3 d after stroke (d, e),
labeling (TUNEL)-positive cells was                        and 7 d after stroke (f, g) are shown. Scale bar, 50 m. h, i, The graphs show quantifications of BrdU-labeled cells (h) and SVZ
quantified in the peri-infarct cortex on                   volume before and after stroke (i). *p 0.004; #p 0.008; $p 0.016. Error bars indicate SDs. ctx, Cortex; str, stiatum; V,
days 5 and 7 after stroke. There is no sig-                ventricle; cc, corpus callosum; P15, postnatal day 15; mo, month; Con, control; Mut, mutant.
nificant difference in the number of
TUNEL cells in the per-infarct cortex at
these two time points (5 d Con, 45 19.6;
5 d Mut, 43.5 11.5; 7 d Con, 42.8 13.3;
7 d Mut, 37.8 14.2; p 0.63 for all com-
parisons). Coupled with the significant
loss of DCX cells in the mutant peri-
infarct cortex from days 5–7 (Fig. 4h),
these data show that neuroblasts migrate
to the peri-infarct cortex in which a subset
then undergo cell death. Continued mi-
gration of neuroblasts occurs in control
animals such that the overall number is
maintained, but there is no continued mi-
gration in mutant, and the overall number
of neuroblasts declines over time.

Discussion
In this study, we provide the first genetic
demonstration that EPO and EPOR play
essential roles in regulating embryonic
and adult neuronal development and
function. We demonstrate Epo and EpoR
expression during critical periods of neu-
ronal development as well as significantly
aberrant neurogenesis in null animals. Figure 4. EpoR conditional knock-down leads to reduced neuroblast migration. a, b, Cresyl violet sections through the frontal
Then, using a model whereby neuronal cortex of mutant (a) and control (b) 7 d after stroke. Scale bar, 500 m. c, Infarct volume 7 d after stroke was quantified. d– g,
EpoR expression is specifically reduced in DCX cells in control (d, f ) and mutant (e, g). The region within the box in d and e is enlarged in f and g. Scale bars: d, 100 m;
                                                                                                       #
the brain, we demonstrate a critical role f, 25 m. h, Stereological quantification of DCX cells. p 0.001 versus all other conditions; *p 0.008 versus Mut at
                                                                ˆ                          @                                              $
for EPOR in adult neurogenesis and in the non-stroke stage; p 0.02 versus Mut at 7 d; p 0.02 versus 3 d Mut/Con and non-stroke; p 0.002 versus 7 d control. Error
migration of newly born neuroblasts to ar-   bars indicate SDs.
eas of injury. Finally, EpoR conditional
knock-down mice display no significant differences in infarct size           EPO/EPOR are required for developmental neurogenesis
versus control mice when exposed to stroke, suggesting alterna-              The role of EPO in the nervous system extends beyond tissue
tive mechanisms underlying the neuroprotective functions of                  oxygenation. Epo and EpoR are expressed during critical periods
EPO.                                                                         of neuronal development, and Epo and EpoR null animals reveal
Tsai et al. • Role of EPOR in Neurogenesis and Post-Stroke Recovery                                    J. Neurosci., January 25, 2006 • 26(4):1269 –1274 • 1273


defects in neurogenesis (Yu et al., 2002; present study). Here,        roprotective effects of EPO in the conditional knock-down
we demonstrate that these defects are mediated through EPO             animals.
