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Dr.Gopakumar Hariharan
   Introduction
   Mechanism of benefit –
    Pathophysiology
   Relevant researches
   Why , who , when and how
    to cool
   Discussion
   Pregnancy at term
   Mum presented to ED with severe abdominal
    pain and bleeding pervaginum .
   Emergency LSCS –Heart rate – 10 / min , no
    respiratory effort , hypotonic and pale
   Required prolonged respiration – lasted for
    more than 10 minutes for adequate heart rate
    to ensue
   Cord PH – 6.9 , BE – 18
   ???? Cooling ???
   Perinatal asphyxia is an insult to the fetus or
    the newborn due to lack of oxygen (hypoxia)
    and/or a lack of perfusion (ischemia) to
    various organs.
   Hypoxia ischaemia remains a significant
    cause of neonatal mortality and morbidity
    and adverse neurodevelopmental outcome
   Therapeutic cooling – found to improve
    neurodevelopmental outcome in asphyxiated
    babies
   1960’s versus 1980’s
   Hypothermia in cardiac arrest and traumatic
    brain injury in adults – probable benefit in
    neurological outcome
   Mariane Thorensen (Researcher on Cerebral
    perfusion ) - Intrigued by stories of children
    who fell through norwegian ice and suffered
    prolonged drowning in iced water - emerged
    with preserved cerebral function
   Data from animal studies – beneficial effect
Pathophysiology
   Result of decreased cerebral blood flow and
    oxygen delivery - failure of aerobic metabolism

   Anaerobic glycolysis - excessive production of
    lactic acid, as well as tissue acidosis, depletion of
    the high energy phosphate compounds ATP and
    phosphocreatine, and inability to maintain cell
    membrane function.
   Results in loss of electrolyte gradients, with cell
    swelling and necrosis.

   Damage during this period occurs prior to
    hypothermia therapy and will not be affected by
    treatment
   Follows reperfusion of the brain - Accounts for the
    major neuronal cellular loss

   The decline in phosphocreatine and ATP is not
    accompanied by brain acidosis, but it results in
    apoptosis, or programmed cell death.
   Hyperaemia, cytotoxic oedema, mitochondrial
    failure, accumulation of excitotoxins, apoptosis NO
    synthesis and activation of microglia

   Degree of energy failure and apoptosis -
    proportional to the severity of adverse
    neurodevelopmental outcomes
   Increased seizure activity - may further
    deplete energy reserves.

   Magnetic resonance spectroscopy studies in
    infants with moderate to severe HIE have
    confirmed normal cerebral oxidative
    metabolism shortly after birth followed by
    evidence of secondary energy failure.
Therapeutic ‘window of
opportunity’
Interval following
resuscitation of the
asphyxiated newborn,
before the secondary
phase of impaired energy
metabolism and injury is
fully established.
Why cooling ??
   Reduced loss of high energy phosphates during
    ischaemia
   Attenuates bloodbrain barrier damage and
    neuronal apoptosis
   Reduced release of excitatory tranmitters and free
    radical production
   Decreased cerebral metabolic rate for glucose and
    oxygen
   Prevents or ameliorates secondary cerebral energy
    failure.
The time factor
Time critical
                  Hypothermia to between
                  33oC and 34oC initiated
                  as soon as possible
                  after delivery reduces
   Sheep brain    mortality and disability
     EEG and      in babies with HIE(Level
   Histological   1a evidence)
   Shows the statistically significant (p =0.0006)
    therapeutic benefit of hypothermia after HIE
    on death and neurodevelopmental disability
    with a relative risk of 0.76 (95%CI, 0.65 -
    0.89).

   ICE trial based in Australia and the TOBY trial
    based in the UK ceased recruitment during
    2007 ( categorical benefit noted )
Cool cap trial
 NICHD trial
 TOBY trial
  ICE trial
   Cooling for 72 hours
    started within 6 hours of
    delivery – based on
    auckland pilot studies
    arbitrary based on
    animal studies
   Whole body temperature
    - 34. 5 degrees



           Result – Nonsignificant trend towards improvement in
           the primary outcome of death or disability at 18
           months overall
TOBY trial unequavocally demonstrated that
cooling increases an infants chance of
surviving without neurological deficits at 18
months and reduces neurodevelopmental
impairment in survival
   Reduction of systemic temperature necessary
    to achieve deep brain cooling
   Head cooling equipment expensive
   Delays the cooling process in case of retrieval
When to cool??
All the 4 criteria should be met

