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Molecular Ecology (2012)                                                                                  doi: 10.1111/mec.12164




INVITED REVIEW AND META-ANALYSES
Phylogeographical patterns shed light on evolutionary
process in South America
A . C . T U R C H E T T O - Z O L E T , * F . P I N H E I R O , † F . S A L G U E I R O ‡ and C . P A L M A - S I L V A †
*Programa de Ps-Graduac~o em Gentica e Biologia Molecular, Departamento de Gentica, IB/UFRGS, 91501-970, Porto
                o          ßa             e                                                   e
Alegre, RS, Brazil, †Instituto de Bot^nica, Av. Miguel Stefano 3687, Agua Funda, 04301-902, S~o Paulo, SP, Brazil,
                                        a                                                               a
‡Departamento de Bot^nica, UNIRIO, 22290-240, Rio de Janeiro, RJ, Brazil
                       a


            Abstract
            The South American continent is composed of several biogeographical regions
            harbouring the highest biodiversity on the globe, encompassing five of the world’s
            biodiversity ‘hot spots’. Nonetheless, the patterns and processes responsible for shap-
            ing its astonishing species diversity are largely unknown. Here, we present a review of
            current South American phylogeographical knowledge based on published articles on
            this topic. An appraisal of the literature reveals emerging phylogeographical patterns
            in the biota of South America. The striking phylogeographical divergence observed
            among organism lineages in South American studies is suggestive of high levels of
            undocumented species diversity. The interplay between Pleistocene climatic oscilla-
            tions and Pliocene/Miocene orogenic events has contributed to shaping the current
            diversity and distribution of modern lineages in both the tropical and temperate
            regions of South America. Although older divergence times were observed for a range
            of species, most herpetofauna underwent an intraspecific lineage split much earlier
            than other organisms. The geographical ranges of species associated with forest habi-
            tats were reduced mainly during glacial cycles, whereas species associated with open
            vegetation domains have shown variable responses to climatic oscillations. The results
            suggest a highly complex mosaic of phylogeographical patterns in South America. We
            suggest future research directions to promote a better understanding of the origin and
            maintenance of the South American biota.
            Keywords: biodiversity, microevolution, neotropics, phylogeography, population structure,
            species diversification
            Received 28 January 2012; revision received 31 October 2012; accepted 6 November 2012


                                                                   chains (i.e. the Andean Cordillera) (Clapperton 1993).
Introduction
                                                                   South America harbours the greatest biodiversity on
South America is a large continent extending over a                Earth, containing five of the world’s biodiversity ‘hot
wide latitudinal range (between 12°N and 56°S) that                spots’ (Myers et al. 2000). Furthermore, South America
includes an extensive variety of climates, closely associ-         is a biogeographically diverse continent composed of a
ated with vegetation formation. The more extensive                 variety of different biomes/ecoregions (Morrone 2004,
northern part, located near the equatorial zone, is tropi-         2006; Aragon et al. 2011). The diversification processes
cal, whereas the narrower southern part has subtropical            on this continent cannot be restricted to a particular
and cool temperate climates (Fittkau et al. 1969; Sylves-          time interval or mechanism (Rull 2011). The evolution-
tre 2009; Aragon et al. 2011). The continent also shows            ary history of South America has been linked to a suc-
complex geomorphological patterns, such as large river             cession of major geological events that have modified
plains (i.e. the Amazon basin) and extensive mountain              both continents and oceans (Graham 2009; Cavallotto
                                                                   et al. 2011; Folguera et al. 2011; Lavina  Fauth 2011).
Correspondence: Clarisse Palma-Silva, Fax: +551150733678;          Climate changes and associated glaciations, as well as
E-mail: clarissepalma@yahoo.com.br                                 palaeobasins and shifting shorelines due to marine

© 2012 Blackwell Publishing Ltd
2 A. C. TURCHETTO-ZOLET ET AL.

transgressions, have impacted this continent, creating          result, an increasing number of studies have been pub-
complex scenarios for species diversification (Colinvaux         lished. Nevertheless, comparative phylogeographical
et al. 1996; Behling 2002; Antonelli  Sanmartin 2011;          studies are still needed. Recent reviews of the phylogeo-
Aragon et al. 2011; Compagnucci 2011).                          graphical patterns within some specific areas in South
   Much effort has been put into understanding the              America have been published (e.g. Brazilian Atlantic
complex and high levels of biodiversity in South Amer-          Rainforest: Martins 2011; Silva et al. 2012; Amazon:
ica. Phylogeographical studies of South American taxa           Antonelli et al. 2010; Aleixo  Rossetti 2007; Pampas
may provide valuable insight into the historical                grassland: Fregonezi et al. 2012; Patagonia: Srsic et al.
                                                                                                                e
processes underlying diversification in this region.             2011; Pardi~ as et al. 2011; Albino 2011). However, no
                                                                            n
Molecular analyses based on DNA sequence variations             attempt has been made to compare these patterns
in living organisms together with advances in statistical       across the major regions of the continent.
phylogeography have shed further light on how geolog-
ical events and climatic changes have modified the
                                                                Geological history and climatic changes in
demographic history of populations (Avise 2009). Such
                                                                South America
phylogeographical studies can provide a better under-
standing of the biodiversity, dispersal modes, diversifi-        The structural framework of the continent was formed
cation times, extinctions, refugia areas and other              by the distribution and interplay of several major
species-/population-level processes (microevolutionary          geotectonic units, which include the following classes:
processes; reviewed by Diniz-Filho et al. 2008). In addi-       cratons (Guiana, Central Brazilian and Coastal Brazilian
tion, comparative phylogeography may provide infor-             shields), intercratonic basins (Amazonas, Parnaiba, Sao
mation regarding significant historical events that have         Francisco and Parana), pericratonic basins (Llanos-
a common influence on many species and may indicate              Iquitos-Acre-Beni-Chaco-Pampas plains), nesocratons
common biotic responses to historical climatic and              (Pampean Ranges, Patagonia and Deseado massifs) and
geomorphological processes (Bermingham  Moritz                 geosynclines (Andean belts) (Harrington 1962).
1998). These studies are able to detect the regional- and          The geological isolation and long-term climatic stabil-
landscape-level biodiversity patterns that are important        ity that have affected the South American continent
for understanding macroecology, the broad impacts of            would have favoured the gradual accumulation of biodi-
geological events and areas of high conservation prior-         versity over time (Mittelbach et al. 2007). Long periods
ity (Bermingham  Moritz 1998; Moritz 2002). Thus,              of time marked the separation of the continents, which
phylogeography provides insights into the processes             were associated with episodes of volcanism, uplift and
involved in the origin and distribution of biodiversity.        subsidence of large areas. These are important elements
Examples of the contributions of phylogeographical              of the geological history of South America and continue
studies to the understanding of evolutionary processes          to occur (Clapperton 1993). The Andean uplift began in
on large scales were recently reviewed for Europe (Tab-         the late Oligocene to early Miocene (about 23 Ma), but
erlet et al. 1998; Nieto Feliner 2011), North America           the most intense peak of Andean mountain building
(Avise 2000; Soltis et al. 2006; Shafer et al. 2010), New       occurred during the late middle Miocene (about 12 Ma)
Zealand (Wallis  Trewick 2009), southern Australia             and early Pliocene (about 4.5 Ma) (Hoorn et al. 2010;
(Byrne 2008) and Africa (Lorenzen et al. 2012). For             Folguera et al. 2011). This mountain range extends for
instance, in the northern hemisphere, a large number of         almost 9000 km along the western coast of South Amer-
phylogeographical studies facilitated identification of          ica. Elevation, particularly in the Andes, is an important
major Pleistocene refugia, cryptic refugia, demographic         factor for climatic and ecological control in South Amer-
expansion and many other species-/population-level              ica (Hoorn et al. 1995). Thus, the Andean uplift greatly
aspects (Avise 2000; Cook et al. 2001; Lessa et al. 2003;       influenced biodiversity organization in South America
Soltis et al. 2006; Shafer et al. 2010). This includes suture   (Gentry 1982; Hoorn et al. 1995, 2010; Jørgensen  Len-
                                                                                                                       o
zones–areas containing multiple hybrid and contact              Ynez 1999; Antonelli et al. 2010). In their northern and
                                                                  a
zones (Remington 1968; Swenson  Howard 2004). The              central reaches, the Andes are quite wide and contain
number of phylogeographical studies of South America            extensive plateaus, such as the Altiplano, and a number
is comparatively lower, despite it having one of the            of major valleys (Folguera et al. 2011). The southern
highest levels of biodiversity on Earth (Beheregaray            Andes have been eroded by the Patagonian ice sheet
2008; Srsic et al. 2011). Until 2006, only 6.3% of all
         e                                                      and are much lower and narrower (Garzione et al. 2008;
phylogeographical studies published worldwide were              Hoorn et al. 2010; Lavina  Fauth 2011). The complex
dedicated to organisms from the South American conti-           and dynamic geological history of South America is of
nent (Beheregaray 2008). The field of phylogeography             great importance for understanding the origins of the
has recently blossomed in South America, and as a               present-day high biodiversity (Clapperton 1993; De

                                                                                            © 2012 Blackwell Publishing Ltd
PHYLOGEOGRAPHY OF SOUTH AMERICA 3

Carvalho  Almeida 2010; Nullo  Combina 2011; Ru-
                                                               Materials and methods
zzante  Rabassa 2011).
    Glacial and interglacial periods associated with past
                                                               Literature survey
climate changes may also have influenced the dynam-
ics of biodiversity, dramatically altering the landscape       The database used for this review was compiled by
and evolution of South America. Glaciations have               conducting searches in the Web of Science® (Institute of
occurred at different time intervals and are influenced         Scientific Information, Thomson Scientific). We first
by cyclic variations in the Earth’s orbit, known as Mil-       searched articles published from 1987 (date regarded as
ankovitch cycles (Bartlein  Prentice 1989; Berger            the birth of phylogeography as discipline: Avise et al.
Loutre 1989; Zachos et al. 2001). The orbital rhythms          1987) to 2011 using two key phrases: ‘phylogeograph*’
act in combination, producing periodic variations in           and ‘South America’. Because many studies did not
the distribution and intensity of sunlight. An alternat-       mention ‘South America’, we also searched by each
ing sequence of glacial and interglacial conditions has        South American country individually. We have limited
characterized the second half of the Quaternary. Palae-        our discussion to organisms that occur mainly in the
ovegetational reconstructions have recovered drastic           South American continent. Thus, we did not consider
past vegetational changes due to glacial–interglacial          studies in which the range of organisms was largely
cycles (e.g. Colinvaux et al. 1996; Rull 1999; Behling         outside of South America (e.g. Central and North
2002; Iglesias et al. 2011; Quattrocchio et al. 2011). It      America, New Zealand, Australia and Antarctica).
has been argued that Quaternary glaciations may have           Marine organism was not included when their ranges
resulted in the fragmentation of forest land into              extended beyond the South American coast. Studies
islands in a sea of savannas and/or deserts (refugia),         that covered only a small part of a species geographical
promoting lineage differentiation (Hooghiemstra  van          range were also excluded. Studies of invasive species
der Hammen 1998), which may have promoted specia-              and Amerindian populations were not considered.
tion and diversification. For example, the refuge theory        Articles with a purely taxonomic or systematic empha-
of Amazonian speciation was based on the idea that             sis were also excluded. Additionally, we excluded stud-
climatic oscillations occurring during the Pleistocene         ies    in   which     the    terms    ‘phylogeography’,
promoted allopatric/parapatric speciation (Haffer 1969,        ‘phylogeographical’ or ‘phylogeographic’ appeared only
2008; Prance 1973) and might have contributed to the           in the keywords or title.
high biodiversity in this area. However, this idea has
become controversial (Colinvaux et al. 2000; Bush  de
                                                               Review of South American phylogeographical patterns
Oliveira 2006) because it has been recognized that
Tertiary Neogene tectonic and palaeogeographical reor-         For all of the retrieved articles (Table 1), we recorded
ganization have also been important drivers of the ori-        the following information: (i) sample taxa, (ii) molecular
gin of Neotropical (Pennington et al. 2004; Hoorn et al.       markers, (iii) main biome/ecoregion, (iv) inferred
2010; Rull 2011) and temperate biodiversity (Quiroga           demographic processes (population expansion or
 Premoli 2010; Srsic et al. 2011) in South America.
                    e
    Here, we review current phylogeographical knowl-
                                                               Table 1 Summary of the reviewed studies, including the total
edge of South America based on a detailed examina-             number of papers, total number of species encounters and
tion of published articles, discussing the main results        number of studies per taxonomic categories
in the light of the current debate concerning the prob-
able agents responsible for the high level of biodiver-        Category                                          No of items
sity and its geographical distribution across the
                                                               Total of studies                                  214
different biogeographical regions in this continent (Ho-
                                                               Total of taxa                                     476
orn et al. 2010; Antonelli  Sanmartin 2011; Rull 2011;
                                                               Total of studies per taxonomic category
Srsic et al. 2011). Specifically, we had the following
  e                                                              Algae                                             2
goals: (i) to review the current knowledge of phyloge-           Plant                                            36
ography in South America; (ii) to verify the occurrence          Invertebrate*                                    29
of demographic processes (expansion and contraction)             Fish*                                            28
related to glacial/interglacial climatic oscillations; (iii)     Amphibian                                        20
                                                                 Reptile                                          20
to assess hypothesized refugia types (multiple or
                                                                 Bird                                             19
single); and (iv) to discuss the role of geological and
                                                                 Mammal                                           61
climatic changes during the Tertiary and Quaternary
in shaping the phylogeographical patterns of South             *Note there is one study included in two taxonomic categories,
America.                                                       see Table S2 (Supporting information) for details.