binding to the classical EPOR. Neuronal defects in Epo null
animals are identical to those seen in EpoR null animals, show-        References
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ume after conditional deletion of EpoR. This result suggests that          Gotz M (2003) Neuronal or glial progeny: regional differences in radial
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A Critical Role of Erythropoietin Receptor in Neurogenesis and Post-Stroke Recovery

  • 1. The Journal of Neuroscience, January 25, 2006 • 26(4):1269 –1274 • 1269 Brief Communications A Critical Role of Erythropoietin Receptor in Neurogenesis and Post-Stroke Recovery Peter T. Tsai,1,4* John J. Ohab,2* Nathalie Kertesz,1 Matthias Groszer,1 Cheryl Matter,1,3 Jing Gao,1 Xin Liu,1,3,4 Hong Wu,1,4 and S. Thomas Carmichael2 Departments of 1Molecular and Medical Pharmacology, 2Neurology, and 3Pathology and Laboratory Medicine, and 4Molecular Biology Institute, University of California at Los Angeles, Los Angeles, California 90095 Erythropoietin (EPO) is the principal growth factor regulating the production of red blood cells. Recent studies demonstrated that exogenous EPO acts as a neuroprotectant and regulates neurogenesis. Using a genetic approach, we evaluate the roles of endogenous EPO and its classical receptor (EPOR) in mammalian neurogenesis. We demonstrate severe and identical embryonic neurogenesis defects in animals null for either the Epo or EpoR gene, suggesting that the classical EPOR is essential for EPO action during embryonic neurogen- esis. Furthermore, by generating conditional EpoR knock-down animals, we demonstrate that brain-specific deletion of EpoR leads to significantly reduced cell proliferation in the subventricular zone and impaired post-stroke neurogenesis. EpoR conditional knockdown leads to a specific deficit in post-stroke neurogenesis through impaired migration of neuroblasts to the peri-infarct cortex. Our results suggest that both EPO and EPOR are essential for early embryonic neural development and that the classical EPOR is important for adult neurogenesis and for migration of regenerating neurons during post-injury recovery. Key words: erythropoietin; erythropoietin receptor; neurogenesis; ischemia; post-injury recovery; subventricular zone Introduction (Brines et al., 2004). However, the endogenous role of EPO and Erythropoietin (EPO) is a cytokine that plays critical roles in the role of the classical EPOR in neuroprotection and neurogen- hematopoiesis. Both Epo and the classical EpoR are expressed in esis after stroke have not been defined. In this study, we evaluate the nervous system during development and in adult (Digicayli- the roles for endogenous EPO and the classical EPOR in nervous oglu et al., 1995), and their expression levels are upregulated after system development and repair using knockout of Epo and com- hypoxic injury (Bernaudin et al., 1999). Pharmacological doses of plete and conditional knockout of the EpoR. EPO promote neural stem cell proliferation, survival, and differ- entiation in vitro (Studer et al., 2000; Shingo et al., 2001) and Materials and Methods increased neuroblast migration to areas exposed to ischemic Generation of hGFAP-Cre;EpoRfloxp/floxp and hGFAP-Cre;EpoRfloxp/ damage in vivo (Wang et al., 2004). Exogenous EPO is neuropro- mice. Generation of Epo / and EpoR / mice have been described pre- tective and neurotrophic in diverse CNS injury models, including viously (Wu et al., 1995). Timing of embryos at early gestational stages hypoxic injury (Brines et al., 2000). Recently, an EPO derivative was determined by counting somite numbers (Lee et al., 2001). Condi- has also been identified to have a protective role in neuronal tional knockout of EpoR receptor was done using the loxp/Cre system tissue and to signal by binding to a heteroreceptor, consisting of (supplemental material, available at www.jneurosci.org). The specificity of EpoR excision was evaluated by PCR (see Fig. 2), and EpoR knock- the classical erythropoietin receptor (EPOR) (Leist et al., 2004) down was evaluated by RT-PCR using EpoR and Actin primers described and