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Southern Association of Colleges and Schools
Commission on Colleges
1866 Southern Lane
Decatur, Georgia 30033-4097

COMPLAINT PROCEDURES
AGAINST THE COMMISSION
OR ITS ACCREDITED INSTITUTIONS
- Policy Statement of Purpose
The Southern Association of Colleges and Schools Commission on Colleges (SACSCOC) recognizes the
value of information provided by students, employees, and others in determining whether an institution’s
performance is consistent with the Commission’s standards for obtaining or maintaining accreditation. The
Commission’s interest also is in ensuring that member institutions maintain appropriate grievance procedures and
standards of procedural fairness and that the procedures are applied appropriately and consistently.
The procedures for the review of complaints involving member institutions enable the Commission to
address possible violations of its Principles of Accreditation, the Core Requirements, and policies or procedures,
as well as to address possible violations of an institution’s own policies and procedures, if related to the Principles.
Because the Commission’s complaint procedures are for the purpose of addressing any significant noncompliance with the Commission’s standards, policies, or procedures, the procedures are not intended to be used
to involve the Commission in disputes between individuals and member institutions, or cause the Commission to
interpose itself as a reviewing authority in individual matters of admission, grades, granting or transferability of
credits, application of academic policies, fees or other financial matters, disciplinary matters or other contractual
rights and obligations. Nor does the Commission seek redress on an individual’s behalf. Under no circumstances
does the Commission respond to, or take action on, any complaint or any allegation that contains defamatory
statements. Further, the Commission will not serve as a grievance panel when the outcome of institutional
grievance or appeal processes is unsatisfactory to the complainant.
The Commission expects individuals to attempt to resolve the issue through all means available to the
complainant, including following the institution’s own published grievance procedures, before submitting a
complaint to the Commission. Therefore, the Commission’s usual practice is not to consider a complaint that is
currently in administrative proceedings, including institutional proceedings, or in litigation. However, if there is
substantial, credible evidence that indicates systemic problems with an accredited institution, the Commission
may, at its discretion, choose to proceed with the review.
In order to be considered, a formal complaint must be submitted in writing using the Commission’s
“Complaint against Institutions: Information Sheet and Form,” signed, and two copies sent to: President, Southern
Association of Colleges and Schools Commission on Colleges, 1866 Southern Lane, Decatur, Georgia, 300334097. The Commission will neither entertain complaints that are not in writing or which are anonymous, nor will it
consider complaints sent electronically or through facsimile transmission. In addition, the Commission will not act
on complaints submitted on behalf of another individual or complaints forwarded to the Commission.

1
Responsibilities of Institutions
The Principles of Accreditation states:
The institution has adequate procedures for addressing written student complaints and is
responsible for demonstrating that it follows those procedures when resolving student
complaints. (Federal Requirement 4.5)
In addition, each institution is required to have in place student complaint policies and procedures that are
reasonable, fairly administered, and well-publicized. The Commission also requires, in accord with federal
regulations, that each institution maintains a record of complaints received by the institution. This record is
made available to the Commission upon request. This record will be reviewed and evaluated by the
Commission as part of the institution’s decennial evaluation.

Procedures for Filing a Complaint against an Institution
An individual may make an inquiry regarding complaint procedures or about issues and concerns that could be
considered complaints; however, the Commission’s response and its obligations to meet the specific
timetables outlined in these procedures will begin only after the complainant submits a formal written
complaint.
A formal complaint is one that is (1) submitted in writing using the Commission’s “Complaint against
Institutions: Information Sheet and Form,” (2) signed, and (3) sent to the attention of the President of
SACSCOC by the complainant(s). The Commission will neither entertain complaints that are not in writing or
which are anonymous, nor will it consider complaints sent electronically or through facsimile transmission.
The “Information Sheet and Form” includes:
a.

A statement describing the complaint in the clearest possible terms.

b.

