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Impact Evaluations
                         for
                  Social Inclusion

                  Hélène Giacobino
                        Director
                     J-PAL Europe



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The Need for Evaluation
• We have little hard evidence on key questions
   – What is the most cost-effective program to reduce
     unemployment? What is the real impact of microcredit?

• Evidence is important:
   – for maximizing the impact of limited resources
   – to give donors and policy makers evidence to select better
     programs
• Evidence provides an objective platform for debate

• Evaluations sometimes demonstrate that
  conventional wisdom needs to be rethought
Why Are Programs Not Evaluated?
• Partisans want to show their program had an
  impact
   – Further funding, re-election, promotion, depend on it
• Evaluation is not that easy
   – Participants are often very different from non-
     participants
      • Often programs are implemented in specific areas, at
        a specific moment for a specific reason
      • Volunteers are often more motivated or better
        informed or…
   – But we cannot observe the same person both:
      • exposed and
      • not exposed to the program
J-PAL: Jameel Poverty Action Lab

• A network of researchers
  at universities around the
  world
• Focused on randomized
  evaluations
• Founded in 2003 by Esther
  Duflo and Abhijit
  Banerjee, MIT Professors
  of Economics
Build
             capacity
                         J-PAL


                            Improve
Evaluate
  social                    the lives
programs                   of the poor



           Disseminate
           the results
J-PAL today: 5 Offices & 64 Affiliates
J-PAL Evaluations around the World
• 318 randomized evaluations in 52 countries
• About 162 are completed
J-PAL Europe

• Started in 2008 with 9 affiliates
• Today: 18 affiliates (Belgium, Denmark, Germany,
  France, United Kingdom, Sweden)
• About 50 projects:
   – Many in developed countries
   – Mostly ongoing
How to evaluate the impact of an idea?
• Implement it on the ground in the form of a real
  program, and see if it works
• Common approaches:
   – Before and after (But many things happen over time?)
   – Participants vs. Non-participants (But are they different?
     More motivated? Live in a different region?)
• Need an adequate comparison group
   – individuals who, except for the fact that they were not
     beneficiaries of the program, are similar to those who
     received the program
Randomized Evaluation

• Randomized evaluations (or RCTs) allow us to
  identify impact rigorously
   – People are randomly assigned to a treatment group, who
     receives intervention, or to a control group
   – Program beneficiaries are not more
     motivated, richer, educated, than non-beneficiaries, so
     changes in outcomes are purely because of program
   – Gives nice clean results everyone can understand—no
     fancy econometrics: rigor and transparency
Basic set up of a randomized evaluation



                 Not in
               evaluation

   Target
  Population


                                         Treatment
                                           Group
                Sample       Random
               Population   Assignment
                                          Control
                                          Group

                                                     Based on Orr (1999)




                                                                       11
Randomized assignment
• This method works because of the law of large
  numbers
• Both groups (treatment and control) have the same
  characteristics, except for the program
• Differences in the outcomes can confidently be
  attributed to the program
• We can use this knowledge to set policy
   – Identify programs that actually solve social problems
   – Make government policies and programs more effective
The question of ethic

• Resources are very limited any way
• This random assignment is usually seen as very fair
• Inefficient programs are not ethical!
• Every project has to go through an ethic committee
• J-PAL never works on projects if the cost of the
  evaluation means less beneficiaries. After the
  evaluation is over, if necessary, the control group will
  also get the program
La Mallette des Parents
La Mallette des Parents (the parent'stoolkit)

Questions:
   • Is it really possible to improve parents’
     involvement ?
   • Has increased parental involvement any effect on
     children?
   • Does the effect on program participants spread
     out on other families?
The program
• Children and their parents in first year after primary
  school in low-income schools

• A toolkit:
   – a booklet with thematic guidelines
   – 3 meetings with the parents
   – A DVD in 10 different languages

• Cost: 1000€ per school (7€/child)
Messages to the parents

• All parents can help their children
• Work outside of school is extremely important for
  success
• Parents should be involved in their children's
  homework
• Children need to feel that their parents understand
  how school functions and care that they adhere to
  the demands of teachers and administration
Protocol: Four groups
    Test Classes              Control classes




    Volonteer                 Volonteer
                    Compare




    Non                        Non
    volonteers     Compare     volonteers
Parents' involvement

• More interactions with school:
  – Meetings with teachers
  – Participation in parents' organizations

• Helped more their children at home

• No more difference in involvement between blue-
  collar and white-collar families
Childrens' behavior

• Large improvement, even for classmates whose
  parents were not volunteers
• 34% less likely to be sanctioned for disciplinary
  reasons
• Similar results in reduction of absenteeism
• Cognitive achievement:
   – Limited but significant impact in test scores in
     French
   – No impact in Math
Policy implication

• Simple and inexpensive program

• Rigorous evaluation: can convince schools or
  governments that such action is worth taking

• Ongoing generalization in France

• New program launched for children in the last class
  of compulsory school
Policy lessons

• Directed parent discussion groups are an effective
  policy tool for increasing parental involvement, even
  in underprivileged area
• Increasing parental involvement and awareness of
  school structure improved student behavior and
  positively impacted learning
• Even though only a small fraction of parents choose
  to participate, the benefits of their involvement were
  felt by all children in the classroom.
Other Programs…

• Counseling the unemployed
• Counseling and job placement for young graduate job
  seekers
• Counseling welfare recipients
• Discrimination in hiring and anonymous CVs
• Facilitating youth's access to apprenticeships and
  encouraging them to complete them
• Small business training and loans for aspiring
  entrepreneurs in disadvantaged neighborhoods
• Supporting 18-25 year-olds through long-term mentoring
  plus financial assistance
• …
Scale-ups: million of lives improved
More information


           www.povertyactionlab.org

           www.povertyaction.org
          www.worldbank.org/dime
      www.worldbank.org/impactevaluation
             www.3ieimpact.org
             www.usaid.gov/div
• Many thanks !

