stock marker

1. PRACTICAL TRAINING REPORT
SUBMITTED BY
NAME : Rahul bagrecha
College Roll No. : 16MJIXX620
Class & Branch : MBA III Semester
Session : 2016-2018
Training Period : 23 May 2017 To 24 July 2017
SUBMITTED TO
Department of Management Studies
JODHPUR INSTITUTE OF ENGINEERING AND
TECHNOLOGY, JODHPUR
AFFILIATED TO RAJASTHAN TECHNICAL
UNIVERSITY, KOTA

2. DECLARATION
I,hereby declare that the Summer Training Project Work entitled “Stock
exchange at swastika financial and derivatives submitted to ( Department of
Management Studies)is a record of original work done by me under the special
guidance of Mr. Virendra Mehta I further declare that no part of this project has
been published or submitted to anybody.
Rahul bagrecha
Place: Jodhpur
Date: 24/07/2017
CERTIFICATE
This is to certify that Mr. rahul bagrecha son of Sh. Loonchand bagrecha a
student of 3rd
Sem.,Masters of Business Administration from JIET Grop of
institutionshas undertaken Summer Training Project at our organization concern
from 23, May 2017 to 24, July 2017. The nature of work seen and
observed/studied/performed by him during the training was “stock exchange at
sawastika financial and derivatives”His performance and conduct during the
training was found satisfactory/good/excellent.

3. PREFACE
Without practical training, management education is meaningless so along with the
theory; practical training is provided to management students to expose them to the
actual working environment of any organization. Such training provides a
framework of knowledge relating to the concepts and practices of the assigned
topics in the organization.
The summer training is an integral part of the course curriculum of Masters of
Business Administration. In this the student is in the position to analyse the
integral working of an organization with mature eyes and understand the dynamics
in a much better manner.
This particular project has been conducted at swastika financial and derivatives.
The main objective of Project is to know the customer satisfaction towards
swastika financial and derivatives.
Table of Contents
1. Acknowledgement
2.Introduction
 Objective of the study
 Limitations
 Research Methodology

4. 2. Industrial Profile
 Securities and Exchange Board of India (SEBI)
 National Stock Exchange (NSE)
 Bombay Stock Exchange (BSE)
3. Company profile
 About Swastik Derivatives And Financial Services
 Vision and Mission
 Customer focus
 services
 SWOT Analysis
4. Depository services
 National Securities Depositories Limited (NSDL)
 Central Depository Services of India Limited (CDSL)
5. Demat account
 Benefits of Opening A Demat Account
 Dematerialization of securities
 T+2 Settlement system
 Brokerage

5. 6. Analysis of Perception of investors
 Profile of the study area and small investors
 Profile of the sample investors
 Age-wise distribution
 Educational Level
 Income of the Family
 Experience in share trade
7. Conclusion
 Suggestions from respondents
 References
 Questionnaire

6. List of Illustrations
 Illustration 1: Dematerialization Process
 Illustration 2: Age-wise classification
 Illustration 3: Educational Level wise classification
 Illustration 4: Income wise classification
 Illustration 5: Experience in online Trading
1. ACKNOWLEDGEMENT
I am very thankful to JIET,JODHPUR, my mentor who has given me the
opportunity to undertake the project of sucha great work. I am sincerely thankful
to my faculty guide who has assigned me for this project and helped me in this .I
am very thankful to those who helped me preparing this project by making me
understand by the terms.
I am very thankful to those who have helped me by giving their precious time to
fill up the questionnaires. I am very obliged of Mr. VIRENDRAMEHTA for
giving me their precious time and advice regarding this project.
2. Introduction

7.  Objective of the study
 Limitations
 Research Methodology
OBJECTIVE OF THE STUDY :
The objective of the internship coursewas to facilitate reflection on experiences
obtained in the internship and to enhance understanding of academic material by
application in the internship setting.
This internship will help me in :
Limitations
Through the present study aims to achieve the above-mentioned objective in full
earnest and accuracy, it may be hampered due to certain limitations. Some of the
limitations of this study may be summarized as follows:
 Questionnaires are not filled properly by the respondents.
 Respondents are not interested in filling the questionnaire.
 Sample size is 30