The section(s) of the Principles of Accreditation alleged to have been violated and the time
frame in which the significant lack of compliance is alleged to have occurred.

c.

A clear and concise written description of the evidence upon which the allegation is based.
(Materials and documentation used to support a complainant’s allegations should be limited to
and directly related to the reported case.) The evidence should state relevant facts and
document and support the allegation that the institution is in significant violation of the
standards referenced in the complaint.

d.

A description of the action taken by the institution to date and a copy of the institution’s
response to the complainant as a result of prescribed procedures.

e.

An acknowledgment that Commission staff may send a copy of the complaint to the president
of the institution.

f.

Full disclosure about any other external channels the complainant is pursuing, including legal
action.

Once the formal written complaint is submitted, the Commission and the complainant are responsible for
the following:
1.

The Commission will acknowledge a formal written complaint within 15 business days of its
receipt.

2.

Within 60 calendar days after acknowledging receipt of the complaint, Commission staff will review
the complaint and its documentation and determine (1) whether it is within the scope of Commission
policies and is accreditation related, (2) if there is adequate documentation in support of the
allegations, and (3) whether the complaint raises significant questions about the institution’s

2
compliance with Commission standards. The Commission will inform the complainant regarding the
disposition of the complaint to include one of the following:
a.

The complaint will not be processed further because it is not within the scope of Commission
policies and jurisdiction or there is inadequate documentation to raise questions concerning
the institution’s compliance with Commission standards.

b.

Where appropriate, a resolution is suggested to the complainant and/or the institution.

c.

The complaint has sufficient substance to warrant further review. In this case, the
Commission will make every effort to expedite the investigation; however, the time required to
conduct the investigation may vary considerably depending on the circumstances and nature
of the complaint. When a complaint is further investigated, a copy of the complaint will be
forwarded to the institution’s chief executive officer who will be asked to respond to the
Commission within 20 business days. Following the review, the complainant and institution
involved will be notified regarding one of the following:
(1)

The complaint will not be processed further because there is insufficient evidence of
significant non-compliance. The decision of the President of SACSCOC is final.

(2)

If there appears to be sufficient evidence of significant non-compliance or if
Commission staff are unable to determine compliance, then one of the following
actions may be taken by the President of SACSCOC:
(a)

Authorize a Special Committee to visit the institution. The Special Committee
will examine documents and interview institutional personnel to analyze and
make a judgment about compliance, and prepare a report. The report of the
committee will be forwarded to the SACCOC Board of Trustees, or one of its
standing committees, for review and action at the next meeting of the Board.
Following that meeting, the complainant and institution involved will be
notified of the decision of the Board.

(b)

Forward the case directly to the Board of Trustees and its standing
committees for review and action.

(c)

Include the case in an upcoming scheduled visit to the institution.

(d)

Request additional information. After reviewing the additional information, the
President of SACSCOC may decide to take any of the actions as described in
(1), (2)(a), (2)(b), or (2)(c) above.

For items (2)(a), (2)(b), or (2)(c) above, the decision of the Commission’s Board of
Trustees is final unless the disposition is one that is otherwise appealable as stated in
the Commission policy “Appeals Procedures of the College Delegate Assembly.”
3.

If there is a change of staff during the disposition of a formal complaint, the President of SACSCOC
will notify the complainant(s) regarding the change, provide the name of the staff member assigned to
the institution, and outline a modified schedule for the review of the complaint.

4.

Individual complaints will be retained in the Commission files. Should a number of individual
complaints suggest a pattern of concern which may evidence a significant lack of compliance with the
Principle that was not evident from any one individual complaint, the Commission may renew its
consideration of the matter for whatever action may be appropriate.

