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Understanding
                  hydrological processes
                     to improve the
                     landslide model
                        prediction

Cristiano Lanni
University of Trento

Jeff McDonnell, OSU
Riccardo Rigon, UoT
Outline                                            1
                                                      HS11.7


1.       Mapping shallow landslide using hydrological model:
         the state of the art
2.       The role of bedrock surface on subsurface
         water-flow dynamics:
               the PANOLA TRENCH HILLSLOPE



3.       Is DWI able to follow surface topography ?
4.       Looking to improve the performance of the
         simpler hydrological models
© Oregon State Trento
University of University
2
                                                                                                    HS11.7

                    SIMPLE HYDROLOGICAL MODELS             COMPLEX HYDROLOGICAL MODELS


                                                               1D – i.e. TRIGRS (Baum et al.,2002)

     a)  C o n s i d e r s t h e s t e a d y - s t a t e                 ∂ψ ∂θ ∂       ∂ψ 
                                                                              = K (ψ )   −1
         hydrological condition                                          ∂t ∂ψ ∂z      ∂z 
     b)  Does not take into account the
                                                               3D – i.e. GEOtop (Rigon et al.,2006),
         shear-strength in unsaturated soil
                                                                           HYDRUS-3D
                                                               €       ∂ψ ∂θ   ∂           ∂ψ ∂x 3 
                                                                             =    K x (ψ )   +     
                                                                       ∂t ∂ψ ∂x i  i  ∂x i ∂x i 



                                                           €
                                                                   INFINITE SLOPE STABILITY MODEL
                                                                     (accounting for unsaturated zone)



© Oregon State Trento
University of University
The role of bedrock shape:
                  Panola Trench Hillsope                         3
                                                               HS11.7


                           Bedrock         High soil-depth variability
             Ground




                                                                          Flow direction
                                     Bedrock
© Oregon State Trento
University of University             depression
4
                                                                    HS11.7




      Geometry 

                                   α = 13°         α = 20°       α = 30°
                                 PANOLA13        PANOLA20       PANOLA30



        Soil (sandy-silt)                    Ksat = 10-4 m/s
                           Bedrock           Ksat = 10-7 m/s


      Triggering Factor                     Intensity = 6.5 mm/h
                                             Duration = 9 hours
© Oregon State Trento
University of University
5
                                                                                   HS11.7




                                             Panola13




    t=6h
  sat=3%



                            t=7h
                           sat=18%

                                      t=9h
                                     sat=43%                 Saturated area at the soil-
                                                              bedrock interface
                                                              increases very rapidly
© Oregon State Trento
University of University
                                                 t=14h
6
                                                                      HS11.7
                                         time
                           t=1h        t=4h         t=12h



                                  ..          ….…




                                                                       Downslope Drainage efficiency
                                                            α = 13°




                                  ..          ….…
                                                            α = 20°




                                  ..          ….…
                                                            α = 30°
© Oregon State Trento
University of University
before proceeding further….
                                                         HS11.7
Lanni et al. 2010 (submitted to WRR)


                            1D




           No role played by
            hillslope gradient



                            3D




           Significantly affected
            by hillslope gradient
© Oregon State Trento
University of University
Moving to hillslope stability….
                                                             HS11.7

  FACTOR OF SAFETY




 MECHANICAL PROPERTIES                           Panola30
           c’ = 0 kPa
           φ’ = 30°
                              (FS=1)
                                   (1<FS<1.05)




© Oregon State Trento
University of University
                                                     t=10h
+5.0% +12.0%            9
                                                                           HS11.7
                      +1.4%    +11.0%
 t=0h                         t=6h          t=7h
                                                                       t=8h



                                                                           +6.2%
                                                                           +14.2%
                                                   +11.2%
                                                   +26.2%


                                                                    t=9h




      Bedrock depression determines the threshold effect
© Oregon State Trento
University of University                                    t=10h
10
                                                     HS11.7


                           Hjerdt et al., 2004 WRR




               €




© Oregon State Trento
University of University
11
                                                        HS11.7


                               Maximum pore pressure




© Oregon State Trento
University of University
12
                           HS11.7




© Oregon State Trento
University of University
12
                                                                                                                            HS11.7




                                                                                                      N
                                                                                                  1
                                                                                                  N   ∑( ( )        )(
                                                                                                            ψ i − ψ ⋅ DWI ( i) − DWI   )
                                                                                 cor(ψ ,DWI ) =       i=1
                                                                                                            var(ψ )⋅ var(DWI )



