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International
                   Financial Services
                     Opportunities

Where in the world do you see yourself?
What Positions do we
                           Recruit for?
Sotheby Search & Select specialises in International Financial
Services Recruitment for a broad range of clients!

Are you a Wealth manager/              Do you work in a support role
IFA/ Financial Consultant?             in Financial Services?
Whatever job title you give yourself   Some of our clients are looking for
we have an opportunity for you. If     dynamic individuals to play
you are an experienced Financial       important support roles for the
Adviser I’d like to hear from you.     Financial Consultants.

We have opportunities for              As well as Financial Advisers we also
Financial Consultants worldwide.       recruit BDMs, paraplanners and sales
                                       managers.
The Locations
     Where are Sotheby Search & Select
      recruiting for at the moment?


•   The Middle-East
•   Mainland Europe and the UK
•   Asia & The Far-East
•   South America
Middle-East Opportunities
• Financial Adviser                 • IFA/ Financial Planner
Our client is currently looking     An outstanding opportunity has arisen for
to expand its team of Financial     a qualified IFA/Financial Planner to join an
Advisers in Al Ain, Dubai and       exceptional Financial Planning company in
Ras Al Khaimah.                     Dubai or Qatar.
They work differently from          The company is internationally respected
many of the larger brokerages       and noted for its vital, impartial wealth
in the region in that they do       management and financial planning advice
not have the numerous layers        to international expatriates and Dubai is
of management that many             one of their primary locations for the next
other brokerages do.                stage in your already spectacular career.
Because they do not have all        Fully regulated and licensed in this very
the auxiliary costs of the larger   lucrative and still very vibrant location, the
brokerage, they can pay             company is established, stable and reliable
consultants more than the           with minimum staff turnover - unusual in
industry average.                   this very fluid industry.
Middle-East Opportunities
• Pension Transfer Specialist            If any of the positions in the
Our client, a major player in the        Middle-East sound like they are
Middle East with over 24 years in the
region, is looking to grow its pension
                                         the perfect fit for you; please
transfer business in the area.           contact Gus:
Working in either Qatar or Dubai, the
role consists of attending
seminars, growing your own network       +44 (0) 7960 125 668
via telephone and referrals and
assisting ex pats to re structure or     gus.nicol@sothebysearch.com
start tax efficient pensions.
As a experienced and qualified
adviser, already dealing with pension
transfers, this is an excellent
opportunity to join a world class
organisation.
Far-East Opportunities
Wealth Managers Urgently             IFA: Malaysia, Thailand, Vietnam
Required Thailand/ Malaysia/
Vietnam!!!                           • This prestigious and reputable client
• Working in Financial Services as     with its head office in Malaysia is
  an IFA/Wealth Manager/Financial      looking to expand their teams in the
  Adviser?                             areas above.
• Have you dreamed of a fantastic    • Extensive marketing including
  lifestyle in South East Asia?        seminars, advertising, sponsorship
• Where your earnings are high and     and external events means that
  the cost of living is low?           their reputation and standing in the
                                       market is second to none.
• Would you like to work in an
  office with full admin support?    • With high levels of job satisfaction
                                       amongst their current advisers, the
• Selling a range of top products      focus of the company is on providing
  from top providers?                  a first class client service.
• For a company that is at the top   • With an optional appointment
  of its game with an excellent        making service you can get started
  reputation?                          right away!
• With fantastic ongoing training
  and support?
Far-East Opportunities
Financial Adviser - Hong          Senior Sales Manager with
Kong                              Salary - Hong Kong
• Established for more than 20    • Our client is an independent
  years in Hong Kong our client     advisory firm established in Hong
  is one of "Hong Kong’s Most       Kong in 1988
  Valuable Companies 2010"        • They strive to attract and retain the
  and holds time-honoured           best personnel available in the
  relationships with                financial services sector.
  HKSFC, HKCIB and                • The company is experienced in both
  MPFSA, Hong Kong’s                onshore and offshore wealth
  regulators.                       management with particular
• It is owned by its staff          expertise in building
  and, on a daily basis, works      wealth, succession planning, wealth
  towards the vision:               preservation and asset protection.
• A market-leading, client-       • With a focus on holistic balance
  driven, financial planning        sheet management rather than
  and wealth management             product sales, they look to cement
  consultancy.                      long-term advisory relationships
                                    with clients.
Far-East Opportunities
Business Development                           If any of the positions in
Manager, Kuala Lumpur, Malaysia
"I started with this company in Malaysia       the Far-East sound like they
two years ago. I moved out from the            are the perfect fit for you;
UK, where I was a non qualified marketing
executive in a Mortgage advisory firm.         please contact Gus:
Two years later I have passed my CEFA
qualifications and earned £31,000 TAX FREE
in the last twelve months, aiming to earn      +44 (0) 7960 125 668
£40,000 plus this coming year, at the end of
which I hope to become an Advisor. I live in   gus.nicol@sothebysearch.c
downtown Kuala Lumpur in a modern              om
apartment block with pool, gym, and all the
necessary amenities, within walking
distance of the KLCC towers."
An excellent and exciting opportunity has
become available for a Business
Development Manager - Outbound to join
our Kuala Lumpur Office.
Mainland Europe & UK
Wealth Manager - Rome                  IFA/Financial Planner - Germany
• This is a tremendous              • An outstanding opportunity has arisen
  opportunity to work with one        for a qualified IFA/Financial Planner to
  of the fastest-growing and best     join an exceptional Financial Planning
  respected of our Flagship           company with offices in Frankfurt.
  European Clients.                 • The company is internationally
• Having just appointed a             respected and noted for its
  dynamic and hugely successful       vital, impartial wealth management
  Sales Manager to develop the        and financial planning advice to
  ROME office, the client has         international expatriates and Frankfurt
  contacted Sotheby to let us         is one of their primary locations for the
  know that they now plan to          next stage in your already spectacular
  recruit a number of Wealth          career.
  Managers to develop this          • Fully regulated and licensed in this very
  territory.                          lucrative and well established
• They pay top rates of               location, the company is
  commission and trail from day       established, stable and reliable with
  one.                                minimum staff turnover - unusual in
                                      this very fluid industry.
Mainland Europe & UK