3
Complaints against the Commission on Colleges Board of Trustees or its Staff
Complaints against the SACSCOC are limited to complaints regarding the agency’s standards, procedures,
and Commission staff or any other Commission representative. In order to be considered a formal complaint
against the Commission, a complaint must involve issues broader than a concern about a specific institutional
action.
The procedures for filing a complaint are as follows:
1.
If the complaint is against a Commission staff member or an agency representative, such as an offsite or on-site visiting team member, the following procedure applies. Examples might include: evidence that
a staff member failed to follow Commission policy, evidence of an on-site committee member exhibiting bias
against an institution, evidence that a staff member or committee member has a conflict of interest in working
with an institutional case, etc.


The individual should submit a written complaint to the President of SACSCOC that includes a
description of the specific complaint accompanied by documentation supporting the allegation.



The President will acknowledge the complaint within 10 working days of its receipt.



Following review, the President will inform the complainant of action within 30 days of receipt of the
complaint.

2.
If the complaint is against the President of SACSCOC, the following procedure applies. Examples
might include: evidence of failure to follow Commission policy, evidence of failure to attend to allegations of
unfair treatment by a staff member against an institution, etc.


The individual should submit a written complaint to the Chair of SACSCOC Board of Trustees that
includes a description of the specific complaint. It should be addressed to “SACSCOC Chair of the
Board of Trustees” at the SACS Commission on Colleges’ Atlanta address.



The Chair of the Board of Trustees will acknowledge the complaint within 20 working days of its
receipt and will designate a committee composed of members of the Executive Council to investigate
the complaint and recommend action to the Chair. The investigation may include review of the
complaint with SACSCOC President as well as with the complainant.



The Chair of the Board of Trustees will review the Council’s action and inform the complainant and
SACSCOC President of action within 45 days of receipt of the complaint.



Concern that a Commission action was not in accord with the complainants expectations is not in and
of itself cause for review of the complaint.

3.
If the complaint is against SACSCOC or a member of its Board of Trustees, the following procedure
applies. Examples might include: evidence that a Board member failed to recuse him or herself from the
discussion and vote of an accreditation case where a conflict of interest existed, evidence that the
Commission failed to apply policy, etc.


The individual should submit a written complaint to the Chair of SACSCOC Board of Trustees that
includes a description of the specific complaint. It should be addressed to “SACSCOC Chair of the
Board of Trustees” at the SACS Commission on Colleges’ Atlanta address.



The Chair of the Board of Trustees will acknowledge the complaint within 20 working days of its
receipt and will designate a committee composed of members of the Executive Council to investigate
the complaint and recommend action to the Chair. The investigation may include review of the
complaint with SACSCOC President, the Board of Trustees member, as well as with the complainant.



The Chair of the Board of Trustees will review the Council’s action and inform the complainant and
SACSCOC President of action within 45 days of receipt of the complaint.

4


Concern that a Commission action was not in accord with the complainants expectations is not in and
of itself cause for review of the complaint.

Distinction between Submitting Third-Party Comments and Filing Formal Complaints
The Commission is interested in ensuring that member institutions maintain ongoing compliance with
Commission standards and policies outside the institution’s scheduled formal review and that member
institutions maintain appropriate grievance procedures and standards of procedural fairness that are applied
consistently. Therefore, if an individual has evidence of an institution’s significant non-compliance with
Commission standards, policies, or procedures, the individual should inform the Commission using these
procedures.
Third-party comments are submitted by the public at the time of an institution’s formal, scheduled review
for the purpose of informing the Commission regarding the institution’s ongoing commitment to compliance
with the Commission’s standards and policies. Therefore, if an individual wishes to address an institution’s
compliance with the Principles of Accreditation at the time of the institution’s formal committee review, he/she
should use the policy “Third-Party Comment by the Public.”
Document History
Approved: Commission on Colleges, December 1999
Revised and Approved: Commission on Colleges: June 2003
Revised and Approved: Commission on Colleges, December 2006
Revised: Executive Council, November 2007
Revised and Approved: Commission on Colleges, December 2007
Revised: Board of Trustees, June 2011
Revised: SACSCOC Executive Council, March 2012
Revised: Board of Trustees, June 2012