                                                                       €




                                           INVERSE correlation                                                  DIRECT
            cor(ψ (t = 3h),Z) = −0.9
                                            between SOIL-THICK                                                    correlation
                                            and PRESSURE HEAD in                                                  between DWI
  €                                         the I stage of rain-                                                  and PRESSURE
                                            infiltration                                                          HEAD in the II
                                                                                                                  stage of rain-
                                                                           cor(ψ (t = 11h),DWI ) = +0.83          infiltration
© Oregon State Trento
University of University
                                                                   €
13
                                                                                                                                   HS11.7

        Unsaturated soil (vertical recharge)
                                   p                               p
             h t +1 = h t +                Δt
              i, j        i, j θ sat − θ
                                                     ht                    ht+1

        Saturated soil (vertical recharge +
€
                                  lateral flow +
                                  DWI effect)

                                                                                                                            ΔV = qin – qout + p*[A

                               W(t) = k         *   qout(t)
                                                                                         ΔVi,j = qin – qout + p*[A(i,j)+1-Ai,j]
                                                                              Basin       Δt
                                                               γ ⋅ A 0.5
                                                                   i, j
                                            ki, j =
                                                          K
                                                              sat⋅ DWI β                                              −t / ki, j
                                                                                                     αi, j ( t) = 1− e                     t ≤ Tp
                                                                                           
                                                                                              
                         p         p
    h t +1 = h t +           +                     Ai, j⋅ α (t) − A                        Δt
     i, j     i, j  θ sat − θ ai, j⋅ φ             
                                                    
                                                             i, j          ( )
                                                                      i, j +1 ⋅ α (i, j ) (t)
                                                                                         +1  
                                                                                                                  T /k         −t / k
                                                                                                    αi, j ( t) =  e p i, j − 1 e      i, j t > T
                                                                                                                                                   p
                           €                                                                                                 
                                                                                             €                                   €
    © Oregon State Trento
    University of University

                                                                                                                                   €
14
                                                                                                          HS11.7

        Unsaturated soil                Saturated soil
                                                                                                                  
                         p                                                                                          
      h t +1 = h t +
                                                          p        p
                i, j θ sat − θ Δt    h t +1 = h t +           +           Ai, j⋅ α (t) − A                        Δt
       i, j                           i, j     i, j  θ sat − θ ai, j⋅ φ   
                                                                           
                                                                                    i, j      ( )
                                                                                             i, j +1 ⋅ α (i, j ) (t)
                                                                                                                +1  
                                                                                                                    


€
                  Irregular shape
                                €




    © Oregon State Trento
    University of University
14
                                                                                                         HS11.7

        Unsaturated soil               Saturated soil
                                                                                                                 
                         p                                                                                         
      h t +1 = h t +
                                                         p        p
                i, j θ sat − θ Δt   h t +1 = h t +           +           Ai, j⋅ α (t) − A                        Δt
       i, j                          i, j     i, j  θ sat − θ ai, j⋅ φ   
                                                                          
                                                                                   i, j      ( )
                                                                                            i, j +1 ⋅ α (i, j ) (t)
                                                                                                               +1  
                                                                                                                   


€
                   SHALSTAB
                          €                                        NEW SIMPLE MODEL




    © Oregon State Trento
    University of University
TAKE HOME MESSAGGES                                                                15
                                                                                     HS11.7


         1.a  First, vertical rain-infiltration induces the
            infiltration-front propagation
         1.b Then, lateral-flow could “turn on” because of the built-up
            pore-water pressures at the soil-bedrock interface
         1.c Finally, bedrock shape (i.e., spatial soil thickness
            variability) could affect the flow dynamics, inducing a fast
            decrease of FS

         2.  Putting DWI concept in modelling approach and removing
             S-S assumption it seems possible to improve the prediction
             performance of the simpler hydrological models

         3. Please, take care in the use of SHALSTAB:
            The hydrological ratio p/T represents a calibration
            parameter rather than real physical properties
                           …but Montgomery and Dietrich also wrote this in their original paper
© Oregon State Trento
University of University
Thank you
                            for your attention!




cristiano.lanni@gmail.com
HS11.7




                           EXTRA SLIDES




© Oregon State Trento
University of University
Threshold for initiation of
                                                                            3
                                                                          HS11.7
 Subsurface water-flow




