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A Review on Usability
Features for Designing
Electronic Health Records
1
Luis Bernardo Villa
Ivan Cabezas
UNIVERSIDAD DE SAN BUENAVENTURA
CALI
2
Content
• Introduction
• Problem Statement
• Usability Standards
• EHR Usability
• Contribution
• Final Remarks
3
Introduction
4
Electronic Health Record
 Electronic Health Record – EHR
 EHR: Health information of a person, which is
created, gathered, managed, and consulted by
authorized health care clinicians and staff
5(Massachusetts Medical Society, 2014)(HIPAA, 2014)
EHR Requirements
 An EHR should :
• Be available
• Gather complete and reliable data
• Allow a timely access
• Bring support to clinicians staff on decision making
6
(Thizy, 2013)(Goldberg et al., 2011)
Problem Statement
7
Problem Statement
 The considered problem is two fold:
• Users are ignored during the EHR design process,
leading to a low usability EHR
• There is a lack of clarity regarding how to
incorporate users’ requirements in EHR design
8
(Gans, Kralewski, Hammons, & Dowd, 2005)
Research Questions
 The addressed problem raises the following
research questions:
• ¿How to achieve a usable EHR?
• ¿How to incorporate users’ requirements
within EHR design?
9
Usability Standards
10
ISO 9241-210 Standard
11
(Travis, 2011)(ISO, 2010)
ISO 9241-11
12
(ISO, 1998) (Waloszek, 2010)
NISTIR 7741
13
(National Institute of Standards and Technology NIST, Schumacher, & Lowry, 2010)
ISO/TR 16982
14
(ISO, 2002)
Direct involvement of
Users
Observation of Users
Performance-Related
Measurements
Critical Incidents Analysis
Questionnaires
Interviews
Thinking Aloud
Collaborative Design and
Evaluation
Creativity Methods
Indirect Involvement of
Users
Document-Based Methods
Model-Based Methods
Expert Evaluation
Automated Evaluation
Additional Methods and
Techniques
Log Files
Video Capture
Scan Converter
Electronic Surveys
Parallel Design
Focus Group
Brainstorming
Usability of Electronic Health
Records
15
EHR Design
16
EHR
Design
User-
Centered
Design
Principles of
Quality
Management
Patient
Safety Events
CRITERIA CONSIDERATIONS
Strategy
Associated to a development
stage when the evaluation is
performed.
Location
Related to where the evaluation
is performed.
Prejudice
Subjectivity or objectivity
Inherent to a method which will
affect the outcome.
Measure of
Usability
Type of measurement provided
by a method (i.e. quantitative or
qualitative).
Information
Granularity of the response
provided by a method.
Immediateness of
Response
Speed with which a method
generates a response.
Intromission
Changes in user behavior due to
an evaluation scenario.
Cost
Required resources to perform an
analysis and an evaluation.
(Armijo, McDonnell, & Werner, 2009)
EHR Usability Evaluation
17
Usability Evaluation Methods
18
(Vadakumacherry, 2011)(ISO, 2002)
EHR Evaluation
Usability Protocol
19
(Lowry et al., 2012)
Contribution
20
Proposed Interpretation of the ISO
9241-210 Standard
21
Prioritization of Usability
Characteristics
22
Characteristic / Design
Component
User
Centered
Design
Principles of
Quality
Management
Patients
Safety
Events
Learnability LOW NONE LOW
Operability HIGH MEDIUM MEDIUM
Protection against user
errors
HIGH HIGH HIGH
Aesthetics of the user
interface
MEDIUM NONE NONE
Intelligibility LOW HIGH HIGH
Accessibility MEDIUM NONE LOW
 Case of study: EHR focused on patients on an emergency situation
Prioritization according to UCD
 HIGH
• Operability
• Protection against user errors
 MEDIUM
• Accessibility
• Aesthetics of the user interface
 LOW
• Intelligibility
• Learnability
23
User-
Centered
Design
Prioritization acording to Principles
of Quality Management
 HIGH
• Intelligibility
• Protection against user errors
 MEDIUM
• Operability
24
Principles of
Quality
Management
Prioritization acording to Patient
Safety Events
 HIGH
• Intelligibility
• Protection against user errors
 MEDIUM
• Operability
 LOW
• Accessibility
• Learnability
25
Patient
Safety Events
Final Remarks
26
Final Remarks
 The proposed interpretation of the ISO 9241-210 UCD
was conceived in the context of patients in an
emergency situation
 Protection against user errors, intelligibility and
operability are among the main characteristics that a
usable EHR should fulfill
 Proposed interpretation of the standard may be used
beyond an EHR design process
27
Final Remarks (ii)
 EHR usability is a key factor within an e-Health system
 The goals of the proposal and the presented
characteristics prioritization, as well, are:
• Guide developers to achieve and improve an
EHR usable design
• Consider principles of quality management and
patient safety events
• Improve acceptance rates of e-Health systems
by physicians
• Reduce adverse events caused by human error
due to lack of information about patients
28
References
• Armijo, D., McDonnell, C., & Werner, K. (2009). Electronic Health Record Usability: Interface Design Considerations. Development.
