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Copyright Law
      for the Artist/Entrepreneur

                 Frisina, LLC
Creating Wealth Through Intellectual Property TM




                                        Copyright © 2007-2012 Frisina. LLC
                www.frisinaIP.com
You will learn:
• Scope of rights
• Acquiring a copyright
• Copyright notices
• Remedies for infringement
• Defenses to infringement




                                               Copyright © 2007-2012 Frisina. LLC
Exclusive Right
• A copyright holder has the exclusive right to:
  – Reproduce the work
  – Prepare derivatives
  – Distribute copies
  – Perform publicly
  – Play sound recording publicly
  – Display publicly


                                               Copyright © 2007-2012 Frisina. LLC
Rights of Attribution and Integrity




                             Copyright © 2007-2012 Frisina. LLC
Attribution and Integrity

• Related but distinct from copyright

• Rights of Attribution and Integrity
   – The right to be credited with the work, and the right to prevent being
     credited with a mutilation of the work that would reflect negatively on the
     author (17 U.S.C. 106A).




                                                              Copyright © 2007-2012 Frisina. LLC
Attribution and Integrity
• “Qualified” works:
   – Certain forms of visual art: e.g. original paintings, drawings, prints,
     sculptures
   – Excluded: e.g. audiovisual works, commercial works, works made for hire,
     reproductions of qualified works.


• Registration not required to file suit for attribution and integrity;
  §411(a)



                                                          Copyright © 2007-2012 Frisina. LLC
Attribution and Integrity
• Term: life of the author
• Not transferrable
• Waivable
  – only by a writing signed by the author, and only to the extent
    expressly stated in the writing.
• Remedies
  – Infringement: Injunction, impounding, damages/profits
  – No criminal liability; §506(f)

                                                    Copyright © 2007-2012 Frisina. LLC
Copyrights




             Copyright © 2007-2012 Frisina. LLC
Copyrightable Subject Matter
• “Original works of authorship fixed in any tangible medium
  of expression” 17 U.S.C. 102(a)

• Exclusions 17 U.S.C. 102(b)
  – Ideas, procedures, processes, systems, methods of operation,
    concepts, principles, or discoveries




                                                 Copyright © 2007-2012 Frisina. LLC
Acquiring A Copyright
• Requirements
  – Creative work of authorship
  – Fixation
    • Accrual at the time of “fixation”; 17 U.S.C. §102(a)




                                                             Copyright © 2007-2012 Frisina. LLC
Registration

• Why register?
  – Requirement for access to the federal courts §411(a)
  – Statutory damages, attorney’s fees § 412
  – Prima facie validity § 410(c)




                                                  Copyright © 2007-2012 Frisina. LLC
Registration
• Requirements
  –   Fee
  –   Original work of authorship
  –   Fixation in a tangible medium of expression
  –   Deposit §407
       • “best edition”
           – Published in the US, and
           – Best suited for the Library of Congress
       • Exceptions: burdensome, unfair, or unreasonable
  – Notice
       • No longer required


                                                           Copyright © 2007-2012 Frisina. LLC
Authorship
• Effect on Term; § 302
  – Assuming works made on or after Jan 1, 1978
  – Generally
     • life of the author +70 years
  – Anonymous, Pseudonymous, or work made for hire
     • The shorter of:
        – 95 years from first publication, or
        – 120 years from creation




                                                  Copyright © 2007-2012 Frisina. LLC
Authorship

• General rule:
  – Creator is author

• Works made for hire
  – Exception to the general rule
  – Contractor versus employee
     • Applies to all employees and to some contractors
     • Important to clearly identify the relationship
     • Work for hire doctrine does not exist outside the United States


                                                                         Copyright © 2007-2012 Frisina. LLC
Authorship

• Contract works made for hire
  – Requirements:
    • 1) one of 9 categories specifically enumerated in §101, and

    • 2) a writing signed by both parties




                                                         Copyright © 2007-2012 Frisina. LLC
Authorship

• Agreements to assign future works
  – At the time of hire


• Copyright assignment agreements
  – Contractors and employees alike
  – Worldwide scope


                                       Copyright © 2007-2012 Frisina. LLC
Copyright Notice
• March 1, 1989
  – For works made on or after March 1, 1989 notice is beneficial
    but longer a requirement
• Pre-March 1, 1989
  – For works made before March 1, 1989 the law is more
    complicated
  – Critical question: date of original publication



                                                  Copyright © 2007-2012 Frisina. LLC
Copyright Notice
• Effect
  – Prevents innocent infringement defense
     • Not less than $200