       The precipitation threshold for initiation of Subsurface Stormflow
        seems related to the micro-topography in the bedrock

       Saturated patched recorded at the soil-bedrock interface are
        usually a balance between upslope accumulated water and
        downslope drainage efficiency
© Oregon State Trento
University of University                    by Jeff McDonnell and his research team
6
                                                                        HS11.7

      Max pressure head at the SOIL-BEDROCK INTERFACE




Unsat


Sat




                           α = 13°            α = 20°                α = 30°

© Oregon State Trento
University of University
                                     Downslope Drainage efficiency
7
                                                                                    HS11.7




                                             Panola13




    t=6h
  sat=3%



                            t=7h
                           sat=18%

                                      t=9h
                                     sat=43%                 …..and than the average value of
                                                              positive pore-water pressure
                                                              continues to grow
© Oregon State Trento
University of University
                                                 t=14h
7
                                                                                                HS11.7
                                  time
                                                          1D & 3D mechanism
            t=1h                t=4h         t=12h
                                                     1.    Vertical flow
                                                     2.    Lateral flow & bedrock obstructions
panola13




                           ..          ….…
panola20




                           ..          ….…

                                                                                      N
                                                                                                             2
                                                                      var(ψ ) =
                                                                                  1
                                                                                  N   ∑(    ψ ( i) − ψ   )
panola30




                                                                                      i=1
                           ..          ….…
                                                              €
© Oregon State Trento
University of University
12
                                                     HS11.7

    Rain 1:                        Rain 2:
    Intensity = 6.5 mm/h           Intensity = 12 mm/h
    Duration = 9 hours             Duration = 5 hours


 Rain = 58.5 mm                    Rain = 60 mm




                           t=10h             t=5h

         FS<1  12.6%              FS<1  48.9%
© Oregon State Trento
University of University
12
                                                          HS11.7

                                                     SHALSTAB
                            Maximum pore pressure
                                                      p= 5% I




                                                    h   p A
                                                      =
                                                    Z T b sin β

© Oregon State University
University of
Trento
14
                                                                                                    HS11.7
                                               SHALSTAB model
        Water-mass balance in steady state condition
                               Qsup + Qsub = I ⋅ A


                                                        h
                  ν ⋅ A+K             b Z cos β sin β     =I⋅A
           €                    sat                     Z


                                 h   p A
€                                  =
                                 Z T b sin β
                                                                 T = hydraulic trasmisivity
                                                                 Z = soil-thick
                  €     γ h  tanφ '                            h = water-table thick in steady-state condition
                  FS = 1− w                             €      β = local slope
                          γ Z  tan β                     €     A = Upslope contributing area
                                                           €     q = effective rainfall
    © Oregon State Trento
    University of University
                                                           €
                                                           €
15
                                                                               HS11.7




               €




                           SHALSTAB              COMPLEX HYDROLOGICAL MODEL
                           p= 5% I
              The limitation of                       water-table grows everywhere
               steady-state condition

              “A” determines the                      Unable to account for
                water-table thick distribution         “topography obstructions”
© Oregon State Trento
University of University
17
                                                                                                         HS11.7

        Unsaturated soil               Saturated soil
                                                                                                                 
                         p                                                                                         
      h t +1 = h t +
                                                         p        p
                i, j θ sat − θ Δt   h t +1 = h t +           +           Ai, j⋅ α (t) − A                        Δt
       i, j                          i, j     i, j  θ sat − θ ai, j⋅ φ   
                                                                          
                                                                                   i, j      ( )
                                                                                            i, j +1 ⋅ α (i, j ) (t)
                                                                                                               +1  
                                                                                                                   