the common receptor ( cR) for granulocyte macrophage previously (Digicaylioglu et al., 1995; Yamaji et al., 1996). colony-stimulating factor and interleukin-3 and -5 receptors In situ hybridization. Nonradioactive whole-mount mRNA in situ hy- bridization for Epo and EpoR was performed as described previously (Lee Received June 23, 2005; revised Dec. 9, 2005; accepted Dec. 14, 2005. et al., 2001; Kertesz et al., 2004). This work was supported in part by the Larry L. Hillblom Foundation and the Nathan Shappell Fund (S.T.C.) and by Stroke model. Stroke was produced in C57BL/6 mice and EpoR condi- the Brain Tumor Society Award and the James S. McDonnell Foundation Award (X.L. and H.W.). P.T.T. and C.M. were tional knock-down (hGFAP-Cre;EpoRfloxp/floxp) animals (Carmichael, supported in part by the Medical Scientist Training Program training grant and the Engene V. Cota Robles Award by 2005) with distal branch of the middle cerebral artery cauterization fol- the Graduate Division through the University of California Office of the President. H.W. is a V Foundation scholar. J.O. lowed by 15 min bilateral common carotid occlusion. was supported by the UCLA Training Program in Neural Repair. We thank Dr. Angus Sinclair (Amgen, Thousand Oaks, Immunohistochemistry. Bromodeoxyuridine (BrdU; 50 mg/kg, i.p., in CA) and members of our laboratories for helpful comments on this manuscript. 0.9% saline; Sigma, St. Louis, MO) was given twice daily for 2 d before the *P.T.T. and J.J.O. contributed equally to this work. animals were killed, or pulse-labeled with a single injection (100 mg/kg, Correspondence should be addressed to either of the following: Dr. Hong Wu, Department of Molecular and i.p.). At 3, 5, and 7 d after stroke and in control animals (n 4 – 6 for each Medical Pharmacology, Geffen School of Medicine at University of California at Los Angeles, CHS 23-214, Los Ange- les, CA 90095, E-mail: hwu@mednet.ucla.edu; or Dr. S. Thomas Carmichael, Department of Neurology, 635 Charles group), tissue was processed for BrdU and doublecortin (DCX) immu- Young Drive South, University of California at Los Angeles, Los Angeles, CA 90095, E-mail: scarmichael@ nostaining (supplemental material, available at www.jneurosci.org). Sec- mednet.ucla.edu. tions were analyzed with bright-field and epifluorescence microscopy DOI:10.1523/JNEUROSCI.4480-05.2006 (Leica DMLB) or with laser confocal microscopy (Leica TCS SP MP). Copyright © 2006 Society for Neuroscience 0270-6474/06/261269-06$15.00/0 Stereology. Stereological quantification was performed on serial sec-
  • 2. 1270 • J. Neurosci., January 25, 2006 • 26(4):1269 –1274 Tsai et al. • Role of EPOR in Neurogenesis and Post-Stroke Recovery tions through the anterior subventricular zone (SVZ), olfactory bulb, and peri-infarct cortex using unbiased counting with the optical frac- tionator technique (supplemental material, available at www.jneurosci.org). Infarct volume. Infarct volume was measured 7 d after stroke in hGFAP-Cre;EpoRfloxp/ and control mice (n 5 and 4, respectively) (Kats- man et al., 2003; Li et al., 2005). Statistics. Post-stroke SVZ counts were tested with factorial ANOVA and Bonferroni’s post hoc testing (Statview 5.0.1; SAS Institute, Cary, NC). Infarct volume, SVZ, and olfactory bulb counts were tested with two-sample t testing assuming unequal variances (Excel; Microsoft, Redmond, WA). Results Sequential expression of EpoR and Epo in the developing brain and effects on embryonic development To understand the function of EPO/EPOR in neurogenesis, Epo and EpoR expression was first determined with in situ hybridiza- tion. Whole-mount in situ hybridization of EpoR and Epo in embryonic day 7.5 Figure 1. Epo and EpoR expression and neurogenesis defects in null animals. a–f, In situ hybridization of transverse sections (E7.5) to E11 embryos shows expression with EpoR (a, c, e) or Epo (b, d ,f ) antisense probes on E8.5, E9.5, and E10.5 embryos. Inset photomicrographs are higher- throughout the developing neural tube, magnification images from the neuroepithelium (a, c) and neural crest (e). g–l, Epo- (k, l ) and EpoR- (g–j) deficient embryos with progressive expression in optic pla- show underdeveloped choroids plexus (i–l ) and forebrain (g, h) at E13.5. Con, Control; Mut, mutant. code and forebrain and a delay of 0.5–1 d between EpoR and Epo expression in the and EpoR null animals results in systemic hypoxia (Wu et al., same region (supplemental Fig. 1a–f, available at www.jneurosci. 