  – Lack of notice does NOT invalidate copyright




                                                   Copyright © 2007-2012 Frisina. LLC
Copyright Notice
• Proper form
  – [©, Copyright, or Copr.] [year first published] [author name]
     • E.g. “© 2012 Frisina, LLC”
  – “©” is preferable
     • Other forms may not be sufficient for infringement in non-English speaking countries


• Placement
  – “affixed to the copies in such manner and location as to give reasonable
    notice of the claim of copyright”



                                                                     Copyright © 2007-2012 Frisina. LLC
Damages
• Actual Damages
  – Plaintiff only needs to prove gross revenue; 504(b)
• Statutory Damages; §504(c)
  – Electable at any time before final judgment
  – $750-$30,000 “as the court considers just”
  – Willful: up to $150,000
  – Innocent: not less than $200


                                                   Copyright © 2007-2012 Frisina. LLC
Criminal Liability
• Applies in three general cases:
  – Advantage or gain
     • “Commercial advantage” or “private financial gain”
  – Value
     • Reproductions or distributions having a total retail value of $1000 or
       more during any 180 day period
  OR
  – Some distributions over computer networks


                                                            Copyright © 2007-2012 Frisina. LLC
Defenses to Infringement

• Fair Use §107
  – Affirmative defense
  – Deceptively simple analysis
     • Analysis is actually complex and results are often unpredictable




                                                                     Copyright © 2007-2012 Frisina. LLC
Defenses to Infringement
• Fair Use §107 (cont.)
  – Non-exclusive Four Factor Test (“shall include”)
     • 1. purpose and character of the use
         – Use “for purposes such as criticism, comment, news reporting, teaching…, scholarship, or
           research, is not infringement…”
     • 2. nature of the work
         – E.g. education versus purely entertainment value
     • 3. amount and substantiality of use compared to the work as a whole
         – Was the use more than necessary to satisfy the specific fair use purpose?
     • 4. effect of the use on economic value of the work
         – Often cited as the most important factor

                                                                           Copyright © 2007-2012 Frisina. LLC
Defenses to Infringement
• Statute of Limitations; § 507
  – Civil actions: 3 years
     • Generally measured from the date the plaintiff learned of infringement
       or could have learned of it through reasonable diligence.


  – Criminal actions: 5 years
     • Measured from the time the cause of action arose.




                                                           Copyright © 2007-2012 Frisina. LLC
Defenses to Infringement
• Abandonment
  – Requires a showing of intent
     • e.g. destroying the only existing copy, or making a statement
       dedicating the work to the public


• Forfeiture
  – Occurs by operation of law. Intent is irrelevant.
  – Due to act or omission of copyright holder

                                                           Copyright © 2007-2012 Frisina. LLC
Defenses to Infringement
• Misuse
  – Relatively new
     • Typically found in software cases
  – Requires misconduct
     • Copyright holder tries to exclude others from more than the scope of his copyright
         – Example: copyright holder licenses software to licensee, and a term of the license
           agreement bars the licensee from using his own ingenuity to create software implementing
           the idea expressed in the licensor’s program. Lasercomb America Inc. v. Reynolds, 911
           F.2d 970 (4th Cir. 1990).




                                                                          Copyright © 2007-2012 Frisina. LLC
Defenses to Infringement

• Fraud on the Copyright Office
  – Obtaining registration by deceit
  – Registration is rendered unenforceable




                                             Copyright © 2007-2012 Frisina. LLC
Introduction
                        Representative Sectors   Our mission is to create wealth for our clients through the
                        • Chemicals              strategic use of intellectual property.
                        • Polymers
                        • Pharmaceuticals        We understand the challenges facing businesses in today's
                        • Biotechnology          economic environment, and strive to secure and monetize our
                        • Biomedical             clients’ intellectual assets. With over 15 years in innovation
                        • Medical Imaging        combined as a patent attorney and scientist, I am uniquely
                        • Advanced Materials     positioned to guide clients through the legal maze of intellectual
                        • Nanotechnology         property strategy facing start-ups and more established ventures.
39 East Market Street
     Suite LL-1         • Semiconductors
 Akron, OH 44308        • Medical Instruments    In addition to legal expertise and an unimpeachable commitment
 (330)777-0063 x100
                        • Medical Tests          to quality, we offer our clients unparalleled value and security.
dominic@frisinaip.com   • Liquid Crystals        Particularly, we have strategically invested in state-of-the-art
  www.frisinaip.com     • Power Generation       practice and intellectual property (IP) portfolio management
                        • Fuel Cells             systems. These systems enable us to intelligently analyze
                        • Software               clients’ IP holdings and suggest tactics to exploit strengths,
                        • Internet Law           identify and shore-up weaknesses, and generate income.
                        • Business Methods

