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Monitoring the Evolution and Benefits of
Responsible Research and Innovation
(MoRRI)
– a preliminary framework for RRI
dimensions & indicators
Ingeborg Meijer
Centre for Science and Technology Studies, Leiden University
OECD Blue Sky Forum, Ghent
19 September 2016
MoRRI Consortium
Ingeborg Meijer, Niels Mejlgaard, Ralf Lindner, Richard Woolley,
Ismael Rafols, Erich Griesler, Angela Wroblewski, Susanne Buehrer,
Jack Stilgoe, Lena Tsipouri, Nikos Maroulis & Viola Peter
EC Service Contract RTD-B6-PP-00964-2013
Responsible Research and Innovation (RRI)
2
….“a process where all societal
actors (researchers, citizens, policy
makers, business, third sector
organisations etc) work together
during the whole R&I process, (Von
Schomberg 2013)
“… the on-going process of aligning
research and innovation to the values,
needs and expectations of
society” (Rome declaration on
Responsible Research and Innovation
2014).
“… taking care of the future
through collective stewardship
of science and innovation in the
present” (Stilgoe et al. 2013).
RRI dimensions (EC 2012)
3
•  Engagement
•  Gender equality
•  Science education
•  Open Access
•  Ethics
•  Governance
Towards indicators of RRI
•  State of the art
review
•  Stocktaking
•  Assessment
•  Development of
final set
•  Benefits
•  Vision
4
EU coverage
Country-level indicators
Potential time-series
Indicators in progress
5
Public communication
Public consultation
Public deliberation
Public participation
Public activism
Horizontal and vertical participation
of women in research
Structural change in institutions
Gender in research content
Open access
Open data
Ethical governance
Ethical deliberation
Ethical reflection
Formal governance
structures within RF
and RP organisations
Funding promoting
RRI
Indicators in progress
6
SLSE1 Science curricula
SLSE2 RRI related training
SLSE3 Science
communication
SLSE4 Citizen scienceGE1 Share of RPOs with gender equality plans
GE2 Share of female researchers by sector
GE3 Share of RFOs promoting gender content in
research
GE4 Dissimilarity Index
GE5 Share of RPOs with policies to promote gender in
research content
GE6 Glass Ceiling Index
GE7 Gender Pay Gap
GE8 Share of female heads of RPOs
GE9 Share of gender-balanced recruitment
committees at RPOs
GE10 Number and share of female inventors and
authors
OA1 Open Access Literature
OA2 Data publications and citations per
country
OA3 Social media outreach
OA4 Public perception of Open Access
OA5 Funder Mandates
OA6 RPO support structures for researchers
as regards incentives and barriers for
data sharing
E1 Ethics at the level of Universities
E2 National Ethics Committees
E3 Research Funding Organizations
Ethics Index
GOV1 Composite indicator: Governance for responsible
research and innovation
GOV2 Existence of formal governance structures for RRI
within RF and RP organisations
GOV3 Share of research funding and performing
organisations promoting RRI
PE1 Models of public involvement in S&T decision
making
PE2 Policy-oriented engagement with science
PE3 Citizen preferences for active participation in S&T
decision making
PE4 Active information search about controversial
technology
PE5 Public engagement performance mechanisms at
the level of research institutions
PE6 Dedicated resources for PE
PE7 Embedment of PE activities in the funding
structure of key public research funding agencies
PE8 Public engagement elements as evaluative criteria
in research proposal evaluations
PE9 R&I democratization index
PE10 National infrastructure for involvement of citizens
and societal actors in research and innovation
Visioning workshop
7
Challenges for RRI (benefits)
•  Knowledge economy /
research excellence?
•  Mainstreaming potential
•  Invoke international
learning while avoiding a
horserace
•  From measuring RRI to
measuring the benefits of
RRI?
8
Thank you for your attention!
Want to know more.....contact me at
i.meijer@cwts.leidenuniv.nl
9

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Meijer - Monitoring the evolution and benefits of responsible research and innovation (MORRI)

  • 1. Monitoring the Evolution and Benefits of Responsible Research and Innovation (MoRRI) – a preliminary framework for RRI dimensions & indicators Ingeborg Meijer Centre for Science and Technology Studies, Leiden University OECD Blue Sky Forum, Ghent 19 September 2016
  • 2. MoRRI Consortium Ingeborg Meijer, Niels Mejlgaard, Ralf Lindner, Richard Woolley, Ismael Rafols, Erich Griesler, Angela Wroblewski, Susanne Buehrer, Jack Stilgoe, Lena Tsipouri, Nikos Maroulis & Viola Peter EC Service Contract RTD-B6-PP-00964-2013
  • 3. Responsible Research and Innovation (RRI) 2 ….“a process where all societal actors (researchers, citizens, policy makers, business, third sector organisations etc) work together during the whole R&I process, (Von Schomberg 2013) “… the on-going process of aligning research and innovation to the values, needs and expectations of society” (Rome declaration on Responsible Research and Innovation 2014). “… taking care of the future through collective stewardship of science and innovation in the present” (Stilgoe et al. 2013).
  • 4. RRI dimensions (EC 2012) 3 •  Engagement •  Gender equality •  Science education •  Open Access •  Ethics •  Governance
  • 5. Towards indicators of RRI •  State of the art review •  Stocktaking •  Assessment •  Development of final set •  Benefits •  Vision 4 EU coverage Country-level indicators Potential time-series
  • 6. Indicators in progress 5 Public communication Public consultation Public deliberation Public participation Public activism Horizontal and vertical participation of women in research Structural change in institutions Gender in research content Open access Open data Ethical governance Ethical deliberation Ethical reflection Formal governance structures within RF and RP organisations Funding promoting RRI
  • 7. Indicators in progress 6 SLSE1 Science curricula SLSE2 RRI related training SLSE3 Science communication SLSE4 Citizen scienceGE1 Share of RPOs with gender equality plans GE2 Share of female researchers by sector GE3 Share of RFOs promoting gender content in research GE4 Dissimilarity Index GE5 Share of RPOs with policies to promote gender in research content GE6 Glass Ceiling Index GE7 Gender Pay Gap GE8 Share of female heads of RPOs GE9 Share of gender-balanced recruitment committees at RPOs GE10 Number and share of female inventors and authors OA1 Open Access Literature OA2 Data publications and citations per country OA3 Social media outreach OA4 Public perception of Open Access OA5 Funder Mandates OA6 RPO support structures for researchers as regards incentives and barriers for data sharing E1 Ethics at the level of Universities E2 National Ethics Committees E3 Research Funding Organizations Ethics Index GOV1 Composite indicator: Governance for responsible research and innovation GOV2 Existence of formal governance structures for RRI within RF and RP organisations GOV3 Share of research funding and performing organisations promoting RRI PE1 Models of public involvement in S&T decision making PE2 Policy-oriented engagement with science PE3 Citizen preferences for active participation in S&T decision making PE4 Active information search about controversial technology PE5 Public engagement performance mechanisms at the level of research institutions PE6 Dedicated resources for PE PE7 Embedment of PE activities in the funding structure of key public research funding agencies PE8 Public engagement elements as evaluative criteria in research proposal evaluations PE9 R&I democratization index PE10 National infrastructure for involvement of citizens and societal actors in research and innovation
  • 9. Challenges for RRI (benefits) •  Knowledge economy / research excellence? •  Mainstreaming potential •  Invoke international learning while avoiding a horserace •  From measuring RRI to measuring the benefits of RRI? 8
  • 10. Thank you for your attention! Want to know more.....contact me at i.meijer@cwts.leidenuniv.nl 9