© 2012 Blackwell Publishing Ltd
4 A. C. TURCHETTO-ZOLET ET AL.

contraction), (v) hypothesized refugia types (multiple or           region (temperate vs. tropical/subtropical) and lineage
single) and (vi) divergence times of the main phylo-                splitting times by analysis of variance (ANOVA) using the
groups. Categorizing studies by biomes or ecoregions                software SPSS 11.0 (SPSS, Inc., Chicago, IL, USA).
was difficult because many authors have used political               Second, we added organisms (taxonomic groups) as
divisions (i.e. countries, states, provinces) instead of            predictor variables of lineage splitting times to refine
ecological divisions such as biomes, ecosystems or                  the analysis and identify additional patterns, also using
ecoregions. Because our goal was not to provide a criti-            ANOVA. Third, we used the chi-square test to assess the
cal biogeographical review of South America, which                  strength of the association of glacial/interglacial periods
had previously been done by De Carvalho  Almeida                   with forest-dwelling and open-habitat organisms. We
(2010), we used the regionalizations used in each article.          tested the association of population expansion vs. frag-
The approximate distribution of major terrestrial South             mentation during glacial and interglacial periods for
American biomes/ecoregions adopted in this review is                forest-dwelling and open-habitat organisms.
shown in Fig. 1 (modified from Olson et al. 2001; shape-
file available at (http://www.worldwildlife.org/science/
                                                                    Results and discussion
data/item1875.html). Morrone (2010b) provided a com-
prehensive review of South American regionalizations
                                                                    Literature survey
and their characteristics.
  Given that region, habitat type or latitude may relate            The Web of Science® survey of the literature from 1987
to important palaeoclimatic drivers of diversification,              to 2011 identified 323 articles (excluding four reviews)
we first tested for the relationship between climatic                that focused on South American phylogeography. In
                                                                    addition, 678 studies were retrieved using country/ter-
                                                                    ritory names. When used as a keyword, Brazil was the
                                                                    most listed country with 219 articles, followed by
                                                                    Argentina with 111, Chile with 79, Peru with 58, Vene-
                                                                    zuela with 46 and Ecuador with 40; other countries
                                                                    were listed no more than 30 times (Table S1, Supporting
                                                                    information). After excluding duplicates, 640 articles
                                                                    were identified. Focusing on species with a distribution
                                                                    range primarily encompassing South America and after
                                                                    the exclusion of articles that did not meet the require-
                                                                    ments described in the Materials and Methods section,
                                                                    214 relevant studies were retrieved by our literature
                                                                    survey (Table S2, Supporting information). Overall, 476
                                                                    taxa were studied (Table 1). Plants and vertebrates
                                                                    accounted for 86% of the phylogeographical studies,
                                                                    with other taxonomic groups comprising the remainder,
                                                                    including invertebrates (13%) and algae (1%). Among
                                                                    plants (a total of 36 articles), angiosperms constituted
                                                                    the majority (34 articles), compared with only two stud-
                                           Amazon                   ies of gymnosperms. Fabaceae (17%), Nothofagaceae
                                           Andes
                                                                    (12%), Asteraceae (9%), Araucariaceae (6%), Bromelia-
                                           Atlantic Forest
                                           Cerrado                  ceae (6%), Clusiaceae (6%), Meliaceae (6%), Proteaceae
                                           Patagonia/Monte Desert   (6%) and Solanaceae (6%) were the most represented
                                           Chaco/Pantanal
                                           Orinoco
                                                                    plant families. Plant-rich families such as Lauraceae,
                                           Pampas                   Myrtaceae and Melastomataceae were not considered in
                                           Caatinga
                                                                    these phylogeographical studies. This bias may be
                                           Chocó
                                           Guiana Highlands         related to the lack of specific molecular markers for use
                                400 km                              in population-level studies (Peakall 2007), mainly for
                                                                    plant families that do not have applied scientific or
                                                                    commercial uses.
Fig. 1 Approximate distribution of major terrestrial South
                                                                       Most studies of invertebrates (a total of 29 articles)
American biomes/ecoregions (modified from Olson et al. 2001)
used in this study. See Morrone (2010b) for detailed revision       focused on insects (65%), primarily the Culicidae (25%),
regarding differences in the resolution and delimitations of        Reduviidae (25%) and Formicidae (15%). Moreover,
such biomes/ecoregions available in the literature.                 these concentrated on vectors of human diseases, such

                                                                                                © 2012 Blackwell Publishing Ltd
PHYLOGEOGRAPHY OF SOUTH AMERICA 5

as Chagas disease (Reduviidae) and malaria (Culicidae).         (see Fig. 2). For instance, 67% of the studies recovered
Crustaceans and molluscs were represented by only               in our review were conducted from 2007 to 2011.
four studies each. Among vertebrates, mammals were                 One possible reason for the disparity in the number
the largest taxonomic group studied, addressed in 61            of studies of plants (17%) and animals (82%) is the
articles (28%). Of those, 37% were focused on rodents,          well-documented lack of polymorphisms in molecular
and most were performed on multiple species using a             markers available for intraspecific-level studies for
comparative approach (Da Silva  Patton 1998; Costa             plants compared with animals (Schaal  Olsen 2000;
2003; Lessa et al. 2010). Among rodents, Cricetidae were        Brunsfeld et al. 2001; Soltis et al. 2006; among others).
analysed in 54% of the studies, followed by Echimyidae          Therefore, Sanger sequencing of mitochondrial DNA
(23%). The other well-represented mammal groups                 (mtDNA) has predominated in phylogeographical stud-
included Phyllostomidae (10%), Didelphidae (9%) and             ies in South America (Fig. 3a). Approximately, 78% of
Felidae (7%). Fish were addressed in 13% of the studies         all studies used mtDNA to infer phylogeogra-
(a total of 28 articles). Galaxiidae species were exam-         phical patterns: 58% of these used only the mtDNA
ined in 14% of the studies, Characidae (10%), Cichlidae         genome, 15% combined mtDNA and nuDNA (including
(7%), Percichthyidae (7%), Sciaenidae (7%) and Trich-           sequencing of low-copy nuclear genes, AFLPs or ISSRs)
omycteridae (7%). Lizards, snakes, turtles and crocodil-        and 5% combined mtDNA and microsatellite loci. San-
ians (reptiles) were investigated in 9% of the studies (20      ger sequencing of plastidial genome (cpDNA) regions
articles), which focused primarily on the Liolaemidae           was used in 13% of studies, most of which (59%) used
(30%) and Viperidae (25%). Twenty studies were of               only cpDNA. Four studies combined cpDNA and mi-
amphibians (9%), primarily the Hylidae (36%), Bufoni-           crosatellites, and another eighth applied a combination
dae (23%), Leptodactylidae (14%), Cycloramphidae (9%)           of cpDNA and nuDNA. Lastly, a small proportion of
and Dendrobatidae (9%). Amphibians were also investi-           articles (3%) referenced other marker combinations. One
gated extensively in comparative phylogeographical              study used all three genomes (algae: Tellier et al. 2009);
studies, providing strong support for the recovered data        another used mtDNA, nuDNA and microsatellite loci
(Carnaval 2002; Carnaval  Bates 2007; Carnaval et al.          (Culver et al. 2000); four applied mtDNA with karyo-
2009; Thom et al. 2010). Birds were studied in 9% (total
             e                                                  types (Confalonieri et al. 1998; Pellegrino et al. 2005;
of 19 articles) of the phylogeographical articles; these        Garcia 2006; Bonvicino et al. 2009) or morphological
concentrated on Dendrocolaptidae (26%), Furnariidae             measures (Puorto et al. 2001; Chaves et al. 2007) to
(21%) and Psittacidae (15%).                                    determine species-level phylogeographical patterns.
   These patterns were generally similar to those in            Overall, 72% of the studies used only one type of molec-
reports from other parts of the globe (Europe: Taberlet         ular marker.
et al. 1998; North America: Soltis et al. 2006; Shafer et al.      Although it is now common practice for phylogeogra-
2010; New Zealand: Wallis  Trewick 2009; southern              phy studies to use a diverse suite of markers (Toews 
Australia: Byrne 2008). Some differences between the            Brelsford 2012), studies from South America did not fol-
composition of our literature survey and the review of          low this trend (Fig. 4). While the number of studies has
Beheregaray (2008), which included the entire southern          increased over the years, the proportion that applied
hemisphere, might be attributable to the great increase         only one molecular marker to those that applied both
in phylogeographical studies in South America since             uniparental (organellar) and biparental (nuclear) inher-
2006, the latest date included in Beheregaray’s report          ited markers has not changed accordingly. This is



                    40                                                             Fig. 2 Number of phylogeographical arti-
                                                                                   cles published between 1987 and 2011 in
                    35
                                                                                   which organism distribution ranges
                    30                                                             encompass primarily the South American
Number of studies




                    25                                                             continent.

                    20

                    15

                    10

                    5

                     0


                                          Year


© 2012 Blackwell Publishing Ltd
6 A. C. TURCHETTO-ZOLET ET AL.

                                                   0.005%
                             (a)                                                                 (b)
                                              1%    2%
                                         5%
                                                                                                        11%
                                                                      mtDNA
                                    4%
                                                                58%   cpDNA
                                                                                                                           27%
                                                                      nuDNA, RFLP, AFLP or       6%
                                                                      ISSR
                            15%                                       Microssatelites
                                                                      Allozyme                                                     Tropical
                                                                      mtDNA and nuDNA                                              Temperate
                                                                      (RFLP, AFLP or ISSR)                                         Subtropical
                         0.005%                                       cpDNA and nuDNA
                          1%                                                                                                       More than one
                                                                      (RFLP, AFLP or ISSR)
                              4%                                                                                                   climatic region
                                                                      mtDNA and SSR
                                                                      cpDNA and SSR
                                   8%                                 mtDNA, cpDNA and
                                                                       nuDNA                      56%
                                                                      Other combinations


Fig. 3 Percentage of phylogeography articles published between 1987 and 2011 according to (a) classes of genetic marker or marker
combinations used (categories are mutually exclusive) and (b) type of environment (see text for details).


                    30                                                                       seed dispersal rates (Caetano et al. 2008; Palma-Silva
                                        One genome
                                                                                             et al. 2009; Tremetsberger et al. 2009; Pinheiro et al.
                    25                  Multiple genomes
Number of studies




                                                                                             2011); differences in the evolution rates and coalescence
                    20
                                                                                             times of nuclear and cytoplasmic markers (Cabanne
                    15                                                                       et al. 2008; Tellier et al. 2009); and introgressive hybrid-
                    10                                                                       ization of organellar markers (Dick  Heuertz 2008;
                                                                                             Acosta  Premoli 2010; Palma-Silva et al. 2011).
                     5
                                                                                                The importance of evaluating multiple markers from
                     0
                                                                                             different genomes in any phylogeographical study is
                                                         Year                                progressively becoming more evident. This idea is
                                                                                             particularly applicable in South America, due to its
Fig. 4 Phylogeographical studies between 1987 and 2011 show-                                 poorly understood and complex historical phylogeo-
ing the proportion per year of those that used a single genome                               graphy. The shift from single to multiple genome
(black line) vs. multiple genomes (grey line).
                                                                                             phylogeographical studies will greatly benefit from
                                                                                             whole-genome sequencing technologies. As genomic
important because the use of only one type of marker                                         approaches become cheaper and sequencing technolo-
to infer phylogeographical or phylogenetic relationships                                     gies allow more efficient analysis, surveying different
may not be sufficient to fully investigate certain taxa                                       genomes and markers for population samples of non-
(Avise  Wollenberg 1997), risking generation of a gene                                      model species will soon become feasible (Ekblom 
tree that does not represent the true relationships                                          Galindo 2010).
among taxa (Edwards  Bensch 2009; Toews  Brels-                                               The variety of biomes and ecosystems across the
ford 2012).                                                                                  continent is a reflection of the remarkable levels of
   Of the 61 studies that used more than one type of                                         biodiversity observed. The delimitation of regions, sub-
molecular marker, 17 showed discordance between the                                          regions, dominions and provinces in a continent with
uniparental and biparental inherited markers. A range                                        such a complex geological history is a challenging task.
of South American organisms exhibit stronger phylo-                                          Several authors have proposed biogeographical region-
geographical structure with uniparental than biparental                                      alization of the continent based on the identified biotic
inherited markers, including algae (Tellier et al. 2009),                                    components (as reviewed by Morrone 2006, 2010a,b).
plants (Caetano et al. 2008; Collevatti et al. 2009; Palma-                                  The complexity of the scenario can be identified by the
Silva et al. 2009; Tremetsberger et al. 2009; Pinheiro et al.                                high variation in the number of units and subunits pro-
2011), birds (Cabanne et al. 2008; Caparroz et al. 2009;                                     posed: 98 ecoregions and six bioecoregions (Dinerstein
Mila et al. 2009), fish (Zemlak et al. 2010) and mammals                                      et al. 1995); 44 provinces grouped in two subrealms, 10
(Culver et al. 2000; Eizirik et al. 2001; Tchaicka et al.                                    regions and eight subregions (Rivas-Mart     ınez  Navar-
2007; Martins et al. 2009; Hollatz et al. 2011). Possible                                    ro 1994); 46 provinces, divided into seven subregions,
reasons for discordant patterns between markers                                              further grouped in two regions and one transition zone
include differences in the dispersal patterns of males                                       (Morrone 2006); 26 provinces and six domains (Cabrera
and females (Eizirik et al. 2001; Tchaicka et al. 2007;                                       Willink 1973); 20 provinces grouped in two subre-
Caparroz et al. 2009; Martins et al. 2009; Zemlak et al.                                     gions and seven domains (Ringuelet 1975); 33 centres
2010; Hollatz et al. 2011); differences between pollen vs.                                   (M€ ller 1973); 23 domains (Ab’Saber 1977); 13 provinces
                                                                                                u

                                                                                                                          © 2012 Blackwell Publishing Ltd
PHYLOGEOGRAPHY OF SOUTH AMERICA 7

(Fittkau et al. 1969); and two subregions (Kuschel 1969),                                               be detailed (Antonelli  Sanmartin 2011, see also
among others (for an extensive review, see Morrone                                                      discussion below).
2006, 2010a,b). Despite some differences among the pro-
posed regionalizations, there were certain concordances.
                                                                                                        Timing of phylogroup splitting
For example, most of the proposals recognized a subdi-
vision between tropical and temperate portions of South                                                 An appraisal of the literature revealed emerging phylo-
America, with the Neotropical biota occupying the cen-                                                  geographical patterns in the biota of South America.
tre, north and east of South America and the Andean–                                                    Several studies (125) revealed the presence of deep
Patagonic biota in the south and west of the continent                                                  intraspecific phylogeographical structure with multiple
(Morrone 2006, 2010a,b).                                                                                lineages (phylogroups). This led us to believe that many
   Using the simplest biogeographical subdivision of the                                                of these could be cryptic species, that is, morphologi-
214 studies in our survey, 120 (56%) were performed in                                                  cally indistinguishable (Bickford et al. 2007). However,
the tropical portion of the continent, 57 (27%) in the                                                  only 13 of these studies discussed possible cases of
temperate region and 14 (6%) within the subtropical                                                     cryptic speciation (e.g. Dick et al. 2003; Camargo et al.
domains. Only 23 studies (11%) sampled populations                                                      2006; Elmer et al. 2007; Fouquet et al. 2007; Morando
across different climatic regions (Fig. 3b). Overall, our                                               et al. 2007; Koscinski et al. 2008; Mirabello  Conn 2008;
review covered phylogeographical studies in several                                                     Sistrom et al. 2009; Tellier et al. 2009; Garcia et al. 2011;
biomes/ecoregions of South America. Almost half of                                                      Piggott et al. 2011). Because we could not evaluate
the studies (47%) sampled only one biome/ecoregion,                                                     species’ taxonomic status to determine whether they
39% sampled two or three different biomes/ecoregions                                                    were cryptic, further evaluation of the extent of this
and 13% included more than four biomes/ecoregions.                                                      phenomenon in South America is necessary.
Of the latter, only one was based on plant species, an                                                     Deep phylogeographical divisions within taxa suggest
extremely low number compared with those of animals                                                     extensive periods of isolation among some constituent
(20 in total). The number of times that a given biome/                                                  populations of South American species. In instances in
ecoregion was included in a phylogeographical study is                                                  which lineage splits have been dated, a mid-Pleistocene
shown in Fig. 5. The most studied biomes/ecoregions                                                     divergence was indicated for 57% of species (Fig. 6).
were Amazonia and the Andes, which were investi-                                                        Differences in lineage splitting times were not signifi-
gated in 71 and 68 studies, respectively, followed by                                                   cant with regard to climatic region: temperate, tropical
the Brazilian Atlantic Forest (53 studies), Patagonia                                                   and subtropical (F = 0.943, P = 0.393, Table 2). There
and Monte Desert (41 studies), Cerrado (38 studies)                                                     was, however, a significant difference in inferred split-
and Chaco/Pantanal (27 studies). Gentry (1982) sug-                                                     ting time according to taxonomic group (F = 5.480;
gested that the evolutionary patterns of the Amazonia                                                   P = 0.000, Table 2). Overall, mammalian, bird, fish,
and Andes regions would explain much of the                                                             invertebrate and plant intraspecific phylogroups were
richness of the Neotropical domains. In fact, most                                                      structured mostly during the Pleistocene (Table S2,
phylogeographical studies were concentrated in those                                                    Supporting information). In contrast, most herpetofauna
regions, and the patterns of diversification can now                                                     (amphibians and reptiles) underwent an intraspecific


                    80                                                                                                      Fig. 5 Number of times that individual
                                                                                                                            biomes/ecoregions were included in a
                    70
                                                                                                                            phylogeographical study of South Ameri-
                    60                                                                                                      ca published between 1987 and 2011 (cat-
Number of studies




                                                                                                                            egories are not exclusive to a certain
                    50
                                                                                                                            paper, see the text for details). The corre-
                    40                                                                                                      sponding numbers of times that animals
                                                                                                                            (grey) and plants (black) were addressed
                    30
                                                                                                                            in each biome/ecoregion are also indi-
                    20                                                                                                      cated.