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Hélène Giacobino előadása

  • 1. Impact Evaluations for Social Inclusion Hélène Giacobino Director J-PAL Europe Jbjb;kjbkjbkb
  • 2. The Need for Evaluation • We have little hard evidence on key questions – What is the most cost-effective program to reduce unemployment? What is the real impact of microcredit? • Evidence is important: – for maximizing the impact of limited resources – to give donors and policy makers evidence to select better programs • Evidence provides an objective platform for debate • Evaluations sometimes demonstrate that conventional wisdom needs to be rethought
  • 3. Why Are Programs Not Evaluated? • Partisans want to show their program had an impact – Further funding, re-election, promotion, depend on it • Evaluation is not that easy – Participants are often very different from non- participants • Often programs are implemented in specific areas, at a specific moment for a specific reason • Volunteers are often more motivated or better informed or… – But we cannot observe the same person both: • exposed and • not exposed to the program
  • 4. J-PAL: Jameel Poverty Action Lab • A network of researchers at universities around the world • Focused on randomized evaluations • Founded in 2003 by Esther Duflo and Abhijit Banerjee, MIT Professors of Economics
  • 5. Build capacity J-PAL Improve Evaluate social the lives programs of the poor Disseminate the results
  • 6. J-PAL today: 5 Offices & 64 Affiliates
  • 7. J-PAL Evaluations around the World • 318 randomized evaluations in 52 countries • About 162 are completed
  • 8. J-PAL Europe • Started in 2008 with 9 affiliates • Today: 18 affiliates (Belgium, Denmark, Germany, France, United Kingdom, Sweden) • About 50 projects: – Many in developed countries – Mostly ongoing
  • 9. How to evaluate the impact of an idea? • Implement it on the ground in the form of a real program, and see if it works • Common approaches: – Before and after (But many things happen over time?) – Participants vs. Non-participants (But are they different? More motivated? Live in a different region?) • Need an adequate comparison group – individuals who, except for the fact that they were not beneficiaries of the program, are similar to those who received the program
  • 10. Randomized Evaluation • Randomized evaluations (or RCTs) allow us to identify impact rigorously – People are randomly assigned to a treatment group, who receives intervention, or to a control group – Program beneficiaries are not more motivated, richer, educated, than non-beneficiaries, so changes in outcomes are purely because of program – Gives nice clean results everyone can understand—no fancy econometrics: rigor and transparency
  • 11. Basic set up of a randomized evaluation Not in evaluation Target Population Treatment Group Sample Random Population Assignment Control Group Based on Orr (1999) 11
  • 12. Randomized assignment • This method works because of the law of large numbers • Both groups (treatment and control) have the same characteristics, except for the program • Differences in the outcomes can confidently be attributed to the program • We can use this knowledge to set policy – Identify programs that actually solve social problems – Make government policies and programs more effective
  • 13. The question of ethic • Resources are very limited any way • This random assignment is usually seen as very fair • Inefficient programs are not ethical! • Every project has to go through an ethic committee • J-PAL never works on projects if the cost of the evaluation means less beneficiaries. After the evaluation is over, if necessary, the control group will also get the program
  • 14. La Mallette des Parents
  • 15. La Mallette des Parents (the parent'stoolkit) Questions: • Is it really possible to improve parents’ involvement ? • Has increased parental involvement any effect on children? • Does the effect on program participants spread out on other families?
  • 16. The program • Children and their parents in first year after primary school in low-income schools • A toolkit: – a booklet with thematic guidelines – 3 meetings with the parents – A DVD in 10 different languages • Cost: 1000€ per school (7€/child)
  • 17. Messages to the parents • All parents can help their children • Work outside of school is extremely important for success • Parents should be involved in their children's homework • Children need to feel that their parents understand how school functions and care that they adhere to the demands of teachers and administration
  • 18. Protocol: Four groups Test Classes Control classes Volonteer Volonteer Compare Non Non volonteers Compare volonteers
  • 19. Parents' involvement • More interactions with school: – Meetings with teachers – Participation in parents' organizations • Helped more their children at home • No more difference in involvement between blue- collar and white-collar families
  • 20. Childrens' behavior • Large improvement, even for classmates whose parents were not volunteers • 34% less likely to be sanctioned for disciplinary reasons • Similar results in reduction of absenteeism • Cognitive achievement: – Limited but significant impact in test scores in French – No impact in Math
  • 21. Policy implication • Simple and inexpensive program • Rigorous evaluation: can convince schools or governments that such action is worth taking • Ongoing generalization in France • New program launched for children in the last class of compulsory school
  • 22. Policy lessons • Directed parent discussion groups are an effective policy tool for increasing parental involvement, even in underprivileged area • Increasing parental involvement and awareness of school structure improved student behavior and positively impacted learning • Even though only a small fraction of parents choose to participate, the benefits of their involvement were felt by all children in the classroom.
  • 23. Other Programs… • Counseling the unemployed • Counseling and job placement for young graduate job seekers • Counseling welfare recipients • Discrimination in hiring and anonymous CVs • Facilitating youth's access to apprenticeships and encouraging them to complete them • Small business training and loans for aspiring entrepreneurs in disadvantaged neighborhoods • Supporting 18-25 year-olds through long-term mentoring plus financial assistance • …
  • 24. Scale-ups: million of lives improved
  • 25. More information www.povertyactionlab.org www.povertyaction.org www.worldbank.org/dime www.worldbank.org/impactevaluation www.3ieimpact.org www.usaid.gov/div