                                                                                        Copyright © 2007-2012 Frisina. LLC
Thank You
For Further Information
       www.frisinaip.com
           Newsletters
           IP Owl Blog
           Slide Shows


          Contact Me
       (330)338-0589 Direct
      dominic@frisinaip.com

                              Copyright © 2007-2012 Frisina. LLC

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Copyright Law for the Artist/Entrepreneur

  • 1. Copyright Law for the Artist/Entrepreneur Frisina, LLC Creating Wealth Through Intellectual Property TM Copyright © 2007-2012 Frisina. LLC www.frisinaIP.com
  • 2. You will learn: • Scope of rights • Acquiring a copyright • Copyright notices • Remedies for infringement • Defenses to infringement Copyright © 2007-2012 Frisina. LLC
  • 3. Exclusive Right • A copyright holder has the exclusive right to: – Reproduce the work – Prepare derivatives – Distribute copies – Perform publicly – Play sound recording publicly – Display publicly Copyright © 2007-2012 Frisina. LLC
  • 4. Rights of Attribution and Integrity Copyright © 2007-2012 Frisina. LLC
  • 5. Attribution and Integrity • Related but distinct from copyright • Rights of Attribution and Integrity – The right to be credited with the work, and the right to prevent being credited with a mutilation of the work that would reflect negatively on the author (17 U.S.C. 106A). Copyright © 2007-2012 Frisina. LLC
  • 6. Attribution and Integrity • “Qualified” works: – Certain forms of visual art: e.g. original paintings, drawings, prints, sculptures – Excluded: e.g. audiovisual works, commercial works, works made for hire, reproductions of qualified works. • Registration not required to file suit for attribution and integrity; §411(a) Copyright © 2007-2012 Frisina. LLC
  • 7. Attribution and Integrity • Term: life of the author • Not transferrable • Waivable – only by a writing signed by the author, and only to the extent expressly stated in the writing. • Remedies – Infringement: Injunction, impounding, damages/profits – No criminal liability; §506(f) Copyright © 2007-2012 Frisina. LLC
  • 8. Copyrights Copyright © 2007-2012 Frisina. LLC
  • 9. Copyrightable Subject Matter • “Original works of authorship fixed in any tangible medium of expression” 17 U.S.C. 102(a) • Exclusions 17 U.S.C. 102(b) – Ideas, procedures, processes, systems, methods of operation, concepts, principles, or discoveries Copyright © 2007-2012 Frisina. LLC
  • 10. Acquiring A Copyright • Requirements – Creative work of authorship – Fixation • Accrual at the time of “fixation”; 17 U.S.C. §102(a) Copyright © 2007-2012 Frisina. LLC
  • 11. Registration • Why register? – Requirement for access to the federal courts §411(a) – Statutory damages, attorney’s fees § 412 – Prima facie validity § 410(c) Copyright © 2007-2012 Frisina. LLC
  • 12. Registration • Requirements – Fee – Original work of authorship – Fixation in a tangible medium of expression – Deposit §407 • “best edition” – Published in the US, and – Best suited for the Library of Congress • Exceptions: burdensome, unfair, or unreasonable – Notice • No longer required Copyright © 2007-2012 Frisina. LLC
  • 13. Authorship • Effect on Term; § 302 – Assuming works made on or after Jan 1, 1978 – Generally • life of the author +70 years – Anonymous, Pseudonymous, or work made for hire • The shorter of: – 95 years from first publication, or – 120 years from creation Copyright © 2007-2012 Frisina. LLC
  • 14. Authorship • General rule: – Creator is author • Works made for hire – Exception to the general rule – Contractor versus employee • Applies to all employees and to some contractors • Important to clearly identify the relationship • Work for hire doctrine does not exist outside the United States Copyright © 2007-2012 Frisina. LLC
  • 15. Authorship • Contract works made for hire – Requirements: • 1) one of 9 categories specifically enumerated in §101, and • 2) a writing signed by both parties Copyright © 2007-2012 Frisina. LLC
  • 16. Authorship • Agreements to assign future works – At the time of hire • Copyright assignment agreements – Contractors and employees alike – Worldwide scope Copyright © 2007-2012 Frisina. LLC
  • 17. Copyright Notice • March 1, 1989 – For works made on or after March 1, 1989 notice is beneficial but longer a requirement • Pre-March 1, 1989 – For works made before March 1, 1989 the law is more complicated – Critical question: date of original publication Copyright © 2007-2012 Frisina. LLC
  • 18. Copyright Notice • Effect – Prevents innocent infringement defense • Not less than $200 – Lack of notice does NOT invalidate copyright Copyright © 2007-2012 Frisina. LLC