8.  The sample size is small; it may not actually represent the whole population.
Research Methodology
Researchdefined
Research in common parlance refers to a search for knowledge. One can also define research as a
scientific and a systematic search for pertinent information on specific topic.
Researchdesign
“A research design is an arrangement of condition for collection and analysis of data in a manner
that aims to combine relevance to the research purpose with economy in procedure”
Descriptive research studies are those studies, which are concern with describing the
characteristics of a particular individual.
Sample design
A sample design is a definite plan for obtaining a sample from a given population. It refers to the
technique or the procedure that the researcher would adopt in selecting items for the sample.
Sample size
Sample size is 30.
Industrial Profile
 Securities and Exchange Board of India (SEBI)
 National Stock Exchange (NSE)
 Bombay Stock Exchange (BSE)

9. Securities and Exchange Board of India (SEBI)
Establishment Of SEBI
The Securities and Exchange Board of India was established on April 12, 1992 in
accordance with the provisions of the Securities and Exchange Board of India Act,
1992.
Preamble
The Preamble of the Securities and Exchange Board of India describes the basic
functions of the Securities and Exchange Board of India as "...to protect the
interests of investors in securities and to promote the development of, and to
regulate the securities
The Board
Shri Ajay Tyagi
Chairman, SEBI
Whole-Time Member
Shri S. Raman
Shri G. Mahalingam
Ms. Madhabi Puri Buch
Part-Time Members

10. Shri Tapan Ray
Secretary, Ministry of Corporate Affairs
Shri N.S.Vishwanathan
Deputy Governor, Reserve Bank of India
Shri Arun P. Sathe
Shri Subhash Chandra Garg
Secretary, Department of Economic Affairs
SEBI Benchmarks

Activities Timelines
A. Freshregistrationof Intermediaries
Stock brokers.
Sub-brokers.
Depository participants
30 days.

11. Activities Timelines
B. Cancellation/surrender of
registration.
Stock brokers.
Sub-brokers.
Depository participants.
30 days.
National Stock Exchange (NSE)
The National Stock Exchange (NSE) is the leading stock exchange in India and the
fourth largest in the world by equity trading volume in 2016, according to World

12. Federation of Exchanges (WFE).It began operations in 1994 and is ranked as the
largest stock exchange in India in terms of total and average daily turnover for
equity shares every year since 1995, based on annual reports of SEBI.
NSE launched electronic screen-based trading in 1994, derivatives trading (in the
form of index futures) and internet trading in 2000, which were each the first of its
kind in India.
NSE has a fully-integrated business model comprising our exchange listings,
trading services, clearing and settlement services, indices, market data feeds,
technology solutions and financial education offerings. NSE also oversees
compliance by trading and clearing members and listed companies with the rules
and regulations of the exchange.
Mr. Ashok Chawla is the Chairman of the Board of Directors of NSE and Mr.
Vikram Limaye is the Managing Director and CEO of NSE.
History
NSE's sustained leadership positions across asset classes in the Indian and
global exchange sectors demonstrates the robustness and liquidity of our
exchange.
NSE was incorporated in 1992. It was recognised as a stock exchange by
SEBI in April 1993 and commenced operations in 1994 with the launch of
the wholesale debt market, followed shortly after by the launch of the
cash market segment.
Milestones
2016
Launched NIFTY 50 index futures trading on TAIFEX Launched platform for
sovereign gold bond issuances Launched electronic book-building platform for
private placement of debt securities

13. Purpose
Committed to improve the financial well-being of people.
Vision
To continue to be a leader, establish global presence, facilitate the financial well-
being of people.
Values
Integrity
Customer focussed culture
Trust, respect and care for the individual
Passion for excellence
Teamwork
Our Logo
The logo of the NSE symbolises a single nationwide securities trading facility
ensuring uniform access to investors, trading members and issuers all over the
country. The initials of the Exchange viz., N, S and E have been etched on the logo
and are distinctly visible. The logo symbolises simplicity, technology and
connectivity, unleashing of creative energy to constantly innovate for the
development and growth of the securities industry.