1) More than or equal to 35 weeks of gestation

2) Less than 6 hours post birth

3) Evidence of asphyxia

4) The presence of moderate / severe HIE
Apgar less than 6 at 10 minutes or continued need for
resuscitation with PPV with or without chest compressions at
                         10 minutes



Any acute perinatal event that may result in HIE ( ie abruptio
placentae , cord prolapse , severe FHR abnormality etc )



      Cord PH less than 7 or BE of -12 mmol / L or less




If cord PH not available , arterial PH less than 7 or BE less
than -12 mmol / L within 60 minutes of birth
Category                Moderate                Severe Encephalopathy
                        encephalopathy
Level of consiousness   Lethargy                Stupor / coma
Spontaneous activity    Decreased activity      No activity
Posture                 Decorticate             Decerebrate
Tone                    Hypotonia               Flaccid
Primitive reflexes      Weak suck,Incomplete    Absent suck,absent
                        moro                    moro
                 Autonomic system ( any one of these )
Pupils                  Constricted             Dilated / Non reactive
Heart rate              Bradycardia             Variable heart rate
Respirations            Periodic breathing      Apnea
Moderate or severe asphyxia - defined as
seizures OR presence of signs in atleast 3 of
the 6 categories


If the neonate meets elibility criteria 1 , 3 and 4 , but is 6 – 12
hours of age , delayed initiation of cooling may be considered at
the discretion of the attending neonatologist
How to cool
    ??
   Switch off warmer in case of radiant warmer
   Switch of incubator , open port holes
   Nurse baby naked
   Keep nappy undone
   Temperature monitoring
   Consider reducing environmental temp by
    adding fan ( ? A/C )
Arch Dis Child Fetal Neonatal Ed 2010;95:F408–F412.
   4 cold packs in fridge temperature ( 10
    degrees )
   2 frozen cold packs
   Disposible rectal probes
   Cable for connecting rectal probes
   Cotton covers for cold packs
   Cardiopulmonary monitoring
    Neonatology clinical guidelines
    KEM & Princes Margeret Hospitals
    Perth
Temp ranges        No of cool packs              Areas to be applied
                   applied
> 37 degrees                 4             Head , Shoulders , neck , trunk

36.1 - 37.0                  3             Shoulders , neck , trunk

35.1 – 36.0                  2             Shoulders , trunk

34.1 – 35.0                  1             Trunk

33 . 0 – 34.0                0             Nil


Watch temp range more closily in infants treated with anticonvulsants or
muscle relaxants ( tend to cool rapidly )
Keep cold packs in cotton bags
   Commercially available water bottles filled
    with water ( 25 degrees )

   Phase changing mattress with a melting point
    of 32 degrees ( acts as heat buffers and
    stabilizes temp of objects with which it
    comes in contact )
   Passive heating and cooling substances ,
    usually made of a salt hydride , fatty acid and
    ester or paraffin such as octadene .
   PCMs are solid at room temperature , but
    when in contact with warmer objects they
    liquify and absorb and store heat
   Liquid PCMs can solidify and give off heat
   Temp monitoring required – additional
    blankets if low temp , or additional PCMs if
    temp high outside therapeutic range
   S Iwata,O Iwata,L Olson,A Kapetanakis,T
    Kato,S Evans,Y ArakiT Kakuma,T
    Matsuishi, F Setterwall,H Lagercrantz,N J
    Robertson. Therapeutic hypothermia can
    be induced andmaintained using either
    commercial water bottles ora ‘‘phase
    changing material’’ mattress in a newborn
    piglet model . Arch Dis Child
    2009;94:387–391.
   Criticool
   Hypothermia achieved by adjusting
    temperature of water pumped through the
    cooling mattress using feedback from
    patients core ( rectal ) and surface
    temperature
   Disadv – weighs 35 kg ( not including 1 to 4 L
    of water ) & must be secured well
   Alternative – weighs
    only 7 kg
   Both Requires AC
    power . No battery
    back up
   Not certified for air
    transfer
   Used in TOBY trial
   Advise the peripheral hospital , prior to
    arrival of Medstar team
   Full blood examination , Platelet count
   Urea and electrolytes
   S.Electrolytes , S . Calcium
   PT , APTT
   Blood glucose
   ABG / CBG
   LFT
   Neurological assessment + Sarnat staging
Passive cooling
Comparison