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© 2012 Blackwell Publishing Ltd
8 A. C. TURCHETTO-ZOLET ET AL.

                                                                                        Fig. 6 Timing of lineage divergence of
                                                                                        South American taxa based on phylogeo-
                                                                                        graphical studies up to 2011. The bound-
                                                                                        ary between the Quaternary and the
                                                                                        Tertiary is placed at approximately
                                                                                        2.6 Ma, following Gibbard  Cohen
                                                                                        (2008).
   10 00– 000

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Table 2 ANOVA of the effects of taxonomic group and climate         earlier (Elmer et al. 2007). For instance, Elmer et al.
region on molecular dating of intraspecific lineage diversifica-      (2007), in a study of an Amazonian terrestrial leaflitter
tion in South America                                               frog (Eleutherodactylus ockendeni), reported lineage split-
                                                                    ting from the mid-Miocene to Oligocene (20–25 Ma).
                      General linear model
                                                                       The chronology of lineage splitting is important for
Source of variation   d.f.   SS         MS        F       P-value   developing a testable hypothesis because it reveals cau-
                                                                    sal mechanisms and forces behind diversification pro-
Taxonomic group*                                                    cesses (Rull 2011). Within the Quaternary, the main
  Between groups       6      872.983   145.497   5.480   0.000     environmental shifts have been linked to climatic
  Total               96     3262.566                               changes (temperature and aridity oscillations) and their
Climate region†
                                                                    potential evolutionary impact on adaptability and/or
  Between groups       2       63.655    31.828   0.943   0.393
                                                                    migration, whereas the Tertiary was characterized by
  Total               97     3269.173
                                                                    significant tectonic and palaeogeographical reorganiza-
d.f., degrees of freedom; SS, sum of squares; MS, mean square.      tion leading to the creation/alteration of new pathways
*Taxonomic groups: Plants; Invertebrates, Fish, Amphibian,          and barriers to biotic evolution. The detection of more
Reptile, Birds. Algae were not included in this analysis.           ancient lineage divergences in almost half of studies
†Climate region: temperate, tropical, subtropical.                  analysed indicates that several factors may have
                                                                    contributed to the geographical structure of the popula-
lineage split much earlier, during the Pliocene and/or              tion-level diversity of South American species. There-
Miocene (Table S2, Supporting information).                         fore, not only Pleistocene Milankovitch cycles but also
   It is important to note that earlier lineage splits have         earlier orogenic events (i.e. volcanic, tectonic, mountain
been reported for a substantial amount of studies (43%              uplift, alteration in drainage systems) occurring during
of the species, Fig. 6), including several taxonomic                the Miocene and Pliocene likely played an important
groups dating back to the Pliocene (fish: Ruzzante et al.            role in the population divergence of South American
2008; herpetofauna: Morando et al. 2008; Avila et al. 2006;         species (Rull 2011).
Thom et al. 2010; Noonan  Gaucher 2005; Grazziotin
        e                                                              Students of biodiversity have discussed the relative
et al. 2006; birds: Mila et al. 2009; Chaves et al. 2007;           importance of Pleistocene vs. Pliocene/Miocene events
mammals: Eizirik et al. 2001; Hoffmann  Baker 2003;                in promoting the diversification of extant South Ameri-
and insects: Solomon et al. 2008), to the Miocene (herpe-           can species (Neotropics: Moritz et al. 2000; Bennett 2004;
tofauna: Chek et al. 2001; Souza et al. 2003; Pellegrino            Hewitt 1996, 2001; Rull 2006, 2008, 2011; Brunes et al.
et al. 2005; Yoke et al. 2006; Morando et al. 2007; Fitzpa-         2010; Pennington et al. 2004; Werneck et al. 2011; temper-
trick et al. 2009; Guarnizo et al. 2009; Brunes et al. 2010;        ate: Srsic et al. 2011). The idea that climatic oscillations
                                                                          e
Geurgas  Rodrigues 2010; Breitman et al. 2011; fish:                during the Pleistocene promoted allopatric/parapatric
Sistrom et al. 2009; plants: Cosacov et al. 2010; Garcia            speciation was the basis of the refuge theory (Haffer
et al. 2011; and insects: Solomon et al. 2008) and even             1969, 2008; Prance 1973) and has been the focus of

                                                                                                 © 2012 Blackwell Publishing Ltd
PHYLOGEOGRAPHY OF SOUTH AMERICA 9

much discussion (Bush  de Oliveira 2006). What               not necessarily correspond to the actual species tree
seems to be evident, however, is that the marked phylo-       (Pamilo  Nei 1988; Avise  Wollenberg 1997). More-
geographical divergence documented in South Ameri-            over, the inference of lineage divergence time from
can studies is suggestive of high levels of undescribed       molecular data has been criticized, mainly because
species diversity and a geographical structure of popu-       dating is prone to many types of error (particularly for
lation-level diversity. However, there is no clear overall    those taxa lacking an available fossil record for calibra-
pattern indicating that in South America, most species        tion). Although recent improvements have increased its
originated during the Pleistocene, as predicted by the        reliability (Rutschmann 2006; Pulquerio  Nichols
refuge theory. Instead, both Pleistocene climatic oscilla-    2007), molecular dating inferences are highly influenced
tions and Pliocene/Miocene orogenic events have               by calibration scheme (Sauquet et al. 2012). Hence, the
contributed to shaping the current diversity and distri-      patterns we report here must be evaluated carefully. As
bution of modern species in both the Neotropical (Bush        mentioned previously, further studies of multiple loci
1994; Hoorn et al. 1995, 2010; Pennington et al. 2004;        or using a whole-genome sequencing approach and
Rull 2006, 2008, 2011; Antonelli  Sanmartin 2011) and        increasing the intensity of geographical sampling of a
temperate regions (Ruzzante et al. 2006, 2008; Mathiasen      species will provide a more complete picture of the
 Premoli 2010; Srsic et al. 2011).
                    e                                         evolution and diversification of South American biota.
   Although formerly these explanations were consid-
ered mutually exclusive, several phylogeographical
                                                              Glacial vs. interglacial periods
studies support the idea that the complex processes of
diversification in South America were affected by the          A range of phylogeographical studies in South America
interaction of palaeogeographical and palaeoclimatic          have identified multiple refugia (Table S2, Supporting
forces (Bush 1994; Riddle 1996; Rull 2008). Under this        information),while the contrasting pattern, demographic
hypothesis, many species must have begun diversifying         expansion from a single refuge, was identified mainly
during the Tertiary (Miocene/Pleistocene), perhaps as a       in mammals from temperate South America (Palma
consequence of orogenic events (i.e. Andean uplifts),         et al. 2005; Rodriguez-Serrano et al. 2006; Gonzalez-Ittig
achieving their current biodiversity during the Quater-       et al. 2010; Lessa et al. 2010). The persistence of some
nary when population structuring and young species            species in multiple refugia localized throughout their
originated under the influence of climatic oscillations        distribution indicates that these species might have
(Rull 2011). For instance, in Liolaemus bibroni, a Patago-    persisted through multiple climatic cycles in heteroge-
nian lizard, northern and southern phylogroups                neous environments. This pattern highlights the impor-
diverged in the mid-Miocene (11.5 Ma), southern phylo-        tance of dynamic evolutionary processes and a mosaic
groups during the Pliocene and Pleistocene (5.6–1.4 Ma)       of habitats in heterogeneous landscapes that allowed
and northern phylogroups in the early Pleistocene (1.5–       species to persist through changing environmental con-
2.3 Ma) (Morando et al. 2007). In Rhinella crucifer, a frog   ditions. Accordingly, recent palaeoecological informa-
species from the Brazilian Atlantic Forest, the split         tion in the Neotropics indicates that during the
between the southern and central/northern clades              Quaternary, spatial reorganization and persistence in
occurred during the Pliocene (3.97 Ma), whereas splits        suitable microrefugia were more frequent than complete
between the northern and central clades and within the        extinctions (Vegas-Vilarrubia et al. 2011). Microrefugia
northern clades occurred during the Pleistocene (0.836        are small areas with local favourable environmental
and 0.313 Ma, respectively) (Thom et al. 2010). In
                                       e                      features within which small populations can survive
Calceolaria polyrhiza, a herbaceous plant species from the    outside their main distribution area (the macrorefu-
Andean and Patagonia regions, the northern and                gium) protected from unfavourable regional environ-
southern clades diverged during the late Miocene              mental conditions (Rull 2009). Pollen records indicate
(12.99–10.33 and 6.85–8.55 Ma, respectively). The esti-       that in the southern Andes, ice-free areas might have
mated time of diversification within the northern clade        facilitated the maintenance of habitat refugia for forest
was also late Miocene (8.14–10.17 Ma); however, clades        taxa (Markgraf et al. 1995; Heusser et al. 1999; Heusser
nested within the southern distribution in Patagonia          2010). In fact, the persistence of temperate southern
diverged more recently, during the Pleistocene (1.16–         populations of several organisms during glacial periods
1.45 Ma) (Cosacov et al. 2010).                               has been reported, principally plants (Muellner et al.
   It is important to emphasize that the patterns             2005; Marchelli  Gallo 2006; Allnutt et al. 1999;
reported for South America were based mostly on               Azpilicueta et al. 2009; Jakob et al. 2009; Souto  Premo-
timing estimation procedures of a single uniparental          li 2007; Tremetsberger et al. 2009; Arana et al. 2010; Co-
marker (i.e. mtDNA or cpDNA; Figs 2a and 3). As dis-          sacov et al. 2010; Mathiasen  Premoli 2010; Premoli
cussed above, genealogies based on a single marker do         et al. 2010; Vidal-Russell et al. 2011) and vertebrates

© 2012 Blackwell Publishing Ltd
10 A . C . T U R C H E T T O - Z O L E T E T A L .

(fish: Zemlak et al. 2008; birds: Gonzalez  Wink 2010;           distribution ranges during glacial cycles. These results
mammals: Himes et al. 2008). A number of studies                 highlight the importance of phylogeographical studies
show long-term persistence of such species, including            with organisms adapted to xeric habitats, which show a
even populations close to the ice-sheet coverage limit           more variable response to glacial cycles than do forest-
during the last glacial maximum (LGM) (Jakob et al.              dwelling species. Accordingly, palaeovegetation model-
2009; Cosacov et al. 2010; Vianna et al. 2011; references        ling results indicate that dry tropical seasonal forests in
in Srsic et al. 2011). The existence of multiple refugia
     e                                                           South America were fragmented during the LGM (Wer-
has also been reported for other parts of the globe,             neck et al. 2011), as were tropical humid forests (Carnaval
where the effects of climatic oscillations might have             Moritz 2008). Moreover, the role of glacial cycles in
been of identical intensities to those in South America          generating biotic refugia in nontropical areas of the
(southern Australia: Byrne 2008; southern Europe                 southern hemisphere has received little attention (Behe-
peninsulas: Nieto Feliner 2011; Africa: Lorenzen et al.          regaray 2008; Lessa et al. 2010; Srsic et al. 2011). Because
                                                                                                    e
2012).                                                           only 28% of the studies surveyed focused on species
   Although South American Pleistocene climate                   associated with open vegetation habitats, future studies
changes have been demonstrated not to be the only                should focus on such organisms to better understand the
driver of speciation (e.g. Hoorn et al. 2010; Rull 2011),        role of interglacial refuges in the diversification of South
they have influenced the historical demography and                American taxa (Antonelli 2008; Bennett  Provan 2008;
distribution of some species in South America. In fact,          Werneck 2011; Werneck et al. 2011).
demographic changes were identified in 58% of the
studies (Table S2, Supporting information). However,
                                                                 Phylogeographical breaks, colonization routes and
only a fraction (35%) of these studies included an esti-
                                                                 dispersal corridors
mate of the timing of such demographic oscillations.
These studies suggested an important interplay between           Postulating the main phylogeographical breaks, coloni-
demographic scenarios and organisms associated with              zation routes and dispersal corridors from the multiple
forest and open vegetation habitats. A significant pro-           refugia is challenging, especially considering our lim-
portion of forest-dwelling species (87%, d.f. = 1,               ited knowledge of the phylogeography of South Ameri-
v2 = 28.69, P  0.0001) showed signs of population frag-         can organisms. Generally, a complex phylogeographical
mentation during glacial cycles and/or population                mosaic of patterns was observed, which was to some
expansion during interglacial periods. The geographical          extent species specific. As observed in southern Euro-
ranges of species associated with forest habitats were           pean peninsulas (Nieto Feliner 2011), where the history
reduced mainly due to the drier conditions during                of populations indicates persistence rather than
glacial cycles, which favoured the expansion of grass-           complete extinction (due to drastic events), replicated
lands and savannas, following the classical model of             patterns should be more scarce than in northern hemi-
tropical refugia (Haffer 1969; Bennett  Provan 2008),           spheric regions. For instance, several studies have
as indicated by palaeovegetation reconstructions (Beh-           shown how diverse ranges shift directions from the
ling 2002; Ledru et al. 2005). Forest species associated         usual latitudinal north–south pattern. Due to the
with dry tropical forests (Caetano et al. 2008), temperate       complex patterns resulting from this scenario, proposal
forests (Marchelli et al. 1998, 2010; Nunez et al. 2011;         of general models is difficult. However, we have
Sallaberry-Pincheira et al. 2011), mountain forests              attempted to summarize the most common patterns
(Thom et al. 2010) and riparian forests (Marquez et al.
        e                                                        found.
2006) accounted for 13% of studies and also indicated
population expansion during interglacial periods and/
                                                                 Rivers as phylogeographical barriers
or fragmentation during glacial cycles.
   For species associated with open vegetation, the              Rivers have been suggested to play an important role in
pattern was unclear (v2 = 2.25, d.f. = 1, P = 0.133), as         shaping biogeographical patterns in South America (Salo
only 68% of the studies showed population expansion              et al. 1986; Rasanen et al. 1987; Ward et al. 2002). The
during glacial cycles and/or fragmentation during                ‘riverine’ hypothesis of diversification suggests that
interglacial periods. Species associated with open vegeta-       major rivers act as geographical barriers to dispersal of
tion domains seemed to show variable responses to cli-           terrestrial organisms, limiting gene flow and promoting
matic oscillations, with a tendency to expand (Marin             allopatric divergence. For example, rivers within the
et al. 2008; Jakob et al. 2009; Cosacov et al. 2010), to main-   Amazon basin (Wallace 1852, 1876; Ayres  Clutton-
tain (Rodriguez-Serrano et al. 2006; Pinheiro et al. 2011;       Brock 1992; Capparella 1992; Hayes  Sewlal 2004) and
Werneck et al. 2012) or to shrink (Gonzalez et al. 1998; Xu      the Doce River in southeastern Brazil (Pellegrino et al.
et al. 2009; Gonzalez  Wink 2010) their geographical            2005; Cabanne et al. 2007; Tchaicka et al. 2007; Ribeiro