1995), and the roles for EPO/EPOR in adult tissues cannot be org as supplemental material). At E8.5, EpoR expression is con- evaluated in the null animals because of their early lethality fined to the neuroepithelium, a zone of precursors with high (Wu et al., 1995). To define the role of EPOR in these nonhe- proliferation capacity (Fig. 1a, inset). Epo expression is absent matopoietic tissues, we inserted loxp sites between the mini- at E8.5 (Fig. 1b) but appears by E9.0 –E9.5 in the neuroepithe- mal promoter and exons 1– 4 (supplemental Fig. 2, available at lium (Fig. 1d). At E9.5–E10.5, EpoR expression rises in neural www.jneurosci.org as supplemental material). In contrast to crest- and mesenchyme-derived cells (Fig. 1c,e, insets), fol- the early lethal phenotype observed in EpoR null embryos, lowed by Epo expression in similar regions 1 d later (Fig. 1f ). EpoRfloxp/floxp mice are viable and display no abnormal pheno- The temporal and spatial regulation of Epo and EpoR suggests types compared with wild-type (WT) littermates in gross de- a role for this ligand–receptor pair in early neurogenesis. velopment, fertility, and physiology (data not shown), sug- Both Epo and EpoR null embryos have incomplete neural tube gesting that introducing loxp sites into the endogenous EpoR closure at E10.5 (supplemental Fig. 1h, available at www.jneurosci. locus does not disrupt its normal function. org as supplemental material), especially in the hindbrain. By E13.5, the neurogenesis defects become more evident, including wavy neural tubes (supplemental Fig. 1j, arrow, available at Brain-specific EpoR deletion www.jneurosci.org as supplemental material), underdeveloped EpoRfloxp/floxp mice were crossed with hGFAP-Cre transgenic mice telencephalic regions (supplemental Fig. 1j,l, arrowhead, avail- (Zhuo et al., 2001; Malatesta et al., 2003). The hGFAP promoter able at www.jneurosci.org as supplemental material). Although drives Cre expression in radial glial cells of the developing cortex, no major structures are absent in Epo and EpoR null mice, the hindbrain, and cerebellum (Zhuo et al., 2001; Yue et al., 2005), mutant brains are consistently smaller and less developed than resulting in efficient EpoR deletion in the brain and sparing of their littermate controls, particularly in the SVZ of the develop- hematopoietic tissue (Fig. 2a,b, Mut). EpoRfloxp/floxp;hGFAP-Cre ing forebrain (Fig. 1h). In addition, the choroid plexus is severely mutants are viable and fertile, yielding Mendelian offspring dis- underdeveloped in both null embryos, with a flattened cubiodal tributions (data not shown), suggesting that neural-specific dele- epithelium and underdeveloped capillary network (Fig, 1i,l ). The tion of EpoR after E14 is not essential for embryonic or adult identical phenotypes of Epo and EpoR null animals suggest that survival. Although expression is undetectable in the brain tissues, for early embryonic development, the classical EPOR is essential we cannot rule out the presence of remaining EpoR expression for EPO action. beyond our levels of detection, so these animals are described as Generation of EpoR conditional knock-down mice EpoR conditional knock-down animals. Hematocrit, brain EPO and EPOR modulate cardiogenesis, vasculogenesis, and weight, and body weight of EpoR conditional knock-down mice neurogenesis (Wu et al., 1999; Studer et al., 2000; Shingo et al., are indistinguishable from their WT littermates (Fig. 2c). Normal 2001; Kertesz et al., 2004; Wang et al., 2004), raising the ques- brain architecture is preserved in EpoRfloxp/floxp;hGFAP-Cre an- tion of whether the classical EPOR exerts these functions in a imals in the cortex (Fig. 2d), olfactory bulbs, or cerebellum (data cell autonomous manner. The erythrocyte deficiency in Epo not shown).
