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Ethics And Sarbanes Oxley 2009 Gary Wheeler

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A brief presentation on best practices for corporate ethics and sarbanes oxley.

NegóciosEconomia e finanças
1 de 33
Ethics In Organizations Gary Wheeler, SPHR, GPHR, CCP, CBP
Ethics ,[object Object],[object Object],[object Object]
Ethics & the Individual ,[object Object],[object Object],[object Object],[object Object]
Summary of Ethics ,[object Object]
Examples of Corporate Ethical Issues ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Pressures that Compromise ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Pressures continued ,[object Object],[object Object],[object Object],[object Object],[object Object]
Types of Misconduct ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Conflict of Interest ,[object Object]
Protection of Company Assets ,[object Object]
Employment Practices ,[object Object]
Antitrust ,[object Object]
Environmental Protection ,[object Object]
Influences of Ethical Behavior ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Corporate and Criminal Fraud Accountability Act SOX
The Sarbanes-Oxley Act ,[object Object],[object Object],[object Object],[object Object]
Reporting Responsibility ,[object Object],[object Object],[object Object],[object Object]
Reporting Responsibility cont. ,[object Object],[object Object]
Disclosure of Periodic Reports ,[object Object],[object Object]
Management Assessment ,[object Object],[object Object]
Management Assessment cont. ,[object Object]
Real Time Issuer Disclosures ,[object Object]
Criminal Penalties ,[object Object],[object Object]
Corporate Sentencing Guidelines ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Best Practices
Accountability ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Business Code of Conduct ,[object Object],[object Object]
Training and Communication ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Whistle-blower Act ,[object Object],[object Object]
Voluntary Reporting ,[object Object],[object Object],[object Object],[object Object],[object Object]
Discipline ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Social Responsibility ,[object Object],[object Object],[object Object],[object Object]
Thank You

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