       Median             33.3
        35.2              29.8-36.3
        ( 31.5-36.60
                           Median                 Median




                                             N=19

N=10
                       N=17




                                      StMichaels Hospital
                                      Bristol
Comparison of
Temp maintanance
Servo –controlled




 N =9

Johnston ED, Becher J-C, Mitchell AP, et al. Arch Dis Child Fetal Neonatal Ed
(2011).
Median time for achieving target- 45 min




                               Temp increased due to CVS instability




Johnston ED, Becher J-C, Mitchell AP, et al. Arch Dis Child Fetal Neonatal Ed
(2011).
Chance of overcooling with active cooling with
adjuncts would be decreased as experience improves (
                Fairchild et al,2010 )
   Long term neurological outcome – 18 months
    early to diagnose CP and cognitive deficits
   Best way of assessing core temperature
   Does temperature fluctuations cause any
    adverse outcome
   How best is brain cooled with reduction in
    rectal temperature
1)   Feasible method - Active
     vs passive cooling
2)   Best method of
     temperature monitoring –
     Rectal versus esophageal
3)   Equipments and packs
4)   Education of Peripheral
     centres
   Sinus bradycardia, increased blood pressure and increased
    oxygen requirement - transient and reversible with
    rewarming

   Thrombocytopenia

   Arrhythmias – Long QT

   Less likely to occur when the rectal temperature remained
    within 33.0oC- 34.0oC.


Adverse effects of hypothermia are physiological, transient and reverse with
rewarming ( Level 1a evidence )
   End point was composite – death or severe
    disability . Statistically robust but doubtful clinical
    utility
   No blinding – not possible given the patient
    population . But introduces unquantifiable bias
   Disability assessed at 18 months of gestation . Not
    possible to rule out possibility of cerebral palsy in
    evolution
   Remains to see whether the benefit retained
    through out childhood and beyond ( cognitive
    defects )
   Neonatal cooling initiated during retrieval
    definitely provides benefit for asphyxiated babies
   Active cooling ( with adjuncts or custom made )
    gives better temperature control than passive
    cooling . Regardless attempts at any form of
    cooling is good enough
   Close core temperature monitoring with rectal
    probe allows to maintain temp in therapeutic
    range
         No major adverse events noted in neonates
Therapeutic hypothermia during neonatal transport – feasibility and

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Therapeutic hypothermia during neonatal transport – feasibility and