5
Southern Association of Colleges and Schools
Commission on Colleges
1866 Southern Lane
Decatur, Georgia 30033-4097

COMPLAINTS AGAINST INSTITUTIONS:
INFORMATION SHEET AND FORM
The following is intended to provide information to persons wishing to file a complaint about an institution
accredited by the Commission on Colleges. Before filing a complaint, please read the Commission
policy “Complaint Procedures for the Commission or Its Accredited Institutions”—see
www.sacscoc.org. The Commission reviews complaints submitted by students, faculty, and other
members of the public about its member institutions. This information helps the Commission assure that
an institution continues to meet the standards of accreditation set by the membership. Procedures have
been established, therefore, to provide a mechanism for the Commission to consider complaints that
address significant violations of the Commission’s standards.
All institutions accredited by the Commission on Colleges are required to have in place adequate
procedures for addressing complaints by students, employees, and others. As outlined in the complaint
policy, it is the responsibility of the complainant first to attempt to resolve the matter with the institution.
The complainant is responsible for providing evidence that all remedies available at the institution have
been exhausted. In order to file a complaint with the Commission on Colleges, the complainant must
describe these efforts on the complaint form.

How to File a Complaint Against an Institution
Accredited by the Commission On Colleges
Please use the attached complaint form to submit a formal complaint. You must complete all applicable
sections of this form before the complaint will be reviewed. It must be submitted in hard copy, not
electronically nor through facsimile transmission. Precisely state the complaint using three sentences
or less. Provide the details that support your complaint. Give a description of the steps that were taken to
exhaust the institution’s grievance or complaint process. For both responses, you may attach additional
sheets of paper if you need more space. Include with the form copies of any documents that pertain to
your complaint. Please submit two copies of the form and the attachments.
Please refer to the attached Commission policy for a description of the process for reviewing complaints.
COMPLAINT FORM
I. COMPLAINANT INFORMATION
A. First Name:

M.I.

Last Name:

Zip Code:

Country: (If outside of USA)

B. Street Address:

C. City:

State:

D. Telephone Number:

Fax Number:

E. Email Address:

F. Name of College or University Named in the Complaint

G. Status in Relation to the College or University:
STUDENT

PARENT

FACULTY

OTHER:

H. Current Student Status (If applicable):
ENROLLED

GRADUATED

PROBATION

WITHDRAWN

TERMINATED
II. COMPLAINT INFORMATION
A.

State the nature of the complaint (in five sentences or less).

B.

Briefly describe the details of the complaint in the clearest possible language and indicate how
the institution has violated specific sections of the Principles of Accreditation. (List sections of the
Principles and, if necessary, attach additional sheets for the description. Materials and
documentation used to support a complainant’s allegations should be limited to and directly
related to the reported case. The evidence should state relevant facts and document and support
the allegation that the institution is in significant violation of the standard(s) referenced in the
complaint. Indicate the time frame in which the violations referenced in the complaint occurred.

C.

Describe the steps taken to exhaust the institution’s grievance process, describe the action taken
by the institution to date, and provide a copy of the institution’s response to the complainant as a
result of prescribed procedures. (Indicate any channels external to the institution that the
complainant is pursuing, including legal action.)

This complaint will not be processed unless all the boxes below are checked and you have
signed and dated the complaint.

I have read the “Complaint Procedures for the Commission or Its Accredited Institutions”
and agree this form constitutes my formal complaint.
As stated in the Commission on Colleges’ Complaint Policy, I understand that the
Commission: (1) does not intervene in the internal procedures of institutions or perform
as a regulatory body, (2) is not a formal adjudicatory or grievance-resolving body, and
(3) will not serve as a grievance panel when the outcome of an institutional grievance or
process is unsatisfactory to the complainant.
I authorize the Commission on Colleges to submit my complaint and/or any documents
concerning my complaint to the involved institution(s).
I hereby certify that all of the information I have given above is true and complete to the
best of my knowledge.