                                                                                              © 2012 Blackwell Publishing Ltd
P H Y L O G E O G R A P H Y O F S O U T H A M E R I C A 11

et al. 2011) have been reported to be effective barriers             In southern South America, other major rivers have
between different species assemblages and populations.            also been reported to act as phylogeographical breaks.
Several studies have, indeed, indicated that major rivers         The Plata River basin is the second largest basin in
might have acted as important phylogeographical barri-            South America. The Paraguay and Plata River basins
ers. The Amazon River and its tributaries are most                were a significant barrier to dispersal and gene flow for
frequently reported as representing a historical barrier          the cat Leopardus colocolo (Johnson et al. 1999). The
to gene flow in a range of organisms including mam-                Paran River, a tributary of the Plata River basin, sepa-
                                                                        a
mals (Leopardus tigrinus: Johnson et al. 1999; Leopardus          rates populations of the marsh deer Blastocerus dichoto-
pardalis, Leopardus wiedii: Eizirik et al. 1998; Panthera onca:   mus (Marquez et al. 2006).
Eizirik et al. 2001; Callicebus lugens: Casado et al. 2007;          Although the largest rivers in South America are in
Tapirus terrestris: De Thoisy et al. 2010; Pteronura brasili-     tropical and subtropical regions, the role of several
ensis: Pickles et al. 2011), birds (Xiphorhynchus spixii/ele-     smaller rivers in the temperate region as potential barri-
gans: Aleixo 2004; Lepidothrix coronata: Cheviron et al.          ers to dispersal was examined, and structured popula-
2005), insects (Charis cleonus: Hall  Harvey 2002; Anoph-        tions were identified. In Chile, the Maipo, Yeso and
eles darling: Pedro  Sallum 2009; Anophele triannulatus:         Aconcagua Rivers represent major barriers to the lizard
Pedro et al. 2010) and frogs (Dendrobates: Symula et al.          species Liolaemus monticola (Torres-Perez et al. 2007).
2003). In Bol ıvia, the Magdalena River Valley was identi-       The Maipo River has also been reported to be a
fied as a barrier to dispersal of the western and eastern          geographical barrier to populations of the snake Philodr-
clades of the bird Buarremon brunneinucha (Cadena et al.          yas chamissonis (Sallaberry-Pincheira et al. 2011). The
2007). However, the role of rivers as major drivers of            Chubut River in Patagonia has affected gene flow
allopatric diversification in South America has been               among populations of the saxicolous mouse Phyllotis
challenged by several studies that do not support the             xanthopygus (Kim et al. 1998). The Chico River in Argen-
riverine hypothesis (frogs and small mammals: Gascon              tina was considered an ancient barrier to populations of
et al. 2000; Lougheed et al. 1999; Patton et al. 1994, 2000;      the herbaceous plant Calceolaria polyrhiza (Cosacov et al.
birds: Cadena et al. 2011; insects: Solomon et al. 2008;          2010) and for the reptile Liolaemus lineomaculatus (Breit-
Fairley et al. 2002; and reptiles: Vasconcelos et al. 2006,       man et al. 2011). More intensive geographical sampling
2008). These data indicate that the population structure          of an array of taxa across South America is crucial for
may be an outcome of barriers that are no longer                  elucidation of the role of major rivers as historical barri-
evident in the landscape (ancient rivers) (Lougheed et al.        ers to gene flow.
1999). Others have suggested a significant impact of
recent Andean uplift on the lowlands in terms of gener-
                                                                  Phylogeographical patterns of freshwater organisms
ating the patterns of diversity along the major rivers in
Amazonia (Patton et al. 1994; Gascon et al. 2000; Turner          For aquatic organisms, biogeographical studies have
et al. 2004) (for ridge barriers, see discussion below).          indicated the role of geographical isolation across major
   In southeastern Brazil, studies have pointed to the            South American drainage basins in structuring and gen-
Doce River basin as the phylogeographical break for               erating biodiversity (as reviewed by Hubert  Renno
some species (mammals: Costa 2003; lizards: Pellegrino            2006). Evidences of population genetic divergence
et al. 2005; birds: Cabanne et al. 2007, 2008; frogs:             within species occupying the Amazonian River basins
Thom et al. 2010; and plants: Ribeiro et al. 2011).
        e                                                         were observed in several fish species (Potamorrhaphis
Although this pattern is strongly in agreement with               guianensis: Lovejoy  de Araujo 2000; Prochilodus magda-
the historical instability involving the coastal areas            lene: Turner et al. 2004; Serrasalmus rhombeus: Hubert
south of the Doce River, as predicted by Carnaval                et al. 2007; Nannostomus unifasciatus: Sistrom et al. 2009;
Moritz (2008), its role as a real barrier has been                Paracheirodon axelrodi: Cooke et al. 2009); turtles (Podocn-
debated (Martins 2011) and even refuted (Colombi                  emis expansa: Pearse et al. 2006); and the Amazonian
et al. 2010). Because the Doce River basin was severely           River dolphin, a freshwater mammal (Inia: Banguera-
affected by marine incursions during the Pleistocene,             Hinestroza et al. 2002; Hollatz et al. 2011). Hollatz and
the real barrier might not have been the river itself             colleagues argued that the heterogeneity of the water
(Martins 2011). Additionally, contrasting topographies            environment may be promoting the genetic differentia-
have been evoked to explain the north/south diversity             tion observed between populations on both sides of the
split in the Doce River (Silva et al. 2012). The third            Amazon River. Nevertheless, Piggott et al. (2011)
largest river in South America, the S~o Franciscoa                reported high population genetic differentiation, inter-
River, was reported to be a geographical barrier to               preted as cryptic speciation, of black-wing hatchet fish
populations of the small rodent Calomys expulsus (Do              (Carnegiella marthae) in the Rio Negro floodplain in
Nascimento et al. 2011).                                          central Amazonia. An interesting finding of this study

© 2012 Blackwell Publishing Ltd
12 A . C . T U R C H E T T O - Z O L E T E T A L .

is the cryptic speciation within a well-connected system         the major drivers of biodiversity organization in South
of floodplains with no contemporary barriers that could           America (Gentry 1982; Jørgensen  Len-Ynez 1999;
                                                                                                             o     a
lead population divergence. These results indicate that          Antonelli et al. 2010; Hoorn et al. 2010). The Andean
the diversity of Amazonian organisms is greatly under-           Cordillera is a continuous strip that divides South
estimated.                                                       America east and west, serving as an effective moisture
   Rivers can have important role in influencing popula-          barrier (Aragon et al. 2011). Cross-Andean disjoint
tion structure not only as ecological barriers but also as       distributions have been reported for several organisms
dispersal corridors. For instance, one study has identified       (Brower 1994; Zamudio  Greene 1997; Jørgensen 
the Casiquiare River as a dispersal corridor from the            Len-Ynez 1999; Dick et al. 2003; Weigt et al. 2005;
                                                                    o     a
Amazonian to the Orinoco basins for three peacock                Trenel et al. 2007; Turchetto-Zolet et al. 2012). These
cichlid species (Cichla temensis, Cichla monoculus and           patterns suggest that under the vicariance hypothesis,
Cichla orinocensis: Willis et al. 2010). However, the role of    lowland biota might have evolved due to Andean uplift
the geologically recent Casiquiare corridor in promoting         (Gentry 1982; Raven 1999). High genetic divergence
gene flow between the Amazonian and Orinoco basins                between populations on either side of the Andes Cordil-
has not been supported for turtle species (Podocnemis ex-        lera, which suggests that differentiation is a result of
pansa: Pearse et al. 2006; Podocnemis unifilis: Escalona et al.   long-term geographical isolation, has been reported for
2009).                                                           several taxa including plants (Symphonia globulifera: Dick
   In the Guyanas coastal rivers, a divergent lineage of a       et al. 2003; Dick  Heuertz 2008; Cyathostegia mathewsii:
freshwater fish Pseudancistrus brevispinis (Cardoso              Pennington et al. 2010), birds (Lepidothrix coronata:
Montoya-Burgos 2009) was identified, and the authors              Cheviron et al. 2005; Adelomyia melanogenys: Chaves
believe that sea level fluctuation during the Pleistocene         et al. 2007; Glyphorynchus spirurus: Mila et al. 2009), frogs
could have been responsible for this diversification. For         (Rinella marina: Slade  Moritz 1998; Hypsiboas andinus:
the catfish Pimelodus albicans (Vergara et al. 2008),             Koscinski et al. 2008), fish (Percichthys and Percilia: Ru-
genetic structuring was detected among different sites           zzante et al. 2006), butterflies (Heliconious erato: Brower
of the Plata River basin. The populations of the fresh-          1994) and mammals (Glossophaga soricina: Ditchfield
water catfish Trichomycterus areolatus (Unmack et al.             2000; Corollia sps: Hoffmann  Baker 2003; Oreailurus
2009) were highly isolated among drainage systems in             jacobita: Johnson et al. 1998). These studies found genetic
Chile. For the Patagonian fish Galaxias platei (Zemlak            population divergence across the Andes Mountains
et al. 2008), the strong phylogeographical structure             during a period of major Andean uplift in the Miocene,
observed was influenced by both the orogeny of the                in agreement with the orogeny-driven vicariance
southern Andes and the glacial cycles of the Pleisto-            hypothesis. In the wax palm plant (Ceroxylon echinula-
cene. A deep phylogenetic structure was reported for             tum), however, an eastern–western population split
the Patagonian freshwater crab Aegla alacalufi (Xu et al.         occurred more recently, during the Quaternary (Trenel
2009). The authors believed that Pleistocene glaciations,        et al. 2008). Hence, these authors propose cross-Andean
drainage isolation, habitat fragmentation and poor               dispersal to be a more plausible explanation of the
dispersal ability have influenced the patterns of the             observed disjunction than orogeny-driven vicariance.
population genetic structure of this aquatic species. In            The cross-Andean dispersal hypothesis is supported
contrast, there was little evidence of population                by several other studies of aquatic and terrestrial
structure within the Paran River in the fish Prochilodus
                              a                                  species, including fish (Galaxias platei: Zemlak et al.
lineatus (Sivasundar et al. 2001). Additionally, no phylo-       2008), small mammals (Oligoryzomys longicaudatus:
geographical structure was observed by Ruzzante et al.           Palma et al. 2005; Abrothrix olivaceus: Smith et al. 2001;
(2011) for the Patagonian fish Percichthys trucha. This           Rodriguez-Serrano et al. 2006; Dromiciops gliroides: Hi-
species appears to have dispersed and mixed across               mes et al. 2008; Loxodontomys micropus: Canon et al.
diverse Patagonian drainages, most likely as a result of         2010; Abrothrix longipilis: Lessa et al. 2010), birds (Cyan-
changes in sea level and the extension of the Patagonian         oliseus patagonus: Masello et al. 2011; Adelomyia melanog-
landscape that occurred during the Quaternary.                   enys: Chaves  Smith 2011), insects (Euglossini: Dick
                                                                 et al. 2004) and plants (Tristerix corymbosus and
                                                                 Tristerix aphyllus: Amico  Nickrent 2009). Migration
Ridges as phylogeographical barriers
                                                                 across the Andean divide was possible in regions
Ridges and mountain uplifts are well-known mecha-                where mountains were not very high, as well as
nisms of geneflow interruption and promote divergence             through continuous forests (Zemlak et al. 2008; Amico
among populations. Accordingly, evidence of this effect           Nickrent 2009; Masello et al. 2011). For aquatic
in a range of taxa from regions around the world is              organisms, drainages that currently or previously tra-
available (Soltis et al. 2006). Andean uplift was one of         versed the Andes from the east side have been sug-

                                                                                              © 2012 Blackwell Publishing Ltd
P H Y L O G E O G R A P H Y O F S O U T H A M E R I C A 13

gested as dispersal corridors (Zemlak et al. 2008). A         o/Pantanal, Caatinga, Pampas and Orinoco could
study of the fish Galaxias maculatus (Zemlak et al.            provide important information on the demographic
2010) also indicated that the Chilean Coastal Cordil-         responses of populations adapted to drought stress dur-
lera might represent an eastern–western dispersal bar-        ing climatic oscillations because a large amount of the
rier.                                                         published data relates to forest-dwelling species. Hence,
   South America is a topographically complex conti-          there is an urgent need to compile phylogeographical
nent, and although Andean uplift is one of the major          studies of a wider range of taxonomic groups into a
events that contributed to biota organization, other          more regionalized review of comparative phylogeogra-
mountain uplifts have also been reported to have acted        phy of important South American regions. This will
as phylogeographical barriers to South American spe-          facilitate more accurate elucidation of phylogeograph-
cies. For example, the Serra do Mar and Mantiqueira           ical patterns and promote a better understanding of the
mountain uplifts in southeastern Brazil for a freshwater      origin and maintenance of South American biota.
turtle during the Pliocene and Miocene (Hydromedusa
maximiliani: Souza et al. 2003), for rats (Trinomys: Lara 
                                                              Acknowledgements
Patton 2000) and freshwater fish (Mimagoniates microl-
epis: Torres  Ribeiro 2009). The Mitaraka archipelago        We thank three anonymous referees for valuable comments on
inselbergs, in French Guiana, represent a strong barrier      the manuscript. This work was supported by grants to CP-S
                                                              from CNPq (Universal: 471775/2010-0) and FAPESP (Biota:
to gene flow among Pitcairnia geyskesii populations
                                                              2009/52725-3; 2009/17411-8), to FP from FAPESP (2010/15052-0),
(Boisselier-Dubayle et al. 2010).
                                                              to ACTZ from PNPD/CAPES-FAPERGS fellowship and
                                                              FAPERGS (Pronex: 10/0028-7).
Conclusions and future perspectives
An increasing number of studies of South American             References
phylogeography have recently been published. None-            Ab’Saber AN (1977) Os domnios morfoclimticos na Amrica
                                                                                              ı               a            e
theless, the number remains insufficient, pointing to an         do Sul: primeira aproximac~o. Geomorfologia, 53, 1–23.
                                                                                             ßa
urgent need for more investigations of historical bioge-      Acosta MC, Premoli AC (2010) Evidence of chloroplast capture
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responded to past changes and to predict how they               fagaceae). Molecular Phylogenetics and Evolution, 54, 235–242.
                                                              Albino AM (2011) Evolution of Squamata Reptiles in Patagonia
might cope with current changes. Comparative studies
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of phylogeography on a smaller scale (i.e. a specific            Society, 103, 441–457.
biome/ecoregion) would facilitate the identification of        Aleixo A (2004) Historical diversification of a Terra-firme forest
refugia and contact zones such as those available for           bird superspecies: a phylogeographic perspective on the role
vertebrates and plants from the Patagonian region               of different hypotheses of Amazonian diversification. Evolu-
(Srsic et al. 2011), rodents from the Patagonian and
  e                                                             tion, 58, 1303–1317.
Tierra del Fuego regions (Pardi~ as et al. 2011), squa-
                                   n                          Aleixo A, Rossetti DF (2007) Avian gene trees, landscape
                                                                evolution, and geology: towards a modern synthesis of Ama-
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2012; Silva et al. 2012), plants from Pampas grassland        Allnutt TR, Newton AC, Lara A et al. (1999) Genetic variation
(Fregonezi et al. 2012) and tetrapods from the Amazonia         in Fitzroya cupressoides (alerce), a threatened South American
region (Aleixo  Rossetti 2007; Antonelli et al. 2010). It      conifer. Molecular Ecology, 8, 975–987.
is important to highlight the fact that most of these         Amico GC, Nickrent DL (2009) Population structure and
recent reviews discuss mainly vertebrate patterns, likely       phylogeography of the mistletoes Tristerix corymbosus and T.
                                                                aphyllus (Loranthaceae) using chloroplast DNA sequence var-
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                                                                iation. American Journal of Botany, 96, 1571–1580.
South America (89% of phylogeographcial studies). In          Antonelli A (2008) Higher level phylogeny and evolutionary
addition, a greater number of plant (trees and herbs)           trends in Campanulaceae subfam. Lobelioideae: molecular
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dispersal abilities, should be included to generate a           Evolution, 46, 1–18.
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We predict that in the next few years, next-generation          species in the Neotropics? Taxon, 60, 403–414.
                                                              Antonelli JA, Quijada-Mascare~ as A, Crawford JA, Bates JM,
                                                                                                n
sequencing techniques will solve most of the problems
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encountered in plant groups due to the low diversity of         geography of Amazonian tetrapods and their relation to geo-
molecular markers, thus facilitating phylogeographical          logical and climatic models. In: Amazonia, Landscape and
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graphical studies of the xeric regions of Cerrado, Chac-        Wiley-Blackwell.