  • 2. Introduction  Mechanism of benefit – Pathophysiology  Relevant researches  Why , who , when and how to cool  Discussion
  • 3. Pregnancy at term  Mum presented to ED with severe abdominal pain and bleeding pervaginum .  Emergency LSCS –Heart rate – 10 / min , no respiratory effort , hypotonic and pale  Required prolonged respiration – lasted for more than 10 minutes for adequate heart rate to ensue  Cord PH – 6.9 , BE – 18  ???? Cooling ???
  • 4. Perinatal asphyxia is an insult to the fetus or the newborn due to lack of oxygen (hypoxia) and/or a lack of perfusion (ischemia) to various organs.  Hypoxia ischaemia remains a significant cause of neonatal mortality and morbidity and adverse neurodevelopmental outcome  Therapeutic cooling – found to improve neurodevelopmental outcome in asphyxiated babies
  • 5. 1960’s versus 1980’s  Hypothermia in cardiac arrest and traumatic brain injury in adults – probable benefit in neurological outcome  Mariane Thorensen (Researcher on Cerebral perfusion ) - Intrigued by stories of children who fell through norwegian ice and suffered prolonged drowning in iced water - emerged with preserved cerebral function  Data from animal studies – beneficial effect
  • 7. Result of decreased cerebral blood flow and oxygen delivery - failure of aerobic metabolism  Anaerobic glycolysis - excessive production of lactic acid, as well as tissue acidosis, depletion of the high energy phosphate compounds ATP and phosphocreatine, and inability to maintain cell membrane function.
  • 8. Results in loss of electrolyte gradients, with cell swelling and necrosis.  Damage during this period occurs prior to hypothermia therapy and will not be affected by treatment
  • 9. Follows reperfusion of the brain - Accounts for the major neuronal cellular loss  The decline in phosphocreatine and ATP is not accompanied by brain acidosis, but it results in apoptosis, or programmed cell death.
  • 10. Hyperaemia, cytotoxic oedema, mitochondrial failure, accumulation of excitotoxins, apoptosis NO synthesis and activation of microglia  Degree of energy failure and apoptosis - proportional to the severity of adverse neurodevelopmental outcomes
  • 11. Increased seizure activity - may further deplete energy reserves.  Magnetic resonance spectroscopy studies in infants with moderate to severe HIE have confirmed normal cerebral oxidative metabolism shortly after birth followed by evidence of secondary energy failure.
  • 12. Therapeutic ‘window of opportunity’ Interval following resuscitation of the asphyxiated newborn, before the secondary phase of impaired energy metabolism and injury is fully established.
  • 13.
  • 15. Reduced loss of high energy phosphates during ischaemia  Attenuates bloodbrain barrier damage and neuronal apoptosis  Reduced release of excitatory tranmitters and free radical production  Decreased cerebral metabolic rate for glucose and oxygen  Prevents or ameliorates secondary cerebral energy failure.
  • 16. The time factor Time critical Hypothermia to between 33oC and 34oC initiated as soon as possible after delivery reduces Sheep brain mortality and disability EEG and in babies with HIE(Level Histological 1a evidence)
  • 17. Shows the statistically significant (p =0.0006) therapeutic benefit of hypothermia after HIE on death and neurodevelopmental disability with a relative risk of 0.76 (95%CI, 0.65 - 0.89).  ICE trial based in Australia and the TOBY trial based in the UK ceased recruitment during 2007 ( categorical benefit noted )
  • 18. Cool cap trial NICHD trial TOBY trial ICE trial
  • 19. Cooling for 72 hours started within 6 hours of delivery – based on auckland pilot studies arbitrary based on animal studies  Whole body temperature - 34. 5 degrees Result – Nonsignificant trend towards improvement in the primary outcome of death or disability at 18 months overall
  • 20.
  • 21. TOBY trial unequavocally demonstrated that cooling increases an infants chance of surviving without neurological deficits at 18 months and reduces neurodevelopmental impairment in survival
  • 22. Reduction of systemic temperature necessary to achieve deep brain cooling  Head cooling equipment expensive  Delays the cooling process in case of retrieval
  • 24. All the 4 criteria should be met 1) More than or equal to 35 weeks of gestation 2) Less than 6 hours post birth 3) Evidence of asphyxia 4) The presence of moderate / severe HIE
  • 25. Apgar less than 6 at 10 minutes or continued need for resuscitation with PPV with or without chest compressions at 10 minutes Any acute perinatal event that may result in HIE ( ie abruptio placentae , cord prolapse , severe FHR abnormality etc ) Cord PH less than 7 or BE of -12 mmol / L or less If cord PH not available , arterial PH less than 7 or BE less than -12 mmol / L within 60 minutes of birth
  • 26. Category Moderate Severe Encephalopathy encephalopathy Level of consiousness Lethargy Stupor / coma Spontaneous activity Decreased activity No activity Posture Decorticate Decerebrate Tone Hypotonia Flaccid Primitive reflexes Weak suck,Incomplete Absent suck,absent moro moro Autonomic system ( any one of these ) Pupils Constricted Dilated / Non reactive Heart rate Bradycardia Variable heart rate Respirations Periodic breathing Apnea