YOUR SIGNATURE: __________________________ DATE: _______________

YOU MUST COMPLETE ALL APPLICABLE SECTIONS OF THIS FORM

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Sacs complaintpolicy

  • 1. Southern Association of Colleges and Schools Commission on Colleges 1866 Southern Lane Decatur, Georgia 30033-4097 COMPLAINT PROCEDURES AGAINST THE COMMISSION OR ITS ACCREDITED INSTITUTIONS - Policy Statement of Purpose The Southern Association of Colleges and Schools Commission on Colleges (SACSCOC) recognizes the value of information provided by students, employees, and others in determining whether an institution’s performance is consistent with the Commission’s standards for obtaining or maintaining accreditation. The Commission’s interest also is in ensuring that member institutions maintain appropriate grievance procedures and standards of procedural fairness and that the procedures are applied appropriately and consistently. The procedures for the review of complaints involving member institutions enable the Commission to address possible violations of its Principles of Accreditation, the Core Requirements, and policies or procedures, as well as to address possible violations of an institution’s own policies and procedures, if related to the Principles. Because the Commission’s complaint procedures are for the purpose of addressing any significant noncompliance with the Commission’s standards, policies, or procedures, the procedures are not intended to be used to involve the Commission in disputes between individuals and member institutions, or cause the Commission to interpose itself as a reviewing authority in individual matters of admission, grades, granting or transferability of credits, application of academic policies, fees or other financial matters, disciplinary matters or other contractual rights and obligations. Nor does the Commission seek redress on an individual’s behalf. Under no circumstances does the Commission respond to, or take action on, any complaint or any allegation that contains defamatory statements. Further, the Commission will not serve as a grievance panel when the outcome of institutional grievance or appeal processes is unsatisfactory to the complainant. The Commission expects individuals to attempt to resolve the issue through all means available to the complainant, including following the institution’s own published grievance procedures, before submitting a complaint to the Commission. Therefore, the Commission’s usual practice is not to consider a complaint that is currently in administrative proceedings, including institutional proceedings, or in litigation. However, if there is substantial, credible evidence that indicates systemic problems with an accredited institution, the Commission may, at its discretion, choose to proceed with the review. In order to be considered, a formal complaint must be submitted in writing using the Commission’s “Complaint against Institutions: Information Sheet and Form,” signed, and two copies sent to: President, Southern Association of Colleges and Schools Commission on Colleges, 1866 Southern Lane, Decatur, Georgia, 300334097. The Commission will neither entertain complaints that are not in writing or which are anonymous, nor will it consider complaints sent electronically or through facsimile transmission. In addition, the Commission will not act on complaints submitted on behalf of another individual or complaints forwarded to the Commission. 1
  • 2. Responsibilities of Institutions The Principles of Accreditation states: The institution has adequate procedures for addressing written student complaints and is responsible for demonstrating that it follows those procedures when resolving student complaints. (Federal Requirement 4.5) In addition, each institution is required to have in place student complaint policies and procedures that are reasonable, fairly administered, and well-publicized. The Commission also requires, in accord with federal regulations, that each institution maintains a record of complaints received by the institution. This record is made available to the Commission upon request. This record will be reviewed and evaluated by the Commission as part of the institution’s decennial evaluation. Procedures for Filing a Complaint against an Institution An individual may make an inquiry regarding complaint procedures or about issues and concerns that could be considered complaints; however, the Commission’s response and its obligations to meet the specific timetables outlined in these procedures will begin only after the complainant submits a formal written complaint. A formal complaint is one that is (1) submitted in writing using the Commission’s “Complaint against Institutions: Information Sheet and Form,” (2) signed, and (3) sent to the attention of the President of SACSCOC by the complainant(s). The Commission will neither entertain complaints that are not in writing or which are anonymous, nor will it consider complaints sent electronically or through facsimile transmission. The “Information Sheet