IFA/Financial Adviser - Spain       IFA/Financial Adviser - France
Do you want to work with one     As an IFA/Financial Adviser with this client
of the best-respected names      you will benefit from:
in Financial Services?
                                 • A first-class brand with a reputation to
One of Europe’s best                enhance your own skills
International Financial Houses
has asked us to find first-      • The opportunity to earn uncapped
class, experienced                  commissions with trail
IFA/Financial Adviser            • Fantastic range of product providers
candidates for:
                                 • On-going Training and Support
• MADRID
                                 • Links with some of the most prestigious
• BARCELONA
                                    of events, venues and organisations
• MALLORCA
                                 • Advertising and back-office support
• MURCIA
• COSTA DEL SOL                  • A fantastic lifestyle upgrade in a
                                    beautiful location
Mainland Europe & UK
                                          If any of the positions in
UK IFA/Financial Adviser
                                          Europe sound like they are the
Our client is interested in UK IFA's
with an existing client base who are      perfect fit for you; please
looking for options for 2012/2013...      contact Gus:
In short there are 3 options available
to you as an IFA looking for a positive
future:                                   +44 (0) 7960 125 668
• 1. Buy-out option for retiring IFA’s    gus.nicol@sothebysearch.com
• 2. Buy and keep option for IFA’s to
    continue working without the
    regulatory challenges
• 3. Join as an IFA and continue
    working as an IFA in a supportive
    environment
South America
    Financial Consultant - Brazil                  If any of the positions in
•    Our client offers the unique combination      South America sound like
     of an independent consultancy with the        they are the perfect fit for
     innovative strength of an active              you; please contact Gus:
     international financial advisory with
     access to the world's top
     funds, management groups and an               +44 (0) 7960 125 668
     extensive range of investment products.
                                                   gus.nicol@sothebysearch.com
•    Our client has their Head Office and
     Administration centre located in the
     vibrant and exciting city of Rio De Janeiro
     in Brazil. With 15 years of experience in
     South America and Africa, they work
     directly with AAA and AA+ European
     Financial Institutions with a worldwide
     client base from over 70 countries.
Information
If you’d like any further        Please contact Gus:
information about any of the
positions, or you’d like to know
more about the locations so      +44 (0) 7960 125 668
you can make the right           gus.nicol@sothebysearch.com
decision then please get in
touch.