  • 27. Moderate or severe asphyxia - defined as seizures OR presence of signs in atleast 3 of the 6 categories If the neonate meets elibility criteria 1 , 3 and 4 , but is 6 – 12 hours of age , delayed initiation of cooling may be considered at the discretion of the attending neonatologist
  • 29. Switch off warmer in case of radiant warmer  Switch of incubator , open port holes  Nurse baby naked  Keep nappy undone  Temperature monitoring  Consider reducing environmental temp by adding fan ( ? A/C )
  • 30. Arch Dis Child Fetal Neonatal Ed 2010;95:F408–F412.
  • 31. 4 cold packs in fridge temperature ( 10 degrees )  2 frozen cold packs  Disposible rectal probes  Cable for connecting rectal probes  Cotton covers for cold packs  Cardiopulmonary monitoring Neonatology clinical guidelines KEM & Princes Margeret Hospitals Perth
  • 32. Temp ranges No of cool packs Areas to be applied applied > 37 degrees 4 Head , Shoulders , neck , trunk 36.1 - 37.0 3 Shoulders , neck , trunk 35.1 – 36.0 2 Shoulders , trunk 34.1 – 35.0 1 Trunk 33 . 0 – 34.0 0 Nil Watch temp range more closily in infants treated with anticonvulsants or muscle relaxants ( tend to cool rapidly ) Keep cold packs in cotton bags
  • 33. Commercially available water bottles filled with water ( 25 degrees )  Phase changing mattress with a melting point of 32 degrees ( acts as heat buffers and stabilizes temp of objects with which it comes in contact )
  • 34. Passive heating and cooling substances , usually made of a salt hydride , fatty acid and ester or paraffin such as octadene .  PCMs are solid at room temperature , but when in contact with warmer objects they liquify and absorb and store heat  Liquid PCMs can solidify and give off heat  Temp monitoring required – additional blankets if low temp , or additional PCMs if temp high outside therapeutic range
  • 35. S Iwata,O Iwata,L Olson,A Kapetanakis,T Kato,S Evans,Y ArakiT Kakuma,T Matsuishi, F Setterwall,H Lagercrantz,N J Robertson. Therapeutic hypothermia can be induced andmaintained using either commercial water bottles ora ‘‘phase changing material’’ mattress in a newborn piglet model . Arch Dis Child 2009;94:387–391.
  • 36. Criticool  Hypothermia achieved by adjusting temperature of water pumped through the cooling mattress using feedback from patients core ( rectal ) and surface temperature  Disadv – weighs 35 kg ( not including 1 to 4 L of water ) & must be secured well
  • 37.
  • 38. Alternative – weighs only 7 kg  Both Requires AC power . No battery back up  Not certified for air transfer  Used in TOBY trial
  • 39. Advise the peripheral hospital , prior to arrival of Medstar team  Full blood examination , Platelet count  Urea and electrolytes  S.Electrolytes , S . Calcium  PT , APTT  Blood glucose  ABG / CBG  LFT  Neurological assessment + Sarnat staging
  • 40.
  • 42. Comparison Median 33.3 35.2 29.8-36.3 ( 31.5-36.60 Median Median N=19 N=10 N=17 StMichaels Hospital Bristol
  • 44. Servo –controlled N =9 Johnston ED, Becher J-C, Mitchell AP, et al. Arch Dis Child Fetal Neonatal Ed (2011).
  • 45. Median time for achieving target- 45 min Temp increased due to CVS instability Johnston ED, Becher J-C, Mitchell AP, et al. Arch Dis Child Fetal Neonatal Ed (2011).
  • 46. Chance of overcooling with active cooling with adjuncts would be decreased as experience improves ( Fairchild et al,2010 )
  • 47. Long term neurological outcome – 18 months early to diagnose CP and cognitive deficits  Best way of assessing core temperature  Does temperature fluctuations cause any adverse outcome  How best is brain cooled with reduction in rectal temperature
  • 48. 1) Feasible method - Active vs passive cooling 2) Best method of temperature monitoring – Rectal versus esophageal 3) Equipments and packs 4) Education of Peripheral centres
  • 49. Sinus bradycardia, increased blood pressure and increased oxygen requirement - transient and reversible with rewarming  Thrombocytopenia  Arrhythmias – Long QT  Less likely to occur when the rectal temperature remained within 33.0oC- 34.0oC. Adverse effects of hypothermia are physiological, transient and reverse with rewarming ( Level 1a evidence )
  • 50. End point was composite – death or severe disability . Statistically robust but doubtful clinical utility  No blinding – not possible given the patient population . But introduces unquantifiable bias  Disability assessed at 18 months of gestation . Not possible to rule out possibility of cerebral palsy in evolution  Remains to see whether the benefit retained through out childhood and beyond ( cognitive defects )
  • 51. Neonatal cooling initiated during retrieval definitely provides benefit for asphyxiated babies  Active cooling ( with adjuncts or custom made ) gives better temperature control than passive cooling . Regardless attempts at any form of cooling is good enough  Close core temperature monitoring with rectal probe allows to maintain temp in therapeutic range  No major adverse events noted in neonates