  • 19. Copyright Notice • Proper form – [©, Copyright, or Copr.] [year first published] [author name] • E.g. “© 2012 Frisina, LLC” – “©” is preferable • Other forms may not be sufficient for infringement in non-English speaking countries • Placement – “affixed to the copies in such manner and location as to give reasonable notice of the claim of copyright” Copyright © 2007-2012 Frisina. LLC
  • 20. Damages • Actual Damages – Plaintiff only needs to prove gross revenue; 504(b) • Statutory Damages; §504(c) – Electable at any time before final judgment – $750-$30,000 “as the court considers just” – Willful: up to $150,000 – Innocent: not less than $200 Copyright © 2007-2012 Frisina. LLC
  • 21. Criminal Liability • Applies in three general cases: – Advantage or gain • “Commercial advantage” or “private financial gain” – Value • Reproductions or distributions having a total retail value of $1000 or more during any 180 day period OR – Some distributions over computer networks Copyright © 2007-2012 Frisina. LLC
  • 22. Defenses to Infringement • Fair Use §107 – Affirmative defense – Deceptively simple analysis • Analysis is actually complex and results are often unpredictable Copyright © 2007-2012 Frisina. LLC
  • 23. Defenses to Infringement • Fair Use §107 (cont.) – Non-exclusive Four Factor Test (“shall include”) • 1. purpose and character of the use – Use “for purposes such as criticism, comment, news reporting, teaching…, scholarship, or research, is not infringement…” • 2. nature of the work – E.g. education versus purely entertainment value • 3. amount and substantiality of use compared to the work as a whole – Was the use more than necessary to satisfy the specific fair use purpose? • 4. effect of the use on economic value of the work – Often cited as the most important factor Copyright © 2007-2012 Frisina. LLC
  • 24. Defenses to Infringement • Statute of Limitations; § 507 – Civil actions: 3 years • Generally measured from the date the plaintiff learned of infringement or could have learned of it through reasonable diligence. – Criminal actions: 5 years • Measured from the time the cause of action arose. Copyright © 2007-2012 Frisina. LLC
  • 25. Defenses to Infringement • Abandonment – Requires a showing of intent • e.g. destroying the only existing copy, or making a statement dedicating the work to the public • Forfeiture – Occurs by operation of law. Intent is irrelevant. – Due to act or omission of copyright holder Copyright © 2007-2012 Frisina. LLC
  • 26. Defenses to Infringement • Misuse – Relatively new • Typically found in software cases – Requires misconduct • Copyright holder tries to exclude others from more than the scope of his copyright – Example: copyright holder licenses software to licensee, and a term of the license agreement bars the licensee from using his own ingenuity to create software implementing the idea expressed in the licensor’s program. Lasercomb America Inc. v. Reynolds, 911 F.2d 970 (4th Cir. 1990). Copyright © 2007-2012 Frisina. LLC
  • 27. Defenses to Infringement • Fraud on the Copyright Office – Obtaining registration by deceit – Registration is rendered unenforceable Copyright © 2007-2012 Frisina. LLC
  • 28. Introduction Representative Sectors Our mission is to create wealth for our clients through the • Chemicals strategic use of intellectual property. • Polymers • Pharmaceuticals We understand the challenges facing businesses in today's • Biotechnology economic environment, and strive to secure and monetize our • Biomedical clients’ intellectual assets. With over 15 years in innovation • Medical Imaging combined as a patent attorney and scientist, I am uniquely • Advanced Materials positioned to guide clients through the legal maze of intellectual • Nanotechnology property strategy facing start-ups and more established ventures. 39 East Market Street Suite LL-1 • Semiconductors Akron, OH 44308 • Medical Instruments In addition to legal expertise and an unimpeachable commitment (330)777-0063 x100 • Medical Tests to quality, we offer our clients unparalleled value and security. dominic@frisinaip.com • Liquid Crystals Particularly, we have strategically invested in state-of-the-art www.frisinaip.com • Power Generation practice and intellectual property (IP) portfolio management • Fuel Cells systems. These systems enable us to intelligently analyze • Software clients’ IP holdings and suggest tactics to exploit strengths, • Internet Law identify and shore-up weaknesses, and generate income. • Business Methods Copyright © 2007-2012 Frisina. LLC
  • 29. Thank You For Further Information www.frisinaip.com Newsletters IP Owl Blog Slide Shows Contact Me (330)338-0589 Direct dominic@frisinaip.com Copyright © 2007-2012 Frisina. LLC