14. Bombay Stock Exchange Limited
About BSE
Established in 1875, BSE (formerly known as Bombay Stock Exchange
Ltd.), is Asia's first & the FastestStock Exchange in world with the speed of
6 micro seconds and one of India's leading exchange groups. Over the
past 141 years, BSE has facilitated the growth of the Indian corporate
sector by providing it an efficient capital-raising platform. Popularly known
as BSE, the bourse was established as "The Native Share & Stock Brokers'
Association" in 1875. Today BSE provides an efficient and transparent
market for trading in equity, currencies, debt instruments, derivatives,
mutual funds. It also has a platform for trading in equities of small-and-
medium enterprises (SME). India INX, India's 1st international exchange,

15. located at GIFT CITY IFSC in Ahmedabad is a fully owned subsidiary of
BSE. BSE is also the 1st listed stock exchange of India.
Vision
"Emerge as the premier Indian stock exchange with best-in-class global
practice in technology, products innovation and customer service."
Milestones
In its 140-year glorious history, BSE has crossed several milestones and
been a driver of several key initiatives and developments in the Indian
capital market.
3rd February
2017
BSE becomes India's 1stlisted Stock Exchange
9th January
2017
Hon’ble Prime Minister of India, Shri Narendra Modi inaugurated India
International Exchange (IFSC)Ltd, India’s 1st International Exchange
Board of Directors
Chairman
Shri Dhirendra Swarup
Managing Director& CEO
Shri Ashishkumar Chauhan
Dr. K. Kasturirangan Justice Vikramajit Sen
Public Interest Director Public Interest Director
Shri Sumit Bose
Public Interest Director
Dr Sriprakash Kothari
Shareholder Director
Shri Sethurathnam Ravi
Public Interest Director
Smt. Usha Sangwan
Shareholder Director
Smt. Rajeshree Sabnavis
Shareholder Director
Mr. Roland Schwinn
Shareholder Director

16. 3.Company Profile
 About the Swastik Derivatives And Financial Services
 Vision and Mission
 services
 Customer focus
 SWOT Analysis
About the Swastik Derivatives And Financial Services
Company/Contact person Swastik Derivatives And Financial Services
Broker Type Sub Broker
Trade in NSE/BSE/Commodity
Sebi Reg No INS232506712
Phone +(91)-291-5106283
Address 204 POONAM COMPLEX 2ND FLOOR SARDARPURA"3RD ""C"" ROAD"
City Jodhpur

17. Post Code 342001
District Jodhpur
State Name Rajasthan,RJ
Branch Office for Deal Depot Equities
Broker Sebi Reg No INB230709629
Vision and Mission
 Vision
 To be India's first Multinational providing complete financial services solution across
the globe.
 Mission
 Providing integrated financial care driven by the relationship of trust and confidence.
Services
Swastik Derivatives And Financial Services,It is a premium trading platform for those
customers who want to seamless online trading.. The client can also create his own watch list and
customize it.
It gives you the power of trading from your home, office or while traveling and trade in the
market of equity and derivatives. You can log on and get started from your computers or your
mobile devices.

18. The different version of Swastik Derivatives And FinancialServices
1. Swastik Derivatives And Financial Services (Basic)
2. Swastik Derivatives And Financial Services (lite)
3. Swastik Derivatives And Financial Services (pro )
Features-
Swastik Derivatives And FinancialServices Basic - This is a browser based online
trading platform with all the basic features required to make transaction using Internet Explorer.
Swastik Derivatives And FinancialServices lite - This is also a browser based version
with some value added features thrown in which will help the client to monitor the market and
make quick buy and sell transactions.
Swastik Derivatives And FinancialServices Pro - This is a fully loaded software
which has many features that will change the way one trade in stock market.
The minimum margin requirement for
1. Swastik Derivatives And Financial Services Basic is 5000
2. Swastik Derivatives And Financial Services Lite is 5000
3. Swastik Derivatives And Financial Services Pro is 10,000.
The brokerage structure for Swastik Derivatives And FinancialServices
Classic is:
Gross Monthly
Turnover)less than 1
cr)
Gross Monthly
Turnover(1cr to 5 cr)
Gross Monthly Turnover(less
than 5 cr)
Intraday 0.05% 0.04% 0.03%
Delivery 0.50% 0.40% 0.30%
Derivatives 0.05% 0.04% 0.03%