€
                  Planar shape €




    © Oregon State Trento
    University of University

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LanniC_EGU2010

  • 1. Understanding hydrological processes to improve the landslide model prediction Cristiano Lanni University of Trento Jeff McDonnell, OSU Riccardo Rigon, UoT
  • 2. Outline 1 HS11.7 1.  Mapping shallow landslide using hydrological model: the state of the art 2.  The role of bedrock surface on subsurface water-flow dynamics: the PANOLA TRENCH HILLSLOPE 3.  Is DWI able to follow surface topography ? 4.  Looking to improve the performance of the simpler hydrological models © Oregon State Trento University of University
  • 3. 2 HS11.7 SIMPLE HYDROLOGICAL MODELS COMPLEX HYDROLOGICAL MODELS 1D – i.e. TRIGRS (Baum et al.,2002) a)  C o n s i d e r s t h e s t e a d y - s t a t e ∂ψ ∂θ ∂   ∂ψ  = K (ψ ) −1 hydrological condition ∂t ∂ψ ∂z   ∂z  b)  Does not take into account the 3D – i.e. GEOtop (Rigon et al.,2006), shear-strength in unsaturated soil HYDRUS-3D € ∂ψ ∂θ ∂   ∂ψ ∂x 3  = K x (ψ ) +  ∂t ∂ψ ∂x i  i  ∂x i ∂x i  € INFINITE SLOPE STABILITY MODEL (accounting for unsaturated zone) © Oregon State Trento University of University
  • 4. The role of bedrock shape: Panola Trench Hillsope 3 HS11.7 Bedrock   High soil-depth variability Ground Flow direction Bedrock © Oregon State Trento University of University depression
  • 5. 4 HS11.7 Geometry  α = 13° α = 20° α = 30° PANOLA13 PANOLA20 PANOLA30 Soil (sandy-silt)  Ksat = 10-4 m/s Bedrock  Ksat = 10-7 m/s Triggering Factor  Intensity = 6.5 mm/h Duration = 9 hours © Oregon State Trento University of University
  • 6. 5 HS11.7 Panola13 t=6h sat=3% t=7h sat=18% t=9h sat=43%   Saturated area at the soil- bedrock interface increases very rapidly © Oregon State Trento University of University t=14h
  • 7. 6 HS11.7 time t=1h t=4h t=12h .. ….… Downslope Drainage efficiency α = 13° .. ….… α = 20° .. ….… α = 30° © Oregon State Trento University of University
  • 8. before proceeding further…. HS11.7 Lanni et al. 2010 (submitted to WRR) 1D   No role played by hillslope gradient 3D   Significantly affected by hillslope gradient © Oregon State Trento University of University
  • 9. Moving to hillslope stability…. HS11.7 FACTOR OF SAFETY MECHANICAL PROPERTIES Panola30 c’ = 0 kPa φ’ = 30° (FS=1) (1<FS<1.05) © Oregon State Trento University of University t=10h
  • 10. +5.0% +12.0% 9 HS11.7 +1.4% +11.0% t=0h t=6h t=7h t=8h +6.2% +14.2% +11.2% +26.2% t=9h   Bedrock depression determines the threshold effect © Oregon State Trento University of University t=10h
  • 11. 10 HS11.7 Hjerdt et al., 2004 WRR € © Oregon State Trento University of University
  • 12. 11 HS11.7   Maximum pore pressure © Oregon State Trento University of University
  • 13. 12 HS11.7 © Oregon State Trento University of University
  • 14. 12 HS11.7 N 1 N ∑( ( ) )( ψ i − ψ ⋅ DWI ( i) − DWI ) cor(ψ ,DWI ) = i=1 var(ψ )⋅ var(DWI ) €   INVERSE correlation   DIRECT cor(ψ (t = 3h),Z) = −0.9 between SOIL-THICK correlation and PRESSURE HEAD in between DWI € the I stage of rain- and PRESSURE infiltration HEAD in the II stage of rain- cor(ψ (t = 11h),DWI ) = +0.83 infiltration © Oregon State Trento University of University €
  • 15. 13 HS11.7   Unsaturated soil (vertical recharge) p p h t +1 = h t + Δt i, j i, j θ sat − θ ht ht+1   Saturated soil (vertical recharge + € lateral flow + DWI effect) ΔV = qin – qout + p*[A W(t) = k * qout(t) ΔVi,j = qin – qout + p*[A(i,j)+1-Ai,j] Basin Δt γ ⋅ A 0.5 i, j ki, j = K sat⋅ DWI β −t / ki, j  αi, j ( t) = 1− e t ≤ Tp     p p h t +1 = h t +  + Ai, j⋅ α (t) − A Δt i, j i, j  θ sat − θ ai, j⋅ φ   i, j ( ) i, j +1 ⋅ α (i, j ) (t) +1   T /k  −t / k αi, j ( t) =  e p i, j − 1 e i, j t > T p  €   € € © Oregon State Trento University of University €