and Form” includes: a. A statement describing the complaint in the clearest possible terms. b. The section(s) of the Principles of Accreditation alleged to have been violated and the time frame in which the significant lack of compliance is alleged to have occurred. c. A clear and concise written description of the evidence upon which the allegation is based. (Materials and documentation used to support a complainant’s allegations should be limited to and directly related to the reported case.) The evidence should state relevant facts and document and support the allegation that the institution is in significant violation of the standards referenced in the complaint. d. A description of the action taken by the institution to date and a copy of the institution’s response to the complainant as a result of prescribed procedures. e. An acknowledgment that Commission staff may send a copy of the complaint to the president of the institution. f. Full disclosure about any other external channels the complainant is pursuing, including legal action. Once the formal written complaint is submitted, the Commission and the complainant are responsible for the following: 1. The Commission will acknowledge a formal written complaint within 15 business days of its receipt. 2. Within 60 calendar days after acknowledging receipt of the complaint, Commission staff will review the complaint and its documentation and determine (1) whether it is within the scope of Commission policies and is accreditation related, (2) if there is adequate documentation in support of the allegations, and (3) whether the complaint raises significant questions about the institution’s 2
  • 3. compliance with Commission standards. The Commission will inform the complainant regarding the disposition of the complaint to include one of the following: a. The complaint will not be processed further because it is not within the scope of Commission policies and jurisdiction or there is inadequate documentation to raise questions concerning the institution’s compliance with Commission standards. b. Where appropriate, a resolution is suggested to the complainant and/or the institution. c. The complaint has sufficient substance to warrant further review. In this case, the Commission will make every effort to expedite the investigation; however, the time required to conduct the investigation may vary considerably depending on the circumstances and nature of the complaint. When a complaint is further investigated, a copy of the complaint will be forwarded to the institution’s chief executive officer who will be asked to respond to the Commission within 20 business days. Following the review, the complainant and institution involved will be notified regarding one of the following: (1) The complaint will not be processed further because there is insufficient evidence of significant non-compliance. The decision of the President of SACSCOC is final. (2) If there appears to be sufficient evidence of significant non-compliance or if Commission staff are unable to determine compliance, then one of the following actions may be taken by the President of SACSCOC: (a) Authorize a Special Committee to visit the institution. The Special Committee will examine documents and interview institutional personnel to analyze and make a judgment about compliance, and prepare a report. The report of the committee will be forwarded to the SACCOC Board of Trustees, or one of its standing committees, for review and action at the next meeting of the Board. Following that meeting, the complainant and institution involved will be notified of the decision of the Board. (b) Forward the case directly to the Board of Trustees and its standing committees for review and action. (c) Include the case in an upcoming scheduled visit to the institution. (d) Request additional information. After reviewing the additional information, the President of SACSCOC may decide to take any of the actions as described in (1), (2)(a), (2)(b), or (2)(c) above. For items (2)(a), (2)(b), or (2)(c) above, the decision of the Commission’s Board of Trustees is final unless the disposition is one that is otherwise appealable as stated in the Commission policy “Appeals Procedures of the College Delegate Assembly.” 3. If there is a change of staff during the disposition of a formal complaint, the President of SACSCOC will notify the complainant(s) regarding the change, provide the name of the staff member assigned to the institution, and outline a modified schedule for the review of the complaint. 4. Individual complaints will be retained in the Commission files. Should a number of individual complaints suggest a pattern of concern which may evidence a significant lack of compliance with the Principle that was not evident from any one individual complaint, the Commission may renew its consideration of the matter for whatever action may be appropriate. 3