• Gans, D., Kralewski, J., Hammons, T., & Dowd, B. (2005). Medical groups’ adoption of electronic health records and information systems. Health
Affairs (Project Hope), 24(5), 1323–33. doi:10.1377/hlthaff.24.5.1323
• Goldberg, L., Lide, B., Lowry, S., Massett, H. A., O’Connell, T., Preece, J., … Shneiderman, B. (2011). Usability and Accessibility in Consumer Health
Informatics Current Trends and Future Challenges. American Journal of Preventive Medicine, 40, S187–S197. doi:10.1016/j.amepre.2011.01.009
• HIPAA. (2014). The Definition of Electronic Health Record. Retrieved October 06, 2014, from http://www.hipaa.com/2009/05/the-definition-of-
electronic-health-record/
• ISO, I. O. F. S. (1998). ISO 9241-11: 1998: Ergonomic Requirements for Office Work with Visual Display Terminals (VDTs) - Part 11: Guidance on
Usability. International Organization for Standardization. Retrieved from http://books.google.com.co/books?id=TzXYZwEACAAJ
• ISO, I. O. F. S. (2002). ISO/TR 16982:2002 - Ergonomics of human-system interaction -- Usability methods supporting human-centred design.
Retrieved April 24, 2014, from http://www.iso.org/iso/catalogue_detail?csnumber=31176
• ISO, I. O. F. S. (2010). Human-centred design for interactive systems. Ergonomics of human system interaction Part 210 (ISO 9241-210). ISO 9241210.
doi:10.1039/c0dt90114h
• ISO, I. O. F. S. (2011). ISO/IEC 25010:2011. Software Process: Improvement and Practice (Vol. 2, pp. 1–25). Retrieved from
http://www.iso.org/iso/iso_catalogue/catalogue_tc/catalogue_detail.htm?csnumber=35733
• Lowry, S. Z., Quinn, M. T., Ramaiah, M., Schumacher, R. M., Patterson, E. S., North, R., … Abbott, P. (2012). NISTIR 7804 - Technical Evaluation,
Testing, and Validation of the Usability of Electronic Health Records.
• Massachusetts Medical Society. (2014). EHR Makes Three: Sharing the Exam Room. Retrieved October 06, 2014, from
http://www.massmed.org/News-and-Publications/Vital-Signs/EHR-Makes-Three--Sharing-the-Exam-Room/#.VDNYgPl5NqV
• National Institute of Standards and Technology NIST, Schumacher, R. M., & Lowry, S. Z. (2010). NISTIR 7741: Guide to the Processes Approach for
Improving the Usability of Electronic Health Records. Retrieved from http://www.nist.gov/
• Thizy, D. (2013). EHR Usability for Meaningful Use. Macadamian. Retrieved October 06, 2014, from http://www.macadamian.com/2013/03/26/ehr-
usability-meaningful-use/
• Travis, D. (2011). ISO 13407 is dead. Long live ISO 9241-210! Retrieved April 22, 2014, from http://www.userfocus.co.uk/articles/iso-13407-is-
dead.html
• Vadakumacherry, S. (2011). Concept Map of the Usability Evaluation Methods in HCI. Retrieved October 06, 2014, from
http://imsajitha.com/concept-map-and-concept-matrix-of-usability-evaluation-methods-in-hci/
• Waloszek, G. (2010). Design is the Solution – From Visual Clarity to Clarity in the Mind. Retrieved October 06, 2014, from
http://www.sapdesignguild.org/editions/edition11/print_clarity.asp
29
Thanks Obrigado Gracias
30
A Review on Usability
Features for Designing
Electronic Health Records
31
Luis Bernardo Villa
Ivan Cabezas
Support Slides
32
Usability
 "The extent to which a product can be used by specified users to
achieve specified goals with effectiveness, efficiency, and
satisfaction in a specified context of use."
 The effectiveness, efficiency and satisfaction with which specified
users achieve specified goals in particular environments.