  • 3. Tsai et al. • Role of EPOR in Neurogenesis and Post-Stroke Recovery J. Neurosci., January 25, 2006 • 26(4):1269 –1274 • 1271 proliferation, but not the normal pattern of neuroblast migration to the olfactory bulb. EPOR is not essential for protecting neurons from ischemic injury Previous studies that determined a neuroprotective effect of ex- ogenous EPO (Sakanaka et al., 1998; Bernaudin et al., 1999; Siren et al., 2001) either evaluated stroke size 24 h after stroke, when the area of infarction is not yet complete in most rodent stroke mod- els (Lipton, 1999), or used permanent focal ischemia, which pro- duces a different pattern of neuronal injury and death compared with stroke models that involve reperfusion (Lipton, 1999; Car- michael, 2005). We used a focal stroke model with the infarct and reperfusion injury restricted to the sensorimotor cortex (Kats- man et al., 2003; Carmichael et al., 2004). In this model, there is no statistically significant difference in infarct size between mu- tant (Fig. 4a) and controls (Fig. 4b) at day 3 (data not shown) and day 7 (Fig. 4c) after stroke ( p 0.31). This result suggests that, although higher doses of exogenous EPO may promote neuro- protection, endogenous levels of EPO and EPOR have limited roles in protecting neurons from ischemic reperfusion injury. EPOR is important for post-stroke neurogenesis Stroke induces migration of newly born neuroblasts from the SVZ into the area of injury in the first 7–14 d after the insult (Arvidsson et al., 2002; Parent et al., 2002; Jin et al., 2003), de- tected by the combination of pulse labeling with BrdU and stain- ing for DCX, a microtubule-associated protein present in imma- ture and migrating neurons (Feng and Walsh, 2001). As reported previously (Yang et al., 2004), there are no DCX cells in the cortex of either control or mutant mice before stroke (Fig. 4h). After stroke, DCX cells are found in subcortical white matter at day 3 (supplemental Fig. 3, available at www.jneurosci.org as supplemental material) and in the peri-infarct cortex at days 5 and 7, resulting in 4000 DCX cells per animal in the peri- infarct cortex (Fig. 4h). In both control and mutant animals, DCX cells are labeled with BrdU given after the stroke (supple- mental Fig. 4, available at www.jneurosci.org as supplemental material), and these cells are also immunoreactive for other markers of immature neurons or neural progenitor cells, such as Figure 2. Analysis of EpoR conditional knock-down animals. a, PCR. Floxed, WT, and excised PSA-NCAM and musashi (Gleeson et al., 1999; Okano et al., alleles ( loxp) are indicated. b, RT-PCR analysis for EpoR expression levels. c, Hematocrit, brain 2005) (supplemental Fig. 5, available at www.jneurosci.org as weight, and body weight are unchanged in the mutants. Error bars indicate SDs. d, Cresyl violet supplemental material). The number of DCX cells between sections from control (left) and mutant (right) animals. The bottom panels show higher- mutant and control animals remains the same on days 3 and 5 magnification views of the boxed areas. Con, Control; Mut, mutant. after stroke. However, EpoR conditional knock-down mice (Fig. 4e,g) show a 2.6-fold reduction in the number of DCX neuro- Neural-specific EpoR knockdown leads to reduced cell blasts present in the cortex at day 7 compared with controls (Fig. proliferation in the SVZ 4d,f ). Exogenous EPO promotes proliferation, survival, and neuronal The reduction of DCX neuroblasts in the cortex of post- differentiation of neural stem cells in vitro (Ling et al., 1998; stroke EpoR conditional knock-down mice may be attributable to Studer et al., 2000; Shingo et al., 2001;Yu et al., 2002). To examine reduced SVZ proliferation, reduced migration to the peri-infarct neurogenesis in vivo, we compared the SVZ of EpoR mutant mice cortex, or increased cell death in the peri-infarct cortex. To ex- with littermate controls. The mutant SVZ is decreased in volume amine proliferation, the number of BrdU cells in the SVZ was (Fig. 3i) and has fewer cells compared with controls (Con, quantified after stroke (Fig. 3h). Control mice show a significant 18,573 1523; Mut, 14,661 2131; p 0.03). After BrdU pulse, decrease in BrdU incorporation at day 3 (F(5,21) 8.072; p the mutant SVZ contains a significantly reduced number of 0.002) (supplemental Fig. 5d,h, available at www.jneurosci.org as BrdU cells at postnatal day 15, which is further reduced at 6 supplemental material), during the period in which DCX cells months (Fig. 3h). Despite reduced BrdU labeling in the SVZ, migrate from the SVZ toward the peri-infarct cortex and then a there is no difference in BrdU olfactory bulb cells between the return to baseline at day 7 (Fig. 3f, h). In contrast, the mutant two conditions (Con, 8431 1820 cells; Mut, 9068 1446 cells; mice have a reduced number of BrdU cells and display no p 0.16). These results provide the first evidence that EPOR change at any time point after stroke (Fig. 3c,e,g,h). The SVZ plays essential roles in adult neurogenesis in vivo and suggests volume shows similar differences between control and mutant that EPO/EPOR may regulate neural stem and progenitor cell before and after stroke (Fig. 3i). Thus, the mutant SVZ not only
  • 4. 1272 • J. Neurosci., January 25, 2006 • 26(4):1269 –1274 Tsai et al. • Role of EPOR in Neurogenesis and Post-Stroke Recovery has reduced BrdU labeling at baseline but also lacks any significant response to stroke. To determine cell migration and death after stroke, a cohort of DCX cells was labeled by administering BrdU on days 3–5 after stroke and tracking these cells in the peri-infarct cortex on days 5 and 7. In controls, 49 7% of DCX cells are BrdU at day 5 with further increases to 68 6% by day 7, indicating a contin- ued migration of this cohort of DCX cells into the peri-infarct cortex by day 7. In mutants, the percentage of DCX / BrdU cells on day 5 is similar to controls ( p 0.35) but fails to increase by day 7 (55 9%; p 0.53, MUT day 3 vs day 7). This indicates that there is a failure of con- tinued neuroblast migration into the peri- infarct cortex in EpoR conditional knock- down. To determine whether there is an increase in cell death with EpoR con- ditional knockdown, the number of ter- minal deoxynucleotidyl transferase- Figure 3. Quantification of BrdU labeling in the SVZ. a, Cresyl violet section. The rectangle shows the location of b– g. b– g, mediated biotinylated UTP nick end BrdU-labeled cells in control (b, d, f ) and EpoR conditional knock-down (c, e, g) animals in non-stroke (b, c), 3 d after stroke (d, e), labeling (TUNEL)-positive cells was and 7 d after stroke (f, g) are shown. Scale bar, 50 m. h, i, The graphs show quantifications of BrdU-labeled cells (h) and SVZ quantified in the peri-infarct cortex on volume before and after stroke (i). *p 0.004; #p 0.008; $p 0.016. Error bars indicate SDs. ctx, Cortex; str, stiatum; V, days 5 and 7 after stroke. There is no sig- ventricle; cc, corpus callosum; P15, postnatal day 15; mo, month; Con, control; Mut, mutant. nificant difference in the number of TUNEL cells in the per-infarct cortex at these two time points (5 d Con, 45 19.6; 5 d Mut, 43.5 11.5; 7 d Con, 42.8 13.3; 7 d Mut, 37.8 14.2; p 0.63 for all com- parisons). Coupled with the significant loss of DCX cells in the mutant peri- infarct cortex from days 5–7 (Fig. 4h), these data show that neuroblasts migrate to the peri-infarct cortex in which a subset then undergo cell death. Continued mi- gration of neuroblasts occurs in control animals such that the overall number is maintained, but there is no continued mi- gration in mutant, and the overall number of neuroblasts declines over time. Discussion In this study, we provide the first genetic demonstration that EPO and EPOR play essential roles in regulating embryonic and adult neuronal development and function. We demonstrate Epo and EpoR expression during critical periods of neu- ronal development as well as significantly aberrant neurogenesis in null animals. Figure 4. EpoR conditional knock-down leads to reduced neuroblast migration. a, b, Cresyl violet sections through the frontal Then, using a model whereby neuronal cortex of mutant (a) and control (b) 7 d after stroke. Scale bar, 500 m. c, Infarct volume 7 d after stroke was quantified. d– g, EpoR expression is specifically reduced in DCX cells in control (d, f ) and mutant (e, g). The region within the box in d and e is enlarged in f and g. Scale bars: d, 100 m; # the brain, we demonstrate a critical role f, 25 m. h, Stereological quantification of DCX cells. p 0.001 versus all other conditions; *p 0.008 versus Mut at ˆ @ $ for EPOR in adult neurogenesis and in the non-stroke stage; p 0.02 versus Mut at 7 d; p 0.02 versus 3 d Mut/Con and non-stroke; p 0.002 versus 7 d control. Error migration of newly born neuroblasts to ar- bars indicate SDs. eas of injury. Finally, EpoR conditional knock-down mice display no significant differences in infarct size EPO/EPOR are required for developmental neurogenesis versus control mice when exposed to stroke, suggesting alterna- The role of EPO in the nervous system extends beyond tissue tive mechanisms underlying the neuroprotective functions of oxygenation. Epo and EpoR are expressed during critical periods EPO. of neuronal development, and Epo and EpoR null animals reveal