19. Customer focus
CUSTOMERS
Swastik Derivatives And Financial Services provides services to the customer are very good. It
thinks that customer is very important to us. It provides very valuable services to the customer
according to their needs.
 Swastik Derivatives And Financial Services provides very good after sales services.
 Swastik Derivatives And Financial Services’s product price is very low so every
customer affords it.
 Swastik Derivatives And Financial Services provides training to the customer every
Saturday for market knowledge.
Customer segment-
 18 years and above
 Equity market knowledge
 Interested in investment in equities
Customer Focus
Despite a rapidly expanding client base and a dizzying increase in transaction volumes, each
client at Insight is special. We specialize in building long term relationships with our customers
by providing them with the four things they desire most, viz., speed, convenience, reliability and
personalized service.
SWOT Analysis
STRENGTHS
 Online transfer of funds trough multiple banks.

20.  Traders terminal on your desktop
 Advanced alerts
 Relationships with customers
 Local language knowledge
 Ethics
 Good Reputation among customers
WEAKNESS
 High brokerage
 Weak brand name
 Lack of favourable access to distribution network
OPPORTUNITIES
 Emerging customer needs
 Quality Improvements
 Expanding global markets
 An unfulfilled customer need
 Arrival of new technologies
 Loosening of regulations
 Removal of internal trade
 Support of local government
 High felt need of users
THREATS
 New entry by competitor

21.  Low income of users low income of users
 Emergence of cheaper technologies
 Regulatory requirements
 Increased trade barriers
4. Depositoryservices
 National Securities Depositories Limited (NSDL)
 Central Depository Services of India Limited (CDSL)

22. NSDL, the first and largest depository in India, established in August 1996
and promoted by institutions of national stature responsible for economic
development of the country has since established a national infrastructure
of international standards that handles most of the securities held and
settled in dematerialised form in the Indian capital market.
Using innovative and flexible technology systems, NSDL works to support
the investors and brokers in the capital market of the country. NSDL aims
at ensuring the safety and soundness of Indian marketplaces by developing
settlement solutions that increase efficiency, minimise risk and reduce
costs.
In the depository system, securities are held in depository accounts, which
is more or less similar to holding funds in bank accounts. Transfer of
ownership of securities is done through simple account transfers.
Benefits of NSDL
 Elimination of bad deliveries
 Elimination of all risks associated with physical certificates
 No stamp duty
 Immediate transfer and registration of securities
 Faster settlement cycle
 Reduction in handling of huge volumes of paper
 Ease in portfolio monitoring
 Elimination of problems related to selling securities on behalf of a
minor
 Elimination of problems related to transmission of demat shares
Safety
 Insurance Cover

23.  Computer and communication infrastructure
 Disaster back up site
 Back-up in case of power failure
 Periodic Review
 Certification in Depository Operations
Milestones
November 2016: NSDL completes two decades of depository operations
September 2016: Demat accounts cross 1.5 crore
NSDL at a Glance( 2017)
Client Accounts Active 16,023,824
Accounts having Debt instruments 971,794
Depository Participants
DPs 268
DP Service Centres 27,529
DP Geographical
Coverage
(Cities/Towns)
1,932
Companies Joined 18,525

24. Demat CustodyQuantity
(mn. securities)
1,382,176
Demat CustodyValue
(Rs. Crore)
15,786,686 US$ 2,464(billion)
Board of Directors
1 Mr. C.M. Vasudev
Former Secretary, Ministry of Finance
Chairman, Public
Interest Director
2 Mr. G.V. Nageswara Rao
National Securities Depository Limited
Managing Director &
CEO
3 Mr. B.A. Prabhakar
Former Chairman & Managing Director of Andhra
Bank
Public Interest
Director
4 Mr. S. Sridhar
Former Chairman & Managing Director of Central
Bank of India
Public Interest
Director
5 Mr. Ravi Narain
Vice Chairman
National Stock Exchange of India Limited
Shareholder Director
6 Mrs. Pramila Shrivastav
Former Chief Commissioner of Income-Tax
Public Interest
Director
Central Depository Services of India Limited (CDSL)