© 2012 Blackwell Publishing Ltd
Filogeografia en Suramerica
Filogeografia en Suramerica
Filogeografia en Suramerica
Filogeografia en Suramerica
Filogeografia en Suramerica
Filogeografia en Suramerica
Filogeografia en Suramerica
Filogeografia en Suramerica

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Mais de Universidad Regional Amazónica Ikiam / Universidad de Carabobo

Mais de Universidad Regional Amazónica Ikiam / Universidad de Carabobo (20)

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Filogeografia en Suramerica

  • 1. Molecular Ecology (2012) doi: 10.1111/mec.12164 INVITED REVIEW AND META-ANALYSES Phylogeographical patterns shed light on evolutionary process in South America A . C . T U R C H E T T O - Z O L E T , * F . P I N H E I R O , † F . S A L G U E I R O ‡ and C . P A L M A - S I L V A † *Programa de Ps-Graduac~o em Gentica e Biologia Molecular, Departamento de Gentica, IB/UFRGS, 91501-970, Porto o ßa e e Alegre, RS, Brazil, †Instituto de Bot^nica, Av. Miguel Stefano 3687, Agua Funda, 04301-902, S~o Paulo, SP, Brazil, a a ‡Departamento de Bot^nica, UNIRIO, 22290-240, Rio de Janeiro, RJ, Brazil a Abstract The South American continent is composed of several biogeographical regions harbouring the highest biodiversity on the globe, encompassing five of the world’s biodiversity ‘hot spots’. Nonetheless, the patterns and processes responsible for shap- ing its astonishing species diversity are largely unknown. Here, we present a review of current South American phylogeographical knowledge based on published articles on this topic. An appraisal of the literature reveals emerging phylogeographical patterns in the biota of South America. The striking phylogeographical divergence observed among organism lineages in South American studies is suggestive of high levels of undocumented species diversity. The interplay between Pleistocene climatic oscilla- tions and Pliocene/Miocene orogenic events has contributed to shaping the current diversity and distribution of modern lineages in both the tropical and temperate regions of South America. Although older divergence times were observed for a range of species, most herpetofauna underwent an intraspecific lineage split much earlier than other organisms. The geographical ranges of species associated with forest habi- tats were reduced mainly during glacial cycles, whereas species associated with open vegetation domains have shown variable responses to climatic oscillations. The results suggest a highly complex mosaic of phylogeographical patterns in South America. We suggest future research directions to promote a better understanding of the origin and maintenance of the South American biota. Keywords: biodiversity, microevolution, neotropics, phylogeography, population structure, species diversification Received 28 January 2012; revision received 31 October 2012; accepted 6 November 2012 chains (i.e. the Andean Cordillera) (Clapperton 1993). Introduction South America harbours the greatest biodiversity on South America is a large continent extending over a Earth, containing five of the world’s biodiversity ‘hot wide latitudinal range (between 12°N and 56°S) that spots’ (Myers et al. 2000). Furthermore, South America includes an extensive variety of climates, closely associ- is a biogeographically diverse continent composed of a ated with vegetation formation. The more extensive variety of different biomes/ecoregions (Morrone 2004, northern part, located near the equatorial zone, is tropi- 2006; Aragon et al. 2011). The diversification processes cal, whereas the narrower southern part has subtropical on this continent cannot be restricted to a particular and cool temperate climates (Fittkau et al. 1969; Sylves- time interval or mechanism (Rull 2011). The evolution- tre 2009; Aragon et al. 2011). The continent also shows ary history of South America has been linked to a suc- complex geomorphological patterns, such as large river cession of major geological events that have modified plains (i.e. the Amazon basin) and extensive mountain both continents and oceans (Graham 2009; Cavallotto et al. 2011; Folguera et al. 2011; Lavina Fauth 2011). Correspondence: Clarisse Palma-Silva, Fax: +551150733678; Climate changes and associated glaciations, as well as E-mail: clarissepalma@yahoo.com.br palaeobasins and shifting shorelines due to marine © 2012 Blackwell Publishing Ltd
  • 2. 2 A. C. TURCHETTO-ZOLET ET AL. transgressions, have impacted this continent, creating result, an increasing number of studies have been pub- complex scenarios for species diversification (Colinvaux lished. Nevertheless, comparative phylogeographical et al. 1996; Behling 2002; Antonelli Sanmartin 2011; studies are still needed. Recent reviews of the phylogeo- Aragon et al. 2011; Compagnucci 2011). graphical patterns within some specific areas in South Much effort has been put into understanding the America have been published (e.g. Brazilian Atlantic complex and high levels of biodiversity in South Amer- Rainforest: Martins 2011; Silva et al. 2012; Amazon: ica. Phylogeographical studies of South American taxa Antonelli et al. 2010; Aleixo Rossetti 2007; Pampas may provide valuable insight into the historical grassland: Fregonezi et al. 2012; Patagonia: Srsic et al. e processes underlying diversification in this region. 2011; Pardi~ as et al. 2011; Albino 2011). However, no n Molecular analyses based on DNA sequence variations attempt has been made to compare these patterns in living organisms together with advances in statistical across the major regions of the continent. phylogeography have shed further light on how geolog- ical events and climatic changes have modified the Geological history and climatic changes in demographic history of populations (Avise 2009). Such South America phylogeographical studies can provide a better under- standing of the biodiversity, dispersal modes, diversifi- The structural framework of the continent was formed cation times, extinctions, refugia areas and other by the distribution and interplay of several major species-/population-level processes (microevolutionary geotectonic units, which include the following classes: processes; reviewed by Diniz-Filho et al. 2008). In addi- cratons (Guiana, Central Brazilian and Coastal Brazilian tion, comparative phylogeography may provide infor- shields), intercratonic basins (Amazonas, Parnaiba, Sao mation regarding significant historical events that have Francisco and Parana), pericratonic basins (Llanos- a common influence on many species and may indicate Iquitos-Acre-Beni-Chaco-Pampas plains), nesocratons common biotic responses to historical climatic and (Pampean Ranges, Patagonia and Deseado massifs) and geomorphological processes (Bermingham Moritz geosynclines (Andean belts) (Harrington 1962). 1998). These studies are able to detect the regional- and The geological isolation and long-term climatic stabil- landscape-level biodiversity patterns that are important ity that have affected the South American continent for understanding macroecology, the broad impacts of would have favoured the gradual accumulation of biodi- geological events and areas of high conservation prior- versity over time (Mittelbach et al. 2007). Long periods ity (Bermingham Moritz 1998; Moritz 2002). Thus, of time marked the separation of the continents, which phylogeography provides insights into the processes were associated with episodes of volcanism, uplift and involved in the origin and distribution of biodiversity. subsidence of large areas. These are important elements Examples of the contributions of phylogeographical of the geological history of South America and continue studies to the understanding of evolutionary processes to occur (Clapperton 1993). The Andean uplift began in on large scales were recently reviewed for Europe (Tab- the late Oligocene to early Miocene (about 23 Ma), but erlet et al. 1998; Nieto Feliner 2011), North America the most intense peak of Andean mountain building (Avise 2000; Soltis et al. 2006; Shafer et al. 2010), New occurred during the late middle Miocene (about 12 Ma) Zealand (Wallis Trewick 2009), southern Australia and early Pliocene (about 4.5 Ma) (Hoorn et al. 2010; (Byrne 2008) and Africa (Lorenzen et al. 2012). For Folguera et al. 2011). This mountain range extends for instance, in the northern hemisphere, a large number of almost 9000 km along the western coast of South Amer- phylogeographical studies facilitated identification of ica. Elevation, particularly in the Andes, is an important major Pleistocene refugia, cryptic refugia, demographic factor for climatic and ecological control in South Amer- expansion and many other species-/population-level ica (Hoorn et al. 1995). Thus, the Andean uplift greatly aspects (Avise 2000; Cook et al. 2001; Lessa et al. 2003; influenced biodiversity organization in South America Soltis et al. 2006; Shafer et al. 2010). This includes suture (Gentry 1982; Hoorn et al. 1995, 2010; Jørgensen Len- o zones–areas containing multiple hybrid and contact Ynez 1999; Antonelli et al. 2010). In their northern and a zones (Remington 1968; Swenson Howard 2004). The central reaches, the Andes are quite wide and contain number of phylogeographical studies of South America extensive plateaus, such as the Altiplano, and a number is comparatively lower, despite it having one of the of major valleys (Folguera et al. 2011). The southern highest levels of biodiversity on Earth (Beheregaray Andes have been eroded by the Patagonian ice sheet 2008; Srsic et al. 2011). Until 2006, only 6.3% of all e and are much lower and narrower (Garzione et al. 2008; phylogeographical studies published worldwide were Hoorn et al. 2010; Lavina Fauth 2011). The complex dedicated to organisms from the South American conti- and dynamic geological history of South America is of nent (Beheregaray 2008). The field of phylogeography great importance for understanding the origins of the has recently blossomed in South America, and as a present-day high biodiversity (Clapperton 1993; De © 2012 Blackwell Publishing Ltd
  • 3. PHYLOGEOGRAPHY OF SOUTH AMERICA 3 Carvalho Almeida 2010; Nullo Combina 2011; Ru- Materials and methods zzante Rabassa 2011). Glacial and interglacial periods associated with past Literature survey climate changes may also have influenced the dynam- ics of biodiversity, dramatically altering the landscape The database used for this review was compiled by and evolution of South America. Glaciations have conducting searches in the Web of Science® (Institute of occurred at different time intervals and are influenced Scientific Information, Thomson Scientific). We first by cyclic variations in the Earth’s orbit, known as Mil- searched articles published from 1987 (date regarded as ankovitch cycles (Bartlein Prentice 1989; Berger the birth of phylogeography as discipline: Avise et al. Loutre 1989; Zachos et al. 2001). The orbital rhythms 1987) to 2011 using two key phrases: ‘phylogeograph*’ act in combination, producing periodic variations in and ‘South America’. Because many studies did not the distribution and intensity of sunlight. An alternat- mention ‘South America’, we also searched by each ing sequence of glacial and interglacial conditions has South American country individually. We have limited characterized the second half of the Quaternary. Palae- our discussion to organisms that occur mainly in the ovegetational reconstructions have recovered drastic South American continent. Thus, we did not consider past vegetational changes due to glacial–interglacial studies in which the range of organisms was largely cycles (e.g. Colinvaux et al. 1996; Rull 1999; Behling outside of South America (e.g. Central and North 2002; Iglesias et al. 2011; Quattrocchio et al. 2011). It America, New Zealand, Australia and Antarctica). has been argued that Quaternary glaciations may have Marine organism was not included when their ranges resulted in the fragmentation of forest land into extended beyond the South American coast. Studies islands in a sea of savannas and/or deserts (refugia), that covered only a small part of a species geographical promoting lineage differentiation (Hooghiemstra van range were also excluded. Studies of invasive species der Hammen 1998), which may have promoted specia- and Amerindian populations were not considered. tion and diversification. For example, the refuge theory Articles with a purely taxonomic or systematic empha- of Amazonian speciation was based on the idea that sis were also excluded. Additionally, we excluded stud- climatic oscillations occurring during the Pleistocene ies in which the terms ‘phylogeography’, promoted allopatric/parapatric speciation (Haffer 1969, ‘phylogeographical’ or ‘phylogeographic’ appeared only 2008; Prance 1973) and might have contributed to the in the keywords or title. high biodiversity in this area. However, this idea has become controversial (Colinvaux et al. 2000; Bush de Review of South American phylogeographical patterns Oliveira 2006) because it has been recognized that Tertiary Neogene tectonic and palaeogeographical reor- For all of the retrieved articles (Table 1), we recorded ganization have also been important drivers of the ori- the following information: (i) sample taxa, (ii) molecular gin of Neotropical (Pennington et al. 2004; Hoorn et al. markers, (iii) main biome/ecoregion, (iv) inferred 2010; Rull 2011) and temperate biodiversity (Quiroga demographic processes (population expansion or Premoli 2010; Srsic et al. 2011) in South America. e Here, we review current phylogeographical knowl- Table 1 Summary of the reviewed studies, including the total edge of South America based on a detailed examina- number of papers, total number of species encounters and tion of published articles, discussing the main results number of studies per taxonomic categories in the light of the current debate concerning the prob- able agents responsible for the high level of biodiver- Category No of items sity and its geographical distribution across the Total of studies 214 different biogeographical regions in this continent (Ho- Total of taxa 476 orn et al. 2010; Antonelli Sanmartin 2011; Rull 2011; Total of studies per taxonomic category Srsic et al. 2011). Specifically, we had the following e Algae 2 goals: (i) to review the current knowledge of phyloge- Plant 36 ography in South America; (ii) to verify the occurrence Invertebrate* 29 of demographic processes (expansion and contraction) Fish* 28 related to glacial/interglacial climatic oscillations; (iii) Amphibian 20 Reptile 20 to assess hypothesized refugia types (multiple or Bird 19 single); and (iv) to discuss the role of geological and Mammal 61 climatic changes during the Tertiary and Quaternary in shaping the phylogeographical patterns of South *Note there is one study included in two taxonomic categories, America. see Table S2 (Supporting information) for details. © 2012 Blackwell Publishing Ltd