  • 5. Tsai et al. • Role of EPOR in Neurogenesis and Post-Stroke Recovery J. Neurosci., January 25, 2006 • 26(4):1269 –1274 • 1273 defects in neurogenesis (Yu et al., 2002; present study). Here, roprotective effects of EPO in the conditional knock-down we demonstrate that these defects are mediated through EPO animals. binding to the classical EPOR. Neuronal defects in Epo null animals are identical to those seen in EpoR null animals, show- References ing that EPO is acting through the EPOR during neuronal Arvidsson A, Collin T, Kirik D, Kokaia Z, Lindvall O (2002) Neuronal re- development. Recent studies have suggested an alternative re- placement from endogenous precursors in the adult brain after stroke. ceptor for EPO neuronal effects (Leist et al., 2004) and that Nat Med 8:963–970. cR is essential for EPO neuroprotective actions (Brines et al., Bernaudin M, Marti HH, Roussel S, Divoux D, Nouvelot A, MacKenzie ET, Petit E (1999) A potential role for erythropoietin in focal permanent 2004). The identical hematopoietic and neuronal develop- cerebral ischemia in mice. J Cereb Blood Flow Metab 19:643– 651. mental phenotypes between Epo and EpoR null animals sug- Brines M, Grasso G, Fiordaliso F, Sfacteria A, Ghezzi P, Fratelli M, Latini R, gest that, for early embryonic development, the classical EPOR Xie QW, Smart J, Su-Rick CJ, Pobre E, Diaz D, Gomez D, Hand C, is essential for EPO action. Because cR null animals are viable Coleman T, Cerami A (2004) Erythropoietin mediates tissue protection without hematopoietic, cardiac, or neuronal defects, EPO through an erythropoietin and common beta-subunit heteroreceptor. likely acts exclusively through EPOR homodimers for its roles Proc Natl Acad Sci USA 101:14907–14912. Brines ML, Ghezzi P, Keenan S, Agnello D, de Lanerolle NC, Cerami C, Itri in these tissues during development (Reed et al., 2000; Brines LM, Cerami A (2000) Erythropoietin crosses the blood-brain barrier to et al., 2004). protect against experimental brain injury. Proc Natl Acad Sci USA 97:10526 –10531. EPOR is critical for adult and post-stroke neurogenesis Carmichael ST (2005) Rodent stroke models: size, mechanism and purpose. Exogenous EPO can promote neurogenesis in vitro (Ling et al., NeuroRx 2:396 – 409. 1998; Studer et al., 2000; Shingo et al., 2001). Our study, however, Carmichael ST, Tatsukawa K, Katsman D, Tsuyuguchi N, Kornblum HI provides the first evidence that EPOR plays essential roles in adult (2004) Evolution of diaschisis in a focal stroke model. Stroke 35:758 –763. neurogenesis in vivo. EpoR conditional knock-down animals Digicaylioglu M, Bichet S, Marti HH, Wenger RH, Rivas LA, Bauer C, have significantly reduced levels of BrdU incorporation in the Gassmann M (1995) Localization of specific erythropoietin binding SVZ and diminished SVZ cell number and volume, suggesting sites in defined areas of the mouse brain. Proc Natl Acad Sci USA that EPOR plays a critical function in maintaining dividing cell 92:3717–3720. numbers in the adult SVZ. Feng Y, Walsh CA (2001) Protein-protein interactions, cytoskeletal regula- Studies in large stroke models in the rat report increased la- tion and neuronal migration. Nat Rev Neurosci 2:408 – 416. Gleeson JG, Lin PT, Flanagan LA, Walsh CA (1999) Doublecortin is a beling of proliferating cells in the SVZ and migration of newly microtubule-associated protein and is expressed widely by migrating neu- born neuroblasts from the SVZ to peri-infarct tissue (Arvidsson rons. Neuron 23:257–271. et al., 2002; Parent et al., 2002; Jin et al., 2003). In the present Jin G, Omori N, Li F, Nagano I, Manabe Y, Shoji M, Abe K (2003) Protec- study, focal stroke is restricted to the mouse somatosensory cor- tion against ischemic brain damage by GDNF affecting cell survival and tex, with 1 mm distance to the SVZ. There is a biphasic prolif- death signals. Neurol Res 25:249 –253. erative response in the SVZ in this model and a robust migration Katsman D, Zheng J, Spinelli K, Carmichael ST (2003) Tissue microenvi- ronments within functional cortical subdivisions adjacent to focal stroke. of neuroblasts to the peri-infarct cortex. 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