  • 4. Complaints against the Commission on Colleges Board of Trustees or its Staff Complaints against the SACSCOC are limited to complaints regarding the agency’s standards, procedures, and Commission staff or any other Commission representative. In order to be considered a formal complaint against the Commission, a complaint must involve issues broader than a concern about a specific institutional action. The procedures for filing a complaint are as follows: 1. If the complaint is against a Commission staff member or an agency representative, such as an offsite or on-site visiting team member, the following procedure applies. Examples might include: evidence that a staff member failed to follow Commission policy, evidence of an on-site committee member exhibiting bias against an institution, evidence that a staff member or committee member has a conflict of interest in working with an institutional case, etc.  The individual should submit a written complaint to the President of SACSCOC that includes a description of the specific complaint accompanied by documentation supporting the allegation.  The President will acknowledge the complaint within 10 working days of its receipt.  Following review, the President will inform the complainant of action within 30 days of receipt of the complaint. 2. If the complaint is against the President of SACSCOC, the following procedure applies. Examples might include: evidence of failure to follow Commission policy, evidence of failure to attend to allegations of unfair treatment by a staff member against an institution, etc.  The individual should submit a written complaint to the Chair of SACSCOC Board of Trustees that includes a description of the specific complaint. It should be addressed to “SACSCOC Chair of the Board of Trustees” at the SACS Commission on Colleges’ Atlanta address.  The Chair of the Board of Trustees will acknowledge the complaint within 20 working days of its receipt and will designate a committee composed of members of the Executive Council to investigate the complaint and recommend action to the Chair. The investigation may include review of the complaint with SACSCOC President as well as with the complainant.  The Chair of the Board of Trustees will review the Council’s action and inform the complainant and SACSCOC President of action within 45 days of receipt of the complaint.  Concern that a Commission action was not in accord with the complainants expectations is not in and of itself cause for review of the complaint. 3. If the complaint is against SACSCOC or a member of its Board of Trustees, the following procedure applies. Examples might include: evidence that a Board member failed to recuse him or herself from the discussion and vote of an accreditation case where a conflict of interest existed, evidence that the Commission failed to apply policy, etc.  The individual should submit a written complaint to the Chair of SACSCOC Board of Trustees that includes a description of the specific complaint. It should be addressed to “SACSCOC Chair of the Board of Trustees” at the SACS Commission on Colleges’ Atlanta address.  The Chair of the Board of Trustees will acknowledge the complaint within 20 working days of its receipt and will designate a committee composed of members of the Executive Council to investigate the complaint and recommend action to the Chair. The investigation may include review of the complaint with SACSCOC President, the Board of Trustees member, as well as with the complainant.  The Chair of the Board of Trustees will review the Council’s action and inform the complainant and SACSCOC President of action within 45 days of receipt of the complaint. 4
  • 5.  Concern that a Commission action was not in accord with the complainants expectations is not in and of itself cause for review of the complaint. Distinction between Submitting Third-Party Comments and Filing Formal Complaints The Commission is interested in ensuring that member institutions maintain ongoing compliance with Commission standards and policies outside the institution’s scheduled formal review and that member institutions maintain appropriate grievance procedures and standards of procedural fairness that are applied consistently. Therefore, if an individual has evidence of an institution’s significant non-compliance with Commission standards, policies, or procedures, the individual should inform the Commission using these procedures. Third-party comments are submitted by the public at the time of an institution’s formal, scheduled review for the purpose of informing the Commission regarding the institution’s ongoing commitment to compliance with the Commission’s standards and policies. Therefore, if an individual wishes to address an institution’s compliance with the Principles of Accreditation at the time of the institution’s formal committee review, he/she should use the policy “Third-Party Comment by the Public.” Document History Approved: Commission on Colleges, December 1999 Revised and Approved: Commission on Colleges: June 2003 Revised and Approved: Commission on Colleges, December 2006 Revised: Executive Council, November 2007 Revised and Approved: Commission on Colleges, December 2007 Revised: Board of Trustees, June 2011 Revised: SACSCOC Executive Council, March 2012 Revised: Board of Trustees, June 2012 5