  • 4. 4 A. C. TURCHETTO-ZOLET ET AL. contraction), (v) hypothesized refugia types (multiple or region (temperate vs. tropical/subtropical) and lineage single) and (vi) divergence times of the main phylo- splitting times by analysis of variance (ANOVA) using the groups. Categorizing studies by biomes or ecoregions software SPSS 11.0 (SPSS, Inc., Chicago, IL, USA). was difficult because many authors have used political Second, we added organisms (taxonomic groups) as divisions (i.e. countries, states, provinces) instead of predictor variables of lineage splitting times to refine ecological divisions such as biomes, ecosystems or the analysis and identify additional patterns, also using ecoregions. Because our goal was not to provide a criti- ANOVA. Third, we used the chi-square test to assess the cal biogeographical review of South America, which strength of the association of glacial/interglacial periods had previously been done by De Carvalho Almeida with forest-dwelling and open-habitat organisms. We (2010), we used the regionalizations used in each article. tested the association of population expansion vs. frag- The approximate distribution of major terrestrial South mentation during glacial and interglacial periods for American biomes/ecoregions adopted in this review is forest-dwelling and open-habitat organisms. shown in Fig. 1 (modified from Olson et al. 2001; shape- file available at (http://www.worldwildlife.org/science/ Results and discussion data/item1875.html). Morrone (2010b) provided a com- prehensive review of South American regionalizations Literature survey and their characteristics. Given that region, habitat type or latitude may relate The Web of Science® survey of the literature from 1987 to important palaeoclimatic drivers of diversification, to 2011 identified 323 articles (excluding four reviews) we first tested for the relationship between climatic that focused on South American phylogeography. In addition, 678 studies were retrieved using country/ter- ritory names. When used as a keyword, Brazil was the most listed country with 219 articles, followed by Argentina with 111, Chile with 79, Peru with 58, Vene- zuela with 46 and Ecuador with 40; other countries were listed no more than 30 times (Table S1, Supporting information). After excluding duplicates, 640 articles were identified. Focusing on species with a distribution range primarily encompassing South America and after the exclusion of articles that did not meet the require- ments described in the Materials and Methods section, 214 relevant studies were retrieved by our literature survey (Table S2, Supporting information). Overall, 476 taxa were studied (Table 1). Plants and vertebrates accounted for 86% of the phylogeographical studies, with other taxonomic groups comprising the remainder, including invertebrates (13%) and algae (1%). Among plants (a total of 36 articles), angiosperms constituted the majority (34 articles), compared with only two stud- Amazon ies of gymnosperms. Fabaceae (17%), Nothofagaceae Andes (12%), Asteraceae (9%), Araucariaceae (6%), Bromelia- Atlantic Forest Cerrado ceae (6%), Clusiaceae (6%), Meliaceae (6%), Proteaceae Patagonia/Monte Desert (6%) and Solanaceae (6%) were the most represented Chaco/Pantanal Orinoco plant families. Plant-rich families such as Lauraceae, Pampas Myrtaceae and Melastomataceae were not considered in Caatinga these phylogeographical studies. This bias may be Chocó Guiana Highlands related to the lack of specific molecular markers for use 400 km in population-level studies (Peakall 2007), mainly for plant families that do not have applied scientific or commercial uses. Fig. 1 Approximate distribution of major terrestrial South Most studies of invertebrates (a total of 29 articles) American biomes/ecoregions (modified from Olson et al. 2001) used in this study. See Morrone (2010b) for detailed revision focused on insects (65%), primarily the Culicidae (25%), regarding differences in the resolution and delimitations of Reduviidae (25%) and Formicidae (15%). Moreover, such biomes/ecoregions available in the literature. these concentrated on vectors of human diseases, such © 2012 Blackwell Publishing Ltd
  • 5. PHYLOGEOGRAPHY OF SOUTH AMERICA 5 as Chagas disease (Reduviidae) and malaria (Culicidae). (see Fig. 2). For instance, 67% of the studies recovered Crustaceans and molluscs were represented by only in our review were conducted from 2007 to 2011. four studies each. Among vertebrates, mammals were One possible reason for the disparity in the number the largest taxonomic group studied, addressed in 61 of studies of plants (17%) and animals (82%) is the articles (28%). Of those, 37% were focused on rodents, well-documented lack of polymorphisms in molecular and most were performed on multiple species using a markers available for intraspecific-level studies for comparative approach (Da Silva Patton 1998; Costa plants compared with animals (Schaal Olsen 2000; 2003; Lessa et al. 2010). Among rodents, Cricetidae were Brunsfeld et al. 2001; Soltis et al. 2006; among others). analysed in 54% of the studies, followed by Echimyidae Therefore, Sanger sequencing of mitochondrial DNA (23%). The other well-represented mammal groups (mtDNA) has predominated in phylogeographical stud- included Phyllostomidae (10%), Didelphidae (9%) and ies in South America (Fig. 3a). Approximately, 78% of Felidae (7%). Fish were addressed in 13% of the studies all studies used mtDNA to infer phylogeogra- (a total of 28 articles). Galaxiidae species were exam- phical patterns: 58% of these used only the mtDNA ined in 14% of the studies, Characidae (10%), Cichlidae genome, 15% combined mtDNA and nuDNA (including (7%), Percichthyidae (7%), Sciaenidae (7%) and Trich- sequencing of low-copy nuclear genes, AFLPs or ISSRs) omycteridae (7%). Lizards, snakes, turtles and crocodil- and 5% combined mtDNA and microsatellite loci. San- ians (reptiles) were investigated in 9% of the studies (20 ger sequencing of plastidial genome (cpDNA) regions articles), which focused primarily on the Liolaemidae was used in 13% of studies, most of which (59%) used (30%) and Viperidae (25%). Twenty studies were of only cpDNA. Four studies combined cpDNA and mi- amphibians (9%), primarily the Hylidae (36%), Bufoni- crosatellites, and another eighth applied a combination dae (23%), Leptodactylidae (14%), Cycloramphidae (9%) of cpDNA and nuDNA. Lastly, a small proportion of and Dendrobatidae (9%). Amphibians were also investi- articles (3%) referenced other marker combinations. One gated extensively in comparative phylogeographical study used all three genomes (algae: Tellier et al. 2009); studies, providing strong support for the recovered data another used mtDNA, nuDNA and microsatellite loci (Carnaval 2002; Carnaval Bates 2007; Carnaval et al. (Culver et al. 2000); four applied mtDNA with karyo- 2009; Thom et al. 2010). Birds were studied in 9% (total e types (Confalonieri et al. 1998; Pellegrino et al. 2005; of 19 articles) of the phylogeographical articles; these Garcia 2006; Bonvicino et al. 2009) or morphological concentrated on Dendrocolaptidae (26%), Furnariidae measures (Puorto et al. 2001; Chaves et al. 2007) to (21%) and Psittacidae (15%). determine species-level phylogeographical patterns. These patterns were generally similar to those in Overall, 72% of the studies used only one type of molec- reports from other parts of the globe (Europe: Taberlet ular marker. et al. 1998; North America: Soltis et al. 2006; Shafer et al. Although it is now common practice for phylogeogra- 2010; New Zealand: Wallis Trewick 2009; southern phy studies to use a diverse suite of markers (Toews Australia: Byrne 2008). Some differences between the Brelsford 2012), studies from South America did not fol- composition of our literature survey and the review of low this trend (Fig. 4). While the number of studies has Beheregaray (2008), which included the entire southern increased over the years, the proportion that applied hemisphere, might be attributable to the great increase only one molecular marker to those that applied both in phylogeographical studies in South America since uniparental (organellar) and biparental (nuclear) inher- 2006, the latest date included in Beheregaray’s report ited markers has not changed accordingly. This is 40 Fig. 2 Number of phylogeographical arti- cles published between 1987 and 2011 in 35 which organism distribution ranges 30 encompass primarily the South American Number of studies 25 continent. 20 15 10 5 0 Year © 2012 Blackwell Publishing Ltd
  • 6. 6 A. C. TURCHETTO-ZOLET ET AL. 0.005% (a) (b) 1% 2% 5% 11% mtDNA 4% 58% cpDNA 27% nuDNA, RFLP, AFLP or 6% ISSR 15% Microssatelites Allozyme Tropical mtDNA and nuDNA Temperate (RFLP, AFLP or ISSR) Subtropical 0.005% cpDNA and nuDNA 1% More than one (RFLP, AFLP or ISSR) 4% climatic region mtDNA and SSR cpDNA and SSR 8% mtDNA, cpDNA and nuDNA 56% Other combinations Fig. 3 Percentage of phylogeography articles published between 1987 and 2011 according to (a) classes of genetic marker or marker combinations used (categories are mutually exclusive) and (b) type of environment (see text for details). 30 seed dispersal rates (Caetano et al. 2008; Palma-Silva One genome et al. 2009; Tremetsberger et al. 2009; Pinheiro et al. 25 Multiple genomes Number of studies 2011); differences in the evolution rates and coalescence 20 times of nuclear and cytoplasmic markers (Cabanne 15 et al. 2008; Tellier et al. 2009); and introgressive hybrid- 10 ization of organellar markers (Dick Heuertz 2008; Acosta Premoli 2010; Palma-Silva et al. 2011). 5 The importance of evaluating multiple markers from 0 different genomes in any phylogeographical study is Year progressively becoming more evident. This idea is particularly applicable in South America, due to its Fig. 4 Phylogeographical studies between 1987 and 2011 show- poorly understood and complex historical phylogeo- ing the proportion per year of those that used a single genome graphy. The shift from single to multiple genome (black line) vs. multiple genomes (grey line). phylogeographical studies will greatly benefit from whole-genome sequencing technologies. As genomic important because the use of only one type of marker approaches become cheaper and sequencing technolo- to infer phylogeographical or phylogenetic relationships gies allow more efficient analysis, surveying different may not be sufficient to fully investigate certain taxa genomes and markers for population samples of non- (Avise Wollenberg 1997), risking generation of a gene model species will soon become feasible (Ekblom tree that does not represent the true relationships Galindo 2010). among taxa (Edwards Bensch 2009; Toews Brels- The variety of biomes and ecosystems across the ford 2012). continent is a reflection of the remarkable levels of Of the 61 studies that used more than one type of biodiversity observed. The delimitation of regions, sub- molecular marker, 17 showed discordance between the regions, dominions and provinces in a continent with uniparental and biparental inherited markers. A range such a complex geological history is a challenging task. of South American organisms exhibit stronger phylo- Several authors have proposed biogeographical region- geographical structure with uniparental than biparental alization of the continent based on the identified biotic inherited markers, including algae (Tellier et al. 2009), components (as reviewed by Morrone 2006, 2010a,b). plants (Caetano et al. 2008; Collevatti et al. 2009; Palma- The complexity of the scenario can be identified by the Silva et al. 2009; Tremetsberger et al. 2009; Pinheiro et al. high variation in the number of units and subunits pro- 2011), birds (Cabanne et al. 2008; Caparroz et al. 2009; posed: 98 ecoregions and six bioecoregions (Dinerstein Mila et al. 2009), fish (Zemlak et al. 2010) and mammals et al. 1995); 44 provinces grouped in two subrealms, 10 (Culver et al. 2000; Eizirik et al. 2001; Tchaicka et al. regions and eight subregions (Rivas-Mart ınez Navar- 2007; Martins et al. 2009; Hollatz et al. 2011). Possible ro 1994); 46 provinces, divided into seven subregions, reasons for discordant patterns between markers further grouped in two regions and one transition zone include differences in the dispersal patterns of males (Morrone 2006); 26 provinces and six domains (Cabrera and females (Eizirik et al. 2001; Tchaicka et al. 2007; Willink 1973); 20 provinces grouped in two subre- Caparroz et al. 2009; Martins et al. 2009; Zemlak et al. gions and seven domains (Ringuelet 1975); 33 centres 2010; Hollatz et al. 2011); differences between pollen vs. (M€ ller 1973); 23 domains (Ab’Saber 1977); 13 provinces u © 2012 Blackwell Publishing Ltd
  • 7. PHYLOGEOGRAPHY OF SOUTH AMERICA 7 (Fittkau et al. 1969); and two subregions (Kuschel 1969), be detailed (Antonelli Sanmartin 2011, see also among others (for an extensive review, see Morrone discussion below). 2006, 2010a,b). Despite some differences among the pro- posed regionalizations, there were certain concordances. Timing of phylogroup splitting For example, most of the proposals recognized a subdi- vision between tropical and temperate portions of South An appraisal of the literature revealed emerging phylo- America, with the Neotropical biota occupying the cen- geographical patterns in the biota of South America. tre, north and east of South America and the Andean– Several studies (125) revealed the presence of deep Patagonic biota in the south and west of the continent intraspecific phylogeographical structure with multiple (Morrone 2006, 2010a,b). lineages (phylogroups). This led us to believe that many Using the simplest biogeographical subdivision of the of these could be cryptic species, that is, morphologi- 214 studies in our survey, 120 (56%) were performed in cally indistinguishable (Bickford et al. 2007). However, the tropical portion of the continent, 57 (27%) in the only 13 of these studies discussed possible cases of temperate region and 14 (6%) within the subtropical cryptic speciation (e.g. Dick et al. 2003; Camargo et al. domains. Only 23 studies (11%) sampled populations 2006; Elmer et al. 2007; Fouquet et al. 2007; Morando across different climatic regions (Fig. 3b). Overall, our et al. 2007; Koscinski et al. 2008; Mirabello Conn 2008; review covered phylogeographical studies in several Sistrom et al. 2009; Tellier et al. 2009; Garcia et al. 2011; biomes/ecoregions of South America. Almost half of Piggott et al. 2011). Because we could not evaluate the studies (47%) sampled only one biome/ecoregion, species’ taxonomic status to determine whether they 39% sampled two or three different biomes/ecoregions were cryptic, further evaluation of the extent of this and 13% included more than four biomes/ecoregions. phenomenon in South America is necessary. Of the latter, only one was based on plant species, an Deep phylogeographical divisions within taxa suggest extremely low number compared with those of animals extensive periods of isolation among some constituent (20 in total). The number of times that a given biome/ populations of South American species. In instances in ecoregion was included in a phylogeographical study is which lineage splits have been dated, a mid-Pleistocene shown in Fig. 5. The most studied biomes/ecoregions divergence was indicated for 57% of species (Fig. 6). were Amazonia and the Andes, which were investi- Differences in lineage splitting times were not signifi- gated in 71 and 68 studies, respectively, followed by cant with regard to climatic region: temperate, tropical the Brazilian Atlantic Forest (53 studies), Patagonia and subtropical (F = 0.943, P = 0.393, Table 2). There and Monte Desert (41 studies), Cerrado (38 studies) was, however, a significant difference in inferred split- and Chaco/Pantanal (27 studies). Gentry (1982) sug- ting time according to taxonomic group (F = 5.480; gested that the evolutionary patterns of the Amazonia P = 0.000, Table 2). Overall, mammalian, bird, fish, and Andes regions would explain much of the invertebrate and plant intraspecific phylogroups were richness of the Neotropical domains. In fact, most structured mostly during the Pleistocene (Table S2, phylogeographical studies were concentrated in those Supporting information). In contrast, most herpetofauna regions, and the patterns of diversification can now (amphibians and reptiles) underwent an intraspecific 80 Fig. 5 Number of times that individual biomes/ecoregions were included in a 70 phylogeographical study of South Ameri- 60 ca published between 1987 and 2011 (cat- Number of studies egories are not exclusive to a certain 50 paper, see the text for details). The corre- 40 sponding numbers of times that animals (grey) and plants (black) were addressed 30 in each biome/ecoregion are also indi- 20 cated. 10 0 on es do al o st s ga t st ó st ds er pa oc oc re oa oa an nd an in az rra es m Fo rin Ch eC eC nt at A hl m D Ce Pa Pa Ca O ig A ic te in in aH o/ nt on ar ar ac tla M M M an Ch A a/ ic fic ui ni nt G ci go tla Pa ta A Pa Biomes © 2012 Blackwell Publishing Ltd