  • 16. 14 HS11.7   Unsaturated soil   Saturated soil    p   h t +1 = h t + p p i, j θ sat − θ Δt h t +1 = h t +  + Ai, j⋅ α (t) − A Δt i, j i, j i, j  θ sat − θ ai, j⋅ φ   i, j ( ) i, j +1 ⋅ α (i, j ) (t) +1    €   Irregular shape € © Oregon State Trento University of University
  • 17. 14 HS11.7   Unsaturated soil   Saturated soil    p   h t +1 = h t + p p i, j θ sat − θ Δt h t +1 = h t +  + Ai, j⋅ α (t) − A Δt i, j i, j i, j  θ sat − θ ai, j⋅ φ   i, j ( ) i, j +1 ⋅ α (i, j ) (t) +1    € SHALSTAB € NEW SIMPLE MODEL © Oregon State Trento University of University
  • 18. TAKE HOME MESSAGGES 15 HS11.7 1.a First, vertical rain-infiltration induces the infiltration-front propagation 1.b Then, lateral-flow could “turn on” because of the built-up pore-water pressures at the soil-bedrock interface 1.c Finally, bedrock shape (i.e., spatial soil thickness variability) could affect the flow dynamics, inducing a fast decrease of FS 2.  Putting DWI concept in modelling approach and removing S-S assumption it seems possible to improve the prediction performance of the simpler hydrological models 3. Please, take care in the use of SHALSTAB: The hydrological ratio p/T represents a calibration parameter rather than real physical properties …but Montgomery and Dietrich also wrote this in their original paper © Oregon State Trento University of University
  • 19. Thank you for your attention! cristiano.lanni@gmail.com
  • 20. HS11.7 EXTRA SLIDES © Oregon State Trento University of University
  • 21. Threshold for initiation of 3 HS11.7 Subsurface water-flow   The precipitation threshold for initiation of Subsurface Stormflow seems related to the micro-topography in the bedrock   Saturated patched recorded at the soil-bedrock interface are usually a balance between upslope accumulated water and downslope drainage efficiency © Oregon State Trento University of University by Jeff McDonnell and his research team
  • 22. 6 HS11.7   Max pressure head at the SOIL-BEDROCK INTERFACE Unsat Sat α = 13° α = 20° α = 30° © Oregon State Trento University of University Downslope Drainage efficiency
  • 23. 7 HS11.7 Panola13 t=6h sat=3% t=7h sat=18% t=9h sat=43%   …..and than the average value of positive pore-water pressure continues to grow © Oregon State Trento University of University t=14h
  • 24. 7 HS11.7 time   1D & 3D mechanism t=1h t=4h t=12h 1.  Vertical flow 2.  Lateral flow & bedrock obstructions panola13 .. ….… panola20 .. ….… N 2 var(ψ ) = 1 N ∑( ψ ( i) − ψ ) panola30 i=1 .. ….… € © Oregon State Trento University of University
  • 25. 12 HS11.7 Rain 1: Rain 2: Intensity = 6.5 mm/h Intensity = 12 mm/h Duration = 9 hours Duration = 5 hours Rain = 58.5 mm Rain = 60 mm t=10h t=5h FS<1  12.6% FS<1  48.9% © Oregon State Trento University of University
  • 26. 12 HS11.7 SHALSTAB Maximum pore pressure p= 5% I h p A = Z T b sin β © Oregon State University University of Trento
  • 27. 14 HS11.7 SHALSTAB model   Water-mass balance in steady state condition Qsup + Qsub = I ⋅ A h ν ⋅ A+K b Z cos β sin β =I⋅A € sat Z h p A € = Z T b sin β T = hydraulic trasmisivity Z = soil-thick €  γ h  tanφ ' h = water-table thick in steady-state condition FS = 1− w  € β = local slope  γ Z  tan β € A = Upslope contributing area € q = effective rainfall © Oregon State Trento University of University € €
  • 28. 15 HS11.7 € SHALSTAB COMPLEX HYDROLOGICAL MODEL p= 5% I   The limitation of water-table grows everywhere steady-state condition   “A” determines the Unable to account for water-table thick distribution “topography obstructions” © Oregon State Trento University of University
  • 29. 17 HS11.7   Unsaturated soil   Saturated soil    p   h t +1 = h t + p p i, j θ sat − θ Δt h t +1 = h t +  + Ai, j⋅ α (t) − A Δt i, j i, j i, j  θ sat − θ ai, j⋅ φ   i, j ( ) i, j +1 ⋅ α (i, j ) (t) +1    €   Planar shape € © Oregon State Trento University of University