• Effectiveness: the accuracy and completeness with which
specified users can achieve specified goals in particular
environments
• Efficiency: the resources expended in relation to the accuracy
and completeness of goals achieved
• Satisfaction: the comfort and acceptability of the work system
to its users and other people affected by its use
33
(ISO, 1998)
Usability Characteristics
• Degree to which the software product allows users to learn
its applicationLearnability
• Degree to which users find the product easy to use and
controlOperability
• Degree to which the system protects users from making
mistakes
Protection against
user errors
• Extent to which the interface allows an enjoyable and
satisfying user interaction
Aesthetics of the
user interface
• Extent to which the software product allows users to
recognize whether the software is suitable for your needsIntelligibility
• Ease of use and safety for users with specific disabilitiesAccessibility
34
(ISO, 2011)
ISO 9241-210
35
Current Approach
Proposed
Interpretation

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A Review on Usability Features for Designing Electronic Health Records

  • 1. A Review on Usability Features for Designing Electronic Health Records 1 Luis Bernardo Villa Ivan Cabezas
  • 2. UNIVERSIDAD DE SAN BUENAVENTURA CALI 2
  • 3. Content • Introduction • Problem Statement • Usability Standards • EHR Usability • Contribution • Final Remarks 3
  • 5. Electronic Health Record  Electronic Health Record – EHR  EHR: Health information of a person, which is created, gathered, managed, and consulted by authorized health care clinicians and staff 5(Massachusetts Medical Society, 2014)(HIPAA, 2014)
  • 6. EHR Requirements  An EHR should : • Be available • Gather complete and reliable data • Allow a timely access • Bring support to clinicians staff on decision making 6 (Thizy, 2013)(Goldberg et al., 2011)
  • 8. Problem Statement  The considered problem is two fold: • Users are ignored during the EHR design process, leading to a low usability EHR • There is a lack of clarity regarding how to incorporate users’ requirements in EHR design 8 (Gans, Kralewski, Hammons, & Dowd, 2005)
  • 9. Research Questions  The addressed problem raises the following research questions: • ¿How to achieve a usable EHR? • ¿How to incorporate users’ requirements within EHR design? 9
  • 12. ISO 9241-11 12 (ISO, 1998) (Waloszek, 2010)
  • 13. NISTIR 7741 13 (National Institute of Standards and Technology NIST, Schumacher, & Lowry, 2010)
  • 14. ISO/TR 16982 14 (ISO, 2002) Direct involvement of Users Observation of Users Performance-Related Measurements Critical Incidents Analysis Questionnaires Interviews Thinking Aloud Collaborative Design and Evaluation Creativity Methods Indirect Involvement of Users Document-Based Methods Model-Based Methods Expert Evaluation Automated Evaluation Additional Methods and Techniques Log Files Video Capture Scan Converter Electronic Surveys Parallel Design Focus Group Brainstorming
  • 15. Usability of Electronic Health Records 15
  • 16. EHR Design 16 EHR Design User- Centered Design Principles of Quality Management Patient Safety Events CRITERIA CONSIDERATIONS Strategy Associated to a development stage when the evaluation is performed. Location Related to where the evaluation is performed. Prejudice Subjectivity or objectivity Inherent to a method which will affect the outcome. Measure of Usability Type of measurement provided by a method (i.e. quantitative or qualitative). Information Granularity of the response provided by a method. Immediateness of Response Speed with which a method generates a response. Intromission Changes in user behavior due to an evaluation scenario. Cost Required resources to perform an analysis and an evaluation. (Armijo, McDonnell, & Werner, 2009)
  • 21. Proposed Interpretation of the ISO 9241-210 Standard 21
  • 22. Prioritization of Usability Characteristics 22 Characteristic / Design Component User Centered Design Principles of Quality Management Patients Safety Events Learnability LOW NONE LOW Operability HIGH MEDIUM MEDIUM Protection against user errors HIGH HIGH HIGH Aesthetics of the user interface MEDIUM NONE NONE Intelligibility LOW HIGH HIGH Accessibility MEDIUM NONE LOW  Case of study: EHR focused on patients on an emergency situation
  • 23. Prioritization according to UCD  HIGH • Operability • Protection against user errors  MEDIUM • Accessibility • Aesthetics of the user interface  LOW • Intelligibility • Learnability 23 User- Centered Design
  • 24. Prioritization acording to Principles of Quality Management  HIGH • Intelligibility • Protection against user errors  MEDIUM • Operability 24 Principles of Quality Management
  • 25. Prioritization acording to Patient Safety Events  HIGH • Intelligibility • Protection against user errors  MEDIUM • Operability  LOW • Accessibility • Learnability 25 Patient Safety Events
  • 27. Final Remarks  The proposed interpretation of the ISO 9241-210 UCD was conceived in the context of patients in an emergency situation  Protection against user errors, intelligibility and operability are among the main characteristics that a usable EHR should fulfill  Proposed interpretation of the standard may be used beyond an EHR design process 27