   Please note that the jobs listed in this presentation do not necessarily
 represent a full list of all the positions available. Some positions may have
been filled since the last time this presentation was updated. We do however
         always have similar positions with other clients so please ask.

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Sotheby Gus

  • 1. International Financial Services Opportunities Where in the world do you see yourself?
  • 2. What Positions do we Recruit for? Sotheby Search & Select specialises in International Financial Services Recruitment for a broad range of clients! Are you a Wealth manager/ Do you work in a support role IFA/ Financial Consultant? in Financial Services? Whatever job title you give yourself Some of our clients are looking for we have an opportunity for you. If dynamic individuals to play you are an experienced Financial important support roles for the Adviser I’d like to hear from you. Financial Consultants. We have opportunities for As well as Financial Advisers we also Financial Consultants worldwide. recruit BDMs, paraplanners and sales managers.
  • 3. The Locations Where are Sotheby Search & Select recruiting for at the moment? • The Middle-East • Mainland Europe and the UK • Asia & The Far-East • South America
  • 4. Middle-East Opportunities • Financial Adviser • IFA/ Financial Planner Our client is currently looking An outstanding opportunity has arisen for to expand its team of Financial a qualified IFA/Financial Planner to join an Advisers in Al Ain, Dubai and exceptional Financial Planning company in Ras Al Khaimah. Dubai or Qatar. They work differently from The company is internationally respected many of the larger brokerages and noted for its vital, impartial wealth in the region in that they do management and financial planning advice not have the numerous layers to international expatriates and Dubai is of management that many one of their primary locations for the next other brokerages do. stage in your already spectacular career. Because they do not have all Fully regulated and licensed in this very the auxiliary costs of the larger lucrative and still very vibrant location, the brokerage, they can pay company is established, stable and reliable consultants more than the with minimum staff turnover - unusual in industry average. this very fluid industry.
  • 5. Middle-East Opportunities • Pension Transfer Specialist If any of the positions in the Our client, a major player in the Middle-East sound like they are Middle East with over 24 years in the region, is looking to grow its pension the perfect fit for you; please transfer business in the area. contact Gus: Working in either Qatar or Dubai, the role consists of attending seminars, growing your own network +44 (0) 7960 125 668 via telephone and referrals and assisting ex pats to re structure or gus.nicol@sothebysearch.com start tax efficient pensions. As a experienced and qualified adviser, already dealing with pension transfers, this is an excellent opportunity to join a world class organisation.
  • 6. Far-East Opportunities Wealth Managers Urgently IFA: Malaysia, Thailand, Vietnam Required Thailand/ Malaysia/ Vietnam!!! • This prestigious and reputable client • Working in Financial Services as with its head office in Malaysia is an IFA/Wealth Manager/Financial looking to expand their teams in the Adviser? areas above. • Have you dreamed of a fantastic • Extensive marketing including lifestyle in South East Asia? seminars, advertising, sponsorship • Where your earnings are high and and external events means that the cost of living is low? their reputation and standing in the market is second to none. • Would you like to work in an office with full admin support? • With high levels of job satisfaction amongst their current advisers, the • Selling a range of top products focus of the company is on providing from top providers? a first class client service. • For a company that is at the top • With an optional appointment of its game with an excellent making service you can get started reputation? right away! • With fantastic ongoing training and support?
  • 7. Far-East Opportunities Financial Adviser - Hong Senior Sales Manager with Kong Salary - Hong Kong • Established for more than 20 • Our client is an independent years in Hong Kong our client advisory firm established in Hong is one of "Hong Kong’s Most Kong in 1988 Valuable Companies 2010" • They strive to attract and retain the and holds time-honoured best personnel available in the relationships with financial services sector. HKSFC, HKCIB and • The company is experienced in both MPFSA, Hong Kong’s onshore and offshore wealth regulators. management with particular • It is owned by its staff expertise in building and, on a daily basis, works wealth, succession planning, wealth towards the vision: preservation and asset protection. • A market-leading, client- • With a focus on holistic balance driven, financial planning sheet management rather than and wealth management product sales, they look to cement consultancy. long-term advisory relationships with clients.