  • 6. Southern Association of Colleges and Schools Commission on Colleges 1866 Southern Lane Decatur, Georgia 30033-4097 COMPLAINTS AGAINST INSTITUTIONS: INFORMATION SHEET AND FORM The following is intended to provide information to persons wishing to file a complaint about an institution accredited by the Commission on Colleges. Before filing a complaint, please read the Commission policy “Complaint Procedures for the Commission or Its Accredited Institutions”—see www.sacscoc.org. The Commission reviews complaints submitted by students, faculty, and other members of the public about its member institutions. This information helps the Commission assure that an institution continues to meet the standards of accreditation set by the membership. Procedures have been established, therefore, to provide a mechanism for the Commission to consider complaints that address significant violations of the Commission’s standards. All institutions accredited by the Commission on Colleges are required to have in place adequate procedures for addressing complaints by students, employees, and others. As outlined in the complaint policy, it is the responsibility of the complainant first to attempt to resolve the matter with the institution. The complainant is responsible for providing evidence that all remedies available at the institution have been exhausted. In order to file a complaint with the Commission on Colleges, the complainant must describe these efforts on the complaint form. How to File a Complaint Against an Institution Accredited by the Commission On Colleges Please use the attached complaint form to submit a formal complaint. You must complete all applicable sections of this form before the complaint will be reviewed. It must be submitted in hard copy, not electronically nor through facsimile transmission. Precisely state the complaint using three sentences or less. Provide the details that support your complaint. Give a description of the steps that were taken to exhaust the institution’s grievance or complaint process. For both responses, you may attach additional sheets of paper if you need more space. Include with the form copies of any documents that pertain to your complaint. Please submit two copies of the form and the attachments. Please refer to the attached Commission policy for a description of the process for reviewing complaints.
  • 7. COMPLAINT FORM I. COMPLAINANT INFORMATION A. First Name: M.I. Last Name: Zip Code: Country: (If outside of USA) B. Street Address: C. City: State: D. Telephone Number: Fax Number: E. Email Address: F. Name of College or University Named in the Complaint G. Status in Relation to the College or University: STUDENT PARENT FACULTY OTHER: H. Current Student Status (If applicable): ENROLLED GRADUATED PROBATION WITHDRAWN TERMINATED
  • 8. II. COMPLAINT INFORMATION A. State the nature of the complaint (in five sentences or less). B. Briefly describe the details of the complaint in the clearest possible language and indicate how the institution has violated specific sections of the Principles of Accreditation. (List sections of the Principles and, if necessary, attach additional sheets for the description. Materials and documentation used to support a complainant’s allegations should be limited to and directly related to the reported case. The evidence should state relevant facts and document and support the allegation that the institution is in significant violation of the standard(s) referenced in the complaint. Indicate the time frame in which the violations referenced in the complaint occurred. C. Describe the steps taken to exhaust the institution’s grievance process, describe the action taken by the institution to date, and provide a copy of the institution’s response to the complainant as a result of prescribed procedures. (Indicate any channels external to the institution that the complainant is pursuing, including legal action.) This complaint will not be processed unless all the boxes below are checked and you have signed and dated the complaint. I have read the “Complaint Procedures for the Commission or Its Accredited Institutions” and agree this form constitutes my formal complaint. As stated in the Commission on Colleges’ Complaint Policy, I understand that the Commission: (1) does not intervene in the internal procedures of institutions or perform as a regulatory body, (2) is not a formal adjudicatory or grievance-resolving body, and (3) will not serve as a grievance panel when the outcome of an institutional grievance or process is unsatisfactory to the complainant. I authorize the Commission on Colleges to submit my complaint and/or any documents concerning my complaint to the involved institution(s). I hereby certify that all of the information I have given above is true and complete to the best of my knowledge. YOUR SIGNATURE: __________________________ DATE: _______________ YOU MUST COMPLETE ALL APPLICABLE SECTIONS OF THIS FORM