25. CDSL received the certificate of commencement of business from SEBI in
February, 1999.
Honourable Union Finance Minister, Shri Yashwant Sinha flagged off the
operations of CDSL on July 15, 1999.
Settlement of trades in the demat mode through BOI Shareholding Limited, the
clearing house of BSE Ltd., started in July 1999.
All leading stockexchanges like the BSE Ltd, National StockExchange and
Metropolitan StockExchange of India have established connectivity with CDSL.
CDSL: 2017
Investor accounts(Excluding closed accounts) 1,31,61,043
Securities available for demat
Equity 9,458
Debt instruments including debentures, bonds, Government securities, certificates
of deposits, commercial paper, pass through certificates and Others 14,767
Mutual fund units 16,269
DepositoryParticipants
Number of Depository Participants 590
Number of branches with LIVE Connectivity 208
Number of cities/ towns with LIVE connectivity 105
Number of locations with LIVE connectivity 296
Demat Custody
Number of securities in million 2,59,825
Value (INR in million)

26. WHY A DEMAT ACCOUNT WITH CDSL?
Convenience
 Wide DP Network
 On-line DP Services
 Wide Spectrum of Securities Available for Demat
 Competitive Fees Structure
 Internet Access
Dependability
 On-line Information to Users
 Convenient to DPs
 Contingency Arrangements
 Meeting User's Requirements
 Audit and Inspection
 Dormant Account Monitoring
 Helpdesk
Security
 Computer Systems
 Unique BO Account Number
.
 Data Security
 Claims on DP
 Insurance Cover

27. 5. Demat account
 Benefits of Opening A Demat Account
 Dematerialization of securities
 T+2 Settlement system
 Brokerage
DEMAT ACCOUNT
In India, shares and securities are held electronically in a dematerialized account, instead of the
investor taking physical possession of certificates. A Demat account is opened by the investor
while registering with an investment broker (or sub-broker). The Dematerialized account number
is quoted for all transactions to enable electronic settlements of trades to take place. Every
shareholder will have a Dematerialized account for the purpose of transacting
Access to the Dematerialized account requires an internet password and a transaction password.
Transfers or purchases of securities can then be initiated. Purchases and sales of securities on the
Dematerialized account are automatically made once transactions are confirmed and completed.

28. Demat account allows you to buy, sell and transact shares without the endless
paperwork and delays. It is also safe, secure and convenient.
Demat refers to a dematerialised account.
In India, a demat account, the abbreviation for dematerialisedaccount, is a type
of banking account which dematerializes paper-based physical stock shares. The
dematerialised accountis used to avoid holding physical shares: the shares are
bought and sold through a stockbroker.
 A demat account also helps avoid problems typically associated with
physical share certificates.
For example: delivery failures caused by signature mismatch, postal delays
and loss of certificate during transit. Further, it eliminates the risks
associated with forgeryand due to damaged stockcertificates.
 Demat account holders also avoid stamp duty (as against 0.5 per cent
payable on physical shares) and filling up of transfer deeds.
 The biggestadvantage of having demat account is that you don't have
to pay for stamp since these are electronically stored which reduces the
transaction cost.
Benefits of Opening A Demat Account
 Easy and convenient way to hold securities
 Immediate transfer of securities
 No stamp duty on transfer of securities
 Safer than paper-shares (earlier risks associated with physical
certificates such as bad delivery, fake securities,delays, thefts etc. are
mostly eliminated)
 Reduced paperworkfor transfer of securities

29.  Reduced transaction cost
 No "odd lot" problem:even one share can be sold
 Change in address recorded with a Depositoryparticipant (DP) gets
registered with all companies in which investor holds securities
eliminating the need to correspond with each of them separately.
 Transmissionof securities is done by DP, eliminating the need for
notifying companies.
 Automatic credit into demat account for shares arising out of bonus/split,
consolidation/merger,etc.
 A single demat account can hold investments in
both equity and debtinstruments.
 Traders can work from anywhere (e.g. even from home).
To open a Demat account you have to provide documents which fulfill the
requirements of KYC (Know Your Customer) norms. You have to sign a
contract with Stock broker. Generally the documents are:
 PAN (Compulsory)
 Bank statement (last 3 months)
 Address Proof
 Income Tax Return
 Two colour photos
 Bank crossedCheque (If required)
 KYC details
 Aadhar Card