  • 8. Far-East Opportunities Business Development If any of the positions in Manager, Kuala Lumpur, Malaysia "I started with this company in Malaysia the Far-East sound like they two years ago. I moved out from the are the perfect fit for you; UK, where I was a non qualified marketing executive in a Mortgage advisory firm. please contact Gus: Two years later I have passed my CEFA qualifications and earned £31,000 TAX FREE in the last twelve months, aiming to earn +44 (0) 7960 125 668 £40,000 plus this coming year, at the end of which I hope to become an Advisor. I live in gus.nicol@sothebysearch.c downtown Kuala Lumpur in a modern om apartment block with pool, gym, and all the necessary amenities, within walking distance of the KLCC towers." An excellent and exciting opportunity has become available for a Business Development Manager - Outbound to join our Kuala Lumpur Office.
  • 9. Mainland Europe & UK Wealth Manager - Rome IFA/Financial Planner - Germany • This is a tremendous • An outstanding opportunity has arisen opportunity to work with one for a qualified IFA/Financial Planner to of the fastest-growing and best join an exceptional Financial Planning respected of our Flagship company with offices in Frankfurt. European Clients. • The company is internationally • Having just appointed a respected and noted for its dynamic and hugely successful vital, impartial wealth management Sales Manager to develop the and financial planning advice to ROME office, the client has international expatriates and Frankfurt contacted Sotheby to let us is one of their primary locations for the know that they now plan to next stage in your already spectacular recruit a number of Wealth career. Managers to develop this • Fully regulated and licensed in this very territory. lucrative and well established • They pay top rates of location, the company is commission and trail from day established, stable and reliable with one. minimum staff turnover - unusual in this very fluid industry.
  • 10. Mainland Europe & UK IFA/Financial Adviser - Spain IFA/Financial Adviser - France Do you want to work with one As an IFA/Financial Adviser with this client of the best-respected names you will benefit from: in Financial Services? • A first-class brand with a reputation to One of Europe’s best enhance your own skills International Financial Houses has asked us to find first- • The opportunity to earn uncapped class, experienced commissions with trail IFA/Financial Adviser • Fantastic range of product providers candidates for: • On-going Training and Support • MADRID • Links with some of the most prestigious • BARCELONA of events, venues and organisations • MALLORCA • Advertising and back-office support • MURCIA • COSTA DEL SOL • A fantastic lifestyle upgrade in a beautiful location
  • 11. Mainland Europe & UK If any of the positions in UK IFA/Financial Adviser Europe sound like they are the Our client is interested in UK IFA's with an existing client base who are perfect fit for you; please looking for options for 2012/2013... contact Gus: In short there are 3 options available to you as an IFA looking for a positive future: +44 (0) 7960 125 668 • 1. Buy-out option for retiring IFA’s gus.nicol@sothebysearch.com • 2. Buy and keep option for IFA’s to continue working without the regulatory challenges • 3. Join as an IFA and continue working as an IFA in a supportive environment
  • 12. South America Financial Consultant - Brazil If any of the positions in • Our client offers the unique combination South America sound like of an independent consultancy with the they are the perfect fit for innovative strength of an active you; please contact Gus: international financial advisory with access to the world's top funds, management groups and an +44 (0) 7960 125 668 extensive range of investment products. gus.nicol@sothebysearch.com • Our client has their Head Office and Administration centre located in the vibrant and exciting city of Rio De Janeiro in Brazil. With 15 years of experience in South America and Africa, they work directly with AAA and AA+ European Financial Institutions with a worldwide client base from over 70 countries.
  • 13. Information If you’d like any further Please contact Gus: information about any of the positions, or you’d like to know more about the locations so +44 (0) 7960 125 668 you can make the right gus.nicol@sothebysearch.com decision then please get in touch. Please note that the jobs listed in this presentation do not necessarily represent a full list of all the positions available. Some positions may have been filled since the last time this presentation was updated. We do however always have similar positions with other clients so please ask.