1. financial representative job
description
A typical financial representative job description be included elements such as:
financial representative duties, financial representative qualifications, financial
representative traits, financial representative job information, financial
representative templates, financial representative work conditions…
Other useful materials for financial representative career:
• financemanagement123.com/23-free-ebooks-for-finance-management
• financemanagement123.com/215-free-finance-management-forms
• financemanagement123.com/16-free-tools-for-finance-management
• financemanagement123.com/top-84-finance-KPIs
• financemanagement123.com/top-21-finance-job-descriptions
• financemanagement123.com/100-finance-interview-questions-and-answers
2. Key duties/responsibilities for financial representative
1. Responsible for educating clients on the services and products available to them to
more effectively monitor, maintain, service and manage their investments.
2. Coordinates overall schedules and appointments for the S(AE) and lobby.
3. Fulfills client transactional informational and service needs.
4. Sets up, inputs and enters data to the brokerage and shareholder systems
5. Responsible for customer literature supplies and inventory management.
6. Responsible for arranging payment for incidental branch expenses.
7. Handles outgoing customer mail, outgoing internal mail, incoming mail, imaging
customer paperwork, etc.
8. Processes checks, disbursements, securities, TOAs and priority new account set
ups.
9. Acts as a conduit to processing groups, cashiering, adjustments, etc
10. Adheres to compliance/risk procedures and exhibits detailed attention to disclosure
policies.
11. Serves as quality control point to ensure that all calls, paperwork, policy and
procedures for customer requests have been adhered to in accordance with
compliance requirements.
3. Key job qualifications for financial representative
1. Minimum of 5 years successful full-time work experience in professional,
sales or executive level occupation
2. High school diploma or equivalent (GED) required; Bachelor’s degree with
concentration in business discipline (Marketing / Finance / Accounting)
preferred
3. Valid state driver’s license with reliable, insured transportation
4. Strong organizational skills and attention to detail
5. Personal computer literacy; MS Office proficiency
6. Ability to obtain or currently possess an active Life/Health license
4. Format for financial representative job description
A typical job description includes 4
main part as follows:
1. Job information
This part includes: job title, reporting
relationships, department, job
location, manager/supervisor’s title,
job code, purpose and objective of the
job.
2. List of main task
3. Contents of Job Specifications
• Knowledg/education.
• Skill requirements.
• Experience.
• Abilities. Ability include physical
ability, metal ability, aptitudes.
4. Contents of working conditions
• Environmental conditions
• Job hazards / safety
• Machine, tools and equipments
5. KSA model in setting up job description
1. What is KSA model?
KSA model is a competency model of individual. KSA is the same KSAO.
KSA include Knowledge, Skills and Abilities (also called KSAs model) that an
applicant must have to perform successfully in the position.
2. Components of KSA:
Knowledge
• A body of information needed to perform a task.
• For example, Human Resources Knowledge include knowledge of personnel
recruitment, selection, training, compensation and benefits, labor relations and
negotiation, and personnel information systems.
Skills
• Skills are the proficiency to perform a certain task.
• For example, skill in operating computer peripherals such as printers.
Abilities
• Abilities are an underlying, enduring trait useful for performing tasks.
• For example, oral comprehension – the ability to listen to and understand
information and ideas presented through spoken words and sentences.
6. Materials for financial representative career:
Other useful materials for finance management
that available at financemanagement123.com
• Top free ebooks for finance management
• Top free tools and techniques for finance
management
• Top skills for finance management
• Top free finance job description templates
• 5 steps to writer write an effective finance job
description
• 12 tips to write finance job description
• Top 12 tips for career development
• Top 9 career path tips
• Top 14 career objectives
• Top 12 career promotion tips
7. Useful materials (continue…)
• Top 14 career objectives
• Top 12 career promotion tips
• Top 15 ways to search jobs
• Top 7 cover letter samples
• Top 8 resume samples
• 110 finance interview questions with
answers
• 13 types of interview questions and how
to solve them
• 11 performance appraisal methods
(includes appraisal templates and forms)
• Top 28 performance appraisal forms
• Top 12 salary negotiation tips
• Top 9 tips to get high salary
8. Fields related to financial representative:
The above job description can be used for fields as:
construction, manufacturing, healthcare, non profit, advertising, agile,
architecture, automotive, agency, banking, budget, building, business
development, consulting, communication, clinical research, design, software
development, product development, interior design, web development,
engineering, education, events, electrical, exhibition, energy, ngo, finance,
fashion, green card, oil gas, hospital, it, marketing, media, mining, nhs, non
technical, oil and gas, offshore, pharmaceutical, real estate, retail, research,
human resources, telecommunications, technology, technical, senior, digital,
software, web, clinical, hr, infrastructure, business, erp, creative, ict, hvac,
sales, quality management, uk, implementation, network, operations,
architectural, environmental, crm, website, interactive, security, supply chain,
logistics, training, project management, administrative management…
The above job description also can be used for job title levels: entry level
financial representative, junior financial representative, senior financial
representative…