30. Dematerialization of securities
Process of dematerialization
 Dematerialization starts with opening a Demat account. For demat account
opening,you need to shortlist aDepository Participant (DP) that offers
Demat services.
 To convert the physical shares into electronic/demat form, A
Dematerialization Request Form (DRF), which is available with the
Depository Participant (DP), has to be filled in and deposited along with
share certificates. On each share certificate, 'Surrendered for
Dematerialization' needs to be mentioned.
 The DP needs to process this request along with the share certificates to the
company and simultaneously to registrars and transfer agents through the
depository
 Once the request is approved, the share certificates in the physical form will
be destroyed and a confirmation of dematerialization will be sent to the
depository

31.  The depositorywill then confirm the dematerialization of shares to the DP.
Once this is done, a credit in the holding of shares will reflect in the
investor's account electronically.
 This cycle takes about 15 to 30 days after the submission of
dematerialization request
 Dematerialization is possibleonly with a Demat account, Learn about how
to open a demat account to understand dematerialization.

32. .
For example if A and B hold a demat account and if the certificates are in the names of B and A,
the shares can be dematerialized in the demat account of A and B.
Illustration-1
Demat request form and
Share certificate
Intimates to
Demat Request Forwarded Demat Request Credit the
Demat securities
Checks and verifies the records
If in order Electronic confirmation
Dematerialization Process
Investor
Depository
Depository Participant
Registrar and Transfer
Agent

33. T+2 Settlement system
SEBI made T+2 settlement mandatory for buying or selling shares. This means settlement of
trades on the second working day from the trade day. This will enable faster turnover of stocks
and more liquidity with the investor.
In other words, it means that an investor has two days to:
 Get the contract notes from the broker.
 Give delivery instructions to the DP.
 Ensure his/her trade is executed within the stipulated timeframe.
If the instructions to a DP are not received by 4:00 pm on the second day, the investor even has
risk of losing money on his/her trade. This is because his/her trade is then accepted only on a
‘best effort’ basis and becomes subject to auction.
Brokerage :
A brokerage firm, or simply brokerage, is a financial institution that facilitates the buying and
selling of financial securities between a buyer and a seller.
Discount Brokers : A discount broker or an online broker is a firm that charges
a relatively small commission by having its clients perform trades via automated, computerized
trading systems rather than by having an actual stockbroker assist with the trade. Most traditional
brokerage firms offer discount options and compete heavily for client volume due to a shift
towards this method of trading.
A broker is an independent party, whose services are used extensively in
some industries. A broker's prime responsibility is to bring sellers and buyers together and thus a
broker is the third-person facilitator between a buyer and a seller.
.
Options Broker : Options brokers specialize in offering options trading,
research, education and other tools to individual investors
A stockbroker is a regulated professional individual, usually
associated with a brokerage firm or broker-dealer, who buys and sells stocks and other securities
for both retail and institutional clients through a stock exchange or over the counter in return for
a fee or commission.

34. Analysis of Perceptionof investors
 Profile of the study area and small investors
 Profile of the sample investors
 Age-wise distribution
 Educational Level
 Income of the Family
 Experience in share trade
Profile of the study area and small investors (JODHPUR)
The district of Jodhpur is located in the western part of Rajasthan. It stretches between 26 0’ and
27 37’ north latitude and 72 55’ and 73 52’ east longitude.
Area- 22,850 sq. km.
Location
Jodhpur district is centrally located in western part of the state. It is headquarter of western
districts of the state, i.e., Pali, Jodhpur Nagaur, Sirohi, Barmer, Jalore and Jaisalmer. It is
boun by Bikaner and Jaisalmer districts in the north, Barmer and Pali districts in south,
Nagaur district in the east and Jaisalmer district in the west.
Distance from major Cities