  • 28. Final Remarks (ii)  EHR usability is a key factor within an e-Health system  The goals of the proposal and the presented characteristics prioritization, as well, are: • Guide developers to achieve and improve an EHR usable design • Consider principles of quality management and patient safety events • Improve acceptance rates of e-Health systems by physicians • Reduce adverse events caused by human error due to lack of information about patients 28
  • 29. References • Armijo, D., McDonnell, C., & Werner, K. (2009). Electronic Health Record Usability: Interface Design Considerations. Development. • Gans, D., Kralewski, J., Hammons, T., & Dowd, B. (2005). Medical groups’ adoption of electronic health records and information systems. Health Affairs (Project Hope), 24(5), 1323–33. doi:10.1377/hlthaff.24.5.1323 • Goldberg, L., Lide, B., Lowry, S., Massett, H. A., O’Connell, T., Preece, J., … Shneiderman, B. (2011). Usability and Accessibility in Consumer Health Informatics Current Trends and Future Challenges. American Journal of Preventive Medicine, 40, S187–S197. doi:10.1016/j.amepre.2011.01.009 • HIPAA. (2014). The Definition of Electronic Health Record. Retrieved October 06, 2014, from http://www.hipaa.com/2009/05/the-definition-of- electronic-health-record/ • ISO, I. O. F. S. (1998). ISO 9241-11: 1998: Ergonomic Requirements for Office Work with Visual Display Terminals (VDTs) - Part 11: Guidance on Usability. International Organization for Standardization. Retrieved from http://books.google.com.co/books?id=TzXYZwEACAAJ • ISO, I. O. F. S. (2002). ISO/TR 16982:2002 - Ergonomics of human-system interaction -- Usability methods supporting human-centred design. Retrieved April 24, 2014, from http://www.iso.org/iso/catalogue_detail?csnumber=31176 • ISO, I. O. F. S. (2010). Human-centred design for interactive systems. Ergonomics of human system interaction Part 210 (ISO 9241-210). ISO 9241210. doi:10.1039/c0dt90114h • ISO, I. O. F. S. (2011). ISO/IEC 25010:2011. Software Process: Improvement and Practice (Vol. 2, pp. 1–25). Retrieved from http://www.iso.org/iso/iso_catalogue/catalogue_tc/catalogue_detail.htm?csnumber=35733 • Lowry, S. Z., Quinn, M. T., Ramaiah, M., Schumacher, R. M., Patterson, E. S., North, R., … Abbott, P. (2012). NISTIR 7804 - Technical Evaluation, Testing, and Validation of the Usability of Electronic Health Records. • Massachusetts Medical Society. (2014). EHR Makes Three: Sharing the Exam Room. Retrieved October 06, 2014, from http://www.massmed.org/News-and-Publications/Vital-Signs/EHR-Makes-Three--Sharing-the-Exam-Room/#.VDNYgPl5NqV • National Institute of Standards and Technology NIST, Schumacher, R. M., & Lowry, S. Z. (2010). NISTIR 7741: Guide to the Processes Approach for Improving the Usability of Electronic Health Records. Retrieved from http://www.nist.gov/ • Thizy, D. (2013). EHR Usability for Meaningful Use. Macadamian. Retrieved October 06, 2014, from http://www.macadamian.com/2013/03/26/ehr- usability-meaningful-use/ • Travis, D. (2011). ISO 13407 is dead. Long live ISO 9241-210! Retrieved April 22, 2014, from http://www.userfocus.co.uk/articles/iso-13407-is- dead.html • Vadakumacherry, S. (2011). Concept Map of the Usability Evaluation Methods in HCI. Retrieved October 06, 2014, from http://imsajitha.com/concept-map-and-concept-matrix-of-usability-evaluation-methods-in-hci/ • Waloszek, G. (2010). Design is the Solution – From Visual Clarity to Clarity in the Mind. Retrieved October 06, 2014, from http://www.sapdesignguild.org/editions/edition11/print_clarity.asp 29
  • 31. A Review on Usability Features for Designing Electronic Health Records 31 Luis Bernardo Villa Ivan Cabezas
  • 33. Usability  "The extent to which a product can be used by specified users to achieve specified goals with effectiveness, efficiency, and satisfaction in a specified context of use."  The effectiveness, efficiency and satisfaction with which specified users achieve specified goals in particular environments. • Effectiveness: the accuracy and completeness with which specified users can achieve specified goals in particular environments • Efficiency: the resources expended in relation to the accuracy and completeness of goals achieved • Satisfaction: the comfort and acceptability of the work system to its users and other people affected by its use 33 (ISO, 1998)
  • 34. Usability Characteristics • Degree to which the software product allows users to learn its applicationLearnability • Degree to which users find the product easy to use and controlOperability • Degree to which the system protects users from making mistakes Protection against user errors • Extent to which the interface allows an enjoyable and satisfying user interaction Aesthetics of the user interface • Extent to which the software product allows users to recognize whether the software is suitable for your needsIntelligibility • Ease of use and safety for users with specific disabilitiesAccessibility 34 (ISO, 2011)