  • 8. 8 A. C. TURCHETTO-ZOLET ET AL. Fig. 6 Timing of lineage divergence of South American taxa based on phylogeo- graphical studies up to 2011. The bound- ary between the Quaternary and the Tertiary is placed at approximately 2.6 Ma, following Gibbard Cohen (2008). 10 00– 000 0 00 0 1. .0 2. .0 2. .6 4. .0 5. .0 6. .0 7. .0 8. .0 9. .0 10 10.0 11 11.0 12 12.0 13 13.0 14 4.0 15 15.0 16 .0 17 –17 18 18.0 19 9.0 20 20.0 21 1.0 .0 0 23 23.0 0 0 0– 00 0. 00 22 22. 4. 4. 1 2 2 4 5 6 7 8 9 6 0– 0– 0– 7– 0– 0– 0– 0– 0– –1 –1 –1 –2 –2 2 .0 .0 20. 00 0. 50 00. 0– – – – – – – – – .0 .0 .0 .0 .0 .0 .0 .0 .0 .0 .0 .0 0. 10 5 20 Table 2 ANOVA of the effects of taxonomic group and climate earlier (Elmer et al. 2007). For instance, Elmer et al. region on molecular dating of intraspecific lineage diversifica- (2007), in a study of an Amazonian terrestrial leaflitter tion in South America frog (Eleutherodactylus ockendeni), reported lineage split- ting from the mid-Miocene to Oligocene (20–25 Ma). General linear model The chronology of lineage splitting is important for Source of variation d.f. SS MS F P-value developing a testable hypothesis because it reveals cau- sal mechanisms and forces behind diversification pro- Taxonomic group* cesses (Rull 2011). Within the Quaternary, the main Between groups 6 872.983 145.497 5.480 0.000 environmental shifts have been linked to climatic Total 96 3262.566 changes (temperature and aridity oscillations) and their Climate region† potential evolutionary impact on adaptability and/or Between groups 2 63.655 31.828 0.943 0.393 migration, whereas the Tertiary was characterized by Total 97 3269.173 significant tectonic and palaeogeographical reorganiza- d.f., degrees of freedom; SS, sum of squares; MS, mean square. tion leading to the creation/alteration of new pathways *Taxonomic groups: Plants; Invertebrates, Fish, Amphibian, and barriers to biotic evolution. The detection of more Reptile, Birds. Algae were not included in this analysis. ancient lineage divergences in almost half of studies †Climate region: temperate, tropical, subtropical. analysed indicates that several factors may have contributed to the geographical structure of the popula- lineage split much earlier, during the Pliocene and/or tion-level diversity of South American species. There- Miocene (Table S2, Supporting information). fore, not only Pleistocene Milankovitch cycles but also It is important to note that earlier lineage splits have earlier orogenic events (i.e. volcanic, tectonic, mountain been reported for a substantial amount of studies (43% uplift, alteration in drainage systems) occurring during of the species, Fig. 6), including several taxonomic the Miocene and Pliocene likely played an important groups dating back to the Pliocene (fish: Ruzzante et al. role in the population divergence of South American 2008; herpetofauna: Morando et al. 2008; Avila et al. 2006; species (Rull 2011). Thom et al. 2010; Noonan Gaucher 2005; Grazziotin e Students of biodiversity have discussed the relative et al. 2006; birds: Mila et al. 2009; Chaves et al. 2007; importance of Pleistocene vs. Pliocene/Miocene events mammals: Eizirik et al. 2001; Hoffmann Baker 2003; in promoting the diversification of extant South Ameri- and insects: Solomon et al. 2008), to the Miocene (herpe- can species (Neotropics: Moritz et al. 2000; Bennett 2004; tofauna: Chek et al. 2001; Souza et al. 2003; Pellegrino Hewitt 1996, 2001; Rull 2006, 2008, 2011; Brunes et al. et al. 2005; Yoke et al. 2006; Morando et al. 2007; Fitzpa- 2010; Pennington et al. 2004; Werneck et al. 2011; temper- trick et al. 2009; Guarnizo et al. 2009; Brunes et al. 2010; ate: Srsic et al. 2011). The idea that climatic oscillations e Geurgas Rodrigues 2010; Breitman et al. 2011; fish: during the Pleistocene promoted allopatric/parapatric Sistrom et al. 2009; plants: Cosacov et al. 2010; Garcia speciation was the basis of the refuge theory (Haffer et al. 2011; and insects: Solomon et al. 2008) and even 1969, 2008; Prance 1973) and has been the focus of © 2012 Blackwell Publishing Ltd
  • 9. PHYLOGEOGRAPHY OF SOUTH AMERICA 9 much discussion (Bush de Oliveira 2006). What not necessarily correspond to the actual species tree seems to be evident, however, is that the marked phylo- (Pamilo Nei 1988; Avise Wollenberg 1997). More- geographical divergence documented in South Ameri- over, the inference of lineage divergence time from can studies is suggestive of high levels of undescribed molecular data has been criticized, mainly because species diversity and a geographical structure of popu- dating is prone to many types of error (particularly for lation-level diversity. However, there is no clear overall those taxa lacking an available fossil record for calibra- pattern indicating that in South America, most species tion). Although recent improvements have increased its originated during the Pleistocene, as predicted by the reliability (Rutschmann 2006; Pulquerio Nichols refuge theory. Instead, both Pleistocene climatic oscilla- 2007), molecular dating inferences are highly influenced tions and Pliocene/Miocene orogenic events have by calibration scheme (Sauquet et al. 2012). Hence, the contributed to shaping the current diversity and distri- patterns we report here must be evaluated carefully. As bution of modern species in both the Neotropical (Bush mentioned previously, further studies of multiple loci 1994; Hoorn et al. 1995, 2010; Pennington et al. 2004; or using a whole-genome sequencing approach and Rull 2006, 2008, 2011; Antonelli Sanmartin 2011) and increasing the intensity of geographical sampling of a temperate regions (Ruzzante et al. 2006, 2008; Mathiasen species will provide a more complete picture of the Premoli 2010; Srsic et al. 2011). e evolution and diversification of South American biota. Although formerly these explanations were consid- ered mutually exclusive, several phylogeographical Glacial vs. interglacial periods studies support the idea that the complex processes of diversification in South America were affected by the A range of phylogeographical studies in South America interaction of palaeogeographical and palaeoclimatic have identified multiple refugia (Table S2, Supporting forces (Bush 1994; Riddle 1996; Rull 2008). Under this information),while the contrasting pattern, demographic hypothesis, many species must have begun diversifying expansion from a single refuge, was identified mainly during the Tertiary (Miocene/Pleistocene), perhaps as a in mammals from temperate South America (Palma consequence of orogenic events (i.e. Andean uplifts), et al. 2005; Rodriguez-Serrano et al. 2006; Gonzalez-Ittig achieving their current biodiversity during the Quater- et al. 2010; Lessa et al. 2010). The persistence of some nary when population structuring and young species species in multiple refugia localized throughout their originated under the influence of climatic oscillations distribution indicates that these species might have (Rull 2011). For instance, in Liolaemus bibroni, a Patago- persisted through multiple climatic cycles in heteroge- nian lizard, northern and southern phylogroups neous environments. This pattern highlights the impor- diverged in the mid-Miocene (11.5 Ma), southern phylo- tance of dynamic evolutionary processes and a mosaic groups during the Pliocene and Pleistocene (5.6–1.4 Ma) of habitats in heterogeneous landscapes that allowed and northern phylogroups in the early Pleistocene (1.5– species to persist through changing environmental con- 2.3 Ma) (Morando et al. 2007). In Rhinella crucifer, a frog ditions. Accordingly, recent palaeoecological informa- species from the Brazilian Atlantic Forest, the split tion in the Neotropics indicates that during the between the southern and central/northern clades Quaternary, spatial reorganization and persistence in occurred during the Pliocene (3.97 Ma), whereas splits suitable microrefugia were more frequent than complete between the northern and central clades and within the extinctions (Vegas-Vilarrubia et al. 2011). Microrefugia northern clades occurred during the Pleistocene (0.836 are small areas with local favourable environmental and 0.313 Ma, respectively) (Thom et al. 2010). In e features within which small populations can survive Calceolaria polyrhiza, a herbaceous plant species from the outside their main distribution area (the macrorefu- Andean and Patagonia regions, the northern and gium) protected from unfavourable regional environ- southern clades diverged during the late Miocene mental conditions (Rull 2009). Pollen records indicate (12.99–10.33 and 6.85–8.55 Ma, respectively). The esti- that in the southern Andes, ice-free areas might have mated time of diversification within the northern clade facilitated the maintenance of habitat refugia for forest was also late Miocene (8.14–10.17 Ma); however, clades taxa (Markgraf et al. 1995; Heusser et al. 1999; Heusser nested within the southern distribution in Patagonia 2010). In fact, the persistence of temperate southern diverged more recently, during the Pleistocene (1.16– populations of several organisms during glacial periods 1.45 Ma) (Cosacov et al. 2010). has been reported, principally plants (Muellner et al. It is important to emphasize that the patterns 2005; Marchelli Gallo 2006; Allnutt et al. 1999; reported for South America were based mostly on Azpilicueta et al. 2009; Jakob et al. 2009; Souto Premo- timing estimation procedures of a single uniparental li 2007; Tremetsberger et al. 2009; Arana et al. 2010; Co- marker (i.e. mtDNA or cpDNA; Figs 2a and 3). As dis- sacov et al. 2010; Mathiasen Premoli 2010; Premoli cussed above, genealogies based on a single marker do et al. 2010; Vidal-Russell et al. 2011) and vertebrates © 2012 Blackwell Publishing Ltd
  • 10. 10 A . C . T U R C H E T T O - Z O L E T E T A L . (fish: Zemlak et al. 2008; birds: Gonzalez Wink 2010; distribution ranges during glacial cycles. These results mammals: Himes et al. 2008). A number of studies highlight the importance of phylogeographical studies show long-term persistence of such species, including with organisms adapted to xeric habitats, which show a even populations close to the ice-sheet coverage limit more variable response to glacial cycles than do forest- during the last glacial maximum (LGM) (Jakob et al. dwelling species. Accordingly, palaeovegetation model- 2009; Cosacov et al. 2010; Vianna et al. 2011; references ling results indicate that dry tropical seasonal forests in in Srsic et al. 2011). The existence of multiple refugia e South America were fragmented during the LGM (Wer- has also been reported for other parts of the globe, neck et al. 2011), as were tropical humid forests (Carnaval where the effects of climatic oscillations might have Moritz 2008). Moreover, the role of glacial cycles in been of identical intensities to those in South America generating biotic refugia in nontropical areas of the (southern Australia: Byrne 2008; southern Europe southern hemisphere has received little attention (Behe- peninsulas: Nieto Feliner 2011; Africa: Lorenzen et al. regaray 2008; Lessa et al. 2010; Srsic et al. 2011). Because e 2012). only 28% of the studies surveyed focused on species Although South American Pleistocene climate associated with open vegetation habitats, future studies changes have been demonstrated not to be the only should focus on such organisms to better understand the driver of speciation (e.g. Hoorn et al. 2010; Rull 2011), role of interglacial refuges in the diversification of South they have influenced the historical demography and American taxa (Antonelli 2008; Bennett Provan 2008; distribution of some species in South America. In fact, Werneck 2011; Werneck et al. 2011). demographic changes were identified in 58% of the studies (Table S2, Supporting information). However, Phylogeographical breaks, colonization routes and only a fraction (35%) of these studies included an esti- dispersal corridors mate of the timing of such demographic oscillations. These studies suggested an important interplay between Postulating the main phylogeographical breaks, coloni- demographic scenarios and organisms associated with zation routes and dispersal corridors from the multiple forest and open vegetation habitats. A significant pro- refugia is challenging, especially considering our lim- portion of forest-dwelling species (87%, d.f. = 1, ited knowledge of the phylogeography of South Ameri- v2 = 28.69, P 0.0001) showed signs of population frag- can organisms. Generally, a complex phylogeographical mentation during glacial cycles and/or population mosaic of patterns was observed, which was to some expansion during interglacial periods. The geographical extent species specific. As observed in southern Euro- ranges of species associated with forest habitats were pean peninsulas (Nieto Feliner 2011), where the history reduced mainly due to the drier conditions during of populations indicates persistence rather than glacial cycles, which favoured the expansion of grass- complete extinction (due to drastic events), replicated lands and savannas, following the classical model of patterns should be more scarce than in northern hemi- tropical refugia (Haffer 1969; Bennett Provan 2008), spheric regions. For instance, several studies have as indicated by palaeovegetation reconstructions (Beh- shown how diverse ranges shift directions from the ling 2002; Ledru et al. 2005). Forest species associated usual latitudinal north–south pattern. Due to the with dry tropical forests (Caetano et al. 2008), temperate complex patterns resulting from this scenario, proposal forests (Marchelli et al. 1998, 2010; Nunez et al. 2011; of general models is difficult. However, we have Sallaberry-Pincheira et al. 2011), mountain forests attempted to summarize the most common patterns (Thom et al. 2010) and riparian forests (Marquez et al. e found. 2006) accounted for 13% of studies and also indicated population expansion during interglacial periods and/ Rivers as phylogeographical barriers or fragmentation during glacial cycles. For species associated with open vegetation, the Rivers have been suggested to play an important role in pattern was unclear (v2 = 2.25, d.f. = 1, P = 0.133), as shaping biogeographical patterns in South America (Salo only 68% of the studies showed population expansion et al. 1986; Rasanen et al. 1987; Ward et al. 2002). The during glacial cycles and/or fragmentation during ‘riverine’ hypothesis of diversification suggests that interglacial periods. Species associated with open vegeta- major rivers act as geographical barriers to dispersal of tion domains seemed to show variable responses to cli- terrestrial organisms, limiting gene flow and promoting matic oscillations, with a tendency to expand (Marin allopatric divergence. For example, rivers within the et al. 2008; Jakob et al. 2009; Cosacov et al. 2010), to main- Amazon basin (Wallace 1852, 1876; Ayres Clutton- tain (Rodriguez-Serrano et al. 2006; Pinheiro et al. 2011; Brock 1992; Capparella 1992; Hayes Sewlal 2004) and Werneck et al. 2012) or to shrink (Gonzalez et al. 1998; Xu the Doce River in southeastern Brazil (Pellegrino et al. et al. 2009; Gonzalez Wink 2010) their geographical 2005; Cabanne et al. 2007; Tchaicka et al. 2007; Ribeiro © 2012 Blackwell Publishing Ltd
  • 11. P H Y L O G E O G R A P H Y O F S O U T H A M E R I C A 11 et al. 2011) have been reported to be effective barriers In southern South America, other major rivers have between different species assemblages and populations. also been reported to act as phylogeographical breaks. Several studies have, indeed, indicated that major rivers The Plata River basin is the second largest basin in might have acted as important phylogeographical barri- South America. The Paraguay and Plata River basins ers. The Amazon River and its tributaries are most were a significant barrier to dispersal and gene flow for frequently reported as representing a historical barrier the cat Leopardus colocolo (Johnson et al. 1999). The to gene flow in a range of organisms including mam- Paran River, a tributary of the Plata River basin, sepa- a mals (Leopardus tigrinus: Johnson et al. 1999; Leopardus rates populations of the marsh deer Blastocerus dichoto- pardalis, Leopardus wiedii: Eizirik et al. 1998; Panthera onca: mus (Marquez et al. 2006). Eizirik et al. 2001; Callicebus lugens: Casado et al. 2007; Although the largest rivers in South America are in Tapirus terrestris: De Thoisy et al. 2010; Pteronura brasili- tropical and subtropical regions, the role of several ensis: Pickles et al. 2011), birds (Xiphorhynchus spixii/ele- smaller rivers in the temperate region as potential barri- gans: Aleixo 2004; Lepidothrix coronata: Cheviron et al. ers to dispersal was examined, and structured popula- 2005), insects (Charis cleonus: Hall Harvey 2002; Anoph- tions were identified. In Chile, the Maipo, Yeso and eles darling: Pedro Sallum 2009; Anophele triannulatus: Aconcagua Rivers represent major barriers to the lizard Pedro et al. 2010) and frogs (Dendrobates: Symula et al. species Liolaemus monticola (Torres-Perez et al. 2007). 2003). In Bol ıvia, the Magdalena River Valley was identi- The Maipo River has also been reported to be a fied as a barrier to dispersal of the western and eastern geographical barrier to populations of the snake Philodr- clades of the bird Buarremon brunneinucha (Cadena et al. yas chamissonis (Sallaberry-Pincheira et al. 2011). The 2007). However, the role of rivers as major drivers of Chubut River in Patagonia has affected gene flow allopatric diversification in South America has been among populations of the saxicolous mouse Phyllotis challenged by several studies that do not support the xanthopygus (Kim et al. 1998). The Chico River in Argen- riverine hypothesis (frogs and small mammals: Gascon tina was considered an ancient barrier to populations of et al. 2000; Lougheed et al. 1999; Patton et al. 1994, 2000; the herbaceous plant Calceolaria polyrhiza (Cosacov et al. birds: Cadena et al. 2011; insects: Solomon et al. 2008; 2010) and for the reptile Liolaemus lineomaculatus (Breit- Fairley et al. 2002; and reptiles: Vasconcelos et al. 2006, man et al. 2011). More intensive geographical sampling 2008). These data indicate that the population structure of an array of taxa across South America is crucial for may be an outcome of barriers that are no longer elucidation of the role of major rivers as historical barri- evident in the landscape (ancient rivers) (Lougheed et al. ers to gene flow. 1999). Others have suggested a significant impact of recent Andean uplift on the lowlands in terms of gener- Phylogeographical patterns of freshwater organisms ating the patterns of diversity along the major rivers in Amazonia (Patton et al. 1994; Gascon et al. 2000; Turner For aquatic organisms, biogeographical studies have et al. 2004) (for ridge barriers, see discussion below). indicated the role of geographical isolation across major In southeastern Brazil, studies have pointed to the South American drainage basins in structuring and gen- Doce River basin as the phylogeographical break for erating biodiversity (as reviewed by Hubert Renno some species (mammals: Costa 2003; lizards: Pellegrino 2006). Evidences of population genetic divergence et al. 2005; birds: Cabanne et al. 2007, 2008; frogs: within species occupying the Amazonian River basins Thom et al. 2010; and plants: Ribeiro et al. 2011). e were observed in several fish species (Potamorrhaphis Although this pattern is strongly in agreement with guianensis: Lovejoy de Araujo 2000; Prochilodus magda- the historical instability involving the coastal areas lene: Turner et al. 2004; Serrasalmus rhombeus: Hubert south of the Doce River, as predicted by Carnaval et al. 2007; Nannostomus unifasciatus: Sistrom et al. 2009; Moritz (2008), its role as a real barrier has been Paracheirodon axelrodi: Cooke et al. 2009); turtles (Podocn- debated (Martins 2011) and even refuted (Colombi emis expansa: Pearse et al. 2006); and the Amazonian et al. 2010). Because the Doce River basin was severely River dolphin, a freshwater mammal (Inia: Banguera- affected by marine incursions during the Pleistocene, Hinestroza et al. 2002; Hollatz et al. 2011). Hollatz and the real barrier might not have been the river itself colleagues argued that the heterogeneity of the water (Martins 2011). Additionally, contrasting topographies environment may be promoting the genetic differentia- have been evoked to explain the north/south diversity tion observed between populations on both sides of the split in the Doce River (Silva et al. 2012). The third Amazon River. Nevertheless, Piggott et al. (2011) largest river in South America, the S~o Franciscoa reported high population genetic differentiation, inter- River, was reported to be a geographical barrier to preted as cryptic speciation, of black-wing hatchet fish populations of the small rodent Calomys expulsus (Do (Carnegiella marthae) in the Rio Negro floodplain in Nascimento et al. 2011). central Amazonia. An interesting finding of this study © 2012 Blackwell Publishing Ltd
  • 12. 12 A . C . T U R C H E T T O - Z O L E T E T A L . is the cryptic speciation within a well-connected system the major drivers of biodiversity organization in South of floodplains with no contemporary barriers that could America (Gentry 1982; Jørgensen Len-Ynez 1999; o a lead population divergence. These results indicate that Antonelli et al. 2010; Hoorn et al. 2010). The Andean the diversity of Amazonian organisms is greatly under- Cordillera is a continuous strip that divides South estimated. America east and west, serving as an effective moisture Rivers can have important role in influencing popula- barrier (Aragon et al. 2011). Cross-Andean disjoint tion structure not only as ecological barriers but also as distributions have been reported for several organisms dispersal corridors. For instance, one study has identified (Brower 1994; Zamudio Greene 1997; Jørgensen the Casiquiare River as a dispersal corridor from the Len-Ynez 1999; Dick et al. 2003; Weigt et al. 2005; o a Amazonian to the Orinoco basins for three peacock Trenel et al. 2007; Turchetto-Zolet et al. 2012). These cichlid species (Cichla temensis, Cichla monoculus and patterns suggest that under the vicariance hypothesis, Cichla orinocensis: Willis et al. 2010). However, the role of lowland biota might have evolved due to Andean uplift the geologically recent Casiquiare corridor in promoting (Gentry 1982; Raven 1999). High genetic divergence gene flow between the Amazonian and Orinoco basins between populations on either side of the Andes Cordil- has not been supported for turtle species (Podocnemis ex- lera, which suggests that differentiation is a result of pansa: Pearse et al. 2006; Podocnemis unifilis: Escalona et al. long-term geographical isolation, has been reported for 2009). several taxa including plants (Symphonia globulifera: Dick In the Guyanas coastal rivers, a divergent lineage of a et al. 2003; Dick Heuertz 2008; Cyathostegia mathewsii: freshwater fish Pseudancistrus brevispinis (Cardoso Pennington et al. 2010), birds (Lepidothrix coronata: Montoya-Burgos 2009) was identified, and the authors Cheviron et al. 2005; Adelomyia melanogenys: Chaves believe that sea level fluctuation during the Pleistocene et al. 2007; Glyphorynchus spirurus: Mila et al. 2009), frogs could have been responsible for this diversification. For (Rinella marina: Slade Moritz 1998; Hypsiboas andinus: the catfish Pimelodus albicans (Vergara et al. 2008), Koscinski et al. 2008), fish (Percichthys and Percilia: Ru- genetic structuring was detected among different sites zzante et al. 2006), butterflies (Heliconious erato: Brower of the Plata River basin. The populations of the fresh- 1994) and mammals (Glossophaga soricina: Ditchfield water catfish Trichomycterus areolatus (Unmack et al. 2000; Corollia sps: Hoffmann Baker 2003; Oreailurus 2009) were highly isolated among drainage systems in jacobita: Johnson et al. 1998). These studies found genetic Chile. For the Patagonian fish Galaxias platei (Zemlak population divergence across the Andes Mountains et al. 2008), the strong phylogeographical structure during a period of major Andean uplift in the Miocene, observed was influenced by both the orogeny of the in agreement with the orogeny-driven vicariance southern Andes and the glacial cycles of the Pleisto- hypothesis. In the wax palm plant (Ceroxylon echinula- cene. A deep phylogenetic structure was reported for tum), however, an eastern–western population split the Patagonian freshwater crab Aegla alacalufi (Xu et al. occurred more recently, during the Quaternary (Trenel 2009). The authors believed that Pleistocene glaciations, et al. 2008). Hence, these authors propose cross-Andean drainage isolation, habitat fragmentation and poor dispersal to be a more plausible explanation of the dispersal ability have influenced the patterns of the observed disjunction than orogeny-driven vicariance. population genetic structure of this aquatic species. In The cross-Andean dispersal hypothesis is supported contrast, there was little evidence of population by several other studies of aquatic and terrestrial structure within the Paran River in the fish Prochilodus a species, including fish (Galaxias platei: Zemlak et al. lineatus (Sivasundar et al. 2001). Additionally, no phylo- 2008), small mammals (Oligoryzomys longicaudatus: geographical structure was observed by Ruzzante et al. Palma et al. 2005; Abrothrix olivaceus: Smith et al. 2001; (2011) for the Patagonian fish Percichthys trucha. This Rodriguez-Serrano et al. 2006; Dromiciops gliroides: Hi- species appears to have dispersed and mixed across mes et al. 2008; Loxodontomys micropus: Canon et al. diverse Patagonian drainages, most likely as a result of 2010; Abrothrix longipilis: Lessa et al. 2010), birds (Cyan- changes in sea level and the extension of the Patagonian oliseus patagonus: Masello et al. 2011; Adelomyia melanog- landscape that occurred during the Quaternary. enys: Chaves Smith 2011), insects (Euglossini: Dick et al. 2004) and plants (Tristerix corymbosus and Tristerix aphyllus: Amico Nickrent 2009). Migration Ridges as phylogeographical barriers across the Andean divide was possible in regions Ridges and mountain uplifts are well-known mecha- where mountains were not very high, as well as nisms of geneflow interruption and promote divergence through continuous forests (Zemlak et al. 2008; Amico among populations. Accordingly, evidence of this effect Nickrent 2009; Masello et al. 2011). For aquatic in a range of taxa from regions around the world is organisms, drainages that currently or previously tra- available (Soltis et al. 2006). Andean uplift was one of versed the Andes from the east side have been sug- © 2012 Blackwell Publishing Ltd
  • 13. P H Y L O G E O G R A P H Y O F S O U T H A M E R I C A 13 gested as dispersal corridors (Zemlak et al. 2008). A o/Pantanal, Caatinga, Pampas and Orinoco could study of the fish Galaxias maculatus (Zemlak et al. provide important information on the demographic 2010) also indicated that the Chilean Coastal Cordil- responses of populations adapted to drought stress dur- lera might represent an eastern–western dispersal bar- ing climatic oscillations because a large amount of the rier. published data relates to forest-dwelling species. Hence, South America is a topographically complex conti- there is an urgent need to compile phylogeographical nent, and although Andean uplift is one of the major studies of a wider range of taxonomic groups into a events that contributed to biota organization, other more regionalized review of comparative phylogeogra- mountain uplifts have also been reported to have acted phy of important South American regions. This will as phylogeographical barriers to South American spe- facilitate more accurate elucidation of phylogeograph- cies. For example, the Serra do Mar and Mantiqueira ical patterns and promote a better understanding of the mountain uplifts in southeastern Brazil for a freshwater origin and maintenance of South American biota. turtle during the Pliocene and Miocene (Hydromedusa maximiliani: Souza et al. 2003), for rats (Trinomys: Lara Acknowledgements Patton 2000) and freshwater fish (Mimagoniates microl- epis: Torres Ribeiro 2009). The Mitaraka archipelago We thank three anonymous referees for valuable comments on inselbergs, in French Guiana, represent a strong barrier the manuscript. This work was supported by grants to CP-S from CNPq (Universal: 471775/2010-0) and FAPESP (Biota: to gene flow among Pitcairnia geyskesii populations 2009/52725-3; 2009/17411-8), to FP from FAPESP (2010/15052-0), (Boisselier-Dubayle et al. 2010). to ACTZ from PNPD/CAPES-FAPERGS fellowship and FAPERGS (Pronex: 10/0028-7). Conclusions and future perspectives An increasing number of studies of South American References phylogeography have recently been published. None- Ab’Saber AN (1977) Os domnios morfoclimticos na Amrica ı a e theless, the number remains insufficient, pointing to an do Sul: primeira aproximac~o. Geomorfologia, 53, 1–23. ßa urgent need for more investigations of historical bioge- Acosta MC, Premoli AC (2010) Evidence of chloroplast capture ography and phylogeography to assess how species in South American Nothofagus (subgenus Nothofagus, Notho- responded to past changes and to predict how they fagaceae). Molecular Phylogenetics and Evolution, 54, 235–242. Albino AM (2011) Evolution of Squamata Reptiles in Patagonia might cope with current changes. Comparative studies based on the fossil record. Biological Journal of the Linnean of phylogeography on a smaller scale (i.e. a specific Society, 103, 441–457. biome/ecoregion) would facilitate the identification of Aleixo A (2004) Historical diversification of a Terra-firme forest refugia and contact zones such as those available for bird superspecies: a phylogeographic perspective on the role vertebrates and plants from the Patagonian region of different hypotheses of Amazonian diversification. Evolu- (Srsic et al. 2011), rodents from the Patagonian and e tion, 58, 1303–1317. Tierra del Fuego regions (Pardi~ as et al. 2011), squa- n Aleixo A, Rossetti DF (2007) Avian gene trees, landscape evolution, and geology: towards a modern synthesis of Ama- mates from Patagonia (Albino 2011), vertebrates from zonian historical biogeography? Journal of Ornithology, 148, the Brazilian Atlantic Forest (Martins 2011; Porto et al. S443–S453. 2012; Silva et al. 2012), plants from Pampas grassland Allnutt TR, Newton AC, Lara A et al. (1999) Genetic variation (Fregonezi et al. 2012) and tetrapods from the Amazonia in Fitzroya cupressoides (alerce), a threatened South American region (Aleixo Rossetti 2007; Antonelli et al. 2010). It conifer. Molecular Ecology, 8, 975–987. is important to highlight the fact that most of these Amico GC, Nickrent DL (2009) Population structure and recent reviews discuss mainly vertebrate patterns, likely phylogeography of the mistletoes Tristerix corymbosus and T. aphyllus (Loranthaceae) using chloroplast DNA sequence var- because this taxonomic category is the most studied in iation. American Journal of Botany, 96, 1571–1580. South America (89% of phylogeographcial studies). In Antonelli A (2008) Higher level phylogeny and evolutionary addition, a greater number of plant (trees and herbs) trends in Campanulaceae subfam. Lobelioideae: molecular and invertebrate species, which show contrasting signal overshadows morphology. Molecular Phylogenetics and dispersal abilities, should be included to generate a Evolution, 46, 1–18. nonbiased picture of biota evolution in South America. Antonelli A, Sanmartin I (2011) Why are there so many plant We predict that in the next few years, next-generation species in the Neotropics? Taxon, 60, 403–414. Antonelli JA, Quijada-Mascare~ as A, Crawford JA, Bates JM, n sequencing techniques will solve most of the problems Velazco PM, Wuster W (2010) Molecular studies and paleo- encountered in plant groups due to the low diversity of geography of Amazonian tetrapods and their relation to geo- molecular markers, thus facilitating phylogeographical logical and climatic models. In: Amazonia, Landscape and studies of a broader range of organisms. Phylogeo- Species Evolution (eds Hoorn C, Wesselingh F), pp. 386–404. graphical studies of the xeric regions of Cerrado, Chac- Wiley-Blackwell. © 2012 Blackwell Publishing Ltd