35.  Jaipur-338 Kms
 Delhi-604 Kms
 Ahmedabad-460 Kms
 Mumbai-1011 Kms
Climate and Rainfall
 The minimum temperature has been recorded at 2 degrees Celsius and maximum
temperature varies between 45 degrees Celsius.
 The rainfall in the district varies between 10.3 cm. to 64 cm. and average being
27.94 cm.
Administrative Setup
The district is divided into two sub-divisions, i.e. Jodhpur & Phalodi and six tehsils, i.e.
Jodhpur, Osian, Phalodi, Bilara, Bhopalgarh and Balesar and nine panchayat samities.
Profile of the sample investors
An attempt has been made to analyze the behavior of the selected investors regarding their age,
educational qualification, status, experience family size earnings etc. This is considered essential
as the socio-economic conditions of the sample respondents, highlights their behavior in the
security market in the study area.

36. Age-wise distribution
The age of the sample respondents is expected to relate with their experience in trading in
security market. The distribution of the age is
 Illustration 2: Age-wise classification
Age wise Classification
S. No. Age No. of Respondents Percentage of
Respondents (%)
1.
2.
3.
Below 20
20-30
Above 30
Total
7
7
6
20
35
35
30
100
Column1
Column2
5.4
5.6
5.8
6
6.2
6.4
6.6
6.8
7
below20
20-30
above30
Column1
Column2

37. EducationalLevel
.
 Illustration 3: Educational Level wise classification
Educational Level
S. No. Educational Level No. of.
Respondents
Percentage of
Respondents (%)
1.
2.
3.
Graduate
Postgraduate
Others
Total
7
8
5
20
35
40
25
Sales
graduate
postgradute
other

38. Income of the Family
Investment in shares is also on the basis of income of the family. The investing ability may differ
from person to person according to his earning capacity.
Illustration 4: Income wise classification
Income wise classification
S. No. Monthly Income No. of Respondents Percentage of
Respondents (%)
1.
2.
3.
Below 10000
Rs. 30001 to Rs.
50000
Not specified
Above Rs. 50000
Total
2
3
12
3
20
10
15
60
15
100
0
2
4
6
8
10
12
14
below10000 30001-50000 not specified above 50000
Series 1
Series 1

39. Experience in share trade
The experience of the investors in the share market is another vital factor for the increasing
public awareness in choosing the effective channel for investing in the share market
 Illustration 5: Experience in online Trading
Experience in online Trading
S. No. Experience (in
years)
No. of Respondents Percentage of
respondents (%)
1.
2.
3.
4.
Less than 1
1-2
Not specified
Total
4
6
10
20
20
30
50
100
Series 1
0
5
10
less than 1
1to2
not specified
Series 1
Series 1

40. Conclusion
 Suggestions from respondent
 References
 Questionnaire
Conclusion
Investing has been an activity confined to the rich and business class in the past. But, today, it
has become a household word and is very popular with people from all walks of life.
SEBI, as a watchdog of the capital market, has undertaken a series of measures to improve the
capital market conditions. This study reveals that large savings from the households need to go to
the capital market without intermediation cost. Therefore, concrete steps should be taken by the
government to attract the middle class investors to the capital market. Such steps should be path
breaking, regardless of the redistribution of wealth accumulated by certain public sector units.
Investor’s behavior is influenced by many factors including social and psychological factors. It is
an acceptable fact that the investors are the focal point to the security market. The behavior of
the investors is not a static one. It varies from place to place. It is how individual act to obtain
and use money and benefits including the decision process.
Suggestions from the respondents
 Exemption of individual investors from custody charges.
 New public offers of shares and rights issues in demat form.
 Massive investor education program.

41. References
To obtain more information regarding the present study and to substantiate it with theoretical
proof, the following references were made:
1. www.nseindia.com
2. www.bseindia.com
3. www.sebi.com
4. www.nsdl.com
5. www.cdsl.com
Annexure
Questionnaire-
1. What is your name?
2. What is your age?
3. What is your mobile number?
4. What are you doing now?
5. What is your qualification?
6. Are you in interested in equity market? (a)Yes (b) No
7. Have you any demat account? (a)Yes (b) No
8. In which company you have demat account?
9. You influence by which factor?
10. How much money you invest in equity market?